2017-05-12T13:51:52-05:00 2016-12-31 952483169 JESS S MORGAN & COMPANY INC 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 990PF 2016-01-01 954738541 THE MCCAIN FAMILY FOUNDATION MCCA 3236342400 5900 WILSHIRE BLVD NO 2300 LOS ANGELES CA 90036 LILLIAN MCCAIN TRUSTEE 3236342400 2017-05-12 1 TIMOTHY D BODNER P00396713 3236342400 38.88.179.84 2017-05-12 11:51:46 PD P 8EA5CA1E1C9AC298E4232AD3951B6D58B0CF7612 F5411B2758385C2F9ED04824B3ABC4FD9E60E607 2016 2021-01-29 14:40:06Z X 490747 X X 16648 14072 386 182381 386 17034 14458 0 0 0 5065 5065 0 10 0 0 2298 0 0 7373 5065 0 25825 25825 33198 5065 25825 -16164 9393 3671 3203 3203 18557 11566 11566 466949 457604 475978 489177 472373 490747 0 0 X 0 0 0 0 489177 472373 489177 472373 489177 472373 489177 -16164 0 473013 640 472373 220 SHS SPDR S&P HOMEBUILDERS P 2015-07-13 2016-01-06 7273 8150 -877 -877 190 SHS ISHARES BROKER DEALER INDEX P 2013-07-18 2016-01-13 6838 6146 692 692 1,896.486 SHS GOLDMAN SACHS STRATEGIC INC P 2013-03-12 2016-01-15 17872 20000 -2128 -2128 2,865.201 SHS GOLDMAN SACHS STRATEGIC INC P 2013-04-05 2016-01-15 27001 30000 -2999 -2999 200 SHS VANGUARD MSCI EUROPE P 2015-05-14 2016-01-15 9089 11698 -2609 -2609 70 SHS FIRST TRUST DJ INTERNET ETF P 2015-08-13 2016-01-19 4549 5056 -507 -507 10 SHS ISHARES NASDAQ BIOTECH ETF P 2015-08-13 2016-01-19 2794 3725 -931 -931 25 SHS ISHARES US INDUSTRIAL ETF P 2011-09-09 2016-01-19 2340 1430 910 910 234.270 SHS RAINIER INTL DISCOVERY P 2013-08-13 2016-01-19 3470 3260 210 210 180 SHS SPDR KBW REGIONAL BANK P 2015-07-13 2016-01-19 6563 8013 -1450 -1450 50 SHS SPDR KBW REGIONAL BANK P 2015-10-13 2016-01-19 1823 2114 -291 -291 54 SHS SPDR S&P INSURANCE ETF P 2015-10-08 2016-01-19 3447 3397 50 50 75 SHS SPDR HEALTHCARE ETF P 2011-09-09 2016-01-19 5011 2415 2596 2596 96 SHS SPDR CONSUMER STAPLES ETF P 2011-09-09 2016-01-19 4677 2892 1785 1785 100 SHS SPDR TECHNOLOGY ETF P 2011-09-09 2016-01-19 3943 2372 1571 1571 15 SHS VANGUARD CONS DISCRE ETF P 2015-07-13 2016-01-19 1672 1913 -241 -241 1,026.539 SHS LAZARD US SMALL CAP GROWTH P 2016-01-15 2016-02-08 9465 9700 -235 -235 5 SHS ISHARES NASDAQ BIOTECH ETF P 2015-08-13 2016-04-15 1386 1386 0 0 35 SHS ISHARES RUSSELL 3000 ETF P 2011-09-09 2016-04-15 4271 2419 1852 1852 40 SHS POWERSHARES QQQ P 2013-10-28 2016-04-15 4423 3320 1103 1103 10 SHS SPDR S&P INSURANCE ETF P 2014-10-08 2016-04-15 688 629 59 59 15 SHS SPDR CONSUMER STAPLES ETF P 2011-09-09 2016-04-15 785 452 333 333 100 SHS SPDR S&P FINANCIAL ETF P 2013-05-28 2016-04-15 2285 1995 290 290 60 SHS SPDR TECHNOLOGY ETF P 2011-09-09 2016-04-15 2659 1423 1236 1236 9 SHS VANGUARD CONS DISCR ETF P 2015-07-13 2016-04-15 1111 1148 -37 -37 200 SHS POWERSHARES EMG MKTS SOV DEBT P 2013-02-27 