2017-05-15T06:49:33-05:00 2016-06-30 PricewaterhouseCoopers LLP 101 SEAPORT BOULEVARD BOSTON MA 02210 990 2015-07-01 050258809 Brown University % CHARLENE SWEENEY BROW 4018632716 Controllers Office Box J Providence RI 02912 LINDSAY GRAHAM VP Finance/CFO 4018632716 2017-05-02 true ERIN COUTURE P01390592 6175305000 2017-05-01 2015 2021-01-29 14:40:06Z CHRISTINA PAXSON BROWN UNIVERSITY BOX J PROVIDENCE RI 02912 3662821891 false X http://www.brown.edu X 1764 RI SEE SCHEDULE O 54 53 11169 24500 -6531150 -9248550 336481435 377081968 566414310 600273851 176239672 126473891 1240302 1437625 1080375719 1105267335 229319430 258910611 0 0 421516828 441915601 0 0 24969204 346640771 328535407 997477029 1029361619 82898690 75905716 5103251337 4975814069 1194413174 1179820442 3908838163 3795993627 X SEE SCHEDULE O false false 545328371 14089886 482464348 INSTRUCTION/ENROLLMENT. (SEE SCHEDULE O) 244820725 244820725 STUDENT AID, FELLOWSHIPS AND SCHOLARSHIPS. (SEE SCHEDULE O) 100621182 89021837 Auxiliary Services / Activities Includes the operation of the dormitories, dining services, health services, the bookstore, etc. These services accomodate students, faculty and staff by supporting academic & cultural enrichment. 32538635 28787666 923308913 true true false true false true false true true true true true false false true false false true true true true false false false true false false true true true true false false false false false true false false false false true true false false true true true true false false true X 1831 0 true 11169 true true true true false false false true true false false false false false false false X 54 53 true false false false false false false true true false false true true true true true true true true false CA X CHARLENE SWEENEY 4018635220 BROWN UNIVERSITY BOX J PROVIDENCE RI 02912 MARK S BLUMENKRANZ FELLOW 2.0 0.0 X 0 0 0 RICHARD A FRIEDMAN FELLOW 2.0 0.0 X 0 0 0 LAURA GELLER FELLOW 2.0 0.0 X 0 0 0 THERESIA GOUW FELLOW 2.0 0.0 X 0 0 0 DONALD C HOOD FELLOW/SECRETARY 2.0 0.0 X X 0 0 0 ROBIN LENHARDT FELLOW 2.0 0.0 X 0 0 0 SAMUEL M MENCOFF FELLOW 2.0 0.0 X 0 0 0 JONATHAN M NELSON FELLOW 2.0 0.0 X 0 0 0 CHRISTINA PAXSON FELLOW/PRESIDENT 40.0 0.0 X X 1028530 0 260161 O ROGERIEE THOMPSON FELLOW 2.0 0.0 X 0 0 0 PETER S VOSS FELLOW 2.0 0.0 X 0 0 0 MARIA T ZUBER FELLOW 2.0 0.0 X 0 0 0 NORMAN ALPERT TRUSTEE 2.0 0.0 X 0 0 0 JOHN C ATWATER TRUSTEE 2.0 0.0 X 0 0 0 GEORGE S BARRETT TRUSTEE 2.0 0.0 X 0 0 0 CRAIG E BARTON TRUSTEE 2.0 0.0 X 0 0 0 ANDREA TERZI BAUM TRUSTEE 2.0 0.0 X 0 0 0 BRIAN A BENJAMIN TRUSTEE 2.0 0.0 X 0 0 0 SANGEETA N BHATIA TRUSTEE 2.0 0.0 X 0 0 0 GEORGE H BILLINGS TRUSTEE 2.0 0.0 X 0 0 0 BRICKSON E DIAMOND TRUSTEE 2.0 0.0 X 0 0 0 TANYA GODREJ DUBASH Trustee 2.0 0.0 X 0 0 0 JOSE J ESTABIL TRUSTEE 2.0 0.0 X 0 0 0 GENINE M FIDLER TRUSTEE 2.0 0.0 X 0 0 0 TODD A FISHER TRUSTEE 2.0 0.0 X 0 0 0 ROBERT P GOODMAN TRUSTEE 2.0 0.0 X 0 0 0 ALEXANDRA ROBERT GORDON TRUSTEE 2.0 0.0 X 0 0 0 CATHY FRANK HALSTEAD TRUSTEE 2.0 0.0 X 0 0 0 JOHN J HANNAN TRUSTEE 2.0 0.0 X 0 0 0 JEFFREY F HINES TRUSTEE 2.0 0.0 X 0 0 0 NANCY CHICK HYDE TRUSTEE 2.0 0.0 X 0 0 0 CATHERINE WILLIS MAAS TRUSTEE 2.0 0.0 X 0 0 0 PAULA M MCNAMARA TRUSTEE 2.0 0.0 X 0 0 0 JENNIFER B MOSES TRUSTEE 2.0 0.0 X 0 0 0 BRIAN T MOYNIHAN TRUSTEE 2.0 0.0 X 0 0 0 KEVIN A MUNDT TRUSTEE 2.0 0.0 X 0 0 0 SRIHARI S NAIDU TRUSTEE 2.0 0.0 X 0 0 0 NANCY FULD NEFF TRUSTEE 2.0 0.0 X 0 0 0 RONALD O PERELMAN TRUSTEE 2.0 0.0 X 0 0 0 STEVEN PRICE TRUSTEE 2.0 0.0 X 0 0 0 ALISON S RESSLER TRUSTEE/TREASURER 2.0 0.0 X X 0 0 0 KAYLA S ROSEN TRUSTEE 2.0 0.0 X 0 0 0 RALPH F ROSENBURG TRUSTEE 2.0 0.0 X 0 0 0 BARRY ROSENSTEIN TRUSTEE 2.0 0.0 X 0 0 0 PABLO J SALAME TRUSTEE 2.0 0.0 X 0 0 0 JOAN WERNIG SORENSEN TRUSTEE 2.0 0.0 X 0 0 0 BARRY S STERNLICHT TRUSTEE 2.0 0.0 X 0 0 0 THOMAS J TISCH TRUSTEE/CHANCELLOR 2.0 0.0 X X 0 0 0 PRESTON C TISDALE TRUSTEE 2.0 0.0 X 0 0 0 JEROME C VASCELLARO TRUSTEE/VICE CHANCELLOR 2.0 0.0 X X 0 0 0 JASMINE M WADDELL TRUSTEE 2.0 0.0 X 0 0 0 DIANA E WELLS TRUSTEE 2.0 0.0 X 0 0 0 LAUREN J ZALAZNICK TRUSTEE 2.0 0.0 X 0 0 0 NANCY G ZIMMERMAN TRUSTEE 2.0 0.0 X 0 0 0 ELIZABETH C HUIDEKOPER EXEC VP FIN & ADMIN thru 2/15 40.0 0.0 X 586298 0 15892 VICKI COLVIN PROVOST thru 06/15 40.0 0.0 X 646224 0 70973 BARBARA CHERNOW EXEC VP OF FIN AND ADMIN 40.0 0.0 X 423553 0 68672 MARGARET KLAWUNN VP CAMPUS LIFE thru 08/15 40.0 0.0 X 288548 0 41855 STEPHEN M MAIORISI VP FOR FACILITIES MGMT 40.0 0.0 X 259586 0 57760 KEVIN MCLAUGHLIN DEAN OF FACULTY 40.0 0.0 X 433862 0 42279 JOSEPH DOWLING VP & CHIEF INVESTMENT OFFICER 40.0 0.0 X 1195617 0 44352 JACK ELIAS Dean of Medicine & Biological 40.0 0.0 X 799847 0 38672 David Savitz VP of Research 40.0 0.0 X 359435 0 28389 RICHARD LOCKE PROVOST 40.0 0.0 X 583005 0 51840 LOUIS RICE CHAIR OF MEDICINE 40.0 0.0 X 621523 0 41495 Daniel Mccollum Managing Director -Investments 40.0 0.0 X 890417 0 38952 Jane Dietze Managing Director -Investments 40.0 0.0 X 887438 0 44840 JESSE M SHAPIRO PROFFESOR OF ECONOMICS 40.0 0.0 X 503367 0 22066 WILLIAM CIOFFI DEPARTMENT CHIEF OF SURGERY 40.0 0.0 X 496151 0 37369 EDWARD WING FORMER DEAN OF MED AND BIO 40.0 0.0 X 241046 0 37922 CLYDE BRIANT FORMER VP OF RESEARCH 40.0 0.0 X 238335 0 46390 DAVID KERTZER FORMER PROFESSOR 40.0 0.0 X 305894 0 49608 RAJIV VOHRA FORMER PROFESSOR 40.0 0.0 X 356767 0 34885 11145443 0 1074372 797 true true false Shawmut Design Construction 3 Davol Square Suite A275 PROVIDENCE RI 02903 Construction 51133808 LEE KENNEDY CO INC 122 QUINCY SHORE DRIVE QUINCY MA 02171 CONSTRUCTION 12072070 CONSIGLI CONSTRUCTION CO INC 266 SUMMER STREET BOSTON MA 02210 Construction 10916865 BOND BROTHERS INC ONE CEDAR STREET SUITE 100 PROVIDENCE RI 02903 CONSTRUCTION 6386626 E TURGEON CONSTRUCTION CORPORATION ONE HARRY STREET CRANSTON RI 02907 Construction 4675870 47 110021 144635 161026180 215801132 35196254 377081968 TUITION & FEES 900099 482464348 482464348 RESIDENCE 900099 40906334 40906334 DINING HALLS 900099 21312765 21312765 BOOKSTORE 451211 7288144 7247134 41010 COMPUTER STORE 900099 2409840 2409840 45892420 45453093 439327 600273851 27500689 -7011487 34512176 0 1546987 1546987 0 0 0 2655598000 791171 2554031135 3384834 101566865 -2593663 98973202 98973202 29225 144635 138587 -109362 -109362 0 0 0 1105267335 599793514 -6531150 134923003 14089886 14089886 244820725 244820725 0 0 7325347 2032884 5121963 170500 0 334198999 287415967 31989660 14793372 23633217 19583680 3005182 1044355 53901840 44665793 6854118 2381929 22856198 18939803 2906377 1010018 0 2509026 10000 2499026 424000 424000 25668 25668 0 11454560 10822816 631744 55369748 47784226 6110531 1474991 1514893 1407790 80316 26787 41270389 38167414 1502083 1600892 16607209 14834551 1507114 265544 0 34593982 