2017-08-23T13:17:37-05:00 2016-12-31 340677006 Maloney Novotny LLC 1111 Superior Ave Suite 700 Cleveland OH 441142540 990 2016-01-01 341318541 CATHOLIC CHARITIES CORPORATION CATH 2163342900 7911 DETROIT AVENUE CLEVELAND OH 44102 PATRICK GAREAU PRESIDENT&CEO 2163342900 2017-08-24 1 Christopher B Anderson P00226559 2163630100 209.116.109.2 2017-08-22 08:59:18 ED P 5F2AF344A2E5A5C612D5301F691F0834202DDEE3 5F2AF344A2E5A5C612D5301F691F0834202DDEE3 2016 2021-01-29 14:40:06Z PATRICK GAREAU 7911 DETROIT AVENUE CLEVELAND OH 44102 55643020 0 0928 X WWW.CLEVELANDCATHOLICCHARITIES.ORG X 1971 OH RESPOND TO THOSE IN NEED THROUGH AN INTEGRATED SYSTEM OF QUALITY SERVICES DESIGNED TO RESPECT THE DIGNITY OF EVERY PERSON AND BUILD A JUST AND COMPASSIONATE SOCIETY. 37 36 1072 10619 0 0 18193443 17713725 31816301 32669813 375337 559391 295531 80285 50680612 51023214 4405918 2672452 0 0 30810602 31627286 1985000 2140000 2212722 12775005 12491729 49976525 48931467 704087 2091747 42378310 45270360 13252776 13149201 29125534 32121159 X SEE SCHEDULE O 0 0 12989808 39418 12034479 CHILDREN AND FAMILY SERVICES: WHETHER THE NEED IS A LOVING HOME FOR FOSTER CARE OR HELP WITH EMOTIONAL DISORDERS, CATHOLIC CHARITIES PROVIDES AN INTEGRATED SYSTEM OF SERVICES TO CHILDREN AND FAMILIES, INCLUDING EARLY LEARNING DAY CARE CENTERS AND HEAD START PROGRAMS WITH EARLY CHILDHOOD EDUCATED STAFF, PARENTING CLASSES, AFTER SCHOOL PROGRAMS, AND SUMMER CAMP. CATHOLIC CHARITIES TRAINS NEW FOSTER PARENTS AND PROVIDES GED CLASSES AND COMMUNITY-BASED SOCIALIZATION. 12303008 27394 12667024 BEHAVIORAL HEALTH SERVICES:CATHOLIC CHARITIES PROVIDES A COMPREHENSIVE SYSTEM OF SERVICES DESIGNED SPECIFICALLY FOR THE MENTAL HEALTH AND CHEMICAL DEPENDENCY NEEDS TO CHILDREN, YOUTH, AND ADULTS. MANY SERVICES ARE OFFERED BY BILINGUAL, BI-CULTURAL STAFF TO SPECIFICALLY SERVE THE HISPANIC COMMUNITY. PROGRAMS ARE OFFERED AT MULTIPLE LOCATIONS, INCLUDING RESIDENTIAL SETTINGS, BY LICENSED THERAPISTS AND PSYCHIATRISTS. 7336298 884213 5005564 PARISH AND PASTORAL SERVICES:CATHOLIC CHARITIES WORKS IN PARTNERSHIP WITH PARISHES, COMMUNITY ORGANIZATIONS, AND OTHER DIOCESAN OFFICES TO PROVIDE EDUCATION, FORMATION AND TRAINING ACTIVITIES, AND DIRECT SERVICES TO INDIVIDUALS AND FAMILIES, INCLUDING YOUTH AND YOUNG ADULTS AND REFUGEES. HUMAN LIFE AND DIGNITY SERVICES ARE ALSO PROVIDED UNDER THIS AREA.THE SOCIAL ACTION OFFICE PROVIDES SOCIAL EDUCATION AND ADVOCACY AND ENSURES THAT ORGANIZATIONAL ACTIONS TAKEN ARE CONSISTENT WITH THE PRIORITIES OF THE BISHOP OF CLEVELAND, THE UNITED STATES CONFERENCE OF CATHOLIC BISHOPS, CATHOLIC CONFERENCE OF OHIO, AND CATHOLIC CHARITIES USA. 6742592 1721427 2962746 EMERGENCY SERVICES:WHETHER THEY ARE THE WORKING POOR OR UNEMPLOYED AND HOMELESS, THE NUMBER OF PEOPLE WITH