2017-10-20T08:45:14-05:00 2016-12-31 420714325 RSM US LLP 201 FIRST ST SE SUITE 800 CEDAR RAPIDS IA 52401 990PF 2016-01-01 454047901 MARION AND HENRY BLOCH FAMILY FOUNDATION MARI 8168544361 1 H AND R BLOCK WAY KANSAS CITY MO 641051905 DAVID P MILES PRESIDENT 8168544361 2017-10-13 1 CARLEY UMSTEAD P00982177 3192985333 108.171.131.189 2017-10-13 16:03:23 CD P 656274256C426902BAE5426111F9E7B4E80C08A9 99601D3132F1E31F6862A7C077C0948039A20E61 2016 2021-01-29 14:40:06Z X 255042300 X 29650 681 681 4854129 3662216 -419962 59138057 0 14867986 -1228449 19332484 2434448 0 0 0 4771 1193 3578 59725 47780 11945 1427941 825120 347836 80863 29456 0 17784 2668 15116 10500 1050 9450 25890 210 18541 1627474 907477 406466 12467733 12467733 14095207 907477 12874199 5237277 1526971 742810 365784 365784 13768587 13467287 13467287 232934215 241116245 241116245 2360138 92984 92984 249805750 255042300 255042300 27773 27046 27773 27046 X 249777977 255015254 249777977 255015254 249805750 255042300 249777977 5237277 0 255015254 0 255015254 COMMERCE BONDS 4581 4581 4581 OAKWOOD REAL ESTATE PARTNERS I 641082 641082 0 0 PASSTHROUGH FROM SCH K-1 OAKWOOD REAL ESTATE PARTNERS I 879735 879735 879735 CHARLES SCHWAB 4742496 3779745 962751 962751 SSGA US GOVT CREDIT BOND INDEX 38754218 39105650 -351432 -351432 PASSTHROUGH FROM SCH K -1 SSGA US GOVT CREDIT BOND INDEX 210039 210039 210039 WELLINGTON CTF DIH 81787 113027 -31240 -31240 PASSTHROUGH FROM SCH K-1 WELLINGTON CTF DIH 176483 176483 176483 MASON CAPITAL 1862984 2000000 -137016 -137016 OCTAVIAN OFFSHORE 620 620 620 LOOMIS SAYLES 3825 3825 3825 PASSTHROUGH FROM SCH K-1 LOOMIS SAYLES 70908 -70908 -70908 GARDNER RUSSO 322184 247535 74649 74649 DODDINGTON GLOBAL 10114077 10114077 0 0 PASSTHROUGH FROM SCH K-1 DODDINGTON GLOBAL 1000312 -1000312 -1000312 COLCHESTER 0 0 PASSTHROUGH FROM SCH K-1 COLCHESTER 50763 -50763 -50763 COMMERCE TORTOISE SALE OF UNITS 1283577 1835722 -552145 -552145 PASSTHROUGH FROM SCH K-1 COMMERCE TORTOISE 797 797 797 WELLINGTON CTF DURABLES 59572 53643 5929 5929 PASSTHROUGH FROM SCH K-1 WELLINGTON CTF DURABLES 27753 -27753 -27753 WINGATE 625131 -625131 -625131 DOVER STREET IX 9225 -9225 -9225 -536516 0 13270716 261508339 0.050747 8417928 268330144 0.031372 6170651 252916578 0.024398 3093192 118196488 0.026170 10000 487575 0.020510 0.153197 0.030639 249065213 7631109 15270 7646379 12874199 X 15270 0 15270 0 15270 76220 10000 86220 70950 70950 0 0 0 0 0 0 0 0 0 0 0 1 1 MO 1 0 0 0 0 1 BLOCHFAMILYFOUNDATION.ORG DAVID MILES 8168544372 1 H R BLOCK WAY KANSAS CITY MO 64105 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HENRY W BLOCH 1 H R BLOCK WAY KANSAS CITY MO 64105 CHAIRMAN & DIRECTOR 5.00 0 0 0 THOMAS M BLOCH 1 H R BLOCK WAY KANSAS CITY MO 64105 VICE CHAIRMAN & DIRECTOR 5.00 0 0 0 ROBERT L BLOCH 1 H R BLOCK WAY KANSAS CITY MO 64105 TREASURER & DIRECTOR 0.50 0 