2017-04-25T16:05:57-05:00 2016-06-30 341897225 HILL BARTH & KING LLC 3838 TAMIAMI TRAIL NORTH NAPLES FL 34103 990 2015-07-01 030482006 AVE MARIA UNIVERSITY INC AVEM 2392802500 5050 AVE MARIA BLVD AVE MARIA FL 34142 ROBERT FARNHAM VICE PRESIDENT FINANCE & ADMIN 2392802500 2017-04-25 1 GERD O FRANKE P00563316 2392632111 2017-04-25 2015 2021-01-29 14:40:06Z ROBERT FARNHAM 5050 AVE MARIA BLVD AVE MARIA FL 34142 45296598 0 X WWW.AVEMARIA.EDU X 2002 FL UNIVERSITY EDUCATION GROUNDED IN THE TRADITIONS AND FAITH OF THE ROMAN CATHOLIC CHURCH 28 27 834 26 0 0 11414878 13130518 28160981 30030650 737495 438557 1033945 65348 41347299 43665073 9148123 10486451 0 0 14297608 15511354 0 0 1918237 22210839 21820244 45656570 47818049 -4309271 -4152976 281216010 278380590 68632207 68795696 212583803 209584894 UNIVERSITY EDUCATIONAL FACILITY TRAINING INDIVIDUALS TOWARDS BACCALAUREATE, MASTERS AND DOCTORATE DEGREES. 0 0 37600204 10486451 30030650 OPERATING A UNIVERSITY DEDICATED TO INSTRUCTING AND TRAINING INDIVIDUALS TOWARDS A BACCALAUREATE, MASTERS OR DOCTORATE DEGREES. 1,072 STUDENTS WERE SEEKING DEGREES AT AMU DURING THE 2015-2016 SCHOOL YEAR. 37600204 1 1 0 0 0 0 0 1 0 1 1 0 0 1 1 1 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 0 1 0 1 1 1 0 0 0 1 0 0 0 1 95 0 834 1 0 0 0 0 0 1 1 0 0 0 0 X 28 27 1 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 1 1 1 0 AK KS NH OR KY LA MA MD MO WA X X ROBERT FARNHAM 2392801674 5050 AVE MARIA BLVD AVE MARIA FL 34142 AM O'HARE TRUSTEE 2.00 X 0 0 0 ARTHUR C BROOKS PHD TRUSTEE 2.00 X 0 0 0 BARBARA B HENKELS TRUSTEE 2.00 X 0 0 0 BERNADETTE LUCA TRUSTEE 2.00 X 0 0 0 BISHOP FRANK J DEWANE TRUSTEE 2.00 X 0 0 0 BISHOP KEVIN C RHOADES TRUSTEE 2.00 X 0 0 0 COLLEEN M KVETKO TRUSTEE/SECRETARY 2.00 X 0 0 0 DANIEL N MEZZALINGUA TRUSTEE 2.00 X 0 0 0 DONNA M BRADT TRUSTEE 2.00 X 0 0 0 EDWARD W EASTON TRUSTEE 2.00 X 0 0 0 FR JOHN J LUDDEN TRUSTEE 2.00 X 0 0 0 GUY SMITH TRUSTEE 2.00 X 0 0 0 H JAMES TOWEY TRUSTEE/AMU PRESIDENT 40.00 X X 463418 0 0 JOHN CHAPMAN TRUSTEE 2.00 X 0 0 0 JOHN V TIPPMANN SR TRUSTEE/VICE-CHAIR 2.00 X 0 0 0 LEIGH-ANNE KAZMA TRUSTEE 2.00 X 0 0 0 LOUIS ARGENTA DR TRUSTEE 2.00 X 0 0 0 MARY L DEMETREE TRUSTEE 2.00 X 0 0 0 MICHAEL SCHWARTZ TRUSTEE 2.00 X 0 0 0 MICHAEL TO TIMMIS TRUSTEE/CHAIRMAN 10.00 X X 0 0 0 PATRICIA DONAHUE DOLAN TRUSTEE 2.00 X 0 0 0 PATRICK T RAINEY TRUSTEE 2.00 X 0 0 0 PAUL R RONEY TRUSTEE 2.00 X 0 0 0 ROBERT G KENNEDY PHD TRUSTEE 2.00 X 0 0 0 SEAN PATRICK CARDINAL O'MALLEY TRUSTEE 2.00 X 0 0 0 THOMAS P PRINCE TRUSTEE 2.00 X 0 0 0 THOMAS S MONAGHAN TRUSTEE/CHANCELLOR 5.00 X X 0 0 0 WALTER KNYSZ JR DDS TRUSTEE 2.00 X 0 0 0 SEANA SUGRUE VP ACADEMIC AFFAIRS 40.00 X 0 0 0 