2017-05-12T14:18:19-05:00 2016-06-30 221478099 COHNREZNICK LLP 1301 AVENUE OF THE AMERICAS NEW YORK NY 10019 990 2015-07-01 135562210 THE EDUCATIONAL ALLIANCE INC EDUC 6463954142 197 EAST BROADWAY NEW YORK NY 10002 ALAN VAN CAPELLE PRESIDENT & CEO 6463954142 2017-05-12 1 THOMAS LANNING P00851654 2122970400 2017-05-12 2015 2021-01-29 14:40:06Z THE 14TH STREET Y ALAN VAN CAPELLE 197 EAST BROADWAY NEW YORK NY 10002 43364847 0 X WWW.EDALLIANCE.ORG X 1889 NY THE EDUCATIONAL ALLIANCE CHANGES LIVES FOR THE BETTER AND ENRICHES THE COMMUNITIES OF DOWNTOWN MANHATTAN. EDUCATIONAL ALLIANCE EDUCATES, PROVIDES COMFORT AND SOCIAL SERVICES, EXPOSES PEOPLE TO THE ARTS, PROMOTES HEALTH AND WELL-BEING, AND BRINGS PEOPLE OF ALL AGES AND BACKGROUNDS TOGETHER TO LEARN, CREATE, AND PLAY. PROGRAMS INCLUDE HEAD START AND EARLY HEAD START, JEWISH PRESCHOOLS, AFTER-SCHOOL PROGRAMS, AN ART SCHOOL, FITNESS PROGRAMS, SENIOR CENTERS, AND IN-HOME PROGRAMS FOR SENIORS, DRUG TREATMENT, COUNSELING, CAMPS, AND EMPLOYMENT SERVICES. 38 38 1200 180 0 0 26751655 28769563 11142156 11917380 906250 722673 636504 630701 39436565 42040317 217770 611650 0 0 25952723 25876811 0 0 755717 13488935 13660830 39659428 40149291 -222863 1891026 78626262 82823719 26484881 28817696 52141381 54006023 X THE EDUCATIONAL ALLIANCE CURRENTLY SERVES 50,000 NEW YORKERS ANNUALLY VIA 38 PROGRAMS, INCLUDING PRESCHOOLS, CAMPS, AFTER SCHOOL PROGRAMS, SENIOR CENTERS, HEALTH & WELLNESS PROGRAMS, ARTS & CULTURE CLASSES, COUNSELING SERVICES, AND ADDICTION RECOVERY PROGRAMS. ALL PROGRAMS FEATURE INTERGENERATIONAL AND CROSS-CULTURAL ACTIVITIES - BRINGING TOGETHER PEOPLE FROM DIFFERENT BACKGROUNDS AND AGE GROUPS, SO THEY CAN LEARN FROM AND WITH EACH OTHER. 0 0 8835927 611650 12092520 CHILDREN AND FAMILY SERVICES: THESE PROGRAMS FOCUS ON FACILITATION CHILDREN'S SOCIAL, EMOTIONAL, PHYSICAL AND INTELLECTUAL GROWTH AND ARE OFFERED IN A COMMUNITY CENTER, FOUR PUBLIC SCHOOLS, PUBLIC HOUSING AND THROUGH HOME-BASED SERVICES FOR INFANTS. HEAD START AND EARLY HEAD START PROVIDE AN ARRAY OF COMPREHENSIVE SERVICES TO FAMILIES WITH INFANTS AND YOUNG CHILDREN AS WELL AS TO EXPECTANT PARENTS SUCH AS DEVELOPMENTAL SCREENINGS, HEALTHY MEALS, PARENTING EDUCATION AND ASSISTANCE WITH SECURING EMPLOYMENT, HOUSING AND HEALTHCARE. 8809217 THE 14TH ST Y: THIS EDUCATION ALLIANCE HUB IS THE ONLY JEWISH COMMUNITY CENTER SOUTH OF 14TH STREET. IN ADDITION TO SERVING BOTH CHILDREN AND THEIR FAMILIES WITH A PRESCHOOL AND A PARENTING FAMILY CENTER, THE Y PROVIDES YOUTH, FAMILIES AND SENIORS WITH ART CLASES, FITNESS CLASSES, AFTER-SCHOOL PROGRAMS, SUMMER DAY CAMPS, SPORTS LEAGUES AND A VARITEY OF JEWISH LIFE AND LEARNING PROGRAMS. 