0 0 MARY JO BROWN 1 H R BLOCK WAY KANSAS CITY MO 64105 ASSISTANT SECRETARY & DIRE 0.50 0 0 0 BRUCE C DAVISON 1 H R BLOCK WAY KANSAS CITY MO 64105 DIRECTOR 0.50 0 0 0 WILLIAM A HALL 1 H R BLOCK WAY KANSAS CITY MO 64105 DIRECTOR 0.50 0 0 0 EDWARD T MATHENY JR 1 H R BLOCK WAY KANSAS CITY MO 64105 DIRECTOR 0.50 0 0 0 MORTON I SOSLAND 1 H R BLOCK WAY KANSAS CITY MO 64105 DIRECTOR 0.50 0 0 0 ELIZABETH A UHLMANN 1 H R BLOCK WAY KANSAS CITY MO 64105 SECRETARY & DIRECTOR 0.50 0 0 0 EVAGELINE RICH 1 H R BLOCK WAY KANSAS CITY MO 64105 ASSISTANT TREASURER 0.50 0 0 0 DAVID P MILES - SEE STMT 15 1 H R BLOCK WAY KANSAS CITY MO 64105 PRESIDENT 35.00 160221 17740 0 NONE 0 HRB MANAGEMENT INC 1 H R BLOCK WAY KANSAS CITY MO 64105 MANAGEMENT 314947 CAMBRIDGE ASSOCIATES LLC 100 SUMMER STREET BOSTON MA 02110 INVESTMENT ADVISOR 247447 0 0 236606284 16251800 0 252858084 0 0 252858084 3792871 249065213 12453261 12453261 15270 15270 12437991 0 12437991 0 12437991 12874199 0 12874199 15270 12858929 12437991 12482666 0 0 12874199 12482666 0 0 391533 0 0 0 0 0 0 0 0 12046458 0 0 0 HENRY W BLOCH MARION HENRY BLOCH FAMILY FOUNDATIO ONE HR BLOCK WAY KANSAS CITY MO 64105 8168544361 VISIT BLOCHFAMILYFOUNDATION.ORG FOR GRANT APPLICATIONS AND SUBMISSION GUIDELINES. VISIT BLOCHFAMILYFOUNDATION.ORG FOR CURRENT SUBMISSION DEADLINES. THE FOUNDATION GENERALLY MAKES ONE-YEAR GRANTS. HOWEVER, THE FOUNDATION WILL CONSIDER MULTI-YEAR REQUESTS. GRANTS ARE MADE ONLY TO TAX EXEMPT 501(C)(3) ORGANIZATONS THAT ARE NOT CLASSIFIED AS PRIVATE FOUNDATIONS. THE FOUNDATION CONSIDERS SUPPORT FOR ORGANIZATIONS THAT ARE BASED IN AND SERVICE RESIDENTS WITHIN THE GREATER KANSAS CITY AREA. ALZHEIMER'S ASSOCIATION - HEART OF AMERICA CHAPTER 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC GRANT FOR MATCH 500 AMERICAN RED CROSS OF GREATER KANSAS CITY 211 W ARMOUR BLVD KANSAS CITY MO 64111 PC ONGOING PROGRAMS AND OPERATIONS 5000 ARTS KC-REGIONAL ARTS COUNCIL 6416 VERONA ROAD MISSION HILLS KS 64111 PC GRANT FOR MATCH 665 AVILA UNIVERSITY 11901 WORNALL ROAD KANSAS CITY MO 64145 PC THE MARION AND HENRY BLOCH ENDOWED SCHOLARSHIP FUND 25000 AVILA UNIVERSITY 11901 WORNALL ROAD KANSAS CITY MO 64145 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 100 CHARLOTTE STREET FOUNDATION 6416 VERONA ROAD MISSION HILLS KS 64111 PC GRANT FOR MATCH 668 CITY YEAR KANSAS CITY 415 DELAWARE ST 3RD FL KANSAS CITY MO 64105 PC FUNDS TO SUPPORT START-UP OF CITY YEAR KANSAS CITY. 100000 CROSSROADS ACADEMY OF KANSAS CITY 3617 WEST 64TH STREET MISSION HILLS KS 66208 PC GRANT FOR MATCH 250 DONNELLY COLLEGE 608 N 18TH STREET KANSAS CITY KS 66102 PC THE MARION BLOCH ENDOWED SCHOLARSHIP FUND AT DONNELLY COLLEGE 25000 EPEC INC 5829 TROOST AVE KANSAS CITY MO 641103143 PC DATA BASE 5000 FRACTURED ATLAS 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC GRANT FOR MATCH 500 FREMAR