2016-04-26 5677 6077 -400 -400 100 SHS POWERSHARES EMG MKTS SOV DEBT P 2012-04-19 2016-04-26 2838 2819 19 19 1,052.409 SHS VANGUARD CAL TAX FREE INTERM P 2014-12-12 2016-04-26 12588 12500 88 88 CLASS ACTION SETTLEMENT P 2016-05-26 2016-05-26 6 6 6 25 SHS ISHARES TR MSCI EAFE P 2012-11-27 2016-06-27 1308 1357 -49 -49 150 SHS ISHARES TR MSCI EAFE P 2010-07-08 2016-06-27 7850 7455 395 395 .829 SHS SPDR REAL ESTATE SECTOR P 2016-09-23 2016-09-23 28 27 1 1 100 SHS ISHARES BARCLAYS 1-3 YR BOND P 2016-04-15 2016-10-10 10549 10563 -14 -14 50 SHS ISHARES BARCLAYS 1-3 YR BOND P 2016-04-04 2016-10-10 5275 5265 10 10 27 SHS SPDR REAL ESTATE SECTOR P 2016-09-22 2016-11-02 800 879 -79 -79 CAPITAL GAINS DIVIDENDS P 27 27 27 386 0 26250 533672 0.049188 26500 567539 0.046693 27650 558481 0.049509 28551 555598 0.051388 27500 573068 0.047987 0.244765 0.048953 497278 24343 94 24437 25825 X 94 0 94 0 94 0 94 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A JESS S MORGAN CO INC 3236342400 5900 WILSHIRE BLVD STE 2300 LOS ANGELES CA 90036 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LILLIAN MCCAIN 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 TRUSTEE 0.00 0 0 0 JAMES MCCAIN 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 TRUSTEE 0.00 0 0 0 SUSAN TYSSEE 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 TRUSTEE 0.00 0 0 0 LAURA DALY 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 TRUSTEE 0.00 0 0 0 VALERIE MCCAIN 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 TRUSTEE 0.00 0 0 0 NONE 0 NONE 0 0 454665 50186 0 504851 0 0 504851 7573 497278 24864 24864 94 94 24770 0 24770 0 24770 25825 0 25825 94 25731 24770 385 0 0 25825 385 0 0 24770 670 0 0 670 0 0 0 0 0 0 0 670 670 X TEXAS CHRISTIAN UNIVERSITY TCU BOX 298240 FORT WORTH TX 76129 NONE PUBLIC CHARITY GENERAL 665 ACLU 125 BROAD STREET 18TH FL NEW YORK NY 100042400 NONE PUBLIC CHARITY GENERAL 1000 ADOPTION RHODE ISLAND TWO BRADFORD STREET PROVIDENCE RI 02903 NONE PUBLIC CHARITY GENERAL 150 AMOS HOUSE 460 PINE STREET PROVIDENCE RI 02907 NONE PUBLIC CHARITY GENERAL 350 BLACKSTONE PARKS PO BOX 603141 PROVIDENCE RI 02906 NONE PUBLIC CHARITY GENERAL 250 CAMP RONALD MCDONALD 1250 LYMAN PLACE LOS ANGELES CA 90029 NONE PUBLIC CHARITY GENERAL 500 CENTER FOR INQUIRY - LOS ANGELES PO BOX 741 AMHERST NY 14226 NONE PUBLIC CHARITY GENERAL 315 CHADWICK SCHOOL 26800 SOUTH ACADEMY DRIVE PALOS VERDES PENINSULA CA 90274 NONE PUBLIC CHARITY GENERAL 1200 COMMUNITY CHRISTIAN SERVICE AGENCY 4167 RAPPAHANNOCK AVE SAN DIEGO CA 92117 NONE PUBLIC CHARITY GENERAL 500 CROSSROADS RHODE ISLAND 160 BROAD STREET PROVIDENCE RI 02903 NONE PUBLIC CHARITY GENERAL 400 FRIENDS OF PACIFIC BEACH ELEMENTARY LIBRARY 4275 CASS STREET SAN DIEGO CA 