2017-08-14T06:31:36-05:00 2016-09-30 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2015-10-01 521501082 CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES CENT 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 LISA POOLE CHIEF FINANCIAL OFFICER 2028870200 2017-08-11 1 YONG ZHANG CPA P01249785 7033366400 2015 2021-01-29 14:40:06Z CSIS JOHN J HAMRE 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 87430086 0 X WWW.CSIS.ORG X 1987 DE A PUBLIC POLICY RESEARCH INSTITUTION DEDICATED TO ANALYSIS AND POLICY IMPACT. 50 48 370 274 20680 -26014 34796901 77076016 7565722 7003418 1071730 30020 -2633 119787 43431720 84229241 0 0 0 0 21334556 24415249 0 0 2782891 17601247 20478483 38935803 44893732 4495917 39335509 152393286 185589824 56599250 49297252 95794036 136292572 X CSIS IS A BIPARTISAN FOREIGN POLICY THINK TANK PROVIDING STRATEGIC INSIGHTS AND POLICY SOLUTIONS TO DECISION MAKERS IN GOVERNMENT, INTERNATIONAL INSTITUTIONS, PRIVATE SECTOR, AND CIVIL SOCIETY. CSIS CONDUCTS POLICY STUDIES AND STRATEGIC ANALYSIS FOCUSED ON DEFENSE AND SECURITY; REGIONAL STABILITY; AND TRANSNATIONAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION. 0 0 6472452 1814708 INTERNATIONAL SECURITY PROGRAM: ISP TACKLES ONE OF THE MOST ROBUST AND AMBITIOUS RESEARCH AGENDAS IN THE FIELD. IT COVERS CONVENTIONAL POLITICAL-MILITARY ISSUES, INCLUDING DEFENSE STRATEGY AND POLICY, ACQUISITION AND INDUSTRY, COUNTERTERRORISM AND HOMELAND SECURITY, U.S. NUCLEAR POLICY, WMD PROLIFERATION, DEFENSE BUDGET ANALYSIS, MISSILE DEFENSE, STRATEGIC FUTURES, AND SECURITY COOPERATION. ISP IS ALSO COMMITTED TO ADDRESSING A GROWING RANGE OF NONMILITARY ISSUES DEFINING U.S. FOREIGN AND SECURITY POLICY.NONPARTISAN/BIPARTISAN ANALYSIS OF THE ONGOING DEFENSE AND SECURITY CHALLENGES FACING THE NATION PROVIDES CONGRESS, THE EXECUTIVE BRANCH, AND INDUSTRY THE INFORMATION NEEDED TO MAKE TOUGH DECISIONS. ISP ASSEMBLES TOP-LEVEL LEADERS AND PROVIDES THE PLATFORM FOR THEM TO DEFINE CRITICAL ISSUES AND EXPLAIN THE IMPACT NATIONALLY AND GLOBALLY. 3605214 238000 GLOBAL HEALTH POLICY CENTER: THE GLOBAL HEALTH POLICY CENTER'S GOAL IS TO WORK WITH DIVERSE STAKEHOLDERS TO MAKE U.S. GLOBAL HEALTH EFFORTS MORE STRATEGIC, INTEGRATED, AND SUSTAINABLE OVER THE LONG-TERM. THE CENTER HAS PLAYED A KEY ROLE IN SHAPING SUCCESSFUL U.S. GLOBAL HEALTH EFFORTS OVER THE LAST DECADE BY WORKING DIRECTLY WITH POLICYMAKERS, PARTNERING WITH DEVELOPING COUNTRY EXPERTS, AND CONVENING INFLUENTIAL, HIGH-LEVEL WORKING GROUPS LIKE THE HIV/AIDS TASK FORCE AND THE COMMISSION ON SMART GLOBAL HEALTH POLICY. ACROSS THE ENTIRE SPECTRUM OF THE CENTER'S WORK, THERE IS A COMMON GOAL OF GENERATING NEW CONTENT AND ANALYSES IN A BIPARTISAN FASHION TO SHAPE U.S. POLICY APPROACHES ON GLOBAL HEALTH. THE CENTER CONDUCTS ONGOING RESEARCH ON MULTIPLE FACETS OF U.S. GLOBAL HEALTH POLICY AND BRINGS POLICYMAKERS TO CSIS FOR IN-DEPTH DISCUSSIONS ON GLOBAL HEALTH ENGAGEMENT. 