FOUNDATION FOR ACCORDION ARTS 4801 MAIN STREET SUITE 1000 KANSAS CITY MO 64112 PC GRANT FOR MATCH 200 GIVING THE BASICS INC 3150 MERCIER STE 270-D2 KANSAS CITY MO 64111 PC SUPPORT FOR INDIVIDUALS IN NEED - NECESSITIES 1000 GREATER KANSAS CITY COMMUNITY FOUNDATION 1055 BROADWAY SUITE 130 KANSAS CITY MO 64105 PC ONGOING PROGRAMS AND OPERATIONS OF THE HENRY W. BLOCH SCHOOL OF MANAGEMENT AT UMKC 1735000 HARRY S TRUMAN LIBRARY INSTITUTE FOR NATIONAL AND INTERNATIONAL AFFAIRS 500 W US HIGHWAY 24 INDEPENDENCE MO 64050 PC GRANT FOR MATCH 2240 HARRY S TRUMAN LIBRARY INSTITUTE FOR NATIONAL AND INTERNATIONAL AFFAIRS 500 W US HIGHWAY 24 INDEPENDENCE MO 64050 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 1000 HARVESTERS - THE COMMUNITY FOOD NETWORK 3801 TOPPING AVE KANSAS CITY MO 641291744 PC SUPPORT FOR INDIVIDUALS IN NEED- FOOD ASSISTANCE 2500 HYMAN BRAND HEBREW ACADEMY 5801 WEST 115TH STREET SUITE 102 OVERLAND PARK KS 662111800 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 100000 JEWISH COMMUNITY CENTER OF GREATER KANSAS CITY 5801 WEST 115TH STREET SUITE 101 OVERLAND PARK KS 662111800 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 15000 JEWISH COMMUNITY RELATIONS BUREAU-AMERICAN JEWISH COMMITTEE 5801 W 115 ST STE 201 OVERLAND PARK KS 66211 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 40000 JEWISH FAMILY SERVICES 5801 W 115TH ST STE 103 OVERLAND PARK KS 662111800 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 25000 JEWISH FEDERATION OF GREATER KANSAS CITY 5801 W 115TH ST STE 201 OVERLAND PARK KS 662111800 PC GRANT FOR MATCH 4666 JEWISH FEDERATION OF GREATER KANSAS CITY 5801 W 115TH ST STE 201 OVERLAND PARK KS 662111800 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 250000 KANSAS CITY ART INSTITUTE 4415 WARWICK BLVD KANSAS CITY MO 64111 PC FUNDS TO SUPPORT THE ESTABLISHMENT OF THE MARION AND HENRY BLOCH SCHOLARSHIP FUND 25000 KANSAS CITY HOSPICE & PALLIATIVE CARE 3617 WEST 64TH STREET MISSION HILLS KS 66208 PC GRANT FOR MATCH 250 KANSAS CITY METROPOLITAN BAR FOUNDATION 4801 MAIN STREET SUITE 1000 KANSAS CITY MO 64112 PC GRANT FOR MATCH 200 KANSAS CITY REPERTORY THEATRE 2600 GRAND AVENUE SUITE 450 KANSAS CITY MO 64108 PC GRANT FOR MATCH 10000 KANSAS CITY URBAN YOUTH ACADEMY ONE ROYAL WAY KANSAS CITY MO 64129 PC CONSTRUCTION OF FACILITIES FOR THE KANSAS CITY URBAN YOUTH ACADEMY 550000 KCPT- PUBLIC TELEVISION 19 4801 MAIN STREET SUITE 1000 KANSAS CITY MO 64112 PC GRANT FOR MATCH 4000 LIBERTY MEMORIAL ASSOCIATION 4801 MAIN STREET SUITE 1000 KANSAS CITY MO 64112 PC GRANT FOR MATCH 2000 MENORAH LEGACY FOUNDATION 5651 OAKWOOD RD SHAWNEE MISSION KS 66208 PC GRANT FOR MATCH 300 MID AMERICA ASSISTANCE COALITION 1 WEST ARMOUR BLVD SUITE 301 KANSAS CITY MO 64111 PC SUPPORT FOR INDIVIDUALS IN NEED - EMERGENCY ASSISTANCE 1000 MID-AMERICA REGIONAL COUNCIL COMMUNITY SERVICES CORPORATION 600 BROADWAY KANSAS CITY MO 64105 PC DOUBLE UP BUCKS AND BEANS&GREENS FOR METRO KANSAS CITY 50000 MIDWEST CENTER FOR HOLOCAUST EDUCATION 5801 WEST 115TH STREET SUITE 106 OVERLAND PARK KS 66211 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 5000 MISSION HILLS FOUNDATION 4200 SOMERSET DR STE 216 PRAIRIE VLG KS 66208 PC FUNDS TO SUPPORT BEAUTIFICATION EFFORTS FOR THE NEIGHBORHOOD'S ENTRANCES. 