28267061 5826050 500871 22569110 19660932 1571263 1336915 0 2234144 2045329 121080 67735 27628672 27586112 33560 9000 0 70635958 70635958 13192251 12583200 609051 DUES AND MEMBERSHIPS 1843637 933725 885984 23928 PURCHASED GOODS 17021061 17021061 FUNDRAISING EXPENSES 262367 262367 OTHER GRADUATE SUPPLEMENTAL 4604396 4604396 4774336 4774336 1029361619 923308913 81083502 24969204 50639524 71966579 387648472 388611046 184519814 200295037 14779345 17251602 27000 130000 0 0 31972274 31187301 3491826 3823635 4164847 3477605 1873840086 897088519 973350979 976751567 344176310 276260026 3029810876 2921275925 0 0 0 0 78670070 84783746 5103251337 4975814069 48137911 53746610 0 0 63051398 62723076 645449000 677528000 3328407 3358567 0 0 0 0 182530427 150000369 251916031 232463820 1194413174 1179820442 X 989614998 892815143 1537826891 1465170939 1381396274 1438007545 3908838163 3795993627 5103251337 4975814069 X 75905716 -149356563 -39393689 X false true X true true true X 336516571 331829666 337680866 336481435 377081968 1719590506 0 0 336516571 331829666 337680866 336481435 377081968 1719590506 55377575 1664212931 4175231 53300779 33341208 20854247 36059163 147730628 0 12164732 73785 65015 55132 29225 12387889 1879709023 2629902986 0.88536 0.88255 X SCHEDULE A, PART II, LINE 10 THE TOTAL REPORTED ON THIS LINE INCLUDES PARTNERSHIP INVESTMENT INCOME FOR TAX YEAR 2011 AND FUNDRAISING GROSS REVENUE FOR TAX YEARS 2012 THRU 2015. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 25668 25668 false SCHEDULE C, PART II-B, LINE 1i THE UNIVERSITY ENGAGES CONSULTANTS TO PROMOTE ITS MISSION BY WORKING WITH STATE AND FEDERAL GOVERNMENT ENTITIES TO ADVOCATE FOR LEGISLATION AND POLICY INITIATIVES THAT SUPPORT HIGHER EDUCATION AND THE UNIVERSITY'S RESEARCH AGENDA. AMOUNTS REPORTED ON THIS LINE RELATE TO THESE CONSULTANT FEES, AS WELL AS MEMBERSHIP DUES PAID TO ORGANIZATIONS WHO LOBBY ON BEHALF OF THEIR MEMBER(WHICH INCLUDES BROWN UNIVERSITY). 2 21087189 true true X X X X Education false false true X 3057972089 87258716 -36609212 38973982 113755228 6921663 2948970720 2984653513 69354967 152398816 36463209 105565021 6406977 3057972089 2656243716 62207596 397960872 34434610 90368573 6955488 2984653513 2462538000 61628000 273994000 32318000 89027000 6867000 2669948000 2561014000 60476000 15368000 30096000 75252000 6420000 2525090000 0.14790 0.44560 0.40650 false false 66355036 66355036 1552063311 772800356 779262955 66879410 32982711 33896699 188542329 91305452 97236877 976751567 COMMON STOCK 566150095 F FIXED INCOME 230937049 F HEDGED STRATEGIES 1302769104 F PRIVATE EQUITY 642732300 F REAL ASSETS 178687377 F 2921275925 0 FEDERAL STUDENT LOAN ADVANCES 24496167 LIABILITIES ASSOCIATED WITH INVESTMENTS 74750092 SPLIT INTEREST OBLIGATIONS 21334737 INTEREST RATE SWAP LIABILITY 59355915 PENSION LIABILITY 39220670 ASSET RETIREMENT OBLIGATIONS 13306239 232463820 SCHEDULE D, PART III, LINE 1a THE UNIVERSITY'S COLLECTIONS INCLUDE WORKS OF ART, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S LIBRARIES AND MUSEUMS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. THE COLLECTIONS ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. SCHEDULE D, PART III, LINE 4 THE JOHN CARTER BROWN LIBRARY CONTAINS an internationally renowned, constantly growing collection of primary historical sources pertaining to the Americas, both North and South, before ca. 1825. The John Carter Brown Library collection of 50,000 rare books (printed before ca. 1825), manuscripts, and 16,000 reference books and secondary sources (printed after ca. 1825) is distinguished in many subject areas. Most well-known, perhaps, are the Library's extensive holdings in the literature of European exploration and travel in the Western Hemisphere, from the first Latin edition of the Columbus letter of 1493, through nearly all of the contemporary narratives of Spanish, Portuguese, French, Dutch, and English discovery, exploration, and settlement. The holdings of the library are available to scholars engaged in productive research for whom access to the collection is essential for the advancement of their work. The Brown University Library, in support of the University's educational and research mission, is the local repository for and the principal gateway to current information and the scholarly record. The Brown University Library is comprised of the John D. Rockefeller, Jr. Library; the Sciences Library; the Orwig Music Library; the John Hay Library; and the Annmary Brown Memorial. The John D. Rockefeller, Jr. Library is the primary teaching and research library for the humanities, social sciences, and fine arts. The Sciences Library holds materials that support study and research in the fields of Medicine, Psychology, Neural Science, Environmental Science, Biology, Chemistry, Geology, Physics, Engineering, Computer Science, and Pure and Applied Mathematics, and provides a wide range of services to the staff, students and faculty. The Orwig Music Library houses the general music collection on campus: music books, scores, periodicals, sound recordings, video recordings, and microforms. The collection supports the curriculum of the Music Department and provides material for general use by the Brown community. The John Hay Library houses diverse collections spanning many subjects and time periods, with particularly strong collections in American literature and history, popular culture, military history and iconography, history of science and the art and history of the book. THE ANNMARY BROWN MEMORIAL HOUSES EXHIBITS OF EUROPEAN AND AMERICAN PAINTINGS FROM THE 17TH THROUGH THE 20TH CENTURIES, THE CYRIL AND HARRIET MAZANSKY BRITISH SWORD COLLECTION, AS WELL AS PERSONAL MEMENTOS OF ITS FOUNDER, GENERAL RUSH C. HAWKINS, AND THE BROWN FAMILY. THE MEMORIAL IS UTILIZED AS A RESOURCE FOR STUDENTS STUDYING EUROPEAN AND AMERICAN ART BETWEEN THE 17TH AND 20TH CENTURY. THE UNIVERSITY'S ART SLIDE LIBRARY HOUSES SLIDES AND PHOTOGRAPHS REPRESENTING ART AND ART-RELATED SUBJECTS, INCLUDING ARCHITECTURE AND ARCHAEOLOGY. STUDENTS WHO ARE WRITING PAPERS OR CREATING PROJECTS ON ART-RELATED TOPICS CAN MAKE RESEARCH CONSULTATIONS BY APPOINTMENT. THE ART SLIDE LIBRARY ALSO PROVIDES SCANNING SERVICES FOR FACULTY WHO NEED DIGITAL IMAGES OF VISUAL CULTURE FOR TEACHING. THE HAFFENREFFER MUSEUM OF ANTHROPOLOGY IS A UNIVERSITY TEACHING MUSEUM WITH COLLECTIONS OF ETHNOGRAPHIC AND ARCHAEOLOGICAL ARTIFACTS AND ACTIVE PUBLIC EXHIBITIONS AND EDUCATION PROGRAMS. A CENTRAL FEATURE OF THE MUSEUM'S MISSION IS TO INSTRUCT STUDENTS AT ALL LEVELS IN COURSES AS WELL AS THROUGH ACTIVITIES ENHANCING THE VALUE OF ITS COLLECTIONS BY RESPONSIBLE, CAREFUL FIELD-DOCUMENTED COLLECTING. SCHEDULE D, PART IV, LINE 2B THE UNIVERSITY ACTS AS THE FISCAL AGENT FOR FUNDS RELATED TO UNIVERSITY SPONSORED AND/OR AFFILIATED PROGRAMS. THE UNIVERSITY DOES NOT OWN THE FUNDS ASSOCIATED WITH THESE PROGRAMS. Schedule D, Part V, Line 1 THE VARIANCE BETWEEN THE ENDING BALANCE IN COLUMN (D) AND THE BEGINNING BALANCE IN COLUMN (C) IS FROM RECLASSIFICATION BASED ON INCREASED TRANSPARANCY AND REPORTING CAPABILITIES IN NEW FINANICAL SYSTEM. THE VARIANCE BETWEEN THE ENDING BALANCE IN COLUMN (E) AND THE BEGINNING BALANCE IN COLUMN (D) IS FROM A RECLASSIFICATION TO REFLECT THE REMOVAL OF PREVIOUSLY APPROPRIATED BUT UNSPENT RETURN ON DONOR-RESTRICTED ENDOWMENTS AND SPLIT-INTEREST AGREEMENTS OUTSIDE OF THE UNIVERSITY'S LONG TERM POOL. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT INCOME HELPS FINANCE VITAL ACTIVITIES, INCLUDING UNDERGRADUATE STUDENT SCHOLARSHIPS, PROFESSORSHIPS, GRADUATE STUDENT FELLOWSHIPS, LIBRARY ACQUISITIONS, THE DIVISION OF BIOLOGY AND MEDICINE, ACADEMIC PROGRAMS, VARSITY SPORTS, AND BUILDING MAINTENANCE. SCHEDULE D, PART X, LINE 2 BROWN UNIVERSITY DOES NOT HAVE A FIN 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, LIABILITY RECORDED IN ITS FINANCIAL STATEMENTS. true true true true true true true false false false false false false false false true false true RACIALLY NONDISCRIMINATORY POLICY PART I, LINE 3 THE UNIVERSITY'S POLICY ON NON-DISCRIMINATION IS MADE AVAILABLE ON ITS WEBSITE. THE UNIVERSITY DOES NOT DISCRIMATE ON THE BASIS OF SEX, RACE, COLOR, RELIGION, DISABILITY, STATUS AS A VETERAN, NATIONAL OR ETHNIC ORIGIN, SEXUAL ORIENTATION, GENDER IDENTITY OR GENDER EXPRESSION, IN THE ADMINSTATION OF ITS EDUCATION POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, OR OTHER SCHOOL-ADMINISTERED PROGRAMS. GOVERNMENT FINANCIAL AID PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM VARIOUS GOVERNMENTAL AGENCIES FOR THE PURPOSE OF PROVIDING FINANCIAL ASSISTANCE TO QUALIFIED RECIPIENTS AND TO SUPPORT SPONSORED RESEARCH. true Central America and the Caribbean 62 Program Services Research /Study Abroad 281989 Central America and the Caribbean Investments 1410427412 East Asia and the Pacific 3 Fundraising 15586 East Asia and the Pacific 198 Program Services RESEARCH/STUDY ABROAD 680111 Europe (Including Iceland and Greenland) 11 Fundraising 82400 Europe (Including Iceland and Greenland) 732 Program Services RESEARCH/STUDY ABROAD 2308465 Europe (Including Iceland and Greenland) Investments 160957438 Middle East and North Africa 1 Fundraising 805 Middle East and North Africa 41 Program Services CONFERENCES/RESEARCH 152985 North America 281 Program Services CONFERENCES/RESEARCH 231522 Russia and the Newly Independent States 19 Program Services CONFERENCES/RESEARCH 59589 South America 118 Program Services CONFERENCES/RESEARCH 434590 South Asia 2 Fundraising 5593 South Asia 50 Program Services CONFERENCES/RESEARCH 208378 Sub-Saharan Africa 69 Program Services CONFERENCES/RESEARCH 337411 Sub-Saharan Africa Investments 9167560 1587 1587 1585351834 1585351834 true false true true true true PART 1, LINE 3, COLUMN F THE ORGANIZATION REVIEWS ALL FOREIGN WIRE INFORMATION, INTERNATIONAL TRAVEL EXPENSES, AND FOREIGN EXPENDITURES, BASED ON THE CAPABILITIES OF ITS ACCOUNTING SYSTEMS,TO DETERMINE THE AMOUNTS REPORTED ON SCHEDULE F. BROWN BEAR GOLF 42638 25600 17038 51473 GOLF OUTING 131222 119035 12187 87114 0 0 0 0 0 173860 144635 29225 138587 138587 -109362 SCHEDULE G, PART I, LINE 3 RHODE ISLAND DOES NOT REQUIRE THE UNIVERSITY TO REGISTER IN ORDER TO SOLICIT FUNDS. true ALBANY PARK NEIGHBORHOOD COUNCIL 4749 N KEDZIE AVE CHICAGO IL 60625 364394374 501(C)(3) 35000 FMV SUBCONTRACT GRANT AWARD BLUSOURCE ENERGY INC 3330 FAIRCHILD GARDENS AVE Beach Gardens FL 33410 943480202 158962 FMV SUBCONTRACT GRANT AWARD BOARD OF REGENTS UNIVERSITY OF NEBRASKA THE 2200 VINE STREET Lincoln NE 68583 470049123 501(C)(3) 180376 FMV SUBCONTRACT GRANT AWARD BOSTON MEDICAL CENTER CORPORATION 88 EAST NEWTON STREET Boston MA 02118 043314093 501(C)(3) 27377 FMV SUBCONTRACT GRANT AWARD BRADLEY HOSPITAL 1011 VETERANS MEMORIAL PARKWAY East Providence RI 02915 050258806 501(C)(3) 554359 FMV SUBCONTRACT GRANT AWARD BRANDEIS UNIVERSITY - SPONSORED PROGRAMS ACCOUNT PO BOX 9110 Waltham MA 02454 042103552 501(C)(3) 22373 FMV SUBCONTRACT GRANT AWARD BRIGHAM AND WOMEN'S HOSPITAL 75 FRANCIS STREET Boston MA 02115 042921338 501(C)(3) 9514 FMV SUBCONTRACT GRANT AWARD BRYANT UNIVERSITY - OFFICE OF THE BURSAR 1150 DOUGLAS PIKE Smithfield RI 02917 050258810 501(C)(3) 95013 FMV SUBCONTRACT GRANT AWARD BUTLER HOSPITAL - GRANTS ADMINISTRATION 345 BLACKSTONE BOULEVARD Providence RI 02906 050258812 501(C)(3) 417684 FMV SUBCONTRACT GRANT AWARD CALIFORNIA INSTITUTE 1200 EAST CALIFORNIA BLVD Pasedena CA 91125 951643307 501(C)(3) 194618 FMV SUBCONTRACT GRANT AWARD CAMBRIDGE PUBLIC HEALTH COMMISSION 1493 CAMBRIDGE STREET Cambridge MA 02139 043320571 501(C)(3) 24671 FMV SUBCONTRACT GRANT AWARD CARNEGIE INSTITUTION OF WASHINGTON 1530 P ST NW Washington DC 20005 530196523 501(C)(3) 7064 FMV SUBCONTRACT GRANT AWARD CHAPMAN UNIVERSITY ONE UNIVERSITY DRIVE Orange CA 92866 951643992 501(C)(3) 22262 FMV SUBCONTRACT GRANT AWARD CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVENUE Cincinnati OH 45229 310833936 501(C)(3) 196990 FMV SUBCONTRACT GRANT AWARD CITY UNIVERSITY OF NEW YORK THE LAGUARDIA COMMUNITY COLLEGE 31-10 THOMSON AVE Long Island City NY 11101 112644089 501(C)(3) 23054 FMV SUBCONTRACT GRANT AWARD COLLEGE OF CHARLESTON 66 GEORGE STREET Charleston SC 29424 576000265 501(C)(3) 37082 FMV SUBCONTRACT GRANT AWARD COLLEGE OF MOUNT SAINT VINCENT 6301 RIVERDALE AVE Riverdale NY 10471 131740445 501(C)(3) 16121 FMV SUBCONTRACT GRANT AWARD COMMUNITY ASSET DEVELOPMENT RE-DEFINING EDUCATION CADRE 8410 SOUTH BROADWAY Los Angeles CA 90003 264753821 501(C)(3) 40000 FMV SUBCONTRACT GRANT AWARD COMMUNITY ORGANIZING AND FAMILY ISSUES (COFI) 1436 WEST RANDOLPH Chicago IL 60607 364044632 501(C)(3) 10000 FMV SUBCONTRACT GRANT AWARD CORNELL UNIVERSITY - SPONSORED FINANCIAL SERVICES 341 PINE TREE ROAD Ithaca NY 14850 150532082 501(C)(3) 105029 FMV SUBCONTRACT GRANT AWARD CURATORS UNIVERSITY OF MISSOURI 115 BUSINEES LOOP 70W Columbia MO 65211 436003859 501(C)(3) 143610 FMV SUBCONTRACT GRANT AWARD DARTMOUTH COLLEGE OFFICE OF SPONSORED PROJECTS 7 LEBANON STREET Hanover NH 03755 020222111 501(C)(3) 11830 FMV SUBCONTRACT GRANT AWARD DOSECC EXPLORATION SERVICES LLC 2075 PIONEER RD Salt Lake City UT 84104 771852007 81150 FMV SUBCONTRACT GRANT AWARD DUKE UNIVERSITY - DUMC BOX 3230 324 BLACKWELL STREET Durham NC 27701 560532129 501(C)(3) 6874 FMV SUBCONTRACT GRANT AWARD FAMILY SERVICE OF RHODE ISLAND INC PO BOX 6688 Providence RI 02940 050258858 501(C)(3) 44793 FMV SUBCONTRACT GRANT AWARD FENWAY