2017-05-12T14:28:58-05:00 2016-06-30 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2015-07-01 042103629 SIMMONS COLLEGE SIMM 6175212877 300 THE FENWAY BOSTON MA 02115 DONNA NG SVP-FINANCE&ADMIN. 6175212877 2017-05-10 1 CHRISTOPHER B ANDERSON P00226559 2163630100 2015 2021-01-29 14:40:06Z HELEN DRINAN 300 THE FENWAY BOSTON MA 02115 254900964 0 X WWW.SIMMONS.EDU X 1899 MA AND FORM 990, PART III:SIMMONS COLLEGE EXISTS TO EDUCATE, EMPOWER, AND TRANSFORM THE LIVES OF ITS STUDENTS, PREPARING THEM FOR LEADERSHIP IN THE PROFESSIONS, IN THEIR COMMUNITIES, AND IN THE WORLD. SIMMONS' ENDURING COMMITMENT IS TO PROVIDE AN EXCEPTIONAL HIGHER EDUCATION EXPERIENCE THAT DISTINCTLY INTEGRATES THEORY AND PRACTICE; ACADEMIC EXCELLENCE IN THE LIBERAL ARTS AND SCIENCES COMBINED WITH RIGOROUS PREOFESSIONAL TRAINING. SIMMONS' HISTORY IS ROOTED IN VISIONARY THINKING AND SOCIAL RESPONSIBILITY; OUR MANDATE IS TO PREPARE UNDERGRADUATE WOMEN FOR PROFESSIONAL SUCCESS AND MEANINGFUL LIVES REMAINS AT THE CORE OF OUR MISSION. OUR GRADUATE SCHOOLS SERVE WOMEN AND MEN WHO ARE PASSIONATE ABOUT LEARNING, LEADING, AND MAKING A DIFFERENCE IN THEIR PROFESSIONS. SIMMONS STUDENTS GRADUATE INTELLECTUALLY EQUIPPED, PROFESSIONALLY SKILLED AND TECHNOLOGICALLY PROFICIENT FOR CUTTING-EDGE CAREERS THAT ADDRESS OUR GLOBAL SOCIETY'S GREATEST CHALLENGES AND UNMET NEEDS, TODAY AND IN THE FUTURE. 23 22 3161 1513 1478121 156806 10584570 11732242 151857379 182087367 7277334 10606249 3145949 3337642 172865232 207763500 34979625 41453542 0 0 73013731 77297785 0 0 3083100 65891034 81367622 173884390 200118949 -1019158 7644551 424395026 418823329 197973166 200650986 226421860 218172343 X SEE SCHEDULE O 0 0 56902963 33921327 62298813 INSTRUCTION - UNDERGRADUATE PROGRAMS: SIMMONS IS A PRIVATE, NONSECTARIAN INSTITUTION LOCATED IN BOSTON'S FENWAY AREA, AND CURRENTLY SERVES 1,803 UNDERGRADUATE WOMEN. DURING THE 2016 ACADEMIC YEAR, THE COLLEGE CONFERRED 475 BACCALAUREATE DEGREES. INSTRUCTION INCLUDES EXPENDITURES FOR THE UNDERGRADUATE PROGRAM AS WELL AS FINANCIAL AID PROVIDED BY THE COLLEGE TO STUDENTS IN THE FORM OF SCHOLARSHIPS AND GRANTS. APPROXIMATELY 88.5% OF UNDERGRADUATES RECEIVED FINANCIAL AID IN THE FORM OF SCHOLARSHIPS OR GRANTS FROM THE COLLEGE. 26912963 7323273 53103898 INSTRUCTION - GRADUATE PROGRAMS: SIMMONS CURRENTLY SERVES 2,815 MEN AND WOMEN IN FIVE GRADUATE PROGRAMS AT THE MASTER AND DOCTORAL LEVELS. THESE PROGRAMS ARE HOUSED IN THE GRADUATE SCHOOL OF LIBRARY AND INFORMATION SCIENCE, THE SCHOOL OF SOCIAL WORK, THE SCHOOL OF MANAGEMENT, THE SCHOOL OF NURSING AND HEALTH SCIENCE AND IN THE COLLEGE OF ARTS AND SCIENCES. DURING THE 2016 ACADEMIC YEAR, THE COLLEGE CONFERRED 1,042 GRADUATE DEGREES. INSTRUCTION INCLUDES EXPENDITURES FOR THE GRADUATE PROGRAMS AS WELL AS FINANCIAL AID. APPROXIMATELY 44.5% OF GRADUATE STUDENTS RECEIVE FINANCIAL AID IN THE FORM OF SCHOLARSHIPS OR GRANTS FROM THE COLLEGE. 47382355 208942 45013260 INSTRUCTION - ONLINE PROGRAMS: DURING THE 2016 ACADEMIC YEAR SIMMONS COLLEGE OFFERED ONLINE GRADUATE PROGRAMS IN NURSING AND SOCIAL WORK. THESE PROGRAMS SERVE 3,535 MEN AND WOMEN ACROSS FIFTY STATES, THE DISTRICT OF COLOMBIA AND CANADA. DURING THE 2016 ACADEMIC YEAR, THE COLLEGE CONFERRED 264 DEGREES AND CERTIFICATES. 38618400 0 21642326 ACADEMIC SUPPORT AND STUDENT SERVICES - INCLUDES EXPENDITURES FOR ACTIVITIES THAT SUPPORT AND ENHANCE THE STUDENT'S EDUCATION, AS WELL AS CONTRIBUTE TO THEIR EMOTIONAL AND PHYSICAL WELL-BEING. INCLUDED IN THIS CATEGORY IS THE COLLEGE LIBRARY WHICH HOUSES OVER 253,000 PRINT VOLUMES, SUBSCRIBES TO 250 PRINT JOURNALS, AND PROVIDES ACCESS TO 75,000 E-JOURNALS, 33,300 E-BOOKS, AND 96 ELECTRONIC DATABASES FOR ARTICLES, REFERENCE CONTENT, STATISTICS AND BEYOND. DURING FISCAL YEAR 2016, STUDENTS CHECKED OUT 21,000 BOOKS AND COURSE RESERVE ITEMS. ALSO INCLUDED IN THIS CATEGORY IS THE COLLEGE'S HEALTH CENTER WHOSE STAFF HANDLED 4,250 STUDENT/PATIENT VISITS DURING FISCAL YEAR 2015. ANOTHER COMPONENT OF THIS CATEGORY IS THE CAREER EDUCATION CENTER WHICH HAD 1,925 STUDENT CONTACTS DURING FISCAL YEAR 2016 THROUGH MULTIPLE CHANNELS 38618400 0 21642326 169816681 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 0 1 0 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 220 0 1 3161 1 1 1 0 0 0 0 0 0 0 0 0 X 23 22 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X DONNA NG 6175212010 300 THE FENWAY BOSTON MA 02115 DENISE BENSON TRUSTEE (UNTIL 6/30/16) 1.00 0.00 X 0 0 0 LAUREN J BRISKY TRUSTEE (UNTIL 5/16) 1.00 0.00 X 0 0 0 DEBORAH C BRITTAIN TRUSTEE 1.00 0.00 X 0 0 0 JANE BUYERS TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 BARBARA LATZ COHEN TRUSTEE 1.00 0.00 X 0 0 0 DWIGHT B CRANE TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 JAMES D FLYNN TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 JILL A GREENTHAL CLERK/TRUSTEE 1.00 0.00 X X 0 0 0 KAREN HAMMOND TRUSTEE, VICE CHAIR 5.00 0.00 X 0 0 0 STEPHEN P MCCANDLESS TRUSTEE,COMM.CHAIR(UNTIL 5/16) 5.00 0.00 X 0 0 0 JACQUELINE C MORBY TRUSTEE (UNTIL 5/16) 1.00 0.00 X 0 0 0 DENISE PAPPAS TRUSTEE (UNTIL 5/16) 1.00 0.00 X 0 0 0 REGINA M PISA CHAIR OF BOARD/TRUSTEE 10.00 0.00 X X 0 0 0 FAITH M RICHARDSON TRUSTEE 1.00 0.00 X 0 0 0 KATHLEEN I SCHULLER BLEAKIE TRUSTEE 1.00 0.00 X 0 0 0 TOBY M SLOANE TRUSTEE 1.00 0.00 X 0 0 0 WINSTON TABB TRUSTEE 1.00 0.00 X 0 0 0 PAMELA J TOULOPOULOS TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 ROSLYN M WATSON TRUSTEE 1.00 0.00 X 0 0 0 AMY E WHITE TRUSTEE,COMM.CHAIR 5.00 0.00 X X 0 0 0 LESLIE LAKE TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 YVONNE JACKSON TRUSTEE 1.00 0.00 X 0 0 0 DENISE COLL TRUSTEE 1.00 0.00 X 0 0 0 ENNA JIMENEZ TRUSTEE (UNTIL 5/16) 1.00 0.00 X 0 0 0 ELIZABETH FENDER TRUSTEE 1.00 0.00 X 0 0 0 HELEN G DRINAN PRESIDENT 40.00 0.00 X X 518079 0 128030 DONNA NG SVP-FIN&ADMIN,TREAS.(AS OF 08/15) 40.00 0.00 X 137515 0 16870 SHEILA C CONBOY SVP AND PROVOST 40.00 0.00 X 279800 0 53041 MARIANNE LORD VP-ADVANCEMENT 40.00 0.00 X 260394 0 21397 CHERYL HOWARD VP-COMMUN.,DIVERSITY&INCLUSION 24.00 0.00 X 88957 0 7161 JOHN F DOLAN VP-ENROLLMENT MANAGEMENT 40.00 0.00 X 326144 0 44650 KATHLEEN ROGERS VP & GENERAL COUNSEL 40.00 0.00 X 220261 0 19334 REGINA MELFI SHERWOOD VP-TALENT&HUMAN CAPITAL STRATEGY 40.00 0.00 X 203357 0 46394 SUZANNE MURPHY VP-STRATEGIC INIT.,SIMMONS ONLINE 40.00 0.00 X 188890 0 46582 SARAH NEILL VP-STUDENT AFFAIRS&ASSOC.PROVOST 40.00 0.00 X 182557 0 29880 CATHY MINEHAN DEAN 40.00 0.00 X 251503 0 19675 EILEEN ABELS DEAN 40.00 0.00 X 232271 0 38329 DEBRA ORR CHIEF INFO.OFFICER&AVP-ADMIN. 40.00 0.00 X 200122 0 48251 STEFAN KRUG DEPUTY PROVOST 40.00 0.00 X 197734 0 46721 JUDY BEAL DEAN 40.00 0.00 X 187650 0 22869 STEFANO FALCONI SVP-FIN&ADMIN,TREAS.(UNTIL 10/14) 0.00 0.00 X 285540 0 8853 PHILIP SHAPIRO SVP-FIN&ADMIN,TREAS.(UNTIL 8/15) 40.00 0.00 X 109370 0 1980 3870144 0 600017 80 1 1 0 ARAMARK 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD SERVICES 3620478 C W FACILITY SERVICES 4002 SOLUTIONS CENTER CHICAGO IL 60677 FACILITIES MGMT.SERVICES 2410913 THOMAS GALLAGHER 109 SMITH PLACE CAMBRIDGE MA 02138 MECHANICAL CONTRACTORS 1211195 ROYALL 1920 E PARHAM ROAD RICHMOND VA 23228 EDUCATION CONSULTANT 647755 METEORIX LLC 260 FRANKLIN ST 11TH FLOOR BOSTON MA 02110 TECHNOLOGY CONSULTANT 566792 27 2591065 9141177 464674 11732242 TUITION AND FEES 900099 160415971 160415971 AUXILIARY ENTERPRISES 900099 17857432 17828362 29070 OTHER SOURCES 900099 3813964 3813964 182087367 4416973 -57422 4474395 3337642 0 3337642 3337642 1506473 1831169 53317740 9000 47137464 0 6180276 9000 6189276 6189276 207763500 182058297 1478121 12494840 41453542 41453542 2908888 2614615 294273 59102938 49272883 8278015 1552040 3322314 2639819 583578 98917 7500872 5959490 1320980 220402 4462773 3545996 783904 132873 294054 7380 286674 274565 274565 60000 60000 1053446 1034752 18694 2471782 1376307 1060039 35436 589505 91420 497813 272 602763 546824 55490 449 2270186 465462 1730525 74199 5632325 4713477 858242 60606 1622373 1375611 154984 91778 295204 218075 63213 13916 5206231 4067290 1063818 75123 11843376 10528026 1228591 86759 746355 12381 733974 DIST.LEARNING-PARTNER S 30568307 30568307 CONTRACTED SERVICES 8219333 5557055 2527007 135271 FOOD SERVICE EXPENSE 4732601 4050829 526600 155172 LIBRARY EXPENSES 678006 653015 8145 16846 4207210 1678740 2489702 38768 200118949 169816681 27219168 3083100 14003665 17249588 15765786 12934930 7539574 7480533 10705516 9647943 4158240 3343713 3841532 6682761 323313832 145736622 176204997 177577210 82579271 90891569 99544053 83221058 10052392 9794024 424395026 418823329 9876256 13106886 45457 343678 12756124 16490975 166535081 162707123 802086 722998 7958162 7279326 197973166 200650986 X 70941317 66889207 81628709 73369898 73851834 77913238 226421860 218172343 424395026 418823329 X 7644551 -12848057 -3046011 X 0 1 X 1 1 1 X 15295170 10121718 14669183 10584570 11732242 62402883 15295170 10121718 14669183 10584570 11732242 62402883 2333274 60069609 3955588 4206512 4276142 5124483 8097213 25659938 88062821 552935063 0.68210 0.70710 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 1 1 0 PART II-B, LINE 1: SIMMONS COLLEGE IS A MEMBER OF VARIOUS EDUCATIONAL ASSOCIATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES ON BEHALF OF COLLEGES AND UNIVERSITIES FROM WHICH SIMMONS MAY BENEFIT. SIMMONS COLLEGE IS NOT AWARE OF THE ACTUAL AMOUNT OF MEMBER FEES ASSOCIATED WITH SUCH LOBBYING EFFORTS. X X X 0 0 1 X 183276426 4004656 -3133933 2615682 5710746 175820721 185046024 2653936 6538560 2142767 8819327 183276426 167220618 3736337 16997601 1823835 1084697 185046024 155221253 1312177 16979068 1496184 4795696 167220618 160239184 3068451 -1431039 1579708 5075635 155221253 0.26000 0.38000 0.36000 0 0 815000 815000 251877327 102277688 149599639 10825582 10825582 59795923 43458934 16336989 177577210 FIXED INCOME SECURITIES 1514423 F PRIVATE EQUITY 23362569 F HEDGE FUNDS 30454476 F EQUITY SECURITIES 27877590 F REAL ESTATE CERTIFICATES 12000 F 83221058 LOAN PAYABLE 296296 U.S. GOVERNMENT LOAN ADVANCES 2649836 ASSET RETIREMENT OBLIGATIONS 1717139 ANNUITIES PAYABLE 1560558 DEPOSIT PAYABLE 1055497 7279326 149368269 -12848057 -44499334 -57347391 206715660 1047840 1047840 207763500 157617784 0 157617784 1047840 41453325 42501165 200118949 PART III, LINE 4: DESCRIPTION OF ART COLLECTION: THE SIMMONS COLLEGE ART COLLECTION IS COMPRISED OF PAINTINGS, DRAWINGS, PRINTS, SCULPTURE, AND PHOTOGRAPHY WHICH IS USED TO SUPPORT THE COLLEGE'S CURRICULUM. PART IV, LINE 2B: ESCROW AND CUSTODIAL ARRANGEMENT: THE COLLEGE MAINTAINS AGENCY ACCOUNTS FOR ALUMNAE/I AND STUDENT GROUPS. THE COLLEGE ACTS AS A FISCAL AGENT FOR THE FUNDS. PART V, LINE 4: INTENDED USES OF ENDOWMENT FUNDS: THE SIMMONS ENDOWMENT FUND IS USED TO SUPPORT THE EDUCATIONAL MISSION OF THE COLLEGE. IT IS INTENDED TO PROVIDE AN INTERGENERATIONAL SOURCE OF FUNDING FOR STUDENT SCHOLARSHIPS, RESEARCH, INSTRUCTIONAL PROGRAMS, AND GENERAL OPERATIONS OF THE COLLEGE. PART XI, LINE 2D - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID -41,453,542. EXTINGUISHMENT OF DEBT -2,718,662. ROUNDING ADJUSTMENT FOR FIN.STMTS. REPORTING AMOUNTS IN THOUSANDS 219. CHANGE IN VALUE OF SPLIT INTEREST TRUSTS -327,349. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 41,453,542. ROUNDING ADJUSTMENT FOR FIN.STMTS. REPORTING AMOUNTS IN THOUSANDS -217. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 A DESCRIPTION OF THE COLLEGE'S NON-DISCRIMINATORY POLICY IS PUBLISHED IN ITS ADMISSION AND RECRUITING PUBLICATIONS AND IN THE STUDENT HANDBOOK. IT IS ALSO POSTED IN SEVERAL LOCATIONS ON THE COLLEGE'S WEBSITE UNDER "POLICIES," THE OFFICE OF GENERAL COUNSEL, AND HUMAN RESOURCES. SCHEDULE E, PART I, LINE 6 SIMMONS COLLEGE RECEIVES FUNDING FROM VARIOUS FEDERAL AND STATE GOVERNMENTAL AGENCIES IN SUPPORT OF THE COLLEGE'S EDUCATIONAL MISSION. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 10 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES INSTRUCTION 10 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 1729 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES INSTRUCTION 22679 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 14851 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES PROFESSIONAL DEVELOPMENT 1511 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 70 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDENT REFUND 650 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 20109 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 248030 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES INSTRUCTION 55959 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES PROFESSIONAL DEVELOPMENT 1159 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES RESEARCH 2941 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 1136 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES STUDENT SERVICES 26754 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 4241 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES INSTRUCTION 50244 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 564 NORTH AMERICA 0 0 FUNDRAISING 3295 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 15577 NORTH AMERICA 0 0 PROGRAM SERVICES INSTRUCTION 648 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES PROFESSIONAL DEVELOPMENT 2368 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 1061 NORTH AMERICA 0 0 PROGRAM SERVICES STUDENT SUPPORT 995 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 21 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES INSTRUCTION 78 SOUTH AMERICA 0 0 PROGRAM SERVICES INSTRUCTION 46 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 1739 SOUTH AMERICA 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 648 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES INSTRUCTION 295 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 183 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES INSTRUCTION 64397 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 15623178 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 15087942 0 0 0 0 0 0 41510 31213608 31255118 0 0 0 0 0 0 PART I - ADDITIONAL INFORMATION: SIMMONS COLLEGE'S FACULTY AND STAFF TRAVEL INTERNATIONALLY AS PART OF THEIR DUTIES AND INCUR EXPENDITURES IN SUPPORT OF INSTRUCTION, PROFESSIONAL DEVELOPMENT, AND INSTITUTIONAL SUPPORT. 1 STUDENT FINANCIAL AID 2921 41453542 PART I, LINE 2: FOR INDIVIDUAL RECIPIENTS OF GRANTS, ACADEMIC EXCELLENCE AND DEMONSTRATED FINANCIAL NEED ARE USED TO DETERMINE EACH STUDENT'S FINANCIAL AID. THE FINANCIAL AID CONSISTS OF ANY COMBINATION OF GRANTS AND LOANS AND ARE REVIEWED EACH YEAR BASED ON A STUDENT'S ACADEMIC RECORD AND/OR DEMONSTRATED NEED. THE FREE APPLICATION FOR FEDERAL STUDENT AID, WHICH HELPS TO ESTABLISH A STUDENT'S FINANCIAL NEED, SERVES AS THE APPLICATION FOR TUITION SCHOLARSHIPS. X 0 1 X X X X X 0 1 0 0 0 0 0 0 0 HELEN G DRINAN PRESIDENT 445567 0 0 0 72512 0 124650 0 3380 0 646109 0 0 0 DONNA NG SVP-FIN&ADMIN,TREAS.(AS OF 08/15) 102495 0 30000 0 5020 0 6600 0 10270 0 154385 0 0 0 SHEILA C CONBOY SVP AND PROVOST 277392 0 0 0 2408 0 20250 0 32791 0 332841 0 0 0 MARIANNE LORD VP-ADVANCEMENT 257695 0 0 0 2699 0 19500 0 1897 0 281791 0 0 0 JOHN F DOLAN VP-ENROLLMENT MANAGEMENT 244463 0 80000 0 1681 0 18751 0 25899 0 370794 0 0 0 KATHLEEN ROGERS VP & GENERAL COUNSEL 218275 0 0 0 1986 0 16695 0 2639 0 239595 0 0 0 REGINA MELFI SHERWOOD VP-TALENT&HUMAN CAPITAL STRATEGY 202866 0 0 0 491 0 16125 0 30269 0 249751 0 0 0 SUZANNE MURPHY VP-STRATEGIC INIT.,SIMMONS ONLINE 187964 0 0 0 926 0 15105 0 31477 0 235472 0 0 0 SARAH NEILL VP-STUDENT AFFAIRS&ASSOC.PROVOST 181867 0 0 0 690 0 14333 0 15547 0 212437 0 0 0 CATHY MINEHAN DEAN 248533 0 0 0 2970 0 18780 0 895 0 271178 0 0 0 EILEEN ABELS DEAN 229849 0 0 0 2422 0 17767 0 20562 0 270600 0 0 0 DEBRA ORR CHIEF INFO.OFFICER&AVP-ADMIN. 198263 0 0 0 1859 0 15824 0 32427 0 248373 0 0 0 STEFAN KRUG DEPUTY PROVOST 195495 0 0 0 2239 0 15375 0 31346 0 244455 0 0 0 JUDY BEAL DEAN 175806 0 0 0 11844 0 14118 0 8751 0 210519 0 0 0 STEFANO FALCONI SVP-FIN&ADMIN,TREAS.(UNTIL 10/14) 0 0 0 0 285540 0 0 0 8853 0 294393 0 0 0 PHILIP SHAPIRO SVP-FIN&ADMIN,TREAS.(UNTIL 8/15) 109370 0 0 0 0 0 0 0 1980 0 111350 0 0 0 PART I, LINE 1A BENEFITS PROVIDED TO CERTAIN EMPLOYEES - A HOUSING ALLOWANCE WAS PROVIDED TO HELEN DRINAN, PRESIDENT. PRESIDENT DRINAN USES HER PERSONAL RESIDENCE TO HOLD FUNCTIONS AND EVENTS ON BEHALF OF SIMMONS COLLEGE. THE HOUSING ALLOWANCE WAS CONSIDERED TAXABLE AND INCLUDED IN HER TAXABLE INCOME. PART I, LINE 1B WRITTEN POLICY FOR EXPENSE REIMBURSEMENTS - THE COLLEGE HAS A WRITTEN POLICY REGARDING FIRST CLASS AND SPOUSAL TRAVEL. ON OCCASION, OTHER BENEFITS LISTED IN QUESTION 1A OF SCHEDULE J, PART I MAY BE PROVIDED, BUT ONLY PURSUANT TO A VOTE OF APPROVAL BY THE BOARD OF TRUSTEES. PART I, LINE 4B SUPPLEMENTAL NONQUALIFIED DEFERRED COMPENSATION PLAN - DURING CALENDAR YEAR 2011, THE COLLEGE ENTERED INTO A SUPPLEMENTAL RETIREMENT AGREEMENT (SRA) WITH THE PRESIDENT. UNDER THE SRA, THE COLLEGE MAKES DEFERRALS FROM 0 TO 30 PERCENT OF THE PRESIDENT'S BASE PAY, IN THE SOLE DISCRETION OF THE BOARD OF TRUSTEES, FOR EACH YEAR THROUGH THE FISCAL YEAR ENDING JUNE 30, 2016. AMOUNTS DEFERRED ARE SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET IN THE DISCRETION OF THE BOARD OF TRUSTEES. FOR CALENDAR YEAR 