1000 MISSOURI DEVELOPMENT FINANCE BOARD 2 MEMORIAL DR KANSAS CITY MO 641084603 PC HONORING THE LEGACIES OF WWI: CALL TO DUTY 500000 NEW REFORM TEMPLE 7100 MAIN KANSAS CITY MO 64114 PC GRANT FOR MATCH 17500 OPERATION BREAKTHROUGH 3039 TROOST AVENUE KANSAS CITY MO 64109 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 100 PEMBROKE HILL SCHOOL 400 W 51ST STREET KANSAS CITY MO 64112 PC GRANT FOR MATCH 500 SAINT LUKE'S HOSPITAL FOUNDATION 4225 BALTIMORE AVENUE KANSAS CITY MO 64111 PC FOR THE USE AND BENEFIT OF PROGRAMS OF THE SAINT LUKE'S MARION BLOCH NEUROSCIENCES INSTITUTE CONDUCTED AT THE HOSPITAL'S MAIN CAMPUS 2400000 SASONE COMMITTEE AT THE JEWISH FEDERATION OF GREATER KANSAS CITY 5801 WEST 115TH STREET OVERLAND PARK KS 66211 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 10000 SOUTHWEST HIGH SCHOOL EXCELLENCE FUND 1055 BROADWAY SUITE 130 KANSAS CITY MO 64105 PC PREPARING THE WAY FOR A WORLD-CLASS HIGH SCHOOL AT SOUTHWEST 50000 SYNERGY SERVICES 3617 WEST 64TH STREET MISSION HILLS KS 66208 PC GRANT FOR MATCH 500 THE FIRST TEE OF GREATER KANSAS CITY 7501 BLUE RIVER ROAD KANSAS CITY MO 64132 PC ONGOING PROGRAMS AND OPERATIONS 100 THE HARRY S TRUMAN GOOD NEIGHBOR AWARD FOUNDATION PO BOX 755 SHAWNEE MISSION KS 66201 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 2500 THE JEWISH COMMUNITY FOUNDATION OF GREATER KANSAS CITY 5801 WEST 115TH STREET SUITE 104 OVERLAND PARK KS 66211 PC FUNDS TO SUPPORT THE MITZVAH HOUSE AS PART OF MILINEAL ENGAGEMENT EFFORTS 21000 THE MAGIC HOUSE ST LOUIS CHILDREN'S MUSEUM 516 S KIRKWOOD RD ST LOUIS MO 63122 PC GRANT FOR MATCH 5000 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC GRANT FOR MATCH 35071 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC FUNDS TO SUPPORT RENOVATIONS TO GALLERIES THAT WILL DISPLAY THE BLOCH COLLECTION 3000000 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC FUNDS TO SUPPORT RENOVATIONS TO GALLERIES THAT WILL DISPLAY THE BLOCH COLLECTION 2770000 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC FUNDS IN SUPPORT OF SELECTED RENOVATIONS TO MAINTAIN THE LONGEVITY OF THE BLOCH BUILDING AND TECHNOLOGY PLANNING. 