2017-05-25T10:13:00-05:00 2016-12-31 SLK ADVISORY GROUP INC 1981 MARCUS AVE-STE 227 LAKE SUCCESS NY 11042 990PF 2016-01-01 201301554 LEO S WALSH FOUNDATION INC % JEFF REYNOLDS CPA LEOS 5163528901 PO BOX 222 WESTHAMPTON BEACH NY 119780222 SANDRA WALSH PRESIDENT 5163528901 2017-05-22 true JEFF REYNOLDS CPA P01473337 5163528901 2017-05-22 74.68.136.117 12864720171455000000 2017-05-25 P 5653FDAED7B92441ED5C9CFDDE61C219620EECE7 5653FDAED7B92441ED5C9CFDDE61C219620EECE7 2016 2021-01-29 14:40:06Z X 7665624 X 0 X 28 28 459438 459438 78119 3660234 78119 7455 3488 545040 541073 65000 65000 18600 9300 0 9300 37221 37221 5839 5368 3424 1176 2248 130084 47697 0 81916 302500 302500 432584 47697 0 384416 112456 493376 112842 24442 24442 99711 99711 168706 6192138 6174058 6121471 1162737 1380960 1351005 7567428 7679171 7665624 0 0 X 5414463 5414463 2152965 2264708 7567428 7679171 7567428 7679171 7567428 112456 7679884 713 7679171 4,000 SUB.NOTES AMTRUST 7.25% P 2015-06-11 2016-03-10 97101 100000 -2899 -2899 3,000 SUB.NOTES AMTRUST 7.5% P 2015-09-09 2016-03-09 73644 75000 -1356 -1356 3,500 PREFD. AMTRUST FINANCIAL 7.75% P 2016-03-08 2016-10-06 92126 87500 4626 4626 532 PREFD. BB&T CORPORATION 5.625% P 2016-03-02 2016-05-19 13526 13300 226 226 1,068 PREFD. BB&T CORPORATION 5.625% P 2016-03-02 2016-05-20 26706 26700 6 6 50,000 SR.NOTES CENTURYLINK INC 6.75% P 2016-01-15 2016-08-11 52312 47506 4806 4806 50,000 SR.NOTES CENTURYLINK INC 6.75% P 2016-01-20 2016-08-11 52312 47006 5306 5306 200,000 SR.NOTES CENTURYLINK INC 6.75% P 2016-01-15 2016-08-11 209246 190006 19240 19240 4,000 PREFD.CITIGROUP 6.3% P 2016-01-26 2016-10-18 107618 100000 7618 7618 17.122 SHS EURO PAC GROWTH FUND P 2015-12-24 2016-05-06 733 767 -34 -34 11.971 SHS EURO PAC GROWTH FUND P 2015-12-24 2016-05-06 513 536 -23 -23 $25,000 GOLDMAN SACHS 5.75% P 2015-10-16 2016-02-16 26619 27456 -837 -837 8,000 PREFD.JPMORGAN CHASE 6.125% P 2015-02-05 2016-01-08 209681 200000 9681 9681 2,500 PREFD.JPMORGAN CHASE 6.15% P 2015-07-22 2016-01-21 63518 62500 1018 1018 5,000 PREFD.KKR & CO LP 6.75% P 2016-03-10 2016-06-29 132364 125000 7364 7364 $200,000 LLOYDS TSB BK 5% P 2015-07-22 2016-05-20 207994 214093 -6099 -6099 1,000 SUB.NOTES NEXTERA ENERGY CAPITAL P 2016-06-02 2016-07-12 25068 25000 68 68 $75,000 PROSPECT CAPITAL CORPORATION P 2015-05-20 2016-04-19 66744 74196 -7452 -7452 8,000 SR.NOTES QWEST CORP 6.625% P 2015-09-10 2016-01-15 196466 200000 -3534 -3534 $15,000 SACRAMENTO CNTY CA 6.227% P 2015-10-26 2016-05-06 17443 17027 416 416 3,250 SR.NOTES US CELLULAR 7.25% P 