4560208 152180 BEHAVIORAL HEALTH SERVICES: THIS COMPREHENSIVE PROGRAM IS BASED AT TWO RESIDENTIAL THERAPEUTIC COMMUNITIES AND OUTPATIENT FACILITIES PROVIDING EDUCATION, COUNSELING, VOCATIONAL TRAINING, FAMILY REUNIFICATION AND ADDICTION SERVICES. OUTPATIENT SERVICES ALSO INCLUDE PREVENTION SERVICES TARGETING ADOLESCENTS AND SENIORS. 4354792 OLDER ADULTS SERVICES: THESE PROGRAMS HELP OUR MOST FRAIL, VULNERABLE AND ELDERLY NEIGHBORS LIVE AS INDEPENDENTLY AS POSSIBLE AND WITH UTMOST DIGNITY, AND ENHANCE THE QUALITY OF LIFE FOR ACTIVE, RECENTLY RETIRED SENIORS. THE PROGRAMS INCLUDE EMPLOYMENT SERVICES, AND OLDER ADULT SERVICES. 4855596 COMMUNITY SCHOOLS AND YOUTH SERVICES: THIS PROGRAM INCLUDES NINE CENTERS. ALL ARE PART OF THE ALLIANCE'S CHARTER WITH BOYS AND GIRLS CLUBS OF AMERICA AND MAKE USE OF THE COMMUNITY SCHOOL MODEL, WHICH BRINGS A BROAD AND CUSTOMIZED RANAGE OF SERVICES AND RESOURCES INTO THE PROGRAM AND ALLOWS THE ALLIANCE TO WORK WITH OTHER COMMUNITY PARTNERS TO PROVIDE MENTAL HEALTH TREATMENT, PARENTING AND AFTER-SCHOOL PROGRAM. 3470257 MANNY CANTOR CENTER: LOCATED IN THE MAIN FACILITY AT 197 EAST BROADWAY. THIS EDUCATIONAL ALLIANCE HUB CONSIST OF A JEWISH PRESCHOOL, ARTS PROGRAM, INCLUDING ART EXHIBITS, THEATER, CULTURAL EVENTS, COMMUNITY FORUMS, HEALTH AND FITNESS AND ADULT EDUCATIONAL CLASSES. 12680645 34885997 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 257 0 1 1200 1 0 0 0 0 0 1 1 0 0 0 0 X 38 38 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X MARK A ENSELMAN 2127802300 197 EAST BROADWAY NEW YORK NY 10002 ADAM D SOKOLOFF TRUSTEE 2.00 X 0 0 0 ARTHUR GURWITZ OUTGOING TRUSTEE 2.00 X 0 0 0 BARBARA SALMANSON OUTGOING TRUSTEE 1.00 X 0 0 0 BETH A RUSTIN TRUSTEE 2.00 X 0 0 0 CAROLYN ALBSTEIN TRUSTEE 2.00 X 0 0 0 CARRIE VAN SYCKEL TRUSTEE 2.00 X 0 0 0 CINDIE D KASTENBAUM TRUSTEE 3.00 X 0 0 0 CLYDE R BROWNSTONE TRUSTEE 2.00 X 0 0 0 DARCY BRADBURY TREASURER 6.00 X X 0 0 0 ERICA TISHMAN CHAIRMAN 7.00 2.10 X X 0 0 0 FABIENNE SILVERMAN TRUSTEE 2.00 X 0 0 0 FREDERICK K MAREK TRUSTEE 2.00 X 0 0 0 HAROLD KODA TRUSTEE 2.00 X 0 0 0 HOWARD ZIMMERMAN TRUSTEE 2.00 X 0 0 0 IRVING SITNICK TRUSTEE 2.00 X 0 0 0 JAMES F CRYSTAL TRUSTEE 2.00 X 0 0 0 JANNA FISHMAN STERN TRUSTEE 2.00 X 0 0 0 JEFFREY A TISCHLER TRUSTEE 4.00 X 0 0 0 JEFFREY D NEUBURGER TRUSTEE 2.00 X 0 0 0 JENNY MORGENTHAU TRUSTEE 2.00 X 0 0 0 JONATHAN ROSENZWEIG TRUSTEE 2.00 1.00 X 0 0 0 KARYN BENDIT OUTGOING TRUSTEE 2.00 X 0 0 0 KATE J SOLOMON TRUSTEE 2.00 X 0 0 0 LAUREN J WACHTLER OUTGOING TRUSTEE 1.00 X 0 0 0 LINDA F LYNN TRUSTEE 2.00 1.10 X 0 0 0 MARK C MORRIL SECRETARY 2.00 X X 0 0 0 MICHAEL LESSER TRUSTEE 2.00 X 0 0 0 MICHELLE M BARONE TRUSTEE 2.00 1.10 X 0 0 0 PATRICIA KENNER TRUSTEE 2.00 X 0 0 0 PETER FINE TRUSTEE 2.00 X 0 0 0 PHILIP ALTHEIM TRUSTEE 2.00 X 0 0 0 RACHEL BLUTH TRUSTEE 2.00 X 0 0 0 RICHARD A CANTOR TRUSTEE 2.00 X 0 0 0 ROBERTA KARP TRUSTEE 3.00 X 0 0 0 ROCHELLE LUDWIG OUTGOING TRUSTEE 2.00 X 0 0 0 ROXANA TETENBAUM TRUSTEE 