KEVIN JOYCE VP INSTITUTIONAL ADVANCEME 40.00 X 185122 0 0 RATCHAPOL DEJTHAI CHIEF INFORMATION OFFICER 40.00 X 167575 0 0 ROBERT E FARNHAM VP FINANCE 40.00 X 177050 0 0 WILLIAM W KIRK VP LEGAL AFFAIRS & GEN COUNSEL 40.00 X 180624 0 0 BRIAN SCANLAN ASSOCIATE VICE PRESIDENT 40.00 X 125187 0 0 GABRIEL MARTINEZ VPAA/DEAN OF FACULTY 40.00 X 139820 0 0 JAMES PELISKA PROFESSOR 40.00 X 139309 0 0 JULIE COSDEN VP STUDENT AFFAIRS 40.00 X 108712 0 0 MICHAEL M WALDSTEIN PROFESSOR OF THEOLOGY 40.00 X 142617 0 0 DENNIS JOHN GRACE FORMER EXECUTIVE VP/CFO 40.00 X 202832 0 0 2032266 0 0 11 1 1 0 DOLPHIN TRANSPORTATION SPECIALISTS 3963 PROGRESS AVE NAPLES FL 34104 TRANSPORTATION SERVICES 203875 REGIONAL CONSTRUCTION SERVICES 5072 ANNUNCIATION CIR 327 AVE MARIA FL 34142 CONTRACTOR 191312 ROPPOSCAPE 15275 COLLIER BLVD 201 NAPLES FL 34119 GROUNDS MAINTENANCE 187587 AVE MARIA DEVELOPMENT 2600 GOLDEN GATE PARKWAY NAPLES FL 34105 BUILDINGS LEASE AND SERVICES 187546 HILL BARTH & KING LLC 3838 TAMIAMI TRAIL NORTH STE 200 NAPLES FL 34103 AUDITOR 114865 13 655838 2212500 10262180 304942 13130518 TUITION AND FEES 611710 19833230 19833230 FACULTY AND STUDENT HOUSING 531110 9260659 9260659 EVENTS & TRAINING 611710 668308 668308 MISCELLANEOUS PROGRAM REVENUE 611710 266490 266490 AMU PRESS CO-PRODUCTION 511110 1963 1963 30030650 956447 956447 26490 26490 162123 0 162123 162123 162123 840652 249 1358791 0 -518139 249 -517890 -517890 158997 655838 158154 843 843 205540 114580 90960 90960 CHANGE IN SPLIT INT AGREEMENT 611710 -215068 -215068 -215068 43665073 30030650 0 503905 10485819 10485819 632 632 1426743 1028574 324814 73355 11399830 8854724 1917699 627407 159991 95247 56324 8420 1664845 12113 1652732 859945 685506 129217 45222 16897 16897 148635 4480 143651 504 94972 60552 29581 4839 263411 248868 2819 11724 213741 206193 7548 1321573 950800 200206 170567 275285 203526 50235 21524 4620 4620 3345731 2515420 667471 162840 678726 543925 88664 46137 453684 261283 28345 164056 3910778 2904036 804925 201817 5252870 3900636 1081158 271076 655991 527361 102844 25786 MEALS 2672543 2617674 32402 22467 LIBRARY AND ACADEMIC SU 569558 463770 102576 3212 BAD DEBT EXPENSE 550000 203253 301678 45069 SETTLEMENT EXPENSES 404805 404805 986424 821192 160565 4667 47818049 37600204 8299608 1918237 22731364 8320045 97513 0 814670 1084609 711453 582553 5607474 5205808 80831 108047 400920 424024 257667866 43623507 217559915 214044359 17954360 33866011 15257510 14745134 281216010 278380590 2072691 2849513 60515000 60515000 4676514 4153050 1368002 1278133 68632207 68795696 X 200915340 195129679 9224752 10232313 2443711 4222902 212583803 209584894 281216010 278380590 -4152976 