EMERGENCY AND TRANSITIONAL NEEDS CONTINUE TO GROW. GROUNDED IN CATHOLIC SOCIAL TEACHING, CATHOLIC CHARITIES ACQUIRES, PROVIDES AND MANAGES RESOURCES FOR FOOD ASSISTANCE. BASIC NEEDS ASSISTANCE IS ALSO PROVIDED TO INDIVIDUALS NEEDING IMMEDIATE, SHORT-TERM HELP, DEPENDING UPON THE AVAILABILITY OF FUNDS. CATHOLIC CHARITIES IS MOTIVATED TO ASSIST THOSE WITH THE MOST BASIC NEEDS OF FOOD AND SHELTER, BUT STRIVES TO HELP MOVE PEOPLE BEYOND PERMANENT CRISIS. TOWARD THAT END, CATHOLIC CHARITIES ALSO PROVIDES JOB READINESS TRAINING.PERSONS WITH DISABILITIES:CATHOLIC CHARITIES PROVIDES SERVICES TO CHILDREN AND ADULTS WITH DISABILITIES, ENABLING THEM TO LIVE TO THEIR FULLEST POTENTIAL. SOCIAL AND RECREATIONAL ACTIVITIES, SUCH AS SUMMER DAY CAMP AND MONTHLY DANCES, PROVIDE OPPORTUNITIES FOR LIFE ENRICHMENT. WE ALSO PROVIDE EDUCATIONAL, SPIRITUAL, PASTORAL, SACRAMENTAL, AND CATECHETICAL SERVICES TO ENHANCE THE LIVES OF THESE INDIVIDUALS AND THEIR FAMILIES.OLDER ADULTS:CATHOLIC CHARITIES WORKS WITH SENIORS TO ENSURE THAT THEY MAINTAIN THEIR DIGNITY OF LIFE WITH ATTENTION TO EMOTIONAL, SOCIAL, AND SPIRITUAL NEEDS. CATHOLIC CHARITIES OFFERS A RANGE OF SERVICES, INCLUDING COMMUNITY-BASED MEALS IN A SAFE ENVIRONMENT, MEAL DELIVERY, AND ADULT DAY CENTER ACTIVITIES. THESE SERVICES PROVIDE OUR OLDER ADULTS WITH AN OPPORTUNITY TO REMAIN ACTIVE AND HAVE REGULAR SOCIALIZATION ACTIVITIES AND NUTRITIOUS MEALS.ORGANIZATIONAL GRANTS:CATHOLIC CHARITIES IS A BENEFICIARY OF A DIOCESAN-WIDE FUNDRAISING CAMPAIGN ENTITLED ROOTED IN FAITH. THE DIOCESE AWARDS CATHOLIC CHARITIES AN AMOUNT RELATED TO THE ROOTED IN FAITH CAMPAIGN AND, IN TURN, CATHOLIC CHARITIES EXPENDS A PORTION OF THESE FUNDS FOR USES PRIMARILY CAPITAL IN NATURE. IN ADDITION, CATHOLIC CHARITIES PROVIDES FUNDING FOR CAPITAL PROJECTS OR SIGNIFICANT CAPITAL REPAIRS THAT BENEFIT CATHOLIC CHARITIES ENTITIES WITHIN THE DIOCESE OF CLEVELAND. IN 2016, THE MAJORITY OF THE FUNDS WERE DISTRIBUTED TO OTHER CATHOLIC NONPROFIT ORGANIZATIONS. 6742592 1721427 2962746 39371706 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 747 0 1 1072 1 0 0 0 0 0 1 1 0 0 0 0 X 37 36 0 0 0 1 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X WAYNE PEEL 2163342900 7911 DETROIT AVENUE CLEVELAND OH 44102 Robert Ahlers Director 2.00 0.00 X 0 0 0 John P Albert Treasurer 2.00 0.00 X X 0 0 0 Dennis Bodziony Director 2.00 0.00 X 0 0 0 Margaret Burzynski-Bays Director 2.00 0.00 X 0 0 0 Richard Fratianne Director 2.00 0.00 X 0 0 0 Patrick Gareau President & CEO 32.00 8.00 X X 207920 0 32658 Richard Gurley Director 2.00 0.00 X 0 0 0 David Holly Director 2.00 0.00 X 0 0 0 Kathleen Homyock Chair 2.00 0.00 X X 0 0 0 Robert Horvath Director 2.00 0.00 X 0 0 0 Jeffrey Kavlick Director 2.00 0.00 X 0 0 0 Elizabeth Korhnak Director 2.00 