2017-03-08T12:16:06-06:00 2016-11-30 342017646 The Gagnon Group LLC P O Box 730 Point Pleasant NJ 087420730 990PF 2015-12-01 306284989 Swain Barber Foundation dated March 28 2011 SWAI 7322951000 C/O The Gagnon Group LLC PO Box 730 Point Pleasant NJ 087420730 Peter Walker Grousbeck Trustee 7322951000 2017-02-28 1 Mary C Buletza P00546079 7322951000 2017-02-28 2015 2021-01-29 14:40:06Z X 46649718 X X 6234 6234 299570 290566 1738134 2545223 1251696 284881 262337 2328819 1810833 0 0 0 35500 15250 5000 21545 11820 0 187251 24034 0 183728 126946 150 428024 178050 5150 121 121 428145 178050 5271 1900674 1632783 1309724 1996039 1996039 39772492 40991320 44653679 41082216 42987359 46649718 0 0 X 41082216 42987359 0 0 0 0 41082216 42987359 41082216 42987359 41082216 1900674 4469 42987359 0 42987359 K-1 STCG P 2015-12-01 2016-11-30 807089 -807089 -807089 K-1 LTCG P 2015-11-30 2016-11-30 1892726 1892726 1892726 K-1 SEC 1231 P 2015-11-30 2016-11-30 166059 166059 166059 K-1 STCG UBI P 2015-12-01 2016-11-30 22 22 0 0 K-1 LTCG UBI P 2015-11-30 2016-11-30 47023 47023 0 0 K-1 SEC 1231 UBI P 2015-11-30 2016-11-30 439393 439393 0 0 1251696 0 2381227 43431271 0.054827 2714379 44955083 0.060380 2156501 40880397 0.052751 0 9850000 0.000000 15150196 185562757 0.081645 0.249603 0.049921 44072026 2200120 16328 2216448 5271 32656 0 32656 0 32656 42000 42000 X 9344 9000 344 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A Peter Walker Grousbeck 3236651144 PO Box 29129 Los Angeles CA 90029 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Peter Walker Grousbeck PO Box 29129 Los Angeles CA 90029 Trustee 1.00 0 0 0 Brie Cameron Grousbeck PO Box 29129 Los Angeles CA 90029 Trustee 1.00 0 0 0 NONE 0 NONE 0 0 43346180 1396994 0 44743174 0 0 44743174 671148 44072026 2203601 2203601 32656 5040 37696 2165905 0 2165905 0 2165905 5271 0 5271 0 5271 2165905 0 0 1355238 137907 527868 307089 2328102 5271 0 0 0 5271 0 2160634 2160634 167468 0 0 0 0 0 0 0 167468 167468 Peter W Grousbeck Trustee PO Box 29129 Los Angeles CA 90029 3236651144 swainbarber@gmail.com No formal procedures have been established at this time. No deadlines have been established at this time. Grants are limited to IRC Section 501 (c)(3) defined purposes and charities. K-1 Allocation 655 Knight Way Stanford CA 943057216 N/A Public charities General 121 121 0 14 6234 900099 9004 14 290566 900099 18674 14 266207 900099 486438 14 1251696 514116 1814703 0 2328819 0 0 0 0 0 0 0 0 0 0 Accounting and tax fees 35500 15250 5000 Form 8886 TWO FORMS 8886 REPORTABLE TRANSACTION DISCLOSURESTATEMENTS WERE FILED FOR CURRENT YEAR LOSS TRANSACTIONSGREATER THAN $2 MILLION DOLLARS EACH AND TRANSACTIONSWITH CUMULATIVE LOSSES GREATER THAN $4 MILLIONEACH AS REQUIRED BY REG. SEC. 1.6011-4. THE PARTNER'SSHARE OF EACH TRANSACTION LOSS WAS LESS THAN $2MILLION FOR THE CURRENT YEAR, AND LESS THAN $4 MILLIONCUMULATIVELY UNLESS OTHERWISE NOTED. THIS IS BELOWTHE MINIMUM THRESHOLD FOR FILING OF FORM 8886 BY THE PARTNER. Investment in diversified investment partnerships 39772492 40991320 44653679 California filing fees 150 0 150 K-1 allocation non-ded exp 527 0 0 K-1 allocation deductions - portfolio (2% floor) 124234 124234 0 K-1 allocation deductions - portfolio (other) 7712 2712 0 UBI allocation K-1s Pship Net Rental RE loss UBI 51105 0 0 K-1 Pship Portfolio income 673487 673487 673487 K-1 Pship Portfolio income-UBI -367 0 -367 K-1 Pship Other income -400222 -400222 -400222 K-1 Pship Ordinary income -762 -762 -762 K-1 Pship Ordinary income-UBI 19041 0 19041 K-1 Pship Net Rental RE income -10166 -10166 -10166 K-1 Pship Net Rental RE income-UBI 0 0 0 Other Income-state refunds 3870 0 3870 Other adjustments from flow thru partnerships 4469 Federal 990 PF tax payments 82560 0 0 Federal 990 T tax payments 52037 0 0 Foreign tax withheld 29452 24034 0 State tax expense 23202 0 0