2.00 X 0 0 0 RUSSELL E MAKOWSKY TRUSTEE 2.00 2.10 X 0 0 0 RUTH HOROWITZ TRUSTEE 2.00 X 0 0 0 SAMUEL W ROSENBLATT TRUSTEE 2.00 1.10 X 0 0 0 STEPHEN M BANKER TRUSTEE 2.00 X 0 0 0 STEVE MARVIN TRUSTEE 2.00 X 0 0 0 TRICIA KALLETT TRUSTEE 2.00 X 0 0 0 ZHENG WANG TRUSTEE 2.00 X 0 0 0 ALAN VAN CAPELLE PRESIDENT & CEO 40.00 2.10 X 291995 0 22088 MARK ENSELMAN CFO 40.00 2.10 X 184197 0 7026 LYNN APPELBAUM EXECUTIVE VP 40.00 1.10 X 192819 0 21808 JILL OLONOFF CONTROLLER 40.00 X 149177 0 5675 JOE TARVER DIRECTOR OF OPERATIONS 40.00 X 139549 0 16709 KARENNE BERRY VICE PRESIDENT - EDUCATION 40.00 X 148234 0 18190 MAIDELLE GOODMAN BENAMY SVP DEV 40.00 X 147466 0 17700 SHIRA KOCH EPSTEIN EXECUTIVE DIRECTOR 40.00 X 104711 0 78711 1358148 0 187907 8 0 1 0 COHNREZNICK LLP 1301 AVENUE OF THE AMERICAS NEW YORK NY 10019 ACCOUNTING 426220 UMVLT LLC 175 VARICK STREET NEW YORK NY 10014 IT OPERATIONS 127654 2 1203514 250000 19135391 8180658 28769563 PROGRAM SERVICE FEES 624200 11902357 11902357 DEVELOPER FEE 624200 15023 15023 11917380 668284 668284 440206 0 440206 440206 440206 1136294 1081905 54389 54389 54389 105800 1203514 242625 -136825 -136825 MGMT FEES 900099 173640 173640 REBATES AND REFUNDS 900099 152180 152180 CPR TRAINING 900099 1500 1500 327320 42040317 12244700 0 1026054 611650 611650 702465 616216 68727 17522 20015419 17557912 1958248 499259 603732 529605 59067 15060 2629345 2306511 257248 65586 1925850 1689393 188419 48038 47231 36417 10756 58 311813 240423 71009 381 77170 77170 3642556 2808592 829515 4449 270719 210916 57570 2233 1727510 1482350 211001 34159 2704945 2554341 149971 633 735597 699759 33452 2386 352363 75376 276987 614859 539873 74029 957 465216 422594 35337 7285 FOOD 1214612 1204630 3448 6534 PROGRAM SUPPLIES 559113 539281 17557 2275 PROF. DEVELOPMENT 361830 308507 47568 5755 CLIENT ASSISTANCE 282597 231317 50280 1000 292699 220334 30218 42147 40149291 34885997 4507577 755717 696868 2888642 3897376 411649 2097677 2698032 4761424 4441773 36839448 36690053 638613 598930 24243696 7392276 11283724 16851420 6303383 5395002 12107749 12848218 78626262 82823719 4550697 5131624 14623633 16478819 6083071 5803728 1227480 1403525 26484881 28817696 X 43351862 45300120 4292366 4208750 4497153 4497153 52141381 54006023 78626262 82823719 1891026 -30388 4004 0 X X 0 1 X 1 1 1 X 33394149 34373816 30277772 26751655 28769563 153566955 33394149 34373816 30277772 26751655 28769563 153566955 1742595 151824360 286300 638975 917131 1003423 1108490 3954319 707057 171493 321669 465636 433120 2098975 159620249 50357455 0.95120 0.94630 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2011 AMOUNT: $ 271,248. 2012 AMOUNT: $ 16,649. 2013 AMOUNT: $ 1,310. 2014 AMOUNT: $ 8,977. FUNDRAISING REVENUE - 2011 AMOUNT: $ 90,225. 2012 AMOUNT: $ 89,100. 2013 AMOUNT: $ 112,275. 2014 AMOUNT: $ 126,900. 