0.00 X 0 0 0 Frank Legan Director 2.00 0.00 X 0 0 0 Mary Anne Leon Director 2.00 0.00 X 0 0 0 John Leonbruno Director 2.00 0.00 X 0 0 0 Robert Loesch Director 2.00 0.00 X 0 0 0 Edward Mansour Director 2.00 0.00 X 0 0 0 Joe Manning Director 2.00 0.00 X 0 0 0 Michael Mason Director 2.00 0.00 X 0 0 0 James Mason Director 2.00 0.00 X 0 0 0 Danielle Maur Director 2.00 0.00 X 0 0 0 Robert McAuley Director 2.00 0.00 X 0 0 0 Noreen McCafferty Director 2.00 0.00 X 0 0 0 Mary Susan McGorray Director 2.00 0.00 X 0 0 0 James Niehaus Director 2.00 0.00 X 0 0 0 Tom Novak Director 2.00 0.00 X 0 0 0 Timothy Panzica Director 2.00 0.00 X 0 0 0 Kathleen Petrulis Secretary 2.00 0.00 X X 0 0 0 Nicholas Piszko Director 2.00 0.00 X 0 0 0 Robert Poklar Director 2.00 0.00 X 0 0 0 Marian Rubin Director 2.00 0.00 X 0 0 0 Todd Schrader Director 2.00 0.00 X 0 0 0 Andrew Schuler Director 2.00 0.00 X 0 0 0 Anthony Searcy Director 2.00 0.00 X 0 0 0 Patricia Semancik Director 2.00 0.00 X 0 0 0 Clinton Simmons Director 2.00 0.00 X 0 0 0 Joseph Smucny Director 2.00 0.00 X 0 0 0 Patricia Holian Chief Operating Officer 40.00 0.00 X 162556 0 14650 Wayne Peel Chief Financial Officer 32.00 8.00 X 152110 0 20772 Maureen Dee Executive Director 40.00 0.00 X 158103 0 9572 Terry Flanagan Senior Director 40.00 0.00 X 138232 0 12513 Lisa Gasbarre-Black Legal Counsel 40.00 0.00 X 138865 0 16151 John Klee Senior Director 40.00 0.00 X 145543 0 16563 Bernadette Washington Executive Director 40.00 0.00 X 144148 0 11508 1247477 0 134387 8 0 1 0 CATHOLIC COMMUNITY FOUNDATION 1404 E NINTH ST CLEVELAND OH 44114 FUNDRAISING 2140000 DIOCESE OF CLEVELAND FACILITIES SERVICES 1404 E NINTH ST CLEVELAND OH 44114 PROPERTY MANAGEMENT 353988 ARBITER PAY 200 S TEMPLE SALT LAKE CITY UT 84111 ATHLETICS OFFICIALS 343475 TOM PAIGE CATERING 2275 E 55TH ST CLEVELAND OH 44103 FOOD PREP&DELIVERY 307872 RSM US LLP 1001 LAKESIDE AVE CLEVELAND OH 44114 AUDIT SERVICES 284845 13 1727492 70281 174692 15741260 310195 17713725 GOVERNMENT PROGRAM REV 624100 23485540 23485540 CUYAHOGA COUNTY DEPT HUMAN SVCS 624100 4693541 4693541 ATHLETIC ENTRY FEES 624100 1818045 1818045 PROGRAM FEES 624100 1492232 1492232 RESIDENT CAMP FEES 624100 1180455 1180455 32669813 728867 728867 33803 0 33803 33803 33803 4384319 4553795 -169476 -169476 -169476 112493 70281 66011 46482 46482 51023214 32669813 0 639676 777033 777033 1895419 1895419 590666 590666 24041451 20773074 3242093 26284 1191674 973989 216945 740 3678013 3006145 669583 2285 2125482 1811269 311391 2822 353988 353988 22711 22711 361807 361807 2140000 2140000 27740 27740 2305747 1912187 393211 349 437149 301771 122706 12672 4498623 4091211 402307 5105 1022595 951312 70452 831 214601 162264 49158 3179 338673 297260 32790 8623 SUPPLIES 1886177 1818716 66364 1097 EQUIPMENT AND SOFTWARE 688774 392828 290646 5300 ORG.