COMMUNITY HEALTH CENTER INC 1340 BOYLSTON STREET Boston MA 02115 042510564 501(C)(3) 139503 FMV SUBCONTRACT GRANT AWARD FLORIDA INTERNATIONAL UNIVERSITY - DIVISION OF RES 11200 SW 8TH STREET Miami FL 33199 650177616 501(C)(3) 24788 FMV SUBCONTRACT GRANT AWARD GATEWAY HEALTHCARE INC 249 ROOSEVELT AVENUE Pawtucket RI 02903 050309043 501(C)(3) 143409 FMV SUBCONTRACT GRANT AWARD GENESIS HEALTHCARE 101 EAST STATE STREET Kennet Square PA 19348 273237296 501(c)(9) 135960 FMV SUBCONTRACT GRANT AWARD GEORGE MASON UNIVERSITY - CASHIER'S OFFICE 4400 UNIVERSITY DRIVE Fairfax VA 22030 540836354 501(C)(3) 32968 FMV SUBCONTRACT GRANT AWARD GEORGETOWN UNIVERSITY - SPFO 37TH AND O STREETS NW Washington DC 20057 530196603 501(C)(3) 6137 FMV SUBCONTRACT GRANT AWARD GOODMAN RESEARCH GROUP INC 929 MASSACHUSETTS AVE Cambridge MA 02139 043256175 15568 FMV SUBCONTRACT GRANT AWARD HARVARD UNIVERSITY - PRESIDENT AND FELLOWS OF HARVARD COLLEGE 1033 MASSACHUSETTS AVE Cambridge MA 02138 042103580 501(C)(3) 232967 FMV SUBCONTRACT GRANT AWARD HEBREW REHABILITATION CENTER 1200 CENTRE STREET Boston MA 02131 042104298 501(C)(3) 377165 FMV SUBCONTRACT GRANT AWARD HILL DISTRICT CONSENUS GROUP 1835 CENTRE AVENUE Pittsburgh PA 15219 010732500 501(C)(3) 20000 FMV SUBCONTRACT GRANT AWARD INDIANA UNIVERSITY - OFFICE OF RESEARCH ADMINISTRA 400 E 7TH STREET Bloomington IN 47405 356001673 501(C)(3) 14811 FMV SUBCONTRACT GRANT AWARD INTERNATIONAL PLANNED PARENTHOOD FEDERATION - WESTERN HEMISPHERE REGION 125 MAIDEN LANE New York NY 10038 131845455 501(C)(3) 21000 FMV SUBCONTRACT GRANT AWARD JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD Baltimore MD 21211 520595110 501(C)(3) 140052 FMV SUBCONTRACT GRANT AWARD LAWRENCEVILLE UNITED 4839 BUTLER STREET Pittsburgh PA 15201 233070601 501(C)(3) 23200 FMV SUBCONTRACT GRANT AWARD MASSACHUSETTS GENERAL HOSPITAL - RESEARCH FINANCE 55 FRUIT STREET Boston MA 02114 041564655 501(C)(3) 521901 FMV SUBCONTRACT GRANT AWARD MASSACHUSETTS INSTITUTE OF TECHNOLOGY - SPONSORED PROJECTS 77 MASSACHUSETTS AVE Cambridge MA 02139 042103594 501(C)(3) 1275817 FMV SUBCONTRACT GRANT AWARD MCLEAN HOSPITAL CORPORATION 115 MILL STREET Belmont MA 02478 042697981 501(C)(3) 36470 FMV SUBCONTRACT GRANT AWARD MEMORIAL HOSPITAL OF RHODE ISLAND 111 BREWSTER STREET Pawtucket RI 02860 050259004 501(C)(3) 90997 FMV SUBCONTRACT GRANT AWARD MICHIGAN STATE UNIVERSITY -CONTRACT AND GRANT ADMINISTRATION 426 AUDITORIUM ROAD East Lansing MI 48824 386005984 501(C)(3) 156640 FMV SUBCONTRACT GRANT AWARD MIRIAM HOSPITAL 164 SUMMIT AVENUE Providence RI 02906 050258905 501(C)(3) 557579 FMV SUBCONTRACT GRANT AWARD MOUNT HOLYOKE COLLEGE - BIOLOGICAL SCIENCES 50 COLLEGE STREET South Hadley MA 01075 042103578 501(C)(3) 42016 FMV SUBCONTRACT GRANT AWARD MOUNT SINAI REHABILITATION HOSPITAL 114 WOODLAND STREET Hartford CT 06105 061422973 501(C)(3) 7823 FMV SUBCONTRACT GRANT AWARD NEW ENGLAND INSTITUTE OF ADDICTION STUDIES PO BOX 742 Augusta ME 04332 237267235 501(C)(3) 28000 FMV SUBCONTRACT GRANT AWARD NORTHEASTERN UNIVERSITY - OFFICE OF THE BURSAR 360 HUNTINGTON AVE Boston MA 02115 041679980 501(C)(3) 58103 FMV SUBCONTRACT GRANT AWARD NORTHERN RI AHEC 30 CUMBERLAND STREET Woonsocket RI 02895 134316891 501(C)(3) 66337 FMV SUBCONTRACT GRANT AWARD NORTHWESTERN UNIVERSITY - 633 CLARK ROOM G547 633 CLARK STREET Evanston IL 60208 362167817 501(C)(3) 22295 FMV SUBCONTRACT GRANT AWARD OASIS CENTER INC 1704 CHARLOTTE AVE Nashville TN 37203 620968273 501(C)(3) 65000 FMV SUBCONTRACT GRANT AWARD OCEAN STATE RESEARCH INSTITUTE 830 CHALKSTONE AVENUE Providence RI 02908 150440574 501(C)(3) 35260 FMV SUBCONTRACT GRANT AWARD OHIO STATE UNIVERSITY THE 1960 KENNY ROAD Columbus OH 43210 316025986 501(C)(3) 69783 FMV SUBCONTRACT GRANT AWARD ONE PENNSYLVANIA INC 1414 BRIGHTON RD PITTSBURGH PA 15212 233075749 501(c)(3) 43334 FMV SUBCONTRACT GRANT AWARD OREGON RESEARCH INSTITUTE INC 1776 MILLRACE DRIVE Eugene OR 97403 930495655 501(C)(3) 6410 FMV SUBCONTRACT GRANT AWARD PACIFIC INSTITUTE FOR RESEARCH & EVALUATION 11720 BELTSVILLE DRIVE Beltsville MD 20705 942243283 501(C)(3) 28720 FMV SUBCONTRACT GRANT AWARD PENNSYLVANIA INTERFAITH IMPACT NETWORK 564 FORBES AVE Pittsburgh PA 15219 232907349 501(C)(7) 43334 FMV SUBCONTRACT GRANT AWARD PENNSYLVANIA STATE UNIVERSITY - OFFICE OF SPONSORED PROJECTS 201 OLD MAIN STREET University Park PA 16802 246000376 501(C)(3) 49581 FMV SUBCONTRACT GRANT AWARD PROVIDENCE CENTER THE 930 PT PLEASANT ROAD Glen Burnie MD 21060 520741599 501(C)(3) 22000 FMV SUBCONTRACT GRANT AWARD PROVIDENCE CHILDREN'S MUSEUM 100 SOUTH STREET Providence RI 02903 050370944 501(C)(3) 66249 FMV SUBCONTRACT GRANT AWARD PROVIDENCE PLAN THE 10 DAVOL SQUARE Providence RI 02903 050467353 501(C)(3) 22000 FMV SUBCONTRACT GRANT AWARD PROVIDENCE PUBLIC SCHOOL DISTRICT 797 WESTMINSTER STREET Providence RI 02903 056000522 501(C)(3) 40000 FMV SUBCONTRACT GRANT AWARD PRUITTHEALTH INC FKA UHS-PRUITT CORPORATION 1626 JEURGENS CT Norcross GA 30093 162945517 501(c)(9) 80187 FMV SUBCONTRACT GRANT AWARD REGENTS OF THE UNIVERISTY CALIFORNIA - BERKLEY EXTRAMURAL FUNDS 2150 SHATTUCK AVENUE Berkely CA 94704 946002123 501(C)(3) 183545 FMV SUBCONTRACT GRANT AWARD REGENTS OF THE UNIVERISTY CALIFORNIA - DAVIS 1850 RESEARCH PARK DRIVE Davis CA 95618 946036494 501(C)(3) 5491 FMV SUBCONTRACT GRANT AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA IRVINE TH 141 INNOVATION Irvine CA 92697 952226406 501(C)(3) 111093 FMV SUBCONTRACT GRANT AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA THE - SAN FRANCISCO CAMPUS 3333 CALIFORNIA STREET San Francisco CA 94143 946036493 501(C)(3) 49633 FMV SUBCONTRACT GRANT AWARD REGENTS OF UNIVERSITY OF CALIFORNIA 2150 SHATTUCK AVENUE Berkely CA 94704 946002123 501(C)(3) 58797 FMV SUBCONTRACT GRANT AWARD RESEARCH FOUNDATION OF CUNY 230 W 41ST STREET New York NY 10036 131988190 501(C)(3) 15180 FMV SUBCONTRACT GRANT AWARD RHODE ISLAND COLLEGE - 600 MOUNT PLEASANT AVENUE 600 MOUNT PLEASANT AVENUE Providence RI 02908 056016315 501(C)(3) 34521 FMV SUBCONTRACT GRANT AWARD RHODE ISLAND HOSPITAL - OFFICE OF RESEARCH ADMINISTRATION 593 EDDY STREET Providence RI 02903 050258954 501(C)(3) 601025 FMV SUBCONTRACT GRANT AWARD RHODE ISLAND SCHOOL OF DESIGN TWO COLLEGE STREET Providence RI 02903 050258956 501(C)(3) 28072 FMV SUBCONTRACT GRANT AWARD ROGER WILLIAMS UNIVERSITY ONE OLD FERRY ROAD Bristol RI 02809 050277222 501(C)(3) 44202 FMV SUBCONTRACT GRANT AWARD SETI INSTITUTE 189 BERNARDO AVENUE Mountain View CA 94043 942951356 501(C)(3) 14904 FMV SUBCONTRACT GRANT AWARD SMITH COLLEGE - 106 COLLEGE HALL 10 ELM STREET Northhampton MA 01063 041843040 501(C)(3) 71315 FMV SUBCONTRACT GRANT AWARD ST JOHN'S UNIVERSITY 800 UTOPIA PARKWAY Jamaica NY 11439 111630830 501(C)(3) 