2651846 33598 PACIFIC FORUM: BASED IN HONOLULU, THE PACIFIC FORUM CSIS (WWW.PACFORUM.ORG) IS A NONPROFIT, PRIVATE, FOREIGN POLICY RESEARCH INSTITUTE FOCUSED ON THE ASIA-PACIFIC THAT IS A SUBSIDIARY OF THE CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES, HEADQUARTERED IN WASHINGTON, DC. FOUNDED IN 1975, THE PACIFIC FORUM COLLABORATES WITH A BROAD NETWORK OF RESEARCH INSTITUTES FROM AROUND THE PACIFIC RIM, DRAWING ON ASIAN PERSPECTIVES AND DISSEMINATING PROJECT FINDINGS AND RECOMMENDATIONS TO GLOBAL LEADERS, GOVERNMENTS, AND MEMBERS OF THE PUBLIC THROUGHOUT THE REGION.THE FORUM'S PROGRAMS ENCOMPASS CURRENT AND EMERGING POLITICAL, SECURITY, ECONOMIC, BUSINESS, AND OCEANS POLICY ISSUES AND WORKS TO HELP STIMULATE COOPERATIVE POLICIES IN THE ASIA PACIFIC REGION THROUGH ANALYSIS AND DIALOGUE UNDERTAKEN WITH THE REGION'S LEADERS IN THE ACADEMIC, GOVERNMENT, AND CORPORATE AREAS. WE REGULARLY COSPONSOR CONFERENCES WITH INSTITUTES THROUGHOUT ASIA TO FACILITATE NONGOVERNMENTAL INSTITUTION BUILDING AS WELL AS TO FOSTER CROSS-FERTILIZATION OF IDEAS.PACIFIC FORUM IS GUIDED BY AN HONORARY 38-MEMBER INTERNATIONAL BOARD OF GOVERNORS CO-CHAIRED BY RICHARD L. ARMITAGE, PRESIDENT OF ARMITAGE INTERNATIONAL AND FORMER US DEPUTY SECRETARY OF STATE; AND DR. JOSEPH S. NYE, JR., FORMER ASSISTANT SECRETARY OF DEFENSE FOR INTERNATIONAL SECURITY AFFAIRS. 20338334 4917112 OTHER PROGRAMS. 20338334 4917112 33067846 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 233 0 1 370 1 1 1 0 0 0 0 0 0 0 0 0 X 50 48 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ CA CO CT DC DE FL GA HI IL KS KY ME MD MA MI MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X LISA POOLE 2028870200 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 THOMAS J PRITZKER CHAIRMAN 1.00 X X 0 0 0 SAM NUNN TRUSTEE 1.00 X 0 0 0 ERSKINE BOWLES TRUSTEE 1.00 X 0 0 0 RICHARD ARMITAGE TRUSTEE 1.00 X 0 0 0 OTHMAN BENJELLOUN TRUSTEE 1.00 X 0 0 0 WILLIAM E BROCK TRUSTEE & COUNSELOR 1.00 X 0 0 0 HAROLD BROWN TRUSTEE & COUNSELOR 1.00 X 0 0 0 ZBIGNIEW K BRZEZINSKI TRUSTEE & COUNSELOR 1.00 X 0 0 0 SUE M COBB TRUSTEE 1.00 X 0 0 0 WILLIAM S COHEN TRUSTEE 1.00 X 0 0 0 LESTER CROWN TRUSTEE 1.00 X 0 0 0 WILLIAM M DALEY TRUSTEE 2.00 X 0 0 0 ANDREAS C DRACOPOULOS TRUSTEE 1.00 X 0 0 0 STANLEY F DRUCKENMILLER TRUSTEE 2.00 X 0 0 0 MARTIN EDELMAN TRUSTEE 3.00 X 0 0 0 JONATHAN FAIRBANKS TRUSTEE 1.00 X 0 0 0 HENRIETTA H FORE TRUSTEE 1.00 X 0 0 0 MICHAEL P GALVIN TRUSTEE 1.00 X 0 0 0 