&MEMBERSHIP FEES 80893 36380 44078 435 SPECIAL ASSISTANCE 37277 34408 2869 214974 136440 75534 3000 48931467 39371706 7347039 2212722 7646142 7927017 6996088 5764665 5100979 4714000 376573 316697 7856981 6600363 941061 1256618 7014105 7907196 8907100 11862279 5396262 5521888 42378310 45270360 7397286 7504708 15182 13628 739329 916865 4405000 4165000 695979 549000 13252776 13149201 X 18160685 20697811 5553587 5886460 5411262 5536888 29125534 32121159 42378310 45270360 X 2091747 324403 579475 X 0 1 X 1 1 1 X 17063283 15802712 18193443 17713725 68773163 17063283 15802712 18193443 17713725 68773163 68773163 620108 776878 723190 762670 2882846 145918 159555 261956 46482 613911 72269920 129189392 0.95160 0.95650 X Schedule A, Part II, Line 10, Explanation of Other Income: INSURANCE RECOVERY - 2013 Amount: $ 0. 2014 Amount: $ 0. 2015 Amount: $ 201,840. 2016 Amount: $ 0. SPECIAL EVENTS - 2013 Amount: $ 145,918. 2014 Amount: $ 159,555. 2015 Amount: $ 60,116. 2016 Amount: $ 46,482. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 1 0 1 1 1 36403 36403 0 Part II-B, Line 1: CATHOLIC CHARITIES CORPORATION'S (CCC) LOBBYING ACTIVITIES FLOW FROM THE MISSION OF THE ORGANIZATION: "TO SERVE THOSE IN NEED THROUGH AN INTEGRATED SYSTEM OF QUALITY SERVICES DESIGNED TO RESPECT THE DIGNITY OF EVERY PERSON AND BUILD A JUST AND COMPASSIONATE SOCIETY." LEGISLATION THAT ADVERSELY AFFECTS OLDER ADULTS, SOCIAL SERVICES AS IT RELATES TO THOSE WHO ARE POOR, THE DISABLED, THOSE SUFFERING FROM BEHAVIORAL HEALTH ISSUES, AND REFUGEES ARE MONITORED. EXAMPLES OF ISSUE ALERTS MAY INCLUDE AREAS DEALING WITH POVERTY, THE FEDERAL AND STATE BUDGET, THE ENVIRONMENT, PUBLICATION OF INFORMATION ON THE EARNED INCOME TAX AND CHILD CARE CREDITS, COMPREHENSIVE IMMIGRATION REFORM, MEDICAID EXPANSION, AND OTHER SPECIAL AREAS OF SOCIAL CONCERNS. IN ADDITION, STATE, NATIONAL, AND INTERNATIONAL ISSUES AS DIRECTED BY THE UNITED STATES CONFERENCE OF CATHOLIC BISHOPS, CATHOLIC CHARITIES USA, AND CATHOLIC RELIEF ARE CONSIDERED AND, IN SOME CASES, LOBBYING OCCURS. CCC CONDUCTS ITS LEGISLATIVE ACTIVITIES LARGELY THROUGH ITS DIOCESAN SOCIAL ACTION OFFICE (DSAO) WHICH SERVES THE 8 COUNTIES WHERE CCC DOES WORK. THE DSAO MAINTAINS AND UPDATES THE ADVOCACY SECTION OF THE WEBSITE, PROVIDES E-ALERTS ON LEGISLATIVE ISSUES FROM TIME TO TIME, AND DOES OCCASIONAL ADVOCACY VISITS TO LEGISLATORS (APPROXIMATELY 2-5 TIMES PER YEAR). A LARGE PORTION OF CCC'S LOBBYING ACTIVITIES INVOLVES URGING DSAO CONTACTS TO RESPOND TO SPECIFIC LEGISLATION, PRESENTING ROMAN CATHOLIC VIEWS ON TIMELY TOPICS. CCC CONDUCTS DIRECT ACTIVITIES SUCH AS HOSTING MEETINGS WITH LOCAL, STATE, AND FEDERAL LEGISLATORS TO INFORM THE LAWMAKERS OF ROMAN CATHOLIC VIEWS ON PROPOSED