125000 THE NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC FUNDS TO SUPPORT MEMBERSHIP, SPONSORSHIPS, AND ACTIVITIES IN 2016 AND 2017 200000 THE RABBIT HOLE 110 SOUTHWEST BOULEVARD KANSAS CITY MO 64108 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 50 THE TEMPLE CONGREGATION B'NAI JEHUDAH 6416 VERONA ROAD MISSION HILLS KS 64111 PC GRANT FOR MATCH 2193 TRUMAN MEDICAL CENTER CHARITABLE FOUNDATION 2310 HOLMES SUITE 735 KANSAS CITY MO 641082602 PC ACCESS TO PULMONARY HEALTH 150000 TRUMAN MEDICAL CENTER CHARITABLE FOUNDATION 2310 HOLMES SUITE 735 KANSAS CITY MO 641082602 PC GRANT FOR MATCH 5000 UMKC FOUNDATION 5115 OAK STREET ROOM 202 KANSAS CITY MO 641102499 PC GRANT FOR MATCH 38880 UMKC FOUNDATION 5115 OAK STREET ROOM 202 KANSAS CITY MO 641102499 PC THE MARION AND HENRY BLOCH ENDOWED BLOCH SCHOOL OF MANAGEMENT SCHOLARSHIP 25000 UNITED SERVICE ORGANIZATIONS 4801 MAIN STREET SUITE 1000 KANSAS CITY MO 64112 PC GRANT FOR MATCH 200 UNITED WAY OF GREATER KANSAS CITY 801 WEST 47TH STREET SUITE 500 KANSAS CITY MO 641121239 PC TOCQUEVILLE SOCIETY 2016 25000 UNITED WAY OF GREATER KANSAS CITY 801 WEST 47TH STREET SUITE 500 KANSAS CITY MO 641121239 PC GRANT FOR MATCH 20000 UNIVERSITY OF MISSOURI-COLUMBIA 6416 VERONA ROAD MISSION HILLS KS 64111 PC GRANT FOR MATCH 6000 VAAD HAKASHRUTH OF KANSAS CITY 9900 ANTIOCH OVERLAND PARK KS 66212 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 4000 VILLAGE PRESBYTERIAN CHURCH ENDOWMENT TRUST 6641 MISSION RD PRAIRIE VLG KS 662081702 PC FUNDS TO SUPPORT FOOD PANTRY/CLOTHES CLOSET 500 VILLAGE SHALOM INC 5500 W 123RD STREET OVERLAND PARK KS 66209 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 30000 WASHINGTON UNIVERSITY ONE BROOKINGS DRIVE ST LOUIS MO 66211 PC GRANT FOR MATCH 10000 WAYSIDE WAIFS INC 3901 MARTHA TRUMAN RD KANSAS CITY MO 641372808 PC FUNDS TO SUPPORT ONGOING PROGRAMS AND OPERATIONS 100 WAYSIDE WAIFS INC 3901 MARTHA TRUMAN RD KANSAS CITY MO 641372808 PC GRANT FOR MATCH 500 WILLIAM JEWELL COLLEGE 500 COLLEGE HILL LIBERTY MO 64068 PC THE HENRY W. BLOCH SCHOLARSHIP FUND 25000 12467733 JEWISH FEDERATION OF GREATER KANSAS CITY 5801 W 115TH ST STE 201 OVERLAND PARK KS 662111800 PC PLEDGED GRANT 90000 LIBERTY MEMORIAL ASSOCIATION 4801 MAIN STREET SUITE 1000 KANSAS CITY MO 64112 PC PLEDGED GRANT 225000 NELSON GALLERY FOUNDATION 4525 OAK STREET KANSAS CITY MO 641111818 PC PLEDGED GRANT 1800000 UNITED WAY OF GREATER KANSAS CITY INC 801 WEST 47TH STREET SUITE 500 KANSAS CITY MO 641121239 PC PLEDGED GRANT 25000 2140000 14 681 14 4854129 18 -419962 UNREALIZED GAIN (LOSS) ON INVESTMENTS 14 14867986 0 19302834 0 19302834 0 0 0 0 0 0 0 0 0 0 X X 1 HENRY BLOCH 6400 WENONGA TERRACE SHAWNEE MISSION KS 66205 29650 X ACCOUNTING AND AUDIT FEES 59725 47780 11945 FORM 990-PF, PART VIII, LINE 1, OFFICER COMPENSATION THE FOUNDATION HAS NO EMPLOYEES. ALL MANAGEMENT SERVICES ARE PROVIDED THROUGH HRB MANAGEMENT, INC. WHO IS PAID A MANAGEMENT FEE AS DISCLOSED IN PART VIII, LINE 3, HIGHLY PAID CONTRACTORS. OFFICER DAVID P. MILES IS AN EMPLOYEE OF AND IS PAID BY HRB MANAGEMENT, INC. PURSUANT TO THE FORM 990-PF INSTRUCTIONS, THE PORTION OF THE COMPENSATION PAID TO THE MANAGEMENT