HELENE D GAYLE TRUSTEE 1.00 X 0 0 0 MAURICE R GREENBERG TRUSTEE 1.00 X 0 0 0 JOHN HAMMERGREN TRUSTEE 1.00 X 0 0 0 LINDA W HART VICE CHAIRMAN 1.00 X 0 0 0 BENJAMIN W HEINEMAN JR TRUSTEE AND SENIOR ADVISER 1.00 X 0 0 0 JOHN B HESS TRUSTEE 1.00 X 0 0 0 CARLA A HILLS TRUSTEE 1.00 X 0 0 0 ELIZABETH HOLMES TRUSTEE 2.00 X 0 0 0 RAY L HUNT TRUSTEE 1.00 X 0 0 0 E NEVILLE ISDELL TRUSTEE 1.00 X 0 0 0 JAMES L JONES JR TRUSTEE 1.00 X 0 0 0 WILLIAM T KEEVAN TRUSTEE 1.00 X 0 0 0 MUHTAR KENT TRUSTEE 1.00 X 0 0 0 RONALD KIRK TRUSTEE 2.00 X 0 0 0 FRED KHOSRAVI TRUSTEE 1.00 X 26639 0 11915 HENRY A KISSINGER TRUSTEE & COUNSELOR 1.00 X 0 0 0 KENNETH G LANGONE VICE CHAIRMAN 1.00 X 0 0 0 DONALD B MARRON TRUSTEE 1.00 X 0 0 0 W JAMES MCNERNEY JR TRUSTEE 1.00 X 0 0 0 JOSEPH S NYE JR TRUSTEE 1.00 X 0 0 0 LEON PANETTA TRUSTEE 1.00 X 0 0 0 CHARLES A SANDERS TRUSTEE 1.00 X 0 0 0 BOB SCHIEFFER TRUSTEE 2.00 X 0 0 0 BRENT SCOWCROFT TRUSTEE 1.00 X 0 0 0 ANDREW TAYLOR TRUSTEE 2.00 X 0 0 0 REX W TILLERSON TRUSTEE 1.00 X 0 0 0 FRANCES F TOWNSEND TRUSTEE 2.00 X 0 0 0 ROMESH WADHWANI TRUSTEE 1.00 X 0 0 0 HOWARD LEACH TRUSTEE 1.00 X 0 0 0 SEOK-HYUN HONG TRUSTEE 1.00 X 0 0 0 JOHN J HAMRE PRESIDENT & CEO 40.00 X X 365538 0 28000 RALPH A COSSA TRUSTEE & PRESIDENT PACIFI 40.00 X X 163759 0 19522 MICHELLE KEEGAN SR. VP - DEVELOPMENT 40.00 X 227920 0 21750 LISA V POOLE CHIEF FINANCIAL OFFICER 40.00 X 169593 0 24043 JOHN MORRISON SR. VP AND DIR. 40.00 X 242778 0 33410 JAMES LEWIS SR. VP AND DIR. 40.00 X 163865 0 24615 FRANK VERRASTRO SR. VP 40.00 X 168832 0 29803 H ANDREW SCHWARTZ SR. VP- EXTERNAL RELATIONS 40.00 X 169915 0 27913 MICHAEL J GREEN SR. VP 40.00 X 198592 0 21515 CRAIG COHEN EXECUTIVE VP 40.00 X 201960 0 25326 IAN GOTTESMAN CHIEF INFORMATION 40.00 X 141785 0 21876 MARY BETH WHYEL VP - OPERATIONS STRATEGIC INITIATIVES 40.00 X 98436 0 14871 KAREN WONG SR. VP - MEMBERSHIP GROUPS 40.00 X 173191 0 20230 KATHLEEN HICKS SR VP AND DIR 40.00 X 202048 0 28797 JOSIANE GABEL VP 40.00 X 97587 0 11159 HEATHER CONELY SR. VP 40.00 X 181471 0 18716 JON B ALTERMAN SR. VP 40.00 X 182068 0 24115 ALICE BLEVINS SR. VP 40.00 X 172090 0 19572 ANDREW HUNTER SENIOR ADVISER 40.00 X 192321 0 1543 CHRISTOPHER JOHNSON SENIOR ADVISER 40.00 X 179868 0 28917 MATTHEW GOODMAN SENIOR ADVISER 40.00 X 178987 0 28806 VICTOR CHA SENIOR ADVISER 40.00 X 175852 0 19241 SHELLEY KEE DIRECTOR OF HR 40.00 X 130308 0 14701 4205403 0 520356 56 0 1 0 KATHERINE ELAINE BLISS PO BOX 601639 DALLAS TX 75360 CONSULTING 168815 JANET FLEISHMAN 7111 CEDAR AVE TAKOMA PARK MD 20912 CONSULTING 159869 RABIN MARTINJOHN CRISTOPHER DANIEL 104 WEST 40TH STREET 3RD FLOOR NEW YORK NY 10018 CONSULTING 125000 3 1929295 75146721 5230813 77076016 