LEGISLATION. THESE VISITS ARE DONE APPROXIMATELY 2-5 TIMES A YEAR. CCC ESTIMATES THAT ABOUT 10% OF ITS LOBBYING EFFORTS INVOLVE DIRECT CONTACT, WHILE THE REMAINDER OF THE TIME IS GRASSROOTS INITIATIVES. DURING 2016, CCC LOBBYING EXPENSES WERE $36,403. HOWEVER, IT WOULD BE DIFFICULT TO SEPARATE THE EXPENSES INTO THE CATEGORIES OF PART II-B OF SCHEDULE C. AS SUCH, CCC HAS LISTED THE LOBBYING EXPENDITURES IN TOTAL RATHER THAN BY COMPONENT. 298070 298070 2787855 2272383 515472 3319700 3030735 288965 1451356 1297245 154111 1256618 POOLED FUNDS HELD AT THE CCF 11862279 F 11862279 BENEFICIAL INTEREST IN PERPETUAL TRUST 5521888 5521888 INTEREST RATE SWAP LIABILITY 549000 549000 X 52717925 324403 818573 579475 1722451 50995474 27740 27740 51023214 49722300 818573 818573 48903727 27740 27740 48931467 Part X, Line 2: FIN 48 (ASC 740) FOOTNOTE - THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) PROVIDES GUIDANCE FOR HOW UNCERTAIN TAX POSITIONS SHOULD BE RECOGNIZED, MEASURED, DISCLOSED AND PRESENTED IN THE FINANCIAL STATEMENTS. THIS REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE ORGANIZATION'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE MORE-LIKELY-THAN-NOT OF BEING SUSTAINED WHEN CHALLENGED OR WHEN EXAMINED BY THE APPLICABLE TAX AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORE-LIKELY-THAN-NOT THRESHOLD WOULD BE RECORDED AS A TAX BENEFIT OR EXPENSE AND LIABILITY IN THE CURRENT YEAR. FOR THE YEAR ENDED DECEMBER 31, 2016, MANAGEMENT HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS. WITH FEW EXCEPTIONS, THE ORGANIZATION IS NO LONGER SUBJECT TO TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS PRIOR TO 2013. Part XI, Line 2d - Other Adjustments: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 125,626. CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION 453,849. X X X X X X X 1 CATHOLIC COMMUNITY FOUNDATION 1404 E9TH ST CLEVELAND OH 44114 SOLICIT FUNDS 1 14243402 2140000 12103402 14243402 2140000 12103402 OH DERBY/DOLLARS 38508 38508 18127 2463 2659 DINNERS 55227 39622 15605 504 1875 8526 100 3424 14 89039 30659 58380 2155 13002 2745 300 10131 182774 70281 112493 2659 33004 11271 2863 16214 66011 46482 1 STAUGUSTINE MANOR 7801 DETROIT AVE CLEVELAND OH 44102 341040692 501(c)(3) 212790 IMPROVEMENTS AT ST. AUGUSTINE MANOR AND ST. AUGUSTINE TOWER DIOCESE OF CLEVELAND FACILITIES SERVICES 1404 E NINTH ST CLEVELAND OH 44114 341754839 501(c)(3) 564243 IMPROVEMENTS AT CAMP CHRISTOPHER AND LORAIN SHELTER 2 REFUGEE RESETTLEMENT 423 830263 FOOD, CLOTHING, AND OTHER PROVIDED AT OUR HUNGER/SHELTER CENTERS 111423 366223 287404 FMV DONATED FOOD RENT, FURNITURE, AND UTILITY ASSISTANCE TO THE NEEDY 1240 350622 CAMPAIGN FOR HUMAN DEVELOPMENT 8 15150 YOUTH ATHLETICS 21 38800 EMPLOYMENT 14 6957 Part