2015-11-16 2016-01-28 81086 81250 -164 -164 4,350 SR.NOTES US CELLULAR 7.25% P 2015-11-16 2016-01-29 108530 108750 -220 -220 2,000 SR.NOTES APOLLO INVEST 6.875% P 2013-06-10 2016-06-20 52386 50000 2386 2386 2,000 PREFD.ASTORIA FIN'L 6.5% P 2013-03-12 2016-03-11 51014 50000 1014 1014 1,000 PREFD. BARCLAYS BANK 7.75% P 2007-12-03 2016-06-15 25000 25000 4,779 PREFD.COLONY CAPITAL 7.125% P 2015-04-08 2016-08-04 117005 119475 -2470 -2470 221 PREFD.COLONY CAPITAL 7.125% P 2015-04-08 2016-08-05 5271 5525 -254 -254 209.732 SHS EURO PAC GROWTH FUND P 2006-12-08 2016-05-06 8981 10000 -1019 -1019 352.08 SHS EURO PAC GROWTH FUND P 2006-10-05 2016-05-06 15076 16023 -947 -947 215.008 SHS EURO PAC GROWTH FUND P 2006-11-09 2016-05-06 9207 10000 -793 -793 82.989 SHS EURO PAC GROWTH FUND P 2007-12-14 2016-05-06 3554 4237 -683 -683 222.025 SHS EURO PAC GROWTH FUND P 2007-01-09 2016-05-06 9507 10000 -493 -493 14.525 SHS EURO PAC GROWTH FUND P 2007-12-14 2016-05-06 622 742 -120 -120 41.629 SHS EURO PAC GROWTH FUND P 2006-12-28 2016-05-06 1783 1875 -92 -92 7.6 SHS EURO PAC GROWTH FUND P 2014-12-29 2016-05-06 325 354 -29 -29 11.505 SHS EURO PAC GROWTH FUND P 2006-12-28 2016-05-06 493 518 -25 -25 8.755 SHS EURO PAC GROWTH FUND P 2006-12-28 2016-05-06 375 394 -19 -19 2.882 SHS EURO PAC GROWTH FUND P 2013-12-27 2016-05-06 123 136 -13 -13 9.077 SHS EURO PAC GROWTH FUND P 2010-12-29 2016-05-06 389 363 26 26 12.534 SHS EURO PAC GROWTH FUND P 2012-12-27 2016-05-06 537 502 35 35 13.649 SHS EURO PAC GROWTH FUND P 2009-12-29 2016-05-06 584 513 71 71 9.956 SHS EURO PAC GROWTH FUND P 2011-12-28 2016-05-06 426 343 83 83 19.922 SHS EURO PAC GROWTH FUND P 2008-12-26 2016-05-06 853 527 326 326 66.231 SHS EURO PAC GROWTH FUND P 2008-12-26 2016-05-06 2836 1753 1083 1083 50 SHS GROWTH FUND AMER INC P 2014-12-18 2016-12-30 1966 1971 -5 -5 4,000 PREFD. JPMORGAN 6.3% P 2014-06-16 2016-06-15 107002 100000 7002 7002 4,000 SUB.NOTES KEMPER CORPORATION P 2014-02-20 2016-10-04 106522 100000 6522 6522 2,200 SR.NOTES KKR FIN'L 7.5% P 2012-03-13 2016-03-11 57836 55004 2832 2832 2,000 PREFD. MERRILL LYNCH 6.45% P 2007-04-25 2016-08-15 50000 50000 2,000 PREFD. MORGAN STANLEY 6.45% P 2007-04-19 2016-08-03 50000 50000 2,000 SUB.NOTES NAT'L GENERAL 7.625% P 2015-08-11 2016-10-06 51796 50000 1796 1796 2,000 SUB.NOTES NAT'L GENERAL 7.625% P 2015-08-11 2016-10-06 51796 50000 1796 1796 $300,000 PROSPECT CAPITAL 5.875% P 2015-04-07 2016-09-19 305997 311856 -5859 -5859 $400,000 PROSPECT CAPITAL 5.875% P 2015-09-03 2016-09-19 407997 396006 11991 11991 2,000 NOTES QWEST CORP 7.375% P 2011-06-01 2016-01-15 50262 50000 262 262 2,000 PREFD. QWEST CORP 7.5% P 2011-09-14 2016-01-19 50917 50000 917 917 4,000 PREFD. STATE STREET 6% P 2014-11-18 2016-01-27 102986 100000 2986 2986 400 PREFD. VORNADO REALTY 6.875% P 2011-04-13 2016-09-01 10000 10000 $50,000 HOME DEPOT INC P 2006-12-18 2016-03-01 50000 50390 -390 -390 $25,000 BANK OF AMERICA CORP P 2009-09-04 2016-08-15 25000 25015 -15 -15 BLACKROCK DEBT STRATEGIC FD-CASH IN LIEU P 2006-12-05 2016-11-15 7 7 7 CAPITAL GAIN DISTRIBUTIONS P 12421 12421 12421 ENERGY TRANSFER-CASH IN EXCESS OF BASIS P 2016-12-31 32 32 32 78119 false 371932 7603645 0.048915 346096 7598770 0.045546 363592 7429381 0.04894 402363 7476795 0.053815 365183 7353018 0.049664 0.24688 0.049376 7611117 375807 4934 380741 384416 X 4934 4934 4934 2323 20000 22323 57 17332 17332 false false false 0 0 0 false false true true false true true NY true false false false false true NONE JEFF REYNOLDS CPA 5163528901 C/O SLK-1981 MARCUS AVE-STE 227 LAKE SUCCESS NY 11042 false false false false false false false false false false false false false false false false false false false false false SANDRA WALSH PO BOX 222 WEST HAMPTON BEACH NY 119780222 PRESIDENT/SECRETARY 25.0 32500 0 0 DEVON WALSH 75 EAST END AVENUE-APT5H NEW YORK NY 10028 VICE PRESIDENT/TREASURER 25.0 32500 0 0 NONE NONE 6535961 103063 1087998 7727022 0 7727022 115905 7611117 380556 380556 4934 4934 375622 375622 375622 384416 0 0 0 0 384416 4934 379482 375622 245325 2014 2013 2012 0 0 384416 245325 139091 0 0 0 0 236531 0 0 SANDRA WALSH NA X NAMES SEE ATTACHED SCHEDULE #1 ADDRESSES ON FILE IN OFFICE LEO S WALSH FOUNDATION-PO BOX 222 WESTHAMPTON BEACH NY 119780222 RELATIONSHIP: NONE THE PURPOSE OF THE CASH CONTRIBUTIONS IS TO AID EACH DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTION. 302500 302500 14 28 14 459438 900099 3970 18 3485 18 78119 3970 541070 545040 false false false false false false false false false false ACCOUNTING & TAX PREP FEES 18600 9300 9300 NONE IRC SECT.171(c)-ELECTION AMORT.BOND PREM IRC SECT.171(c)-ELECTION AMORT.BOND PREM REGULATION SECTION 1.171-4(a) THE LEO S. WALSH FOUNDATION, INC. HEREBY ELECTS UNDER SECTION 171(c) OF THE INTERNAL REVENUE CODE AND REGULATION SECTION 1.171-4(a) TO AMORTIZE BOND PREMIUM PURSUANT TO TREASURY REGULATION 1.171-4(a). $50,000 HOME DEPOT INC SR NTS 0 0 $25,000 BANK OF AMERICA CORP 0 0 $10,000 PRUDENTIAL FINANCIAL 9052 10440 $15,000 PRUDENTIAL FINANCIAL 13578 15659 $50,000 VERIZON COMMUNICATIONS 51147 52193 2,000 PREFD.ASTORIA FIN'L 6.5% 0 0 4,000 SUB.NOTES AMTRUST 7.25% 0 0 3,000 SUB.NOTES AMTRUST 7.5% 0 0 6,000 PREFD.AGNC INVEST 7.75% 150000 150600 4,000 SR.NOTES ARLINGTON 6.75 100000 88000 2,000 SR.NOTES APOLLO 6.875% 0 0 4,000 PREFD.ALLSTATE CORP.6.75 100000 103120 2,000 PREFD.ARCH CAPITAL 6.75% 50000 50340 3,700 PREFD.BANK OF AMER.6.625 92500 95127 6,500 PREFD.BANK OF AMER.6.5% 162500 165880 2,000 PREFD.BARCLAYS BK 7.1% 50000 50760 1,000 PREFD.BARCLAYS BK 7.75% 0 0 2,000 PREFD.BARCLAYS BK 8.125% 50000 51080 5,000 PREFD.COLONY CAP. 7.125% 0 0 4,000 PREFD.CITIGROUP INC7.125 100000 111920 7,000 PREFD.CITIGROUP INC6.875 175000 191450 3,000 PREFD.CITIGROUP INC6.875 75000 78540 2,000 NOTES QWEST CORP 7.375% 0 0 2,000 PREFD.QWEST CORP 7.5% 0 0 8,000 SR.NOTES QWEST 6.625% 0 0 2,000 PREFD.DIGITAL RLTY 7.375 50000 54300 2,000 PREFD.FIRST TRUST INTER. 50000 45380 2,000 PREFD.HOSPITALITY 7.125% 50000 50440 2,000 PREFD.HSBC HOLDING 8.125 50000 51900 4,000 SR.NOTES HERCULES 6.25% 0 0 4,000 PREFD.JPMORGAN 6.30% 0 0 8,000 PREFD.JPMORGAN 6.125% 0 0 2,500 PREFD.JPMORGAN 6.15% 0 0 3,000 SR.NOTES KKR FIN'L 7.5% 0 0 800 SR.NOTES KKR FIN'L 7.5% 20002 20288 4,000 SUB.DEB. KEMPER 7.375% 0 0 2,000 PREFD.MERRILL TR I 6.45 50000 50247 2,000 PREFD.MERRILL TR II 6.45 0 0 1,400 PREFD.MFA FIN'L INC. 8% 35000 35980 2,000 PREFD. MORGAN STAN. 6.45 0 0 4,000 SUB.NOTES NAT'L GEO.7.62 0 0 4,000 NOTES PITNEY BOWES 6.7% 100000 102280 1,000 PREFD.PS BUSINESS 6.45% 25000 25055 4,000 PREFD.STATE STREET CP 6% 0 0 6,000 PREFD.TCF FIN'L 6.45% 150000 150000 7,600 SR.NOTES US CELLULAR7.25 0 0 400 PREFD.VORNADO RLTY TR6.875 0 0 2,000 PREFD.WELLS FARGO 6.625% 50000 54200 6,000 PREFD.WELLS FARGO 6% 150000 150480 2,000 PREFD.WINTRUST FIN'L CRP 50000 51740 $700,000 PROSPECT CAPITAL5.875 0 0 $75,000 PROSPECT CAPITAL 4.75% 0 0 $25,000 OLIN CORP. 5.5% 0 0 $375,000 LLOYDS TSB BK 5% 0 0 $15,000 SACRAMENTO CNTY 6.227% 0 0 $50,000 NASSAU CNTY GEN'L 6.6% 56248 54070 $25,000 NASSAU CNTY GEN'L 6.7% 28127 26739 $25,000 KENTUCKY ST ELEC.6.49% 27417 27290 $200,000 TRANSOCEAN INC 6.8% 203115 159004 $25,000 GOLDMAN SACHS 5.75% 0 0 $250,000 BANK AMER CORP 6.5% 267194 264319 $325,000 CITIGROUP INC 6.30% 0 0 $100,000 CITIGROUP INC 5.95% 99756 99530 3,500 PREFD.AMTRUST 7.75% 87500 89320 1,000 PREFD.AMTRUST 6.95% 25000 23080 2,500 PREFD.BANK OF AMER 6.2% 62500 63100 3,500 PREFD.CHIMERA INC 8% 87500 87570 12,700 SR.NOTES QWEST 6.5% 317500 290195 1,000 SUB.NOTES DOMINION 5.25% 25000 22200 9,600 SR.NOTES GOV'T 5.875% 240000 226272 1,000 PREFD.GOLDMAN SACHS 6.3% 25000 26080 6,700 SR.NOTES HERCULES 6.25% 167041 170180 2,000 PREFD.SUMMIT HOTEL 6.45% 50000 47100 5,000 PREFD.NAT'L GENERAL 7.5% 125000 124950 3,000 SR.NOTES OM ASSET 5.125% 75000 65160 5,000 PREFD.SEASPAN CORP 7.875 125000 97350 $225,000 OLIN CORP 5.5% 221262 236425 $175,000 LLOYDS TSB BK 5% 186739 185131 $235,000 U.S.CELLULAR 6.7% 209480 233350 $25,000 BERWYN ILL TAXABLE 6% 28904 27362 $810,000 JPMORGAN CHASE 7.9% 852747 849420 $100,000 BANK OF AMERICA 8% 104356 106083 $335,000 CITIGROUP INC 6.3% 336637 334849 $100,000 CITIGROUP INC 6.125% 106256 104283 1,000 PREFD.WELLS FARGO 5.7% 25000 23660 400 SHS ALTRIA GROUP INC 7409 27048 200 SHS ANADARKO PETE 11201 13946 200 SHS BANK OF AMERICA 10726 4420 200 SHS CHEVRON CORP 14501 23540 22 SHS CST BRANDS INC 834 1059 200 SHS VALERO ENERGY CP DELA 9366 13664 350 SHS JOHNSON & JOHNSON 22921 40324 200 SHS JPMORGAN CHASE & CO 9695 17258 300 SHS PHILIP MORRIS INTL INC 13058 27447 2,251 SHS GROWTH FUNDS OF AMER 0 0 22,100 SHS PRUDENTIAL ABSOLUT 0 0 1,329 SHS EUROPACIFIC GROWTH 0 0 200 SHS ENERGY TRANSFER PARTNE 0 7162 650 SHS ALLIANZ NFJ DIVIDEND 13274 8197 252 SHS ALPINE TOTAL DYNAMIC 10077 1910 766 SHS BLACKROCK DEBT STRAT 16813 8686 500 SHS BLACKROCK INT'L GROWTH 7518 2755 850 SHS EATON VANCE LTD DURAT 15902 11662 500 SHS EATON VANCE TAX MGD 6874 4010 1,900 SHS INVESCO VAN KAMPEN 16887 8816 1,000 SHS PIMCO HIGH INCOME FD 15758 9170 1,273 SHS AMG GW&K ENHANCED 11528 12311 7,616 SHS FEDERATED STRATEGIC 2,574 SHS FIDELITY ADV NEW 10,243 SHS JANUS GLB UNCONSTR. 17,871 SHS JPMORGAN STRAT INC 2,429 SHS LORD ABBETT CORE FIX 4,379 SHS MAINSTAY HIGH YIELD 5,023 SHS PIMCO UNCONSTRAINED 2,823 SHS GUGGENHEIM TOTAL RET 4,000 SHS KKR FIN'L HOLDGS LLC 99578 103840 7,500 SHS FIRST TR SENIOR FLOA 75000 75900 426 SHS GROWTH FUND AMER CL C 16745 16739 1,806 SHS GROWTH FD AMER CL F1 62536 75456 5,000 SHS NUVEEN HIGH INCOME 50000 49400 16,777 SHS FEDERATED STRATEGIC 88713 98986 2,717 SHS FIDELITY ADV NEW 67875 64359 5,834 SHS GUGGENHEIM TOTAL RET 156095 154125 10,518 SHS JANUS GLB UNCONSTR. 103467 100870 18,533 SHS JPMORGAN STRAT INC 218729 213876 2,470 SHS LORD ABBETT CORE FIX 27501 26532 4,630 SHS MAINSTAY HIGH YIELD 24599 26437 5,087 SHS PIMCO UNCONSTRAINED 55922 54182 22,414 SHS PRUDENTIAL ABSOLUT 219569 215624 BOOK TO TAX TIMING INCOME DIFFERENCES 713 PAYROLL FEES 1542 1542 POSTAGE EXPENSE 199 199 FILING FEES 250 250 BOND PREMIUM AMORTIZATION 1176 1176 SUPPLIES 257 257 THRU ENERGY TRANSFER PARTNERS-PTP 81 84 THRU KKR FINANCIAL HOLDINGS LLC-PTP 7374 7374 LESS UBIT AMOUNT REPORTED ON FORM 990-T -3970 PAYROLL TAXES 5368 5368 FEDERAL UBIT TAXES 471