2015 AMOUNT: $ 105,800. MGMT FEES - 2014 AMOUNT: $ 82,704. 2015 AMOUNT: $ 173,640. REBATES - 2012 AMOUNT: $ 65,744. 2013 AMOUNT: $ 208,084. 2014 AMOUNT: $ 247,055. 2015 AMOUNT: $ 152,180. RECOVERY OF BAD DEBT - 2011 AMOUNT: $ 345,584. CPR TRAINING - 2015 AMOUNT: $ 1,500. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6484000 57000 288000 6253000 6401000 261000 178000 6484000 4717000 1000000 849000 165000 6401000 4276000 659000 218000 4717000 4541000 -117000 148000 4276000 0.71920 0.28080 0 0 465377 465377 5560667 2596860 2963807 3913523 1801887 2111636 3602426 2993529 608897 10701703 10701703 16851420 INTERCOMPANY RECEIVABLE 11944092 DEFERRED COMPENSATION 12809 BENEFICIAL INTERST IN PERPETUAL TRUST 891317 12848218 DUE TO GOVERNMENT AGENCIES 1403525 1403525 X 46613201 -30388 3690136 990306 4650054 41963147 77170 77170 42040317 46408289 3690136 3295465 6985601 39422688 77170 649433 726603 40149291 PART V, LINE 4: THE ORGANIZATION'S OBJECTIVE IS TO MAINTAIN ITS ENDOWMENTS GENERATED FROM CONTRIBUTIONS OVER TIME IN ACCORDANCE WITH THE SPENDING AND INVESTMENT POLICIES ESTABLISHED BY THE ORGANIZATION THE SPENDING POLICY IS TO DISTRIBUTE AN AMOUNT EQUAL TO THE BOARD-APPROVED BUDGET TO SUPPORT OPERATIONS. PART X, LINE 2: THE ORGANIZATION HAS NO UNRECOGNIZED TAX BENEFITS AS OF JUNE 30, 2016 OR 2015. THE ORGANIZATION'S FEDERAL AND STATE INCOME TAX RETURNS PRIOR TO FISCAL YEAR 2013 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF APPLICABLE, THE ORGANIZATION WILL RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH TAX MATTERS AS MANAGEMENT AND GENERAL EXPENSES IN THE CONSOLIDATED STATEMENT OF ACTIVITIES AND INCLUDE ACCRUED INTEREST AND PENALTIES IN ACCRUED EXPENSES IN THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. THERE WERE NO INTEREST OR PENALTIES FOR THE YEAR ENDED JUNE 30, 2016 AND 2015. PART XI, LINE 2D - OTHER ADJUSTMENTS: RELATED ORGANIZATIONS REVENUES 2,736,467. INTERCOMPANY ELIMINATIONS -1,096,728. SCHOLARSHIPS RECLASSED -611,650. INDIRECT FUNDRAISING EXPENSE RELCASSED -37,783. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ORGANIZATIONS EXPENSES 4,466,192. INTERCOMPANY ELIMINATIONS -1,170,727. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS RECLASSED 611,650. INDIRECT FUNDRAISING EXPENSE RELCASSED 37,783. EA GALA 1158243 1064743 93500 139219 66985 Y GALA 151071 138771 12300 16095 20326 1309314 1203514 105800 155314 87311 242625 -136825 1 SCHOLARSHIPS FOR PROGRAM PARTICIPANTS - CAMPS, PRESCHOOL, SPECIAL NEEDS CLAS 113 611650 PART I, LINE 2: EA ENSURES THAT THE FUNDS PROVIDED FOR ASSISTANCE ARE USED FOR THE PURPOSE INTENDED BY MAKING DIRECT PAYMENT ON BEHALF OF THE OTHER CLIENT/RECIPIENT. OUR SCREENING PROCESS ENSURES THAT ALL RECIPIENTS FALL BELOW THE US GOVERNMENT POVERTY GUIDELINES AND CAN DEMONSTRATE NEED, ARE NYC RESIDENTS, AND ARE