I, Line 2: MONITORING USE OF GRANT FUNDS - THE CAMPAIGN FOR HUMAN DEVELOPMENT (CHD) ANNUALLY SOLICITS APPLICATIONS FOR DISTRIBUTION OF AVAILABLE FUNDS. A COMMITTEE COMPRISED OF SOCIAL ACTION OFFICE EMPLOYEES AND COMMUNITY VOLUNTEERS REVIEWS THE APPLICATIONS. THE COMMITTEE MAKES A RECOMMENDATION TO THE BISHOP OF THE DIOCESE OF CLEVELAND. UPON HIS APPROVAL, THE FUNDS ARE DISTRIBUTED TO THE AWARDED ORGANIZATIONS. THE CHD DIRECTOR FOLLOWS UP WITH THE GRANTEE ORGANIZATIONS TO REVIEW THE PROGRESS OF THE PROPOSALS. THE YOUTH AND YOUNG ADULT AND CYO OFFICE ALSO SOLICITS APPLICATIONS FROM DIOCESAN PARISHES IN SUPPORT OF YOUTH ATHLETIC PROGRAMS. GRANTS ARE PROVIDED BASED UPON EXPRESSED NEED AND THE AVAILABILITY OF FUNDS. X X 0 0 0 0 0 0 0 0 0 Patrick Gareau President & CEO 207920 0 0 0 0 0 13668 0 18990 0 240578 0 0 0 Patricia Holian Chief Operating Officer 162556 0 0 0 0 0 9808 0 4842 0 177206 0 0 0 Wayne Peel Chief Financial Officer 152110 0 0 0 0 0 9582 0 11190 0 172882 0 0 0 Maureen Dee Executive Director 158103 0 0 0 0 0 4730 0 4842 0 167675 0 0 0 Terry Flanagan Senior Director 138232 0 0 0 0 0 7839 0 4674 0 150745 0 0 0 Lisa Gasbarre-Black Legal Counsel 138865 0 0 0 0 0 4961 0 11190 0 155016 0 0 0 John Klee Senior Director 145543 0 0 0 0 0 8950 0 7613 0 162106 0 0 0 Bernadette Washington Executive Director 144148 0 0 0 0 0 6666 0 4842 0 155656 0 0 0 A CITY OF PARMA OHIO HEALTHCARE FACILITIES REVENUE BONDS SERIES 2008 346002162 701746AA7 2008-09-11 5800000 CONSTRUCT INTENSIVE TREATMENT CENTER 0 0 0 A 1395000 5800000 114670 34584 5650746 2009 0 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 0 0 0 0 A 1 Date Rebate Computation Performed Issuer Name: CITY OF PARMA, OHIO HEALTHCARE FACILITIES REVENUE BONDS, SERIE Date the Rebate Computation was Performed: 09/11/2013 X 310195 FAIR MARKET VALUE 0 0 0 FORM 990, PART III, LINE 1, ORGANIZATION'S MISSION: CATHOLIC CHARITIES CORPORATION (CCC), ALSO KNOWN AS CATHOLIC CHARITIES, DIOCESE OF CLEVELAND, CONTINUES THE MISSION OF JESUS BY RESPONDING TO THE HEALTH AND HUMAN NEEDS AND THE SOCIAL CONCERNS OF THE PEOPLE OF THE DIOCESE OF CLEVELAND. THROUGH ITS PROVISION OF ADMINISTRATIVE AND PROGRAM SERVICES, THE ORGANIZATION EXTENDS THE REIGN OF GOD IN THIS TIME AND PLACE BY WORKING WITH OTHERS TO BUILD A JUST AND COMPASSIONATE SOCIETY THAT REPRESENTS THE DIGNITY OF EVERY PERSON. CCC WAS ESTABLISHED IN 1912. DURING CCC'S MORE THAN 100 YEARS OF SERVICE TO THE RESIDENTS OF ASHLAND, CUYAHOGA, GEAUGA, LAKE, LORAIN, MEDINA, SUMMIT, AND WAYNE COUNTIES, ITS PROGRAMS AND SERVICES HAVE CHANGED AND GROWN TO MEET THE EVER-PRESENT NEEDS OF PEOPLE LIVING IN THE AREAS SERVED BY THE CATHOLIC DIOCESE OF CLEVELAND. AS ONE OF THE LARGEST COMPREHENSIVE HEALTH AND HUMAN SERVICES ORGANIZATIONS IN THE REGION, CCC