31354 FMV SUBCONTRACT GRANT AWARD STANFORD UNIVERSITY - OFFICE OF SPONSORED RESEARCH 3145 PORTER DRIVE Palo Alto CA 94304 941156365 501(C)(3) 392141 FMV SUBCONTRACT GRANT AWARD TENNESSEE DEPARTMENT OF EDUCATION 710 JAMES ROBERTSON PARKWAY Nashville TN 37243 626001445 501(C)(3) 70188 FMV SUBCONTRACT GRANT AWARD THE TRUSTEES OF COLUMBIA UNIVERSITY - SPONSORED PROJECTS FINANCE 615 WEST 131ST STREET New York NY 10027 135598093 501(C)(3) 72581 FMV SUBCONTRACT GRANT AWARD TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVE Boston MA 02215 042103547 501(C)(3) 23729 FMV SUBCONTRACT GRANT AWARD TRUSTEES OF TUFTS COLLEGE - OFFICE OF SPONSORED PROGRAMS 169 HOLLAND STREET Somerville MA 02144 042103634 501(C)(3) 127526 FMV SUBCONTRACT GRANT AWARD TUFTS MEDICAL CENTER INC 800 WASHINGTON STREET Boston MA 02111 043400617 501(C)(3) 264921 FMV SUBCONTRACT GRANT AWARD UNIVERSITY CORPORATION THE 18111 NORDHOFF STREET NORTH RIDGE CA 91330 951992732 501(C)(3) 128386 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES 4301 W MARKHAM Little Rock AR 72205 716056774 501(C)(3) 92075 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CALIFORNIA - BERKELY SPONSORED PROJECTS OFFICE 2150 SHATTUCK AVENUE Berkely CA 94704 946002123 501(C)(3) 94376 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CALIFORNIA SANTA CRUZ - CASHIER 2505 AUGUSTINE DRIVE Santa Clara CA 95054 941539563 501(C)(3) 30392 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CALIFORNIA SAN DIEGO - MC 0009 9500 GILMAN DRIVE La Jolla CA 92093 956006144 501(C)(3) 38911 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CHICAGO THE - 6054 SOUTH DREXEL 6054 S DREXEL AVE Chicago IL 60637 362177139 501(C)(3) 40040 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CINCINNATI - SRS ACCOUNTING PO BOX 210222 Cincinnati OH 45221 316000989 501(C)(3) 77663 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF COLORADO - BOULDER 1800 GRANT STREET Denver CO 80203 846000555 501(C)(3) 84354 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF CONNECTICUT - OFFICE FOR SPONSORED PROJECTS 233 GLENNBROOK RD Storrs CT 06269 060772160 501(C)(3) 256246 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF DELAWARE - 116 STUDENT SERVICES BUIL 220 HULLIHEN HALL Newark DE 19716 516000297 501(C)(3) 95781 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF FLORIDA 219 GRINTER HALL Gainesville FL 32611 596002052 501(C)(3) 21772 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF HOUSTON - TREASURER'S OFFICE 4302 UNIVERSITY DRIVE Houston TX 77204 746001399 501(C)(3) 53003 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MARYLAND BALTIMORE COUNTY 1000 HILLTOP CIRCLE Baltimore MD 21250 526002033 501(C)(3) 19624 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MASSACHUSETTS - CONTROLLERS OFFICE 100 MORRISSEY BLVD Boston MA 02125 043167352 501(C)(3) 531008 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MINNESOTA - OFFICE OF SPONSORED PROJ 200 OAK STREET SE Minneapolis MN 55455 416007513 501(C)(3) 109137 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF MISSISSIPPI MEDICAL CENTER THE 2500 NORTH STATE STREET Jackson MS 39216 646008520 501(C)(3) 19316 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL 104 AIRPORT DRIVE Chapel Hill NC 27599 566001393 501(C)(3) 67944 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF PENNSYLVANIA - OFFICE OF RESEARCH SERVICES 3451 WALNUT STREET Philadelphia PA 19104 231352685 501(C)(3) 143958 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF PITTSBURGH - OFFICE OF RESEARCH/COST ACCOUNTING 116 ATWOOD STREET Pittsburgh PA 15260 250965591 501(C)(3) 122872 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF RHODE ISLAND - OFFICE OF GRANTS AND RESEARCH 45 UPPER COLLEGE RD Kingston RI 02881 056000522 501(C)(3) 1021308 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF ROCHESTER - ORACS 910 GENESEE STREET Rochester NY 14611 160743209 501(C)(3) 50051 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF SOUTH CAROLINA PO BOX 84900 Columbia SC 29208 576001153 501(C)(3) 37703 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF TENNESSEE 1331 CIRCLE PARK DRIVE Knoxville TN 37916 626001636 501(C)(3) 16885 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF TEXAS AT AUSTIN - OFFICE OF SPONSORED PROJECTS 101 E 27TH STREET 5 Austin TX 78712 746000203 501(C)(3) 289590 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLE 85 SOUTH PROSPECT STREET Burlington VT 05405 030179440 501(C)(3) 39494 FMV SUBCONTRACT GRANT AWARD UNIVERSITY OF WASHINGTON - GRANT & CONTRACT ACCOUN 4300 ROOSEVELT WAY NE Seattle WA 98915 916001537 501(C)(3) 188522 FMV SUBCONTRACT GRANT AWARD VANDERBILT UNIVERSITY - CONTRACT AND GRANT ACCOUNT 2301 VANDERBILT PLACE Nashville TN 37240 620476822 501(C)(3) 206184 FMV SUBCONTRACT GRANT AWARD WASHINGTON UNIVERSITY - SPONSORED PROJECTS ACCOUNT 700 ROSEDALE AVENUE Saint Louis MO 63112 430653611 501(C)(3) 71348 FMV SUBCONTRACT GRANT AWARD WAYNE STATE UNIVERSITY 42 W WARREN AVE Detroit MI 48202 386028429 501(C)(3) 7813 FMV SUBCONTRACT GRANT AWARD WELLESLEY COLLEGE - CONTROLLER'S OFFICE 106 CENTRAL STREET Wellesley MA 02481 042103637 501(C)(3) 31201 FMV SUBCONTRACT GRANT AWARD WEST ELMWOOD HOUSING DEVELOPMENT CORPORATION 224 DEXTER STREET Providence RI 02907 237138165 501(C)(3) 10000 FMV SUBCONTRACT GRANT AWARD WILLIAM MARSH RICE UNIVERSITY - MS 74 P O BOX 189 6100 MAIN STREET Houston TX 77005 741109620 501(C)(3) 38277 FMV SUBCONTRACT GRANT AWARD WOMEN & INFANTS HOSPITAL OF RHODE ISLAND - GRANTS ADMINISTRATION OFFICE 101 DUDLEY STREET Providence RI 02905 050258937 501(C)(3) 18691 FMV SUBCONTRACT GRANT AWARD WORCESTER POLYTECHNIC INSTITUTE - OFFICE OF THE BU 100 INSTITUTE ROAD Worcester MA 01609 042121659 501(C)(3) 25518 FMV SUBCONTRACT GRANT AWARD YALE UNIVERSITY PO BOX 208239 New Haven CT 06520 060646973 501(C)(3) 581055 FMV SUBCONTRACT GRANT AWARD 115 3 UNDERGRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 2853 117137057 MEDICAL SCHOOL SCHOLARSHIPS/ FELLOWSHIPS/STIPENDS 284 8312174 GRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 1886 119371494 Schedule I, Part I, Line 2 Grant funds are managed in accordance with both the sponsor and UniverSity rules and regulations. Expenditures are reviewed on a pre and post audit basis to ensure that the costs incurred and charged to a particular grant is in compliance with both the sponsor and University policies. Schedule I, Part III The cash grants are reflected on students' accounts. X X false true X X X X true true false false false false false true false CHRISTINA PAXSON FELLOW/PRESIDENT 682000 0 0 0 346530 0 221200 0 38961 0 1288691 0 300000 ELIZABETH C HUIDEKOPER EXEC VP FIN & ADMIN thru 2/15 88114 0 0 0 498184 0 13719 0 2173 0 602190 