SERVICES COMPANY (HRB MANAGEMENT, INC.) THAT RELATES TO SERVICES PROVIDED BY THE FOUNDATION OFFICER, DAVID P. MILES, IS REPORTED IN PART VIII, LINE 1, OFFICER COMPENSATION AS IF THE FOUNDATION HAD PAID THE OFFICER DIRECTLY. THE TOTAL AMOUNT PAID TO HRB MANAGEMENT, INC. REPORTED IN PART VIII, LINE 3, HIGHLY PAID CONTRACTORS INCLUDES THE AMOUNT OF OFFICER COMPENSATION SEPARATELY REPORTED IN PART VIII, LINE 1, OFFICER COMPENSATION. FORM 990-PF, PART XVI-A THE FOUNDATION FILES A FEDERAL FORM 990-T TO REPORT NET INCOME OR LOSS FROM UNRELATED BUSINESS INCOME RESULTING FROM INVESTMENTS IN VARIOUS PARTNERSHIPS. THE FOUNDATION ACCOUNTS FOR INVESTMENTS IN PARTNERSHIPS ON A GAAP BASIS, AND THEREFORE DOES NOT RECORD UNRELATED BUSINESS INCOME OR LOSS REPORTED ON TAX SCHEDULE K-1 IN ITS BOOKS AND RECORDS. AS A RESULT, NO UNRELATED BUSINESS INCOME OR LOSS IS REPORTED ON FORM 990-PF, PART I, COLUMN (A), REVENUE AND EXPENSES PER BOOKS OR ON PART XVI-A, ANALYSIS OF INCOME-PRODUCING ACTIVITIES, COLUMNS (A) AND (B), UNRELATED BUSINESS INCOME. WELLINGTON CTF DIH FMV 10206737 10206737 WELLINGTON CTF DURABLE FMV 7906983 7906983 LOOMIS SAYLES FMV 6785337 6785337 SSGA - INTERMED US GOVT/CREDIT BOND FMV 0 0 GRUSS GLOBAL INVESTORS FMV 6161656 6161656 OCTAVIAN OFFSHORE FUND FMV 25116 25116 FIR TREE INTL VALUE FUND II FMV 2332349 2332349 MASON CAPITAL LTD FMV 0 0 SCHWAB - DFA EMERGING MKTS FMV 9653361 9653361 SCHWAB - VANGUARD DEVELOPED MKTS FMV 39450434 39450434 SCHWAB - VANGUARD DIV APPR FMV 7896901 7896901 SCHWAB - VANGUARD RUSSELL 3000 FMV 53237116 53237116 SCHWAB - VANGUARD EMERGING MARKETS FMV 7516356 7516356 SCHWAB - TEMPLETON GLOBAL FMV 6320757 6320757 SCHWAB - LAZARD FMV 6761028 6761028 GARDNER RUSSO FMV 10573718 10573718 DODDINGTON GLOBAL FUND FMV 0 0 WINGATE PARTNERS FMV 1107232 1107232 COLCHESTER FMV 5936041 5936041 OAKWOOD REAL ESTATE PARTNERS I FMV 1456836 1456836 OAKWOOD REAL ESTATE PARTNERS II FMV 1316759 1316759 CID CAPITAL II FMV 1890839 1890839 COMMERCE TORTOISE FMV 6485319 6485319 RIVERVEST VENTURE FUND FMV 1192344 1192344 SCHWAB - ARTISON GLOBAL VALUE FMV 10596749 10596749 SCHWAB - JOHN HANCOCK GLOBAL ABSOLUTE FMV 6084000 6084000 SCHWAB - VANGUARD INTERM TERM FMV 27572418 27572418 FIR TREE INTL VALUE FUND FMV 2522227 2522227 DOVER STREET IX AT COST 127632 127632 LEGAL FEES 4771 1193 3578 DUE FROM COVALENT 2360138 0 0 DUE FROM MASON CAPITAL 0 92984 92984 INFORMATION TECHNOLOGY 14315 0 14315 SPECIAL EVENT EXPENSE 231 0 231 INSURANCE 7139 0 0 MISCELLANEOUS 4205 210 3995 INCOME (LOSS) FROM SCHEDULES K-1 -1228449 UNREALIZED GAIN (LOSS) ON INVESTMENTS 14867986 14867986 DUE TO HRB MANAGEMENT, INC. 27773 27046 INVESTMENT ADVISOR AND SERVICE FEES 1031330 776345 0 MANAGEMENT FEES 314947 47242 267705 CONSULTING FEES 30668 1533 29135 LEGACY EXPENSES 50996 0 50996 EXCISE TAXES 51407 0 0 FOREIGN TAXES 29456 29456 0