CONTRACTS-GOV'T AGENCY 900099 3884280 3884280 OTHER CONTRACT INCOME 900099 2907544 2907544 CONFERENCE 900099 182489 182489 ILAB 900099 18000 18000 PUBLICATION 900099 11105 11105 7003418 9652 9652 15256 15256 537863 491807 46056 46056 46056 2729406 2709038 20368 20368 20368 OTHER REVENUE 900099 37795 37795 PARKING 812930 20680 20680 58475 84229241 7003418 20680 129127 3343958 1708380 1240392 395186 17007377 13298312 2737511 971554 1207794 893767 229481 84546 1492299 1192202 206941 93156 1363821 1009228 259126 95467 170122 9248 160874 118399 5000 113399 211927 211927 3748227 3023049 687970 37208 25570 6547 18143 880 639659 145871 480184 13604 658509 582078 30974 45457 4295842 3071965 772548 451329 4004608 3952056 21002 31550 2062534 1803745 6359 252430 3061229 1897962 887756 275511 647623 647176 447 170905 124 170781 BAD DEBT EXPENSE 303008 303008 BOOKS & PUBLICATIONS 215956 129413 62153 24390 OTHER EXPENSES 144365 35891 98298 10176 44893732 33067846 9042995 2782891 2059 2059 9820545 7547329 6084073 37400116 5697942 4799585 180055 152237 107158066 8238031 100783040 98920035 27571745 36756547 2241911 11916 11916 152393286 185589824 3185976 2549671 2266710 653283 43451840 40629300 7664998 5464998 29726 0 56599250 49297252 X 54711256 62601903 29349575 51957464 11733205 21733205 95794036 136292572 152393286 185589824 39335509 1163027 0 X X 0 1 X 1 1 1 X 33677029 31265190 32802653 34796901 77076016 209617789 33677029 31265190 32802653 34796901 77076016 209617789 17029353 192588436 850011 862279 1506715 1488200 562771 5269976 8448 59820 43412 98610 37795 248085 215135850 34341684 0.89520 0.92320 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME FROM EXEMPT ACTIVITIES - 2011 AMOUNT: $ 8,448. 2012 AMOUNT: $ 59,820. 2013 AMOUNT: $ 43,412. 2014 AMOUNT: $ 98,610. 2015 AMOUNT: $ 37,795. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12552632 10000000 415136 393264 22574504 12466199 304347 217914 12552632 8233205 3875735 689680 332421 12466199 8233205 8233205 7733205 500000 8233205 0.03730 0.96270 0 0 33117228 33117228 67789349 5078020 62711329 4333958 2567588 1766370 1917531 592423 1325108 98920035 GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP 12366228 F GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP 24390319 F 36756547 X 85672148 1163027 491807 1654834 84017314 211927 211927 84229241 45173612 491807 491807 44681805 211927 211927 44893732 PART V, LINE 4: CSIS ENDOWMENT FUNDS ARE POOLED AND INVESTED IN A PROFESSIONALLY MANAGED COMINGLED FUND IN ORDER TO GENERATE EARNINGS AND APPRECIATION THAT WILL PROVIDE A PERPETUAL SOURCE OF INCOME TO SUPPORT CSIS'S PROGRAMMATIC ACTIVITIES. CSIS'S BOARD OF TRUSTEES APPROVES AN ANNUAL DRAW, IN ACCORDANCE