0 VICKI COLVIN PROVOST thru 06/15 597529 0 0 0 48695 0 18550 0 52423 0 717197 0 BARBARA CHERNOW EXEC VP OF FIN AND ADMIN 402953 0 20000 0 600 0 66510 0 2162 0 492225 0 MARGARET KLAWUNN VP CAMPUS LIFE thru 08/15 284914 0 0 0 3634 0 19153 0 22702 0 330403 0 STEPHEN M MAIORISI VP FOR FACILITIES MGMT 258770 0 0 0 816 0 26500 0 31260 0 317346 0 KEVIN MCLAUGHLIN DEAN OF FACULTY 401374 0 0 0 32488 0 31800 0 10479 0 476141 0 JOSEPH DOWLING VP & CHIEF INVESTMENT OFFICER 576639 0 600000 0 18978 0 21200 0 23152 0 1239969 0 JACK ELIAS Dean of Medicine & Biological 783702 0 0 0 16145 0 21200 0 17472 0 838519 0 David Savitz VP of Research 338366 0 0 0 21069 0 21200 0 7189 0 387824 0 RICHARD LOCKE PROVOST 541275 0 0 0 41730 0 21195 0 30645 0 634845 0 LOUIS RICE CHAIR OF MEDICINE 601907 0 0 0 19616 0 21200 0 20295 0 663018 0 Daniel Mccollum Managing Director -Investments 337134 0 535000 0 18283 0 18300 0 20652 0 929369 0 Jane Dietze Managing Director -Investments 333617 0 535000 0 18821 0 21200 0 23640 0 932278 0 JESSE M SHAPIRO PROFFESOR OF ECONOMICS 485367 0 0 0 18000 0 21200 0 866 0 525433 0 WILLIAM CIOFFI DEPARTMENT CHIEF OF SURGERY 495431 0 0 0 720 0 26500 0 10869 0 533520 0 EDWARD WING FORMER DEAN OF MED AND BIO 225936 0 0 0 15110 0 29245 0 8677 0 278968 0 CLYDE BRIANT FORMER VP OF RESEARCH 238335 0 0 0 0 0 29430 0 16960 0 284725 0 DAVID KERTZER FORMER PROFESSOR 287894 0 0 0 18000 0 31800 0 17808 0 355502 0 RAJIV VOHRA FORMER PROFESSOR 336522 0 0 0 20245 0 18550 0 16335 0 391652 0 Schedule J, Part I, Line 1a RESIDENCE FOR PERSONAL USE WAS PROVIDED TO THE FOLLOWING INDIVIDUALS: PRESIDENT - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PRESIDENT IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. PROVOST - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PROVOST IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE CURRENT PRESIDENT'S HOUSEHOLD SERVICES ASSISTANT PROVIDES SOME PERSONAL SERVICES FOR THE PRESIDENT. THE PRESIDENT REIMBURSES THE UNIVERSITY BY CHECK FOR THESE SERVICES. DURING THE TRANSITION PERIOD OF THE PROVOST OFFICE, THE CURRENT PROVOST WAS PROVIDED WITH A TAXABLE HOUSING BENEFIT THAT HAS BEEN REPORTED IN PART II, LINE B(III). SCHEDULE J, PART I, LINE 1B IN LIEU OF A STANDARDIZED WRITTEN POLICY, SENIOR OFFICERS WERE ISSUED AN ADDENDUM TO THEIR COMPENSATION LETTER APPROVED BY THE CHANCELLOR, OUTLINING THE TREATMENT OF THE HOUSING ITEM LISTED IN PART I, LINE 1A. SCHEDULE J, PART I, LINE 4a ELIZABETH HUIDEKOPER RECEIVED 12 MONTHS OF SALARY UPON HER DEPARTURE FROM THE UNIVERSITY AS WAS INDICATED BY HER EMPLOYMENT AGREEMENT. THE FULL AMOUNT HAS BEEN REPORTED AND INCLUDED IN SCHEDULE J, PART II COLUMN B(iii). SCHEDULE J, PART I, LINE 4B TERMS & CONDITIONS OF SUPPLEMENTAL RETIREMENT PLAN AND PAYMENT FOR 2015: Effective July 1, 2012 the University entered into a deferred compensation agreement with the President. Under the Plan, the organization will deposit $200,000 to the President's deferred compensation account each June 30th through June 30, 2017. Such amounts will vest over the course of the agreement so long as the President remains continuously employed by the University through each such vesting date. $200,000 was credited to the Plan in calendar year 2013, 2014 and 2015, respectively. THE PRESIDENT VESTED IN A PORTION OF HER DEFERRED COMPENSATION AND TOOK A PAYOUT WHICH HAS BEEN REPORTED IN PART II, COLUMN B(iii). THIS AMOUNT HAS BEEN PREVOUSLY REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR FORM 990'S. AS PART OF HER EMPLOYMENT AGREEMENT, BARBARA CHERNOW PARTICIPATES IN A DEFERRED COMPENSATION ARRANGEMENT. PURSUANT TO THE TERMS OF THE ARRANGEMENT, MS. CHERNOW WILL RECEIVE A PAYMENT OF 75% OF HER ANNUAL PAY IN JULY 2020, PROVIDED SHE REMAINS EMPLOYED AT THE UNIVERSITY THROUGH THAT DATE. THE ACCRUAL FOR CALENDAR YEAR 2015 IS INCLUDED IN SCHEDULE J, PART II COLUMN C. Schedule J, Part I, Line 7 THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO SENIOR PROFESSIONALS IN THE INVESTMENT OFFICE BASED UPON THE UNIVERSITY'S INVESTMENT PERFORMANCE AND OTHER QUALITATIVE FACTORS. THE FOLLOWING AMOUNTS WERE PAID TO THE FOLLOWING INDIVIDUALS IN CALENDAR YEAR 2015: JANE A. DIETZE $535,000 DANIEL H. MCCOLLUM $535,000 JOSEPH DOWLING $600,000. THE UNIVERSITY MADE A DISCRETIONARY BONUS PAYMENT TO THE FOLLOWING INDIVIDUAL BASED UPON SERVICE ACCOMPLISHMENTS DURING THE YEAR: BARBARA CHERNOW $20,000 A RI H&E CORP SERIES 2003A & 2003B 521300173 762243CA9 2003-11-13 91425000 FINANCE CAPITAL PROJECTS false false false B RI H&E BLD CORP SERIES 2005A 521300173 762243MY6 2005-10-04 85500000 FINANCE CAPITAL PROJECTS false false false C RI H&E CORP SERIES 2007 521300173 762197BP5 2007-06-27 92405058 FIN.CAP.PJT./REFUND 1998 COM.PAPER false false false D RI H&E CORP SERIES 2009 521300173 762197DT5 2009-10-01 75643750 FIN.CAP.PJT./REFUND COM. PAPER false false false A 49775000 0 91928050 0 0 0 590401 0 0 91337649 0 0 2005 false false true true B 0 0 87064981 0 0 0 526642 0 0 86538339 0 0 2006 false false true true C 4110058 0 93317470 0 0 0 718615 0 0 42912412 49686443 0 2008 true false true true D 4848750 0 75646988 0 0 0 643750 0 0 25003238 50000000 0 2011 true false true true A false false false true true 0.00128 0.00128 false false false true B false false false true true 0.00020 0.00020 false false false true C false false false false 0 false false false true D false false false true true 0.00026 0.00026 false false false true A false true true true JP MORGAN 35.3 false false 0 false true B false true true true GOLDMAN SACHS 29.6 false false 0 false true C false true false false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2003) INCLUDES $503,050 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2005A) INCLUDES $1,564,981 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2007) INCLUDES $912,413 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN D (SERIES 2009) INCLUDES $3,239 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2013) INCLUDES $12,587 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2015) iNCLUDES $12,526 OF INVESTMENT EARNINGS. SCHEDULE K, PART III, LINE 9 / PART IV, LINE 7 & PART V THE UNIVERSITY ADOPTED A POST-ISSUANCE COMPLIANCE POLICY DURING FY16. BROWN UNIVERSITY CONDUCTS AN ANALYSIS OF ACTIVITIES CONDUCTED WITHIN ITS BOND-FINANCED FACILITIES TO DETERMINE IF THERE IS ANY PRIVATE USE. A RI H&E CORP SERIES 2011 521300173 762197GR6 2011-08-24 80629956 CURRENT REFUNDING 2001 BONDS false false false B RI H&E CORP SERIES 2012 521300173 762197KD2 2012-07-19 149807220 FIN.CAP. PROJECTS/REFUND COM.PAPER false false false C RI H&E CORP SERIES 2013 521300173 762197PX3 2013-12-04 150950167 FIN.CAP.PJT./REFUND 2003A BOND/REF false false false D RI H&E CORP