CARRIES OUT CHRIST'S HEALING MISSION HERE IN NORTHEAST OHIO. CCC DELIVERS MORE THAN 150 SERVICES AT MORE THAN 40 LOCATIONS TO NEARLY 400,000 PEOPLE EACH YEAR - PROVIDING HELP AND CREATING HOPE FOR PEOPLE OF EVERY RACE AND RELIGION IN EACH OF THE EIGHT COUNTIES IN THE DIOCESE. DESPITE THE SCOPE OF THE ORGANIZATION, SITES AND PROGRAMS STRIVE TO MAINTAIN INDIVIDUAL IDENTITIES IN THE COMMUNITIES THEY SERVE. CCC PROVIDES QUALITY SERVICES TO CHILDREN AND FAMILIES, OLDER ADULTS, INDIVIDUALS WITH DISABILITIES, AND PERSONS REQUIRING EMERGENCY SERVICES. Form 990, Part VI, Section A, line 5 SIGNIFICANT DIVERSION OF ASSETS - CATHOLIC CHARITIES CORPORATION ("CCC") BECAME AWARE OF A DIVERSION OF ASSETS IN FEBRUARY, 2016 THAT RESULTED FROM THE FRAUDULENT ACTIONS OF AN EMPLOYEE. OVER A PERIOD OF SEVERAL YEARS, THE EMPLOYEE UNDERTOOK A NUMBER OF COMBINED EFFORTS AND OPPORTUNITIES IN INTERNAL CONTROL GAPS TO CONCEAL THE CONVERSION OF CHECKS AND THE IMPACT TO ACCOUNTS RECEIVABLE BALANCES AT ONE OF CCC'S LOCATIONS. THE FORENSIC ACCOUNTING FIRM HIRED BY CCC'S INSURER DETERMINED THE LOSS CAUSED BY THE FRAUD TO BE $1,920,059. CCC CONDUCTED A REVIEW OF ITS INTERNAL CONTROLS AND CONCLUDED THAT THIS WAS AN ISOLATED EVENT PERPETRATED BY A SINGLE EMPLOYEE AT A SINGLE LOCATION. CCC CONTINUES TO REVIEW ITS OPERATING PROCEDURES AND ADDRESS MATTERS THAT MAY HAVE CONTRIBUTED TO THIS FRAUD LOSS. THE ACTIONS TAKEN INCLUDE: - CLOSURE OF THE BANK ACCOUNT USED TO PERPETUATE THE FRUAD; - REVIEW OF ALL BANKING RELATIONSHIPS; - CONVERSION OF DEPOSITS TO AN ELECTRONIC BASIS INSTEAD OF CHECKS, WHERE POSSIBLE; - TERMINATION, REPLACEMENT, AND PROSECUTION OF THE EMPLOYEE WHO PERPETRATED THE FRAUD; - INCREASED SUPERVISION AND OVERSIGHT OF ACCOUNTING STAFF AT THE LOCATION WHERE THE FRAUD OCCURRED; - SELECTION OF A DIFFERENT EXTENAL ACCOUNTING FIRM TO CONDUCT CCC'S 2016 AUDIT AND PROVIDE A FRESH LOOK AT THE ORGANIZATION AND ITS SYSTEMS; - ENGAGEMENT OF AN EXTERNAL AUDITING FIRM TO CONDUCT A REVIEW OF INTERNAL CONTROLS AT SPECIFIC LOCATIONS; - INCREASED ORGANIZATIONAL AWARENESS OF THE IMPORTANCE OF INTERNAL CONTROLS, INCLUDING A REVISION OF THE ANNUAL TRAINING FOR MANAGEMENT THAT PLACES MORE EMPHASIS ON THIS AREA; AND - CONDUCTING AN EDUCATION/TRAINING SESSION FOR MANAGEMENT AND BUSINESS ADMINISTRATION STAFF REGARDING INTERNAL CONTROLS, LED BY AN EXTERNAL AUDIT FIRM. CCC COOPERATED FULLY WITH AUTHORITIES IN THE CRIMINAL PROSECUTION OF THE EMPLOYEE. THE EMPLOYEE WAS CONVICTED OF BANK FRAUD AND SENTENCED TO FIVE YEARS IN FEDERAL PRISON. THE JUDGE ORDERED THE EMPLOYEE TO MAKE RESTITUTION TO CCC, INCLUDING THE FORFEITURE OF THE EMPLOYEE'S PENSION. CCC ALSO RECOVERED $1,895,059 FROM ITS INSURER. CCC ALSO DISCOVERED AN UNRELATED FRAUD DURING 2016 THAT AMOUNTED TO APPROXIMATELY $33,000. Form 990, Part VI, Section A, line 6 MEMBERS OF THE ORGANIZATION - THE ORGANIZATION HAS FOUR MEMBERS DESIGNATED AS THE ROMAN CATHOLIC BISHOP OF THE DIOCESE OF CLEVELAND, THE SECRETARY OF CCC, THE CHAIR OF THE BOARD, AND AN AUXILIARY BISHOP. Form 990, Part VI, Section A, line 7a POWERS OF THE MEMBERS - ALL DIRECTORS OF THE GOVERNING BODY MUST BE APPROVED BY THE MEMBERS. Form 990, Part VI, Section A, line 7b DECISIONS RESERVED TO THE MEMBERS - CERTAIN DECISIONS OF THE ORGANIZATION'S BOARD ARE SUBJECT TO APPROVAL BY THE ORGANIZATION'S MEMBERS, SUCH AS THE TRANSFER OF REAL PROPERTY, APPOINTMENT OF BOARD MEMBERS, ENCUMBERANCE OF DEBT, AND THE AMENDMENT OF ORGANIZATIONAL DOCUMENTS. Form 990, Part VI, Section B, line 11b FORM 990 REVIEW - THE CHIEF FINANCIAL OFFICER REVIEWS FORM 990. IT IS THEN PROVIDED TO THE BOARD'S FINANCE COMMITTEE FOR REVIEW. THEN, IT IS MADE AVAILABLE TO THE FULL BOARD AND TO THE PRESIDENT/CEO FOR REVIEW AND SIGNATURE. Form 990, Part VI, Section B, line 12c MONITORING AND ENFORCEMENT OF CONFLICT POLICY - ALL EMPLOYEES, INCLUDING OFFICERS, ARE REQUIRED TO DISCLOSE SITUATIONS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST. THE DISCLOSURE MUST BE SIGNED BY THE EMPLOYEE AND THEIR SUPERVISOR. THIS IS A REQUIRED PART OF THE ANNUAL EMPLOYEE EVALUATION PROCESS. Form 990, Part VI, Section B, line 15 COMPENSATION REVIEW AND APPROVAL - THE PRESIDENT/CEO'S SALARY IS SET BY THE BISHOP OF THE DIOCESE OF CLEVELAND WITHIN PRESCRIBED GUIDELINES. ALL POSITIONS WITHIN THE ORGANIZATION, INCLUDING THE PRESIDENT/CEO'S, ARE PLACED IN GRADES BASED UPON DUTIES AND RESPONSIBILITIES. THE COMPENSATION FOR THOSE GRADES ARE EVALUATED AND ESTABLISHED BASED UPON COMPARATIVE SALARY STUDIES PROVIDED TO THE HUMAN RESOURCES DEPARTMENT BY EXTERNAL SOURCES. THOSE GRADE RANGES ARE REVIEWED ANNUALLY BY THE HUMAN RESOURCES DEPARTMENT. INDIVIDUAL SALARIES ARE DETERMINED WITHIN THOSE PAY/GUIDE RANGES. EMPLOYEES ARE EVALUATED MID-YEAR AND SALARY ADJUSTMENTS ARE MADE AT THAT TIME. Form 990, Part VI, Section C, line 19 AVAILABILITY OF DOCUMENTS - THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST FOR THE SAME PERIOD OF TIME AS SET FORTH IN INTERNAL REVENUE CODE SECTION 6104(D). Form 990, Part XI, line 9: CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION 453,849. CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 125,626. ST AUGUSTINE SERVICES 7801 DETROIT AVENUE CLEVELAND OH 44102 341609330 CARE TO THE ELDERLY OH 501(c)(3) Line 10 N/A 0 ST AUGUSTINE MANOR 7801 DETROIT AVENUE CLEVELAND OH 44102 341040692 CARE TO THE ELDERLY OH 501(c)(3) Line 12a, I N/A 0 ROSE-MARY CENTER 19350 EUCLID AVENUE CLEVELAND OH 44117 341267579 CARE TO THE DISABLED OH 501(c)(3) Line 1 N/A 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0