EXISTING CLIENTS OF EA. THE SCHOLORSHIPS ARE GIVEN OUT TO QUALIFIED FAMILIES AS DISCOUNT ON TUTITION FEES FOR EA'S OWN PROGRAMS. THEREFORE, THE ORGANIZATION KNOWS THE FUNDS ARE BEING USED FOR THE INTENDED PURPOSE. X 0 0 X X X X X 0 0 0 0 0 0 0 0 0 ALAN VAN CAPELLE PRESIDENT & CEO 291695 0 0 0 300 0 8760 0 13328 0 314083 0 0 0 MARK ENSELMAN CFO 183500 0 0 0 697 0 5526 0 1500 0 191223 0 0 0 LYNN APPELBAUM EXECUTIVE VP 192409 0 0 0 410 0 9641 0 12167 0 214627 0 0 0 JILL OLONOFF CONTROLLER 148800 0 0 0 377 0 4475 0 1200 0 154852 0 0 0 JOE TARVER DIRECTOR OF OPERATIONS 139059 0 0 0 490 0 4186 0 12523 0 156258 0 0 0 KARENNE BERRY VICE PRESIDENT - EDUCATION 147706 0 0 0 528 0 7412 0 10778 0 166424 0 0 0 MAIDELLE GOODMAN BENAMY SVP DEV 146866 0 0 0 600 0 7373 0 10327 0 165166 0 0 0 SHIRA KOCH EPSTEIN EXECUTIVE DIRECTOR 104430 0 0 0 281 0 3141 0 75570 0 183422 0 0 0 PART I, LINE 1A THE ORGANIZATION PROVIDED A HOUSING ALLOWANCE OF $72,000 TO SHIRA KOCH EPSTEIN, ONE OF ITS HIGHEST COMPENSATED EMPLOYEES. THE AMOUNT IS INCLUDED IN PART II COLUMN D. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND BEFORE IT IS FINALIZED (SIGNED), A DRAFT COPY IS CIRCULATED AMONG SENIOR MANAGEMENT, AND THE AUDIT COMMITTEE FOR REVIEW AND COMMENT. ONLY AFTER APPROVAL FROM THE AUDIT COMMITTEE IS THE FORM SIGNED AND FILED WITH IRS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST QUESTIONNAIRE. THE QUESTIONNAIRES ARE THEN REVIEWED BY THE BOARD SECRETARY AND ANY POTENTIAL CONFLICTS ARE ADDRESSED. FORM 990, PART VI, SECTION B, LINE 15 A. THE EDUCATIONAL ALLIANCE'S BOARD EMPLOYS THE USE OF A LEGAL AND PERSONNEL COMMITTEE THAT REVIEWS AND RECOMMENDS SALARY GUIDELINES FOR ALL SENIOR MANAGEMENT AND KEY EMPLOYEES' SALARIES. THE BOARD OF TRUSTEES APPROVED THE COMPENSATION FOR THE CEO BASED ON THE RECOMMENDATION OF THE LEGAL AND PERSONNEL COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE DOCUMENTS ARE AVAILABLE UPON REQUEST. THE ORGANIZZATION ALSO POSTS FORM 990 ON ITS WEBSITE. FORM 990, PART XII, LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. ALLIANCE APARTMENTS HOUSING DEVELOPMENT FUND CORPORATION 197 EAST BROADWAY NEW YORK NY 10002 133896558 SECTION 202 HOUSING NY 501(C)(3) LINE 9 EDUCATIONAL ALLIANCE INC 1 ALLIANCE HENRY HOUSING DEVELOPMENT FUND CORPORATION 197 EAST BROADWAY NEW YORK NY 10002 460551180 SECTION 202 HOUSING NY 501(C)(3) LINE 9 ALLIANCE HOLDINGS INC 0 ALLIANCE HOLDINGS INC 197 EAST BROADWAY NEW YORK NY 10002 136160838 SECTION 202 HOUSING NY 501(C)(3) LINE 9 EDUCATIONAL ALLIANCE INC 1 EA FOUNDATION OF NEW YORK INC 197 EAST BROADWAY NEW YORK NY 10002 455357449 SECTION 202 HOUSING NY 501(C)(3) LINE 11A, I EDUCATIONAL ALLIANCE INC 1 179 HENRY OWNER LLC 197 EAST BROADWAY NEW YORK NY 10002 455387200 AFFORDABLE HOUSING NY N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0