2015, THE AMOUNT DEFERRED WAS $102,000. THIS AMOUNT IS INCLUDED ON SCHEDULE J, PART II, COLUMN C AS DEFERRED COMPENSATION. A SIMMONS COLLEGE MDFA REVENUE BOND SERIES G 043431814 57583REX9 2006-01-12 49610000 NEW ACAD.BLDG, GARAGE&OTHER 0 0 0 B SIMMONS COLLEGE MDFA REVENUE BOND SERIES H 043431814 57583RJG1 2007-01-04 45343798 REFUNDING SERIES C, D, AND F BONDS 0 0 0 C SIMMONS COLLEGE MHEFA REVENUE BOND SERIES I 042456011 57686EEL1 2009-01-22 59998380 REFIN.E BOND, CONSTR.,SWAP TERM 1 0 0 D SIMMONS COLLEGE MDFA REVENUE BOND SERIES J 043431814 57583UYQ5 2013-09-05 19156227 REFINANCE SERIES F & I BONDS 0 0 0 A 715000 49610000 563922 732819 2480500 44020416 1813175 2009 0 0 1 1 B 6775695 45343798 575599 485410 44282763 0 1 1 1 C 26445000 34610000 59998380 4165387 1199968 2466655 19215015 32951354 2009 1 0 1 1 D 29846 19156227 15484557 374131 3297539 1 1 1 1 A 0 0 0 0 0 0 1 B 0 1 1 1 0 0.01980 0.01980 0 0 1 C 0 0 0 1 0 0 0 1 D 1 1 1 1 0 0.00160 0.00160 0 0 1 A 0 0 1 0 1 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: SIMMONS COLLEGE MDFA REVENUE BOND SERIES H DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2016 ISSUER NAME: SIMMONS COLLEGE MHEFA REVENUE BOND SERIES I DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2016 SCHEDULE K, PART II, LINE 3, COLUMN C: $31,140,000 OF THE MHEFA REVENUE BOND SERIES I PROCEEDS WERE USED TO REFUND SERIES E BONDS. SCHEDULE K, PART II, LINE 13, COLUMN B: THE YEAR OF SUBSTANTIAL COMPLETION FOR THE MDFA REVENUE BONDS SERIES H HAS BEEN LEFT BLANK BECAUSE THIS ISSUE WAS ENTIRELY FOR AN ADVANCE REFUNDING. A SIMMONS COLLEGE MDFA REVENUE BOND SERIES K-1 043431814 57584XAA9 2015-07-08 37550169 REFIN.SERIES C&I 0 0 0 A 215062 37550169 28874572 502539 8173058 1 1 1 1 A 0 0 0 0 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 X 49 464674 FMV X EVENT TICKETS 3 24050 APPRAISAL 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE COLLEGE UTILIZES THE SERVICES OF A BROKER TO SELL DONATED SECURITIES. THE FEES CHARGED BY THE BROKER ARE AT OR BELOW FAIR MARKET VALUE. FORM 990, PART VI, SECTION A, LINE 1 AUTHORITY OF EXECUTIVE COMMITTEE: THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONSISTS OF THE CHAIR AND THE VICE CHAIR OF THE BOARD OF TRUSTEES; THE PRESIDENT; THE CHAIRS OF THE FINANCE COMMITTEE, THE AUDIT COMMITTEE, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, THE ADVANCEMENT COMMITTEE, THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE, THE EDUCATIONAL STEWARDSHIP COMMITTEE, THE INVESTMENT COMMITTEE, AND THE FACULTY REVIEW COMMITTEE; THE CLERK; AND ANY OTHER TRUSTEES MAY BE DESIGNATED BY THE BOARD OF TRUSTEES FROM TIME TO TIME. IN BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, THE EXECUTIVE COMMITTEE HAS THE FULL POWER AND AUTHORITY OF THE BOARD OF TRUSTEES, EXCEPT TO SELL REAL ESTATE AND TO CONFER DEGREES. FORM 990, PART VI, SECTION A, LINE 6 AND FORM 990, PART VI, SECTION B, LINE 7A: MEMBERS AND POWERS OF THE MEMBERS: SIMMONS CURRENTLY HAS 22 CORPORATORS (THE CORPORATION) AS OF JUNE 30, 2016: 22 MEMBERS OF THE BOARD OF TRUSTEES. THE CORPORATION'S PRIMARY DUTIES ARE TO ELECT ANNUALLY THE TRUSTEE MEMBERSHIP AND AMEND THE SIMMONS' BY-LAWS. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6A ABOVE. FORM 990, PART VI, SECTION B, LINE 11 REVIEW OF FORM 990: THE BOARD OF TRUSTEES HAS DELEGATED THE RESPONSIBILITY OF REVIEWING FORM 990 TO THE AUDIT COMMITTEE. THE REVIEW OF THE FORM IS FACILITATED BY THE OUTSIDE PUBLIC ACCOUNTING FIRM THAT PREPARES THE RETURN. THE COMPENSATION SECTIONS OF FORM 990 ARE REVIEWED BY THE COMPENSATION COMMITTEE. BEFORE FILING, FORM 990 IS PROVIDED TO THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY: IN ITS CONFLICT OF INTEREST DISCLOSURE FORM, THE COLLEGE ASKS ALL TRUSTEES AND OFFICERS TO DECLARE ANY CONFLICT OF INTEREST. COMPLETED CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE REVIEWED BY THE GENERAL COUNSEL WHO ALSO SERVES AS THE SECRETARY OF THE BOARD. THE GENERAL COUNSEL PREPARES A WRITTEN REPORT FOR THE AUDIT COMMITTEE WHICH SETS FORTH ALL DISCLOSURES OR COMMENTS MADE BY RESPONDENTS CONCERNING POTENTIAL OR ACTUAL CONFLICTS, AND THAT REPORT IS PRESENTED TO THE AUDIT COMMITTEE, PRESIDENT, AND BOARD CHAIR FOR DISCUSSION AND NECESSARY FOLLOW-UP EACH YEAR. AT A MINIMUM, THOSE WITH CONFLICTS ARE INSTRUCTED TO REFRAIN FROM VOTING ON MATTERS WHERE THERE ARE OR MAY BE PERCEIVED TO BE A CONFLICT AND TO RECUSE THEMSELVES DURING ANY DISCUSSION OF THE ISSUE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL: THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE IS GOVERNED BY A DETAILED CHARTER WHICH GRANTS IT JURISDICTION OVER COMPENSATION MATTERS FOR ALL SIMMONS OFFICERS. THE PRESIDENT MAKES SALARY RECOMMENDATIONS FOR THE OFFICERS EACH YEAR TO THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE, AND THE COMMITTEE REVIEWS THE PERFORMANCE OF THE OFFICERS AGAINST SALARY DATA PREPARED BY EXTERNAL COMPENSATION EXPERTS. THE COMMITTEE THEN MAKES RECOMMENDATIONS FOR OFFICER SALARIES TO THE BOARD OF TRUSTEES FOR REVIEW AND APPROVAL. THE MEMBERS OF THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE ARE INDEPENDENT OF THE EMPLOYEES FOR WHOM COMPENSATION DECISIONS ARE BEING MADE. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS: SIMMONS COLLEGE'S FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND ARE POSTED ON THE COLLEGE'S WEBSITE. THE COLLEGE'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: EXTINGUISHMENT OF DEBT -2,718,662. CHANGE IN VALUE OF SPLIT INTEREST TRUSTS -327,349. CHARITABLE REMAINDER TRUST (3) CHARITABLE TRUST MA SIMMONS COLLEGE 1 CHARITABLE REMAINDER TRUST (1) CHARITABLE TRUST OH SIMMONS COLLEGE 1 PERPETUAL TRUST(1) PERPETUAL TRUST MA SIMMONS COLLEGE 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1