WITH UPMIFA AS ENACTED IN THE DISTRICT OF COLUMBIA, TO SPEND ON OPERATIONS IN ACCORDANCE WITH DONOR STIPULATIONS WHERE APPLICABLE. THE FINANCE AND AUDIT COMMITTEE IS SPECIFICALLY CHARGED WITH OVERSEEING ALL CSIS'S INVESTMENTS INCLUDING ITS PERFORMANCE AND INVESTMENT MANAGERS. PART X, LINE 2: CSIS IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IN ADDITION, CSIS QUALIFIES FOR CHARITABLE CONTRIBUTION DEDUCTIONS AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME THAT IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. CSIS HAD NO NET UNRELATED BUSINESS INCOME FOR THE YEAR ENDED SEPTEMBER 30, 2016. MANAGEMENT HAS EVALUATED CSIS'S TAX POSITIONS AND HAS CONCLUDED THAT CSIS HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE. GENERALLY, CSIS IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 491,807. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE REPORTED ON PART VIII LINE 6B 491,807. CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 1844 EAST ASIA AND THE PACIFIC PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 819574 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 72948 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 20914 NORTH AMERICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 4551 RUSSIA AND NEIGHBORING STATES PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 6732 SOUTH AMERICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 46030 SOUTH ASIA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 42639 SUB-SAHARAN AFRICA PROGRAM SERVICES AS AN INTERNATIONAL POLICY INSTITUTION FOCUSED ON DEFENSE AND NATIONAL SECURITY; REGIONAL STABILITY; AND GLOBAL CHALLENGES RANGING FROM ENERGY AND CLIMATE TO GLOBAL DEVELOPMENT AND ECONOMIC INTEGRATION, CSIS' PROGRAM SERVICES IN THE REGION RELATE TO IN REGION TRAVEL AND ACCOMMODATIONS FOR ATTENDANCE AND HOSTING OF IN REGION CONFERENCES, EVENTS AND MEETINGS. 8459 0 0 0 0 0 0 1015232 8459 1023691 0 0 0 0 0 0 PART I, LINE 3: CSIS USES GAAP TO REPORT EXPENDITURES IN A FOREIGN REGION. X X X 0 0 0 0 0 0 0 0 0 JOHN J HAMRE PRESIDENT & CEO 363252 0 0 0 2286 0 26500 0 1500 0 393538 0 0 0 RALPH A COSSA TRUSTEE & PRESIDENT PACIFI 160051 0 0 0 3708 0 16325 0 3197 0 183281 0 0 0 MICHELLE KEEGAN SR. VP - DEVELOPMENT 217603 0 10000 0 317 0 18000 0 3750 0 249670 0 0 0 LISA V POOLE CHIEF FINANCIAL OFFICER 159382 0 10000 0 211 0 16708 0 7335 0 193636 0 0 0 JOHN MORRISON SR. VP AND DIR. 241590 0 0 0 1188 0 25000 0 8410 0 276188 0 0 0 JAMES LEWIS SR. VP AND DIR. 162677 0 0 0 1188 0 17027 0 7588 0 188480 0 0 0 FRANK VERRASTRO SR. VP 166546 0 0 0 2286 0 17850 0 11953 0 198635 0 0 0 H ANDREW SCHWARTZ SR. VP- EXTERNAL RELATIONS 169645 0 0 0 270 0 17960 0 9953 0 197828 