SERIES 2015 521300173 000000000 2015-10-21 45000000 FIN.CAP.PJT./REFUND 2005 BOND false false false A 25569956 0 80629956 0 0 0 506344 0 0 0 80123612 0 true false true true B 31567220 0 149807220 0 0 0 794535 0 0 99012685 50000000 0 2014 true false true true C 15640000 0 150962754 0 0 0 755226 0 0 10900108 40307420 0 2016 true false false true D 0 0 45012256 0 0 0 140000 0 0 13402256 31470000 0 true false false true A false false false false 0 false false false true B false false false true true 0.00011 0.00011 false false false true C false false false true true 0.00016 0.00016 false false false true D false false false 0 false false false true A false true false false 0 false 0 false true B false true false false 0 false 0 false true C false true false false 0 false 0 false true D false true true false 0 false 0 false true A true B true C true D true RICHARD LOCKE PROVOST PERSONAL X 100000 40000 false false true KEVIN MCLAUGHLIN DEAN OF FACULTY PERSONAL X 150000 90000 false false true 130000 X 0 X 574 35196254 FMV X 5 0 X EQUESTRIAN 2 0 0 X CATALOGS 1 0 0 X COSTUMES 1 0 0 X ORIENTAL RUG 1 0 0 X PHOTOGRAPHS 7 0 0 X POSTER 1 0 0 X CHAIR 1 0 0 X SCARVES 1 0 0 false true false SCHEDULE M, PART I, COLUMN (B) THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED DURING THE YEAR. SCHEDULE M, PART I, LINE 33 NO REVENUE WAS REPORTED ON FORM 990, PART VIII, LINE 1G BECAUSE THE UNIVERSITY'S COLLECTIONS (WHICH INCLUDE WORKS OF ART, HISTORICAL TREASURES & ARTIFACTS) ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. MISSION STATEMENT TO SERVE THE COMMUNITY, THE NATION, AND THE WORLD BY DISCOVERING, COMMUNICATING, AND PRESERVING KNOWLEDGE AND UNDERSTANDING IN A SPIRIT OF FREE INQUIRY, AND BY EDUCATING AND PREPARING STUDENTS TO DISCHARGE THE OFFICES OF LIFE WITH USEFULNESS AND REPUTATION. BROWN ACCOMPLISHES THIS THROUGH A PARTNERSHIP OF STUDENTS & TEACHERS IN A UNIFIED COMMUNITY CALLED A UNIVERSITY-COLLEGE. FORM 990, PART III, LINE 4A INSTRUCTION / ENROLLMENT INCLUDES COST OF SUPPLIES, SALARIES AND BENEFITS ASSOCIATED WITH TEACHING APPROXIMATELY 9,000 STUDENTS (72% UNDERGRADUATE; 23% GRADUATE; 5% MEDICAL). A FACULTY OF APPROXIMATELY 700 (NOT INCLUDING ADJUNCT, VISITING, CLINICAL AND OTHER "NON-REGULAR" FACULTY) TEACH AND ADMINISTER PROGRAMS IN A VARIETY OF DISCIPLINES, INCLUDING THE HUMANITIES, LIFE/MEDICAL SCIENCES, PHYSICAL SCIENCES AND SOCIAL SCIENCES. THERE ARE NEARLY 100 PROGRAMS OF STUDY OFFERED BETWEEN uNDERGRADUATE COLLEGE, GRADUATE SCHOOL AND MEDICAL SCHOOl OF THE UNIVERSITY. IN 2016, THE UNIVERSITY AWARDED a total of 2,630 BACCALAUREATE DEGREES AND ADVANCED (MASTER AND DOCTORATE) DEGREES. FORM 990, PART III, LINE 4B STUDENT AID, FELLOWSHIPS & SCHOLARSHIPS BROWN PROVIDES 100 PERCENT OF DEMONSTRATED NEED FOR ALL AIDED UNDERGRADUATE STUDENTS THAT MATRICULATE. THE UNIVERSITY IS NEED-BLIND FOR DOMESTIC STUDENTS (US CITIZENS AND PERMANENT RESIDENTS) AND "NEED-AWARE" FOR INTERNATIONAL AND TRANSFER (BOTH DOMESTIC AND INTERNATIONAL) STUDENTS. INTERNATIONAL AND TRANSFER STUDENTS WHO DO NOT APPLY FOR AID AS PART OF THEIR ADMISSION APPLICATION MAY NOT RECEIVE NEED-BASED SCHOLARSHIPS FROM THE UNIVERSITY. FORTY-SEVEN PERCENT OF THE UNDERGRADUATE STUDENT BODY RECEIVES NEED-BASED FINANCIAL AID. THE AVERAGE FINANCIAL-AID PACKAGE FOR THE CLASS OF 2019 WAS $44,313. SINCE THE CLASS OF 2007, ALL DOMESTIC UNDERGRADUATES ADMITTED AS FRESHMEN AT BROWN UNIVERSITY WERE ADMITTED UNDER THE UNIVERSITY'S NEEDS-BLIND ADMISSION POLICY. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $32,538,635) (REVENUE $28,787,666) THE UNIVERSITY ENGAGES IN RESEARCH IN PHYSICAL SCIENCES, HUMANITIES, LIFE SCIENCES AND SOCIAL SCIENCES. THE UNIVERSITY'S RESEARCH NETWORK FEATURES ADVANCED ACADEMIC INSTITUTES, CENTERS AND FACILITIES THAT MAKE OUR WORLD RENOWNED RESEARCH POSSIBLE. THESE FACILITIES, WHICH ARE MADE AVAILABLE TO FACULTY AND STUDENTS, ENCOURAGE DISCOVERY AND INNOVATION BY PROVIDING STATE-OF-THE-ART EQUIPMENT AND RESOURCES. FORM 990, PART V, LINE 4B FOREIGN ACCOUNTS THE ORGANIZATION HAS AN INTEREST IN OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT IN THE FOLLOWING FOREIGN COUNTRIES: 1) ITALY 2) FRANCE 3) GERMANY 4) SPAIN 5) ENGLAND 6) BERMUDA 7) LUXEMBOURG 8) BRITISH VIRGIN ISLANDS 9) CAYMAN ISLANDS 10) MAURITIUS 11) GUERNSEY, CHANNEL ISLANDS 12) JERSEY, CHANNEL ISLANDS PART VI, SECTION A, LINE 1 The Advisory & Executive Committee shall consist of the President (chair), the Chancellor, the Vice Chancellor, the Secretary, and the Treasurer, all ex officio, and at least nine additional members of the Corporation of whom at least two shall be Fellows and three Trustees. The Chairs of the Committees on Academic Affairs, Budget & Finance, Campus Life, Advancement, Facilities & Campus Planning, Audit, Medical School and Investment shall always be among the members of the Advisory & Executive Committee. Three Fellows and four Trustees shall constitute a quorum. The Committee may transact any business of the Corporation except the location of buildings and the election of Trustees, Fellows, and the President. In addition to the powers of the minor quorum, the Committee, by action of the Corporation, is authorized to appoint professors. The acts of the Advisory & Executive Committee shall be valid until the next meeting of the Corporation, and no longer unless approved by the Corporation. PART VI, SECTION A, LINE 2 STEVEN PRICE ROBERT P. GOODMAN BUSINESS RELATIONSHIP - THE INDIVIDUALS SIT ON THE BOARD OF ANOTHER ORGANIZATION. NORMAN W. ALPERT KEVIN MUNDT BUSINESS RELATIONSHIP - ONE INDIVIDUAL IS THE CO-FOUNDER/MANAGING DIRECTOR AND ONE INDIVIDUAL IS THE GENERAL PARTNER OF ANOTHER ORGANIZATION. PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE UNIVERSITY AND REVIEWED BY THE UNIVERSITY'S TAX CONSULTANTS. A DRAFT VERSION OF THE FORM 990 IS PROVIDED TO THE CONTROLLER,VICE PRESIDENT for Finance and Chief Financial Officer, EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, AND THE AUDIT COMMITTEE FOR REVIEW. CHANGES/COMMENTS ARE SUBMITTED TO MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE PRIOR TO THE FINAL REVIEW AND SIGNING OF THE TAX RETURN BY THE UNIVERSITY'S INDEPENDENT AUDITORS/TAX CONSULTANTS. THE FINAL TAX RETURN IS PROVIDED TO THE BOARD PRIOR TO FILING. PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE BROWN COMMUNITY ARE RESPONSIBLE FOR READING THE UNIVERSITY'S CONFLICT OF INTEREST AND COMMITMENT POLICY (COICP) AND ITS RELATED GUIDELINES AND TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS AS THEY ARISE TO THEIR SUPERVISOR OR ASSIGNED SENIOR ADMINISTRATOR. FAILURE TO DO SO WILL BE DEEMED A FAILURE TO MEET ONE'S OBLIGATIONS FOR WHICH SANCTIONS, UP TO AND INCLUDING DISMISSAL, MAY BE