1154067 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3275006 X X X 0 9288590 5393257 -194638 2411867 12075342 9328579 3303843 -365448 2978384 9288590 6931576 2078864 748012 429873 9328579 5903352 1715604 527444 1214824 6931576 7617683 600236 -677882 1636685 5903352 0.34970 0.65030 0 0 7206615 7206615 224511098 29621499 194889599 857208 792074 65134 11402349 6455414 4946935 13690596 6754520 6936076 214044359 BENEFICIAL INTEREST IN TRUST 881403 DEFERRED BOND ISSUANCE COSTS 2103318 ASSETS HELD FOR SALE 254000 LAND AND BLDGS HELD FOR RENT 11506413 14745134 GIFT ANNUITIES PAYABLE 1278133 1278133 X 34715002 1154067 2320891 3474958 31240044 12425029 12425029 43665073 37885754 280234 280234 37605520 10212529 10212529 47818049 PART V, LINE 4: THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS IS TO USE ANNUAL INVESTMENT INCOME TO SUPPORT SCHOLARSHIPS AND PROGRAMS ACCORDING TO THE FUND'S DESIGNATED PURPOSE. PART X, LINE 2: THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AND FROM STATE INCOME TAXES UNDER CHAPTER 220.13 OF THE FLORIDA STATUTES. MANAGEMENT ASSESSES UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH FASB ASC 740 AND HAS DETERMINED THAT ALL INCOME TAX FILING POSITIONS WOULD BE SUSTAINED UPON EXAMINATION AND, ACCORDINGLY, HAS NOT RECORDED ANY RESERVES OR RELATED ACCRUALS FOR INTEREST AND PENALTIES AT JUNE 30, 2016 AND 2015 FOR UNCERTAIN INCOME TAX POSITIONS. THE SCHOOL FILES THEIR INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND HAS FILED TAX RETURNS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2016. THE SCHOOL IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2011. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES COST OF GOODS SOLD RELATED PARTY REVENUE FROM CONSOLIDATED FINANCIALS PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND ALLOWANCES RELATED PARTY CONTRIBUTION PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES COST OF GOODS SOLD RELATED PARTY EXPENSE PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP AND ALLOWANCES PART III, LINE 4: THE UNIVERSITY HAS ASSEMBLED A COLLECTION OF RARE AND HISTORICAL RELIGIOUS AND PHILOSOPHICAL BOOKS AND MANUSCRIPTS WHICH ARE USED FOR SCHOLARLY RESEARCH BY BOTH UNDERGRADUATE AND GRADUATE STUDENTS. THESE COLLECTIONS ARE ALSO MADE AVAILABLE TO VISITING SCHOLARS AND RESEARCHERS. IN ADDITION TO ITS BOOKS AND MANUSCRIPT COLLECTION, THE UNIVERSITY ALSO OWNS A SMALL COLLECTION OF RELIGIOUS ART AND ARTIFACTS THAT ARE ON PUBLIC DISPLAY AND ARE USED TO FURTHER ITS MISSION AS A UNIVERSITY IN THE CATHOLIC TRADITION, BRINGING SOCIAL AND SPIRITUAL BENEFITS TO ITS STUDENTS AND STAFF. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 THESE POLICIES ARE PUBLISHED IN CATALOGS DESCRIBING THE INSTITUTION COURSE OFFERINGS AND EMPLOYMENT ADVERTISEMENTS. SCHOLARSHIP DINNER 651099 550799 100300 143462 SCHARFENBERGER PRO-LIFE DINNER 73540 30240 43300 0 7 90195 74798 15397 14692 814834 655837 158997 158154 158154 843 1 GENERAL SCHOLARSHIP GRANTS ARE AWARDED TO QUALIFIED STUDENTS ATTENDING AVE MARIA UNIVERSITY. 1098 10485819 FMV AS SEMESTER CLASSES BEGIN SCHEDULE I, PART I, LINE 2 THE OFFICE OF FINANCIAL AID DETERMINES A STUDENT'S ELIGIBILITY BASED ON THE FAMILY'S FINANCIAL STRENGTH, WHICH INCLUDES CONSIDERATION OF FAMILY INCOME AND ASSETS, NUMBER OF CHILDREN IN COLLEGE AND, IF APPROPRIATE, SPECIAL CIRCUMSTANCES. FINANCIAL AID WILL BE REVOKED WITHOUT ADEQUATE PROGRESS. X 0 0 X X X X 1 0 0 0 0 0 0 0 0 H JAMES TOWEY TRUSTEE/AMU PRESIDENT 446363 0 0 0 17055 0 0 0 0 0 463418 0 0 0 KEVIN JOYCE VP INSTITUTIONAL ADVANCEME 169639 0 0 0 15483 0 0 0 0 0 185122 0 0 0 RATCHAPOL DEJTHAI CHIEF INFORMATION OFFICER 151970 0 0 0 15605 0 0 0 0 0 167575 0 0 0 ROBERT E FARNHAM VP FINANCE 176060 0 0 0 990 0 0 0 0 0 177050 0 0 0 WILLIAM W KIRK VP LEGAL AFFAIRS & GEN COUNSEL 164674 0 0 0 15950 0 0 0 0 0 180624 0 0 0 DENNIS JOHN GRACE FORMER EXECUTIVE VP/CFO 176235 0 0 0 26597 0 0 0 0 0 202832 0 0 0 PART I, LINE 1A THE UNIVERSITY PRESIDENT IS PROVIDED A RESIDENCE NEAR CAMPUS AS AN ORDINARY AND NECESSARY EXPENSE TO BE ACCESSIBLE AND AVAILABLE TO FACULTY, ADMINISTRATION AND STUDENTS. A COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAL0 2013-07-11 8105000 REFUND OF PRIOR BOND ISSUE 0 0 0 B COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAE6 2013-07-11 8215000 REFUND OF PRIOR BOND ISSUE 0 0 0 C COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAM8 2013-07-11 5230000 REFUND OF PRIOR BOND ISSUE 0 0 0 D COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAF3 2013-07-11 5500000 REFUND OF PRIOR BOND ISSUE 0 0 0 A 1 0 1 1 B 1 0 1 1 C 1 0 1 1 D 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 1 0 0 0 0 0 B 1 0 0 0 0 0 C 1 0 0 0 0 0 D 1 0 0 0 0 0 A 0 B 0 C 0 D 0 A COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAG1 2013-07-11 14290000 REFUND OF PRIOR BOND ISSUE 0 0 0 B COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAN6 2013-07-11 19175000 REFUND OF PRIOR BOND ISSUE 0 0 0 A 1 0 1 1 B 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 1 0 0 0 0 0 B 1 0 0 0 0 0 A 0 B 0 RHODORA J DONAHUE ACADEMY LEASE SPACE FOR SCHOOL LEASE OF SCHOOL FACILITY X 380000 582553 0 1 1 582553 AVE MARIA DEVELOPMENT THOMAS S MONAGHAN IS AN OFFICER AND EMPLOYEE OF AMU AND A 50% OWNER OF AMD 197209 AMU REIMBURSES AMD FOR EXPENSES INVOLVING CONSTRUCTION AND MAINTENANCE OF THE PERMANENT CAMPUS AND FOR RENTAL COSTS OF THE BOOKSTORE, MOTHER THERESA EXHIBIT HALL, AND VISITOR CENTER. 