0 0 0 MICHAEL J GREEN SR. VP 198178 0 0 0 414 0 19972 0 1543 0 220107 0 0 0 CRAIG COHEN EXECUTIVE VP 201835 0 0 0 125 0 21262 0 4064 0 227286 0 0 0 IAN GOTTESMAN CHIEF INFORMATION 138605 0 3000 0 180 0 14589 0 7287 0 163661 0 0 0 KAREN WONG SR. VP - MEMBERSHIP GROUPS 167921 0 5000 0 270 0 17105 0 3125 0 193421 0 0 0 KATHLEEN HICKS SR VP AND DIR 201778 0 0 0 270 0 26527 0 2270 0 230845 0 0 0 HEATHER CONELY SR. VP 171191 0 10000 0 280 0 17173 0 1543 0 200187 0 0 0 JON B ALTERMAN SR. VP 181638 0 0 0 430 0 18614 0 5501 0 206183 0 0 0 ALICE BLEVINS SR. VP 161928 0 10000 0 162 0 16500 0 3072 0 191662 0 0 0 ANDREW HUNTER SENIOR ADVISER 192141 0 0 0 180 0 0 0 1543 0 193864 0 0 0 CHRISTOPHER JOHNSON SENIOR ADVISER 179688 0 0 0 180 0 18964 0 9953 0 208785 0 0 0 MATTHEW GOODMAN SENIOR ADVISER 178573 0 0 0 414 0 18852 0 9954 0 207793 0 0 0 VICTOR CHA SENIOR ADVISER 175438 0 0 0 414 0 17698 0 1543 0 195093 0 0 0 A DISTRICT OF COLUMBIA 536001131 25483VEF7 2011-06-16 44815000 REFINANCE LAND PURCHASE 0 0 0 A 695000 44815000 3646875 1380422 39787703 2013 0 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 0 0 0 0 0 1 A 1 X 89355 5230813 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 4 IN 2015, CSIS FINALIZED THREE NEW POLICIES: GIFT ACCEPTANCE POLICY, INVESTMENT POLICY AND ENDOWMENT POLICY. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED IN DETAIL BY THE EXECUTIVE MANAGEMENT TEAM. AFTER THE FORM 990 IS REVIEWED INTERNALLY BY MANAGEMENT, A FINAL DRAFT IS PROVIDED TO THE AUDIT & COMPLIANCE COMMITTEE THEN MADE AVAILABLE FOR REVIEW BY THE FULL BOARD OF TRUSTEES. AFTER A BRIEF PERIOD FOR REVIEW AND COMMENT PERIOD BY THE BOARD, THE FORM 990 IS THEN ELECTRONICALLY FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO SIGN A COI OR AN OUTSIDE BUSINESS DISCLOSURE (OMD) STATEMENT UPON HIRE, WHENEVER SIGNIFICANT CHANGES OCCUR AND ANNUALLY, AT A TIME DESIGNATED BY CSIS MANAGEMENT. A THREE-PERSON CONFLICT OF INTEREST REVIEW PANEL DESIGNATED BY CSIS PRESIDENT & CEO REVIEWS ALL OBD STATEMENTS AT LEAST ANNUALLY OR WHENEVER UPDATES ARE SUBMITTED. THE COI REVIEW PANEL CONVENES WHENEVER NECESSARY TO DISCUSS POTENTIAL VIOLATIONS OF THIS POLICY OR TO HELP ADVISE STAFF ON COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION FOR THE PRESIDENT AND CEO IS REVIEWED ANNUALLY USING COMPENSATION SURVEY DATA AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE COMPENSATION OF OTHER SENIOR MANAGEMENT AND CORPORATE OFFICERS ARE REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE USING COMPARABLE THINK TANK SURVEY DATA AND IS APPROVED BY THE PRESIDENT AND CEO AND THE FINANCE & AUDIT AND EXECUTIVE COMMITTEES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS.