2017-05-12T12:00:22-05:00 2016-06-30 PricewaterhouseCoopers LLP 101 SEAPORT BOULEVARD BOSTON MA 02210 990 2015-07-01 060731360 UNIVERSITY OF HARTFORD % AROSHA JAYAWICKREMA UNIV 8607685516 200 BLOOMFIELD AVENUE WEST HARTFORD CT 061171599 AROSHA JAYAWICKREMA VP FINANCE & ADMIN 8607685516 2017-05-09 true PAUL J TANIS P01441612 6175305000 2017-05-04 2015 2021-01-29 14:40:06Z AROSHA JAYAWICKREMA 200 BLOOMFIELD AVENUE WEST HARTFORD CT 061171599 276423946 false X WWW.HARTFORD.EDU X 1957 CT SEE SCHEDULE O. 53 47 3987 150 57255 -56387 12591063 15896043 235057393 243150469 8325320 8787616 1342446 1317162 257316222 269151290 73080934 79437224 0 0 101875327 104500972 63756 23367 5338724 71825382 77103529 246845399 261065092 10470823 8086198 358922787 357146979 167323772 171813142 191599015 185333837 X SEE SCHEDULE O. false false 232007249 79437224 243445681 THE UNIVERSITY OF HARTFORD IS AN INDEPENDENT, COEDUCATIONAL, NONSECTARIAN INSTITUTION THAT CURRENTLY ENROLLS APPROXIMATELY 6,900 FULL AND PART-TIME STUDENTS THAT REPRESENT 46 US STATES AND 63 FOREIGN COUNTRIES. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SEVEN SCHOOLS OFFERING 11 ASSOCIATE'S, 84 UNDERGRADUATE, 33 MASTERS, AND 5 DOCTORAL AREAS OF STUDY. 232007249 true true false true false false false true false true true true false false true true true false true false true false true true true false false false true true true false false false false false false true false false false true true false false true true false false false true X 638 0 true 3987 true true true true UK CJ false false false true true false false false false X 53 47 false false false false false false false true true false false true true true true true true true true false AK CO DC KY MD MA MI NV NH NJ NY OH OK OR SC WA WI X AROSHA JAYAWICKREMA 8607684276 200 BLOOMFIELD AVENUE WEST HARTFORD CT 061171599 X LUCILLE NICKERSON CHAIR 2.0 0.0 X 0 0 0 DOMINIC FULCO III VICE CHAIR 2.0 0.0 X 0 0 0 ARNOLD WEST VICE CHAIR 2.0 0.0 X 0 0 0 DONALD ALLAN REGENT 2.0 0.0 X 0 0 0 KATHLEEN BEHRENS REGENT 2.0 0.0 X 0 0 0 POWER BOOTHE FAC REG TERM 9.18.15-5.15.16 40.0 0.0 X 93476 0 26989 NANCY BOTCHELLER REGENT TERM BEGAN 5.16.16 2.0 0.0 X 0 0 0 MICHELLE CARDEN REGENT 2.0 0.0 X 0 0 0 VICTORIA CERAMI REGENT 2.0 0.0 X 0 0 0 ELSA CHIN REGENT 2.0 0.0 X 0 0 0 BRIAN CLARKE REGENT 2.0 0.0 X 0 0 0 ALISON COOLBRITH REGENT TERM ENDED 10.31.15 2.0 0.0 X 0 0 0 JOSEPH COUGHLIN REGENT 2.0 0.0 X 0 0 0 TONY FALCETTI REGENT 2.0 0.0 X 0 0 0 ROBERT FORRESTER REGENT TERM ENDED 5.15.16 2.0 0.0 X 0 0 0 NICHOLAS GALLUCCIO REGENT TERM BEGAN 5.16.16 2.0 0.0 X 0 0 0 DAVID A GORDON REGENT 2.0 0.0 X 0 0 0 ARNOLD C GREENBERG REGENT 2.0 0.0 X 0 0 0 SUSAN DENISE HARRIS REGENT 2.0 0.0 X 0 0 0 ROSS HART STUDENT REGENT BEGAN 5.16.16 20.0 0.0 X 0 0 0 WALTER HAUCK REGENT 2.0 0.0 X 0 0 0 HENRY HIPPOLYTE STUDENT REGENT BEGAN 5.16.16 20.0 0.0 X 0 0 0 JEFFREY HOFFMAN REGENT 2.0 0.0 X 0 0 0 FRANCIS HURSEY REGENT 2.0 0.0 X 0 0 0 MARY INGUANTI REGENT 2.0 0.0 X 0 0 0 ROSY KAPUR REGENT 2.0 0.0 X 0 0 0 ALEXA KEENER STUDENT REGENT ENDED 5.15.16 20.0 0.0 X 8560 0 0 PETER G KELLY REGENT 2.0 0.0 X 0 0 0 DEBORAH KIDDER FACULTY REGENT ENDED 5.15.16 40.0 0.0 X 142724 0 11806 DEBORAH KOLTENUK REGENT TERM ENDED 5.15.16 2.0 0.0 X 0 0 0 KATHY LANGLEY REGENT 2.0 0.0 X 0 0 0 GARY MASSE REGENT 2.0 0.0 X 0 0 0 PATRICIA A MCKINLEY REGENT 2.0 0.0 X 0 0 0 TIMOTHY MCLAUGHLIN REGENT 2.0 0.0 X 0 0 0 BOBBI MCNEIL REGENT 2.0 0.0 X 0 0 0 GLENN MESSEMER REGENT 2.0 0.0 X 0 0 0 SUSAN MILLER REGENT 2.0 0.0 X 0 0 0 MARJORIE MORRISSEY REGENT 2.0 0.0 X 0 0 0 GABRIELLE NOVAK STUDENT REGENT ENDED 5.15.16 20.0 0.0 X 3132 0 0 ALEXANDRA ONUF FACULTY REGENT BEGAN 5.16.16 40.0 0.0 X 42557 0 34745 RITA PARISI REGENT 2.0 0.0 X 0 0 0 ANNE PIDANO FACULTY SENATE REGENT 40.0 0.0 X 66831 0 36725 KARISHMA PINTO STUDENT REGENT BEGAN 5.16.16 20.0 0.0 X 1618 0 0 ESTHER PRYOR REGENT 2.0 0.0 X 0 0 0 DOUGLAS RIAHI REGENT 2.0 0.0 X 0 0 0 LUCY RICHARD FACULTY REGENT BEGAN 5.16.16 40.0 0.0 X 62308 0 27750 GIRISH RISHI REGENT 2.0 0.0 X 0 0 0 CURTIS D ROBINSON REGENT 2.0 0.0 X 0 0 0 KATHERINE ROTH STUDENT REGENT ENDED 5.15.16 20.0 0.0 X 0 0 0 ROSALIE ROTH REGENT 2.0 0.0 X 0 0 0 RENEE SAMUELS REGENT TERM ENDED 5.15.16 2.0 0.0 X 0 0 0 PETER SCHAUER REGENT 2.0 0.0 X 0 0 0 JOHN C SHAW REGENT TERM ENDED 5.15.16 2.0 0.0 X 0 0 0 JEFFREY SHOHAM REGENT 2.0 0.0 X 0 0 0 LINDA FISHER SILPE REGENT 2.0 0.0 X 0 0 0 PAUL SITTARD REGENT 2.0 0.0 X 0 0 0 GREGORY STEINER REGENT 2.0 0.0 X 0 0 0 ALEXANDRA THOMAS REGENT TERM BEGAN 11.20.15 2.0 0.0 X 0 0 0 DAVID THOMPSON REGENT 2.0 0.0 X 0 0 0 THOMAS TRILLO REGENT 2.0 0.0 X 0 0 0 JENNIFER SMITH TURNER REGENT ENDED 5.16.16 2.0 0.0 X 0 0 0 GERALD VITKAUSKAS REGENT 2.0 0.0 X 0 0 0 MONICA VOLDSTAD REGENT TERM ENDED 5.16.16 2.0 0.0 X 0 0 0 DONN WEINHOLTZ FAC REGENT ENDED 9.18.15 40.0 0.0 X 132695 0 21671 ELIOT P WILLIAMS REGENT 2.0 0.0 X 0 0 0 WALTER HARRISON REGENT/PRESIDENT 40.0 0.0 X X 523311 0 215949 BRETT CARROLL ASSOC VP AND TREASURER 40.0 0.0 X 92458 0 436 ROY COLLINS INTERIM GENERAL COUNSEL 40.0 0.0 X 105510 0 38615 THOMAS DORER ENDED 22216 VP GENERAL COUNSEL & SECRETARY 40.0 0.0 X 187061 0 47955 SUSAN FITZGERALD INTERIM UNIV SECRETARY 40.0 0.0 X 94755 0 18689 AROSHA JAYAWICKREMA VP FINANCE & ADMIN 40.0 0.0 X 259850 0 83801 J LEE PETERS VP STUDENT AFFAIRS 40.0 0.0 X 187186 0 34610 CHRISTINE PINA ENDED 63016 VP INSTITUTIONAL ADVANCEMENT 40.0 0.0 X 235261 0 26783 SHARON L VASQUEZ END 63016 PROVOST 40.0 0.0 X 288140 0 34109 KATHERINE BLACK DEAN, A&S 40.0 0.0 X 180382 0 27779 LOUIS MANZIONE DEAN, CETA 40.0 0.0 X 241342 0 53122 RALPH MUELLER DEAN, ENHP 40.0 0.0 X 194812 0 30629 JOHN GALLAGHER HEAD MEN'S BASKETBALL COACH 40.0 0.0 X 224549 0 49813 ANTON GOFF DIRECTOR OF ATHLETICS 40.0 0.0 X 237635 0 68692 MARTIN ROTH DEAN, BARNEY SCHOOL OF BUS. 40.0 0.0 X 294914 0 68201 NANCY STUART DEAN, HARTFORD ART SCHOOL 40.0 0.0 X 188239 0 37005 JENNIFER SULLIVANEND 42916 HEAD WOMEN'S BASKETBALL COACH 40.0 0.0 X 305330 0 23567 THOMAS PERRA FORMER AVP & TREASURER 40.0 0.0 X 147242 0 66742 AARON FLAGG FORMER DEAN, HARTT 40.0 0.0 X 121671 0 21120 4663549 0 1107303 100 true true false ARAMARK SERVICES INCORPORATED 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD & FACILITY SVCS 14003145 CUTTING EDGE PRODUCTIONS dba 160 Ov One South Broad Street 10th Floor PHILADELPHIA PA 19107 BRANDING CONSULTANTS 865809 ELLUCIAN COMPANY LP 4 Country View Road MALVERN PA 19355 DIGITAL CONSULTANTS 3345223 FUSS O'NEILL MANUFACTURING SOLUTI 146 Hartford Road MANCHESTER CT 06040 CVL & ENVIRON CONSUL 1542342 ROYALL COMPANY 10001 PATTERSON AVENUE RICHMOND VA 23233 STUDENT ENROLL MGMT 768344 38 159683 291922 5407074 10037364 580023 15896043 TUITION AND FEES 900099 239546609 239546609 OTHER PROGRAM SERVICE REVENUE 900099 2099635 2099635 CAPITAL PROJECT FUNDING 900099 817300 817300 DEFAULT CHARGES 900099 686925 686925 243150469 3576442 -56387 3632829 0 0 125115 72911 52204 0 52204 52204 12231126 7019952 5211174 5211174 5211174 108371 291922 179793 -71422 -71422 0 0 PARKING REVENUE AND FINES 900099 927526 927526 SPORTS CENTER 713940 351987 295212 56775 CONCESSIONS 722515 56867 56867 1336380 269151290 243445681 57255 9752311 0 78693781 78693781 743443 743443 0 3810651 3302360 390174 118117 157216 133359 18673 5184 76552595 66097013 7961260 2494322 4521217 4515256 1744 4217 13676824 10255754 2795665 625405 5782469 5769773 8423 4273 0 453152 453152 238090 238090 0 23367 23367 305488 305488 10799553 6044900 3563848 1190805 695425 640799 54547 79 5752412 4464626 1148006 139780 4510430 2498637 1984066 27727 0 752457 628778 116147 7532 5645090 4961969 463410 219711 0 897643 467426 356955 73262 3195191 2978179 201053 15959 0 12945234 11968280 905109 71845 2130685 277283 1853402 DINING 13997172 13997172 UTILITIES 5502966 5363542 129152 10272 EQUIPMENT & FURNITURE 259495 143752 114148 1595 EQUIPMENT REPAIRS & MAINT. 1147442 1147442 7875604 6913725 656607 305272 261065092 232007249 23719119 5338724 2256133 2812685 42508551 50947880 3491303 7143411 6942545 6000520 0 0 0 0 4953342 4794984 0 0 2081454 1579098 329948679 198509326 137777542 131439353 75166279 100393244 62940316 38386167 0 0 0 0 20805322 13649637 358922787 357146979 16198776 18140659 0 0 15436120 14451901 104748540 108422301 0 0 0 0 13986 24617 0 0 30926350 30773664 167323772 171813142 X 56736223 47871803 49164665 49803763 85698127 87658271 191599015 185333837 358922787 357146979 X 8086198 -9305945 -5045431 X false true X true true true X 11544045 12686583 11566150 12591063 15896043 64283884 0 0 11544045 12686583 11566150 12591063 15896043 64283884 1233967 63049917 3981684 4681348 2549983 3580072 3711211 18504298 0 1133073 1050902 1073678 1110319 1035897 5403869 88192051 1153099011 0.71492 0.70886 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 2500 false true 1082 3582 false PART II-B, LINE 1G THE UNIVERSITY OF HARTFORD ALLOCATED A PORTION OF A PAID STAFF MEMBER FOR SECURING FEDERAL AND STATE FUNDING IN SUPPORT OF THE UNIVERSITY'S MISSION. PART II-B, LINE 1I THE UNIVERSITY INVITED STATE LEGISLATORS FOR A BREAKFAST TO DISCUSS ISSUES RELATED TO HIGHER EDUCATION. THE UNIVERSITY OF HARTFORD PAYS MEMBERSHIP DUES TO VARIOUS ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. X X X X false 148917452 3101383 -1523116 4971515 145524204 146114604 6723499 752561 4673212 148917452 128452065 2141884 19723021 4202366 146114604 114592304 3975056 13690630 3805925 128452065 115831314 1189507 1030012 3458529 114592304 0.16000 0.60000 0.24000 false true true 6548927 6548927 257065518 149286577 107778941 44859544 36429883 8429661 21474690 12792866 8681824 131439353 STOCKS 11041875 F CORPORATE BONDS 4182811 F FOREIGN BONDS 556007 F FOREIGN SECURITIES 857924 F GLOBAL SECURITIES 9454008 F REAL ESTATE & OTHER 1956024 F ALTERNATIVE & OTHER 10337518 F 38386167 0 STUDENT DEPOSITS 2002150 ACCRUED POST RETIREMENT BENEFI 18812258 FED GOVT STUDENT LOAN ADVANCE 4865683 ASSET RETIREMENT OBLIGATIONS 5093573 30773664 X 175362689 -9305945 -5045431 -14351376 189714065 79437225 79437225 269151290 181627867 181627867 79437225 79437225 261065092 PART III, LINE 1A IT IS THE UNIVERSITY'S POLICY NOT TO CAPITALIZE LIBRARY AND ARTS COLLECTIONS. PURCHASES OF SUCH COLLECTIONS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE PERIOD IN WHICH ITEMS ARE ACQUIRED. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM THE SALE OF COLLECTION ITEMS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPLICABLE NET ASSET CLASS. PART III, LINE 4 THE COLLECTION IS SUPPORTED BY INTERLIBRARY RESOURCE-SHARING SERVICES FOR BOTH BORROWING AND LENDING MATERIALS. THE UNIVERSITY'S LIBRARY COLLECTIONS HAVE HOLDINGS OF MORE THAN 600,000 BOOKS, JOURNALS, MUSIC SCORES, MICROFILM, VIDEOS, DVDS, AND ART PLATES. THE MORTENSEN LIBRARY IS THE GENERAL LIBRARY HOUSING MORE THAN 100 PCS, IMACS AND LAPTOPS, AS WELL AS 3 COLLABORATIVE PODS. THE MILDRED P. ALLEN MEMORIAL LIBRARY HOLDS A COLLECTION OF MORE THAN 80,000 BOOKS, SCORES AND PERFORMING EDITIONS, 22,000 BOOKS AND SUBSCRIPTIONS, AND MORE THAN 400 ONLINE PRINT JOURNAL AND TITLES. THE UNIVERSITY'S ART COLLECTION IS A MAJOR RESOURCE FOR EDUCATION IN THE VISUAL ARTS FOR STUDENTS, FACULTY, STAFF, AND THE PUBLIC AUDIENCES THROUGHOUT THE REGION WITH SIGNIFICANT EXHIBITIONS BY NOTED ARTISTS AND REGULARLY SCHEDULED PUBLIC PROGRAMS. EXHIBITIONS ARE PRESENTED IN THE JOSELOFF AND SILPE GALLERIES, AND THE HARRY JACK CENTER WITHIN THE HARTFORD ART SCHOOL. ARTWORKS FROM THE UNIVERSITY'S COLLECTIONS ARE DISPERSED THROUGHOUT CAMPUS. PART V, LINE 4 BOARD DESIGNATED ENDOWMENT FUNDS ARE TO BE USED AS NEEDED TO FUND SCHOLARSHIPS, CAPITAL EXPENDITURES, GENERAL EXPENDITURES, AND PROVIDE PROGRAM SUPPORT. PERMANENT ENDOWED FUNDS ARE TO BE RETAINED PERMANENTLY ACCORDING TO DONOR STIPULATION. TERM ENDOWED FUNDS ARE TO BE USED ACCORDING TO DONOR STIPULATIONS. PART X, LINE 2 The University has analyzed uncertain tax positions and has concluded that as of June 30, 2016, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. PART XI, LINE 2D Acturial change in post-retirement benefits $315,567 Loss on defeasance of debt ($2,124,701) Change in fair value of interest rate swap agreement ($3,118,944) Change in perpetual trust ($47,150) Change in split interest agreements ($70,203) Total ($5,045,431) PART XI, LINE 4B FINANCIAL AID $79,437,225 PART XII, LINE 4B FINANCIAL AID $79,437,225 true true true true true true true false false false false false false false false true false true SCHEDULE E, LINE 3 THE ORGANIZATION'S RACIALLY NONDISCRIMINATORY POLICY IS PUBLICIZED IN THE UNDERGRADUATE AND GRADUATE BULLETINS. THE POLICY IS ALSO PUBLICIZED IN THE STAFF EMPLOYMENT MANUAL AND THE FACULTY POLICY MANUAL. IN ADDITION, THE POLICY STATEMENT IS EMAILED TO EVERY EMPLOYEE ONCE A YEAR AND POSTED ON EMPLOYEE COMMUNICATION CENTERS LOCATED IN THE AUERBACH COMPUTER AND ADMINISTRATION CENTER, HANDEL PERFORMANCE ARTS CENTER, THE FACILITIES BUILDING, THE OFFICE OF HUMAN RESOURCES DEVELOPMENT AS WELL AS ON THE WEBSITE AT WWW.HARTFORD.EDU/HRD. SCHEDULE E, LINE 6A THE UNIVERSITY OF HARTFORD OFFERS NEED BASED STUDENT FINANCIAL ASSISTANCE TO ELIGIBLE STUDENTS TO HELP DEFRAY THEIR EDUCATIONAL EXPENSES. THE UNIVERSITY CANNOT GUARANTEE EACH APPLICANT THAT HIS OR HER NEED WILL BE MET IN FULL SINCE FINANCIAL AID IS CONTINGENT UPON THE TIMELINESS OF THE STUDENT'S APPLICATION, FEDERAL REGULATIONS, AND INSTITUTIONAL POLICIES GOVERNING FINANCIAL AID AND THE AVAILABILITY OF FUNDS. true Europe (Including Iceland and Greenland) Program Services EDUCATION/RESEARCH 359012 East Asia and the Pacific Program Services EDUCATION/RESEARCH 17500 South Asia Program Services EDUCATION/RESEARCH 27701 Sub-Saharan Africa Program Services EDUCATION/RESEARCH 4300 Middle East and North Africa Program Services EDUCATION/RESEARCH 7618 North America Program Services EDUCATION/RESEARCH 30740 Central America and the Caribbean Program Services EDUCATION/RESEARCH 3384 Europe (Including Iceland and Greenland) Investments 743579 Central America and the Caribbean Investments 10895427 Europe (Including Iceland and Greenland) Grantmaking INTERNATIONAL STUDY 550458 East Asia and the Pacific Grantmaking INTERNATIONAL STUDY 170635 Middle East and North Africa Grantmaking INTERNATIONAL STUDY 12500 Sub-Saharan Africa Grantmaking INTERNATIONAL STUDY 9850 12832704 12832704 SCHOLARSHIP/ASSISTANCE FOR TUITION Europe (Including Iceland and Greenland) 64 550458 CHECK N/A N/A SCHOLARSHIPS/ASSISTANCE FOR TUITION East Asia and the Pacific 21 170635 CHECK N/A N/A SCHOLARSHIPS/ASSISTANCE FOR TUITION Middle East and North Africa 1 12500 CHECK N/A N/A SCHOLARSHIP/ASSISTANCE FOR TUITION Sub-Saharan Africa 1 9850 CHECK N/A N/A false false false false true false PART I, LINE 2 THE UNIVERSITY OF HARTFORD HAS SIGNED AGREEMENTS WITH COOPERATING INSTITUTIONS TO ENSURE THAT GRANT PAYMENTS RECEIVED FROM THE UNIVERSITY OF HARTFORD WILL BE PROPERLY CREDITED TO THE STUDENT ACCOUNTS AT THE FOREIGN UNIVERSITIES. PART I, COLUMN (F) THE AMOUNTS REPORTED IN COLUMN (F), TOTAL EXPENDITURES FOR EDUCATION AND RESEARCH, REPRESENT OTHER FOREIGN ACTIVITY EXPENSES SEPARATELY IDENTIFIABLE BY REGION AND ACTIVITY IN THE UNIVERSITY'S ACCOUNTING SYSTEM. THE AMOUNTS REPORTED IN COLUMN (F), TOTAL EXPENDITURES FOR INTERNATIONAL STUDIES, REPRESENT STUDY ABROAD GRANTS TRACKED SEPARATELY BY THE INTERNATIONAL STUDIES OFFICE. X X X X X X X true WASHBURN MCGOLDRICK Consulting false 19167 19167 AK CO DC KY MD MA MI NV NH NJ NY OH OK OR SC WA WI SOCCER GOLF TOU 90295 72435 17860 9257 9137 1682 4106 GALA 165260 111311 53949 191 23037 42586 21148 5 144738 108176 36562 5956 41530 1500 19663 400293 291922 108371 191 38250 93253 3182 44917 179793 -71422 true FINANCIAL AID AND SCHOLARSHIP FUNDS 4591 78693781 N/A N/A PART I, LINE 2 THE UNIVERSITY OFFERS NEED-BASED AND MERIT-BASED AWARDS. THE NEED-BASED AWARDS ARE BASED ON THE FAFSA FORM THAT IS SUBMITTED BY UNIVERSITY STUDENTS AND AWARDED ACCORDING TO THEIR FINANCIAL NEED. MERIT-BASED AWARDS ARE BASED ON SAT, GPA, AND OTHER TEST SCORES. UNIVERSITY AWARDS ARE CREDITED TO STUDENT ACCOUNTS. THE UNIVERSITY AWARDS INSTITUTIONAL FUNDS TO STUDENTS ACCORDING TO UNIVERSITY POLICIES. FUNDS ARE MANAGED BY THE OFFICES OF STUDENT FINANCIAL ASSISTANCE AND FINANCIAL AFFAIRS TO COMPLY WITH ALL APPLICABLE COMPLIANCE REGULATIONS. PART III CASH GRANTS ARE CREDITS TO STUDENT ACCOUNTS. X X false true X X X X false true false false false false false false false DEBORAH KIDDER FACULTY REGENT ENDED 5.15.16 142389 335 11177 629 154530 DONN WEINHOLTZ FAC REGENT ENDED 9.18.15 128592 4103 11019 10652 154366 WALTER HARRISON REGENT/PRESIDENT 493744 29567 150870 65079 739260 THOMAS DORER ENDED 22216 VP GENERAL COUNSEL & SECRETARY 186158 903 17587 30368 235016 AROSHA JAYAWICKREMA VP FINANCE & ADMIN 240884 18966 23480 60321 343651 J LEE PETERS VP STUDENT AFFAIRS 184363 2823 16728 17882 221796 CHRISTINE PINA ENDED 63016 VP INSTITUTIONAL ADVANCEMENT 234631 630 21489 5294 262044 SHARON L VASQUEZ END 63016 PROVOST 282806 5334 21949 12160 322249 KATHERINE BLACK DEAN, A&S 179837 0 0 0 545 0 16463 0 11316 0 208161 0 0 0 LOUIS MANZIONE DEAN, CETA 236667 4675 21995 31127 294464 RALPH MUELLER DEAN, ENHP 193427 1385 17832 12797 225441 JOHN GALLAGHER HEAD MEN'S BASKETBALL COACH 224171 378 20870 28943 274362 ANTON GOFF DIRECTOR OF ATHLETICS 233373 0 0 0 4262 0 44749 0 23943 0 306327 0 0 0 MARTIN ROTH DEAN, BARNEY SCHOOL OF BUS. 294148 766 22161 46040 363115 NANCY STUART DEAN, HARTFORD ART SCHOOL 185718 0 0 0 2521 0 17163 0 19842 0 225244 0 0 0 JENNIFER SULLIVANEND 42916 HEAD WOMEN'S BASKETBALL COACH 304910 420 22393 1174 328897 AARON FLAGG FORMER DEAN, HARTT 121307 364 11116 10004 142791 THOMAS PERRA FORMER AVP & TREASURER 143973 0 0 0 3269 0 15702 0 51040 0 213984 0 0 0 Schedule J, Part I, Line 1a As a condition of employment, the President resides in University-owned housing for the convenience of the University. This benefit was not considered taxable. The University provided cleaning services for the public and private portions of the President's house. The President has reimbursed the University for the value of cleaning services attributable to the private quarters and this amount was not treated as taxable income. SCHEDULE J, PART I, LINE 1B The benefits described in Line 1a are governed by the terms of the president's employment contract, which was approved by the Compensation Committee of the University's governing board. SCHEDULE J, PART I, LINE 4B The President entered into an employment contract with a term of July 1, 2012 through June 30, 2017 which includes a provision for deferred compensation in the amount of $130,000 for each contract year beginning with the contract year ending June 30, 2013, contingent upon satisfactory overall performance each contract year and satisfactory completion of his contract term, with any such deferred compensation accrued annually and payable on July 1, 2017. ANTON GOFF RECEIVED DEFERRED COMPENSATION OF $25,000 WHICH WAS PLACED IN ESCROW FOR SATISFACTORY OVERALL PERFORMANCE, AS DETERMINED BY THE PRESIDENT OF THE UNIVERSITY, PAYABLE IN 2019, SUBJECT TO COMPLETION OF HIS CONTRACT. AMOUNT IS REPORTED ON SCHEDULE J, PART II, COLUMN C. A ST OF CT HLTH & FAC AUTH - SERIES H&I 060806186 000000000 2012-04-26 58600000 SEE PART VI false false false B ST OF CT HLTH & FAC AUTH - EASY LOAN 3 060806186 000000000 2011-07-15 5000000 SEE PART VI false false false C ST OF CT HLTH & FAC AUTH - EASY LOAN 4 060806186 000000000 2014-03-31 5000000 SEE PART VI false false false D ST OF CT HLTH & FAC AUTH - SERIES J-M 060806186 000000000 2015-07-24 55515000 SEE PART VI false false false A 9025829 0 58600000 0 0 0 1136500 0 0 0 57463500 0 true false true true B 2318679 0 5000000 0 0 0 39508 0 0 4960492 0 0 2012 false false true true C 877026 0 5000000 0 0 0 0 0 0 0 5000000 0 2014 false false true true D 1683776 0 55515000 0 0 0 919626 0 0 0 54595374 0 true false true true A false false false false 0.00000 0.00000 0.00000 false false false true B false false false false 0 false false false true C false false false false 0 false false false true D false false false false 0 false false false true A false true true false true true TD BANK NA 10. false false false 0 false true B false true true false false false 0 false 0 false true C false true true false false false 0 false 0 false true D false true true false true true Citizens &Peoples Bk 20. false false false 0 false true A true B true C true D true FORM 990, SCHEDULE K, PART 1, LINE A, COLUMN F PURPOSE OF SERIES H AND I BOND: PROCEEDS USED TO CURRENTLY REFUND PRIOR ISSUE - SERIES E - APRIL 3, 2002. FORM 990, SCHEDULE K, PART 1, LINE B, COLUMN F PURPOSE OF EASY LOAN TAX-EXEMPT FINANCING: PROCEEDS USED TO PURCHASE DORMITORY FURNITURE AND ENERGY IMPROVEMENTS. FORM 990, SCHEDULE K, PART 1, LINE C, COLUMN F PURPOSE OF EASY LOAN TAX-EXEMPT FINANCING: PROCEEDS USED TO MAKE IMPROVEMENTS TO THE DINING HALL AND VOICE OVER INTERNET PROTOCOL (VOIP) PHONE SYSTEM REPLACEMENT OF EXISTING TELEPHONE SYSTEM. FORM 990, SCHEDULE K, PART 1, LINE D, COLUMN F PURPOSE OF SERIES J-M BONDS: A. PROCEEDS USED TO REFUND PRIOR ISSUE - SERIES G - JUNE 22, 2006. B. PROCEEDS USED TO FUND ADDITION TO THE UNIVERSITY LIBRARY AND FUND RENOVATIONS TO THE UNIVERSITY STUDENT UNION. 9500 SEE PART V 89804 SEE PART V 7381 SEE PART V GRANTS OR ASSISTANCE BENEFITTING INTERESTED PERSON FORM 990, SCHEDULE L, PART III, LINE 1, $9,500 NEED-BASED STUDENT SCHOLARSHIPS FORM 990, SCHEDULE L, PART III, LINE 2, $89,804 MERIT-BASED STUDENT SCHOLARSHIPS FORM 990, SCHEDULE L, PART III, LINE 3, $7,381 DISCOUNTED STUDENT TUITION X 5 22000 DONOR RECEIPTS X DONOR RECEIPTS X 25 448038 FAIR MARKET VALUE X INSTRUMENTS 11 19145 APPRAISAL X MISCELLANEOUS 75 10840 DONOR RECEIPTS X EQUIPMENT 2 80000 DONOR RECEIPTS 3 false true false PART I, COLUMN B IN COLUMN B, THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS AND NOT THE NUMBER OF ITEMS. PART I, LINE 33 THE UNIVERSITY OBTAINS A DONOR PROVIDED APPRAISAL ON ALL ITEMS THAT APPEAR TO BE OR NOTED BY DONOR TO BE VALUED AT $5,000 AND ABOVE. THE UNIVERSITY DOES NOT APPRAISE ITEMS SUCH AS BOOKS, CDS, DVDS, ETC. THAT ARE NOT BELIEVED TO BE OR INDICATED BY THE DONOR TO BE ANTIQUE OR RARE. ITEMS INDICATED ARE BELIEVED TO HAVE IMMATERIAL VALUE. MISSION STATEMENT FORM 990, PART I, LINE 1 AND PART III, LINE 1 THE UNIVERSITY OF HARTFORD PROVIDES A LEARNING ENVIRONMENT IN WHICH STUDENTS MAY TRANSFORM THEMSELVES, INTELLECTUALLY, PERSONALLY, AND SOCIALLY. THE UNIVERSITY PROVIDES STUDENTS WITH DISTINCTIVE EDUCATIONAL EXPERIENCES THAT BLEND THE FEEL OF A SMALL RESIDENTIAL COLLEGE WITH AN ARRAY OF ACADEMIC PROGRAMS AND OPPORTUNITIES CHARACTERISTIC OF A LARGE UNIVERSITY. THROUGH RELATIONSHIPS WITH FACULTY AND STAFF DEDICATED TO TEACHING, SCHOLARSHIP, RESEARCH, THE ARTS AND CIVIC ENGAGEMENT, EVERY STUDENT MAY BE PREPARED FOR A LIFETIME OF LEARNING AND FOR PERSONAL AND PROFESSIONAL SUCCESS. GOVERNING BODY AND MANAGEMENT FORM 990, PART VI, LINE 1A THE EXECUTIVE COMMITTEE OF THE BOARD IS AUTHORIZED TO EXERCISE POWERS OF THE BOARD WHEN THE BOARD IS NOT IN SESSION EXCEPT THOSE POWERS EXPLICITLY EXCLUDED IN THE BOARD'S BYLAWS AND THOSE POWERS WHICH ARE NOT DELEGABLE UNDER STATE LAW. THERE ARE NO MATERIAL DIFFERENCES IN VOTING RIGHTS AMONG MEMBERS OF THE BOARD. REVIEW PROCESS FORM 990, PART VI, LINE 11B MANAGEMENT PREPARED THE FORM 990 ALONG WITH INDEPENDENT TAX CONSULTANTS. SENIOR MANAGEMENT REVIEWED AND PRESENTED THE FORM 990 TO THE AUDIT COMMITTEE FOR REVIEW PRIOR TO THE FILING DATE. THE FINAL FORM 990 WAS PROVIDED TO THE BOARD MEMBERS BEFORE THE FILING DATE. CONFLICT OF INTEREST POLICY FORM 990, PART VI, LINE 12 THE UNIVERSITY HAS BOARD APPROVED CONFLICT OF INTEREST POLICIES COVERING ALL BOARD MEMBERS, OFFICERS AND EMPLOYEES. THE BOARD POLICY IS DISTRIBUTED ANNUALLY TO ALL BOARD MEMBERS. THE POLICY FOR EMPLOYEES AND OFFICERS IS DISTRIBUTED ANNUALLY AND/OR AVAILABLE ON THE UNIVERSITY WEB SITE. ALL OFFICERS, BOARD MEMBERS AND KEY EMPLOYEES ARE ASKED TO REPORT ANNUALLY ON WHETHER OR NOT THEY HAVE ANY POTENTIAL CONFLICTS. EACH REPORTED CONFLICT AND POTENTIAL CONFLICT IS REVIEWED AND THE RELEVANT POLICY IS APPLIED. ANY PERSON DETERMINED TO HAVE A CONFLICT IS REMOVED FROM ANY AFFECTED DECISION-MAKING PROCESS. THE OFFICE OF HUMAN RESOURCES DEVELOPMENT IS CHARGED WITH REVIEWING AND RECOMMENDING ACTION ON CONFLICT OF INTEREST ISSUES INVOLVING EMPLOYEES. VIOLATION OF UNIVERSITY POLICY, INCLUDING THE CONFLICT OF INTEREST POLICY, IS SUBJECT TO DISCIPLINARY ACTION UP TO AND INCLUDING TERMINATION. POTENTIAL CONFLICTS INVOLVING BOARD MEMBERS ARE REVIEWED AND RESOLVED BY THE BOARD CHAIR OR PRESIDENT AS APPROPRIATE. COMPENSATION DETERMINATION FORM 990, PART VI, LINE 15A & 15B COMPENSATION OF THE FOLLOWING OFFICERS IS REVIEWED AND SET ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD: THE PRESIDENT, PROVOST, VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, VICE PRESIDENT FOR INSTITUTIONAL ADVANCEMENT, VICE PRESIDENT FOR STUDENT AFFAIRS, VICE PRESIDENT FOR UNIVERSITY RELATIONS, AND VICE PRESIDENT GENERAL COUNSEL AND SECRETARY. THE COMPENSATION COMMITTEE CONSIDERS SALARY COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. THE DELIBERATION AND DECISION REGARDING THE COMPENSATION WERE CONTEMPORANEOUSLY DOCUMENTED IN BOARD MINUTES. COMPENSATION OF THE TREASURER IS SET ANNUALLY BY THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. COMPENSATION OF COLLEGE DEANS, WHICH INCLUDES ALL "KEY EMPLOYEES" OTHER THAN OFFICERS FOR PURPOSES OF FORM 990, IS REVIEWED AND SET ANNUALLY BY THE PROVOST (CHIEF ACADEMIC OFFICER). AS WITH COMPENSATION OF OFFICERS, CONSIDERATIONS INCLUDE SALARY COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. AVAILABILITY OF ORGANIZATIONAL DOCUMENTS FORM 990, PART VI, LINE 19 FINANCIAL STATEMENTS OF THE UNIVERSITY ARE AVAILABLE UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON-LINE AS PART OF THE UNIVERSITY'S EMPLOYMENT MANUAL AND IS ALSO AVAILABLE UPON REQUEST. REGARDING GOVERNANCE DOCUMENTS, THE ACT AUTHORIZING THE ESTABLISHMENT OF THE UNIVERSITY OF HARTFORD, 1957 CONNECTICUT SPECIAL ACT NO. 3, IS AVAILABLE TO THE PUBLIC AS A PUBLIC DOCUMENT. THE UNIVERSITY MAKES ITS CORPORATE BYLAWS AVAILABLE FOR INSPECTION UPON REQUEST. FORM 990, PART VII, SECTION A REGENTS ARE NOT COMPENSATED FOR THEIR SERVICES. FACULTY AND STUDENT REGENTS ARE COMPENSATED AS EMPLOYEES OF THE UNIVERSITY OF HARTFORD, NOT FOR SERVICES AS REGENTS. RECONCILIATION OF NET ASSETS FORM 990, PART XI, LINE 9 CHANGE IN VALUE-PERPETUAL TRUST $ (47,150) CHANGE IN VALUE IN SPLIT INTEREST AGREEMENTS $ (70,202) LOSS ON DEFEASANCE OF DEBT $(2,124,701) CHANGE IN FAIR VALUE OF INTEREST SWAP AGREEMENT $(3,118,944) ACTUARIAL CHANGE IN POST RETIREMENT BENEFITS $ 315,567 TOTAL OTHER CHANGES IN NET ASSETS $(5,045,431) WOMEN'S EDUCATION LEADERSHIP FUND INC 200 BLOOMFIELD AVE WEST HARTFORD CT 06117 272560346 EDUCATION CT 501(c)(3) PF U OF H false Hartford Art School Inc 200 Bloomfield Avenue West Hartford CT 06117 061256949 Education CT 501(c)(3) III-FI NA false CHARITABLE REMAINDER TRUST (9) SEE PART VII FOR COLUMN C Various CT 99999 DONOR CT U OF H T true false false true false false false false false false false false false false false false false false false false Charitable Remainder Trust c 280817 cash Part IV, Line 1, COLUMN (C) The legal domicile for the trusts is CT.