0 X 3 36294 FMV AT TIME OF GIFT X 6370 FMV AT TIME OF GIFT X 4481 FMV AT TIME OF GIFT X 13 257797 FMV AT TIME OF GIFT 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 PATRICIA DONAHUE DOLAN, A BOARD TRUSTEE, IS THE DAUGHTER OF JOHN DONAHUE ALSO A BOARD TRUSTEE. FORM 990, PART VI, SECTION A, LINE 8B SOME, BUT NOT ALL COMMITTEES OF THE BOARD TAKE AND RETAIN MINUTES. FORM 990, PART VI, SECTION B, LINE 11 THE CFO OF THE UNIVERSITY REVIEWS THE FORM 990 PRIOR TO SIGNING. FORM 990 IS ALSO PROVIDED TO THE CHAIRPERSON OF THE AUDIT COMMITTEE FOR REVIEW AND COMMENT PRIOR TO FILING. THE RETURN IS ALSO MADE AVAILABLE TO ANY BOARD MEMBER, IF THEY REQUEST IT. THE BOARD IS AWARE OF THIS PROCESS AND HAS AN OPPORTUNITY TO ASK ANY QUESTIONS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C RESPONSIBLE PERSONS SHALL PERIODICALLY COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT IDENTIFYING ANY RELATIONSHIPS, POSITIONS OR CIRCUMSTANCES IN WHICH THE RESPONSIBLE PERSON IS INVOLVED WHERE THE RESPONSIBLE PERSON BELIEVES THERE COULD BE AN ACTUAL OR APPARENT CONFLICT OF INTEREST. RESPONSIBLE PERSON SHALL SUPPLEMENT THE STATEMENT WHENEVER NECESSARY TO KEEP THE ORGANIZATION INFORMED. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES REVIEWED AND APPROVED THE COMPENSATION AND DECISION MAKING PROCESS WHEN DETERMINING THE COMPENSATION FOR ITS PRESIDENT. THE SALARY WAS COMPARED TO OTHER PRESIDENTS OF PEER UNIVERSITIES USING THE CHRONICLE FOR HIGHER EDUCATION DATABASE. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS REQUIRED TO BE AVAILABLE TO THE PUBLIC MAY BE REVIEWED DURING NORMAL WORKING HOURS AT THE AVE MARIA UNIVERSITY ADMINISTRATIVE OFFICE IN AVE MARIA FLORIDA BY APPOINTMENT. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. AVE MARIA COLLEGE 5050 AVE MARIA BLVD AVE MARIA FL 34142 383415373 AVE MARIA COLLEGE CEASED OPERATIONS 6/30/07 AND MOVED TO AVE MARIA, FL MI 501(C)(3) SEC 170(B)(1)(A) AMU OWNS 100 OF AMC STOCK 0 AVE MARIA UNIVERSITY SUPPORT TRUST INC 5050 AVE MARIA BLVD AVE MARIA FL 34142 200261366 SUPPORT THE TAX EXEMPT PURPOSES OF AVE MARIA UNIVERSITY FL 501(C)(3) 509(A)(3) 0 AVE MARIA UNIVERSITY LAND TRUST 5050 AVE MARIA BLVD AVE MARIA FL 34142 200154974 PROVIDE LEASE SPACE, UTILITIES, INSURANCE AND CONTRACT LABOR TO AMU FL 501(C)(3) 509(A)(3) 0 AVE MARIA FOUNDATION FOR THE ARTS 5050 AVE MARIA BLVD AVE MARIA FL 34142 264041143 SUPPORTING ORGANIZATION TO AVE MARIA UNIVERSITY FL 501(C)(3) 509(A)(3) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 AVE MARIA UNIVERSITY LAND TRUST INC S 2212500 FMV