92109 NONE PUBLIC CHARITY GENERAL 100 FRIENDS OF PACIFIC BEACH SECONDARY SCHOOL PO BOX 99754 SAN DIEGO CA 92169 NONE PUBLIC CHARITY GENERAL 500 GIRL SCOUTS OF SOUTHWESTERN NEW ENGLAND 500 GREENWICH AVE WARWICK RI 02886 NONE PUBLIC CHARITY GENERAL 175 GOODWILL 342 SAN FERNANDO ROAD LOS ANGELES CA 90031 NONE PUBLIC CHARITY GENERAL 320 GRACE BAPTIST CHURCH 22833 COPPER HILL DRIVE SANTA CLARITA CA 913503980 NONE PUBLIC CHARITY GENERAL 500 GREATER LA ZOO ASSOCIATION 5333 ZOO DRIVE LOS ANGELES CA 90027 NONE PUBLIC CHARITY GENERAL 1500 HOMEBOY INDUSTRIES 130 WEST BRUNO STREET LOS ANGELES CA 90012 NONE PUBLIC CHARITY GENERAL 320 HUME LAKE CHRISTIAN CAMPS 5545 E HEDGES AVENUE FRESNO CA 93727 NONE PUBLIC CHARITY GENERAL 965 INTERFAITH SHELTER NETWORK 3530 CAMINO DEL RIO NORTH STE 301 SAN DIEGO CA 92108 NONE PUBLIC CHARITY GENERAL 500 KCRW 1900 PICO BLVD SANTA MONICA CA 90405 NONE PUBLIC CHARITY GENERAL 320 KPCC 261 SOUTH FIGUEROA ST STE 200 LOS ANGELES CA 900123034 NONE PUBLIC CHARITY GENERAL 320 LOS ANGELES PHILHARMONIC 151 S GRAND AVE LOS ANGELES CA 900123034 NONE PUBLIC CHARITY GENERAL 250 MEALS ON WHEELS 70 BATH STREET PROVIDENCE RI 02908 NONE PUBLIC CHARITY GENERAL 300 MEETING STREET 1000 EDDY STREET PROVIDENCE RI 02905 NONE PUBLIC CHARITY GENERAL 125 MEND 10641 SAN FERNANDO ROAD PACOIMA CA 91331 NONE PUBLIC CHARITY GENERAL 1000 MOM'S IN TOUCH INTL PO BOX 1120 POWAY CA 92074 NONE PUBLIC CHARITY GENERAL 200 OPEN ARMS PREGNANCY CENTER 9535 RESEDA BLVD SUITE 303 NORTHRIDGE CA 91324 NONE PUBLIC CHARITY GENERAL 1500 PACIFIC BEACH CHRISTIAN CHURCH 1074 LORING STREET SAN DIEGO CA 92109 NONE PUBLIC CHARITY GENERAL 3900 PROVIDENCE PUBLIC LIBRARY 150 EMPIRE STREET PROVIDENCE RI 02903 NONE PUBLIC CHARITY GENERAL 175 REDONDO BEACH UNIFIED SCHOOL DISTRICT 1401 INGLEWOOD AVE REDONDO BEACH CA 90278 NONE PUBLIC CHARITY GENERAL 800 RHODE ISLAND COMMUNITY FOOD BANK 200 NIANTIC AVENUE PROVIDENCE RI 02907 NONE PUBLIC CHARITY GENERAL 600 SANTA CLARITA CHRISTIAN SCHOOL 27249 LUTHER DR SANTA CLARITA CA 91351 NONE PUBLIC CHARITY GENERAL 1500 SOUTH BAY BALLET 1261 SARTORI AVENUE TORRANCE CA 90501 NONE PUBLIC CHARITY GENERAL 1665 THE FRENCH AMERICAN SCHOOL 75 JOHN ST PROVIDENCE RI 02906 NONE PUBLIC CHARITY GENERAL 2000 THE MICHAEL J FOX FOUNDATION PO BOX 4777 NEW YORK NY 10163 NONE PUBLIC CHARITY GENERAL 320 THE SALVATION ARMY 34 COMMERCIAL STREET CRANSTON RI 02905 NONE PUBLIC CHARITY GENERAL 450 WSBE-TV 50 PARK LANE PROVIDENCE RI 02907 NONE PUBLIC CHARITY GENERAL 190 25825 0 14 16648 18 386 0 17034 0 17034 0 0 0 0 0 0 0 0 0 0 CORPORATE STOCKS 457604 475978 RETURN OF CAPITAL 306 FEDERAL TAX PAYMENT 334 OFFICE SUPPLES & MISCELLANEOUS 2298 0 0 INVESTMENT ADVISORY FEES 5065 5065 0 FRANCHISE TAX BOARD 10 0 0