IMPOSED. RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP IS AS FOLLOWS - THE CHANCELLOR FOR MEMBERS OF THE CORPORATION AND ITS STANDING COMMITTEES; THE PRESIDENT FOR THE CABINET; AND THE PROVOST FOR OFFICERS OF INSTRUCTION AND RESEARCH. FOR ALL OTHER MEMBERS OF THE BROWN COMMUNITY, RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP SHALL REST WITH THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE. ALL CORPORATION MEMBERS, ALL MEMBERS OF THE CORPORATION'S STANDING COMMITTEES, ALL OFFICERS OF INSTRUCTION, ALL SENIOR OFFICERS, AND SELECTED STAFF SHALL ALSO BE RESPONSIBLE FOR SUBMITTING AN ANNUAL DISCLOSURE FORM. IF THERE ARE NO DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR SIGNS THE FORM AND FORWARDS IT TO THE ASSIGNED SENIOR ADMINISTRATOR. IF THERE ARE DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR IS RESPONSIBLE FOR WORKING WITH THE EMPLOYEE TO DETERMINE WHETHER A MANAGEMENT PLAN IS WARRANTED, SIGNING THE DISCLOSURE FORM TO ACKNOWLEDGE THAT IT HAS RECEIVED SUPERVISORY REVIEW, AND FORWARDING IT TO THE ASSIGNED SENIOR ADMINISTRATOR FOR THAT EMPLOYEE. FORMS THAT DISCLOSE AFFILIATIONS ARE REQUIRED TO RECEIVE SECONDARY REVIEW AND SIGNATURE BY THE ASSIGNED SENIOR ADMINISTRATOR OR, WHEN THE ASSIGNED SENIOR ADMINISTRATOR IS ALSO THE EMPLOYEE'S SUPERVISOR, BY THE ASSIGNED SENIOR ADMINISTRATOR'S SUPERVISOR. SENIOR ADMINISTRATORS, AS ASSIGNED BY THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE, ARE RESPONSIBLE FOR COLLECTING DISCLOSURE FORMS AND, IF WARRANTED, MANAGEMENT PLANS WITHIN THEIR DIVISIONS AND FORWARDING THEM TO THE OFFICE OF CORPORATION AFFAIRS AND GOVERNANCE. HUMAN RESOURCES SHALL MAINTAIN EMPLOYEES' DISCLOSURE FORMS AND RELATED MANAGEMENT PLANS, AND THE UNIVERSITY AUDITOR SHALL PERIODICALLY MONITOR THE FILE TO ENSURE COMPLIANCE WITH THE DISCLOSURE REQUIREMENTS OF THIS POLICY. THE UNIVERSITY'S INVESTMENT OFFICE ALSO HAS STRICT INVESTMENT POLICIES INTENDED TO MAINTAIN THE HIGHEST ETHICAL AND LEGAL STANDARDS AND AVOID CONFLICTS. ALL MEMBERS OF THE CORPORATION, INCLUDING THE PRESIDENT, DISCLOSE INFORMATION ANNUALLY RELATED TO CONFLICT OF INTEREST AND COMMITMENT. IF THERE IS CONSIDERATION TO HIRE A FIRM THAT COULD POTENTIALLY PRESENT A CONFLICT, THE INVESTMENT OFFICE SEEKS THE ADVICE AND CONSENT OF THE CORPORATION OFFICE AND GENERAL COUNSEL. ALL MEMBERS OF THE INVESTMENT COMMITTEE MUST RECUSE THEMSELVES AND REFRAIN FROM PARTICIPATION IN CONSIDERATION OF ANY INVESTMENT IN WHICH THEY HAVE AN INTEREST. PART VI, SECTION B, LINE 15 THE AUTHORITY TO ESTABLISH AND ADJUST COMPENSATION FOR THE PRESIDENT AND SENIOR STAFF RESTS WITH THE CORPORATION COMMITTEE ON SENIOR ADMINISTRATION. SENIOR STAFF INCLUDES OFFICERS REPORTING TO THE PRESIDENT, THE DEANS AND VICE PRESIDENTS OR THEIR EQUIVALENTS WHO REPORT TO THE PROVOST AND/OR THE EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, ANY OTHER UNIVERSITY EMPLOYEE WHOSE ANNUAL COMPENSATION IS IN EXCESS OF $225,000, AND OTHERS WHOSE RESPONSIBILITIES MIGHT BE DETERMINED TO REFLECT SIGNIFICANT INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY. THE COMMITTEE CONDUCTS THEIR REVIEW ANNUALLY AND, AS PART OF THEIR REVIEW PROCESS, USES DATA AND INFORMATION FROM SURVEYS REFLECTING INDUSTRY STANDARDS FOR COMPENSATION, BENEFITS, AND PREREQUISITES OF SENIOR OFFICERS EITHER AT INSTITUTIONS OF HIGHER EDUCATION OR AT COMPARABLE ENTITIES. DOCUMENTATION OF THIS REVIEW, AS WELL AS ANY DECISIONS MADE, ARE PREPARED BEFORE THE NEXT MEETING OF THE COMMITTEE ON SENIOR ADMINISTRATION, OR 60 DAYS AFTER THE FINAL ACTIONS OF THE COMMITTEE TO SET SALARIES, WHICHEVER IS LATER. THE COMMITTEE FORMALLY APPROVES THE DOCUMENTATION WITHIN A REASONABLE TIME AFTER IT IS PREPARED. PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICIES, AND GOVERNING DOCUMENTS (CHARTER AND STATUTES) ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON OUR WEBSITE. FORM 990, PART XI, LINE 9 Actuarial Gain/Loss - Split Interest $ 1,697,179 Change in Pension Obligation $ (19,596,743) Change in Swap Liability $ (21,520,044) Change in Asset Retirement Liability $ (6,163) Other $ 32,082 Total $ (39,393,689) FORM 990, PART XII, LINE 2D BROWN UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACCOUNTS OF THE JOHN NICHOLAS BROWN CENTER FOR THE STUDY OF AMERICAN CIVILIZATION, BROWN FACULTY CLUB, FARVIEW INCORPORATED (A REAL ESTATE HOLDING COMPANY), AND KARING. ALL OF WHICH ARE SEPARATE ENTITIES THAT ARE CONSOLIDATED IN THE FINANCIAL STATEMENTS. BROWN UNIVERSITY AND THESE CONSOLIDATED ENTITIES ARE COLLECTIVELY REFERRED TO HEREIN AS THE UNIVERSITY. ALL SIGNIFICANT INTER-ENTITY TRANSACTIONS AND BALANCES HAVE BEEN ELIMINATED IN CONSOLIDATION. BLH Mortgage Holdings LLC 121 South Main ST 9th FL Providence RI 02903 473252442 Investments DE BROWN BLH Mortgage Purchaser LLC 121 South Main St 9 FL Providence RI 02903 473262127 Investments DE 29060147 BROWN Brown University Research Foundation c/o Brown University Controllers O Providence RI 02912 050390989 Support Brown RI 501(c)(3) 11d BROWN true John Nicholas Brown Center c/o Brown University Controllers O Providence RI 02912 222506553 Support Brown RI 501(c)(3) 11a BROWN true Farview Inc c/o Brown University Controllers O Providence RI 02912 222665046 Support Brown RI 501(c)(2) n/a BROWN true Brown Faculty Club One Magee Street Providence RI 02912 510192393 Support Brown RI 501(c)(7) n/a BROWN true KARING 110 S MAIN STREET PROVIDENCE RI 02912 272862779 SUPPORT BROWN RI 501(c)(4) N/A BROWN true CHARITABLE GIFT ANNUITY FUND (2) SUPPORT MA NA TRUST CHARITABLE REMAINDER ANNUITY TRUST (6) SUPPORT MA NA TRUST CHARITABLE REMAINDER UNITRUST (70) SUPPORT MA NA TRUST POOLED INCOME (3) SUPPORT MA NA TRUST Brown Cayman I 121 South Main St 9th Fl Providence RI 02903 981182767 INVESTMENTS CJ BROWN C CORP 55162787 1.00000 true MELVIN CAPITAL OFFSHORE LTD 527 MADISON AVE 25TH FLOOR NEW YORK NY 10022 981202927 INVESTMENTS CJ BROWN C CORP 31132730 99699753 0.71090 true R&F CAPITAL OFFSHORE FUND LTD BOX 309 UGLAND HOUSE GEORGE TOWN GRAND CAYMAN CJ KY1-1104 INVESTMENTS CJ BROWN C CORP -85429 14642581 0.77110 true false true false false false false false false false false false false false true true false false false false R&F CAPITAL OFFSHORE FUND LTD B 10000000 CASH MELVIN CAPITAL OFFSHORE LTD B 5000000 CASH SCHEDULE R, PART IV, LINE 1 TRUSTS ARE DOMICILED IN MASSACHUSETTS. SCHEDULE R, PART IV, LINE 3 TRUSTS ARE DOMICILED IN MASSACHUSETTS. SCHEDULE R, PART V, LINE 1N & 1O FOR BROWN UNIVERSITY RESEARCH FOUNDATION, JOHN NICHOLAS BROWN CENTER, FAIRVIEW, AND THE BROWN FACULTY CLUB - THE EXPENSES FOR THESE RELATED ORGANIZATIONS ARE PAID DIRECTLY BY BROWN UNIVERSITY. THERE IS NO REIMBURSEMENT PAID BY ANY OF THESE RELATED ORGANIZATIONS TO BROWN UNIVERSITY.