2017-08-03T12:00:11-05:00 2016-09-30 350921680 CROWE HORWATH LLP 175 Powder Forest Drive Simsbury CT 060897902 990 2015-10-01 043358566 UMass Memorial Health Care Inc (Parent) UMAS 5083340496 306 Belmont Street Worcester MA 01604 Sergio Melgar EVP/CFO/Treasurer 2017-08-03 true Rachel Spurlock P00520729 8606789200 2015 2021-01-29 14:40:06Z Sergio Melgar 306 Belmont Street Worcester MA 01604 222436047 false X www.umassmemorial.org X 1998 MA To support, develop and coordinate an integrated health care delivery system that includes multiple health care facilities and providers. To receive in trust, from whatever source, and administer gifts and grants, whether restricted or for a specific purpose. To promote services and programs that are charitable, scientific or educational and that address the physical and mental needs of the community at large, provided the corporation shall operate exclusively for the benefit of the Medical Center and other charitable organizations or hospitals that are under common control. 19 15 803 16 13321 0 3584222 2066602 185334874 214431057 13998677 5735263 78300 77642 202996073 222310564 2078175 2211800 0 0 66809885 77208759 227352 0 285152 108589369 141837454 177704781 221258013 25291292 1052551 338132190 400352629 93854634 82586850 244277556 317765779 UMASS MEMORIAL HEALTH CARE, INC. IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICES, TEACHING AND RESEARCH false false 214603620 2211800 214431057 TO SUPPORT THE ADVANCEMENT OF THE KNOWLEDGE, EDUCATION, AND RESEARCH AND THE PRACTICE OF HEALTH CARE RELATED SERVICES THROUGH THE OVERSIGHT OF UMASS MEMORIAL HEALTH CARE OPERATIONS AND THE EFFICIENT DELIVERY OF SUPPORT SERVICES. 214603620 true true false true false false false false false true true true false false true true false true false true true false false false true false false true true true false false false false false false false false true false false false false true true true true false true 425 0 true 803 true true true CJ false false false false false false false false X 19 15 false false false false false true false true true false false true true true true true true true true false MA X Robert Feldmann 5083340496 306 Belmont Street Worcester MA 01604 David L Bennett Chairperson, UMM Health Care, Inc. 1.0 1.0 X X 0 0 0 Eric W Dickson MD President & CEO/Director, UMM Health Care, Inc. 40.0 5.0 X X 1435121 0 399010 Cheryl M Lapriore President/Director, UMM Health Ventures, Inc. 40.0 5.0 X X 391257 0 119278 Richard Siegrist Vice Chairperson, UMM Health Care, Inc. 1.0 1.0 X X 0 0 0 Dana E Swenson President/Director, UMM Realty, Inc. 40.0 5.0 X X 300894 0 115187 Richard K Bennett Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Michael Collins MD Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Lois D Cornell Director until 6/16, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Edward D'Alelio Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Robert W Finberg MD Director, UMM Health Care, Inc. 5.0 20.0 X 0 931279 137315 Terence Flotte MD Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Elvira Guardiola Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Carlos Iitsuka Director until 7/16, UMM Health Ventures, Inc. 40.0 5.0 X 381923 0 66666 Paul Kangas Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Peter Knox Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Harris L MacNeill Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Mary Ellen McNamara Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 O Nsidinanya Okike MD Director, UMM Health Care, Inc. 5.0 40.0 X 0 333857 3916 Edward J Parry III Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Raymond Pawlicki Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Chris Philbin Director, Clinton Hospital Association 40.0 5.0 X 240505 0 54767 Catherine Rossi Director, Clinton Hospital Association 40.0 5.0 X 224807 0 79676 Paulette Seymour-Route PhD Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Jack Wilson Director, UMM Health Care, Inc. 1.0 1.0 X 0 0 0 Lynda M Young MD Director, UMM Health Care, Inc. 1.0 1.0 X 0 38186 109 Douglas S Brown Secretary, UMM Health Care, Inc. 40.0 5.0 X 738024 0 254799 Katharine Bolland Eshghi Assistant Secretary, UMM Health Care, Inc. 40.0 5.0 X 446099 0 99297 John Glassburn Secretary, UMM Community Hospitals, Inc. 40.0 5.0 X 183869 0 27316 Sergio Melgar Treasurer, UMM Health Care, Inc. 40.0 5.0 X 825672 0 118182 William O'Brien Secretary, UMBHS, Inc. 40.0 5.0 X 128872 0 56969 Jeanne Shirshac Treasurer, UMM Accountable Care Organization, Inc. 40.0 5.0 X 242946 0 51524 Francis W Smith Secretary, UMM Medical Group, Inc. 40.0 5.0 X 211110 0 44651 James P Cyr Sr. VP, Operations (UMMMC) 5.0 40.0 X 0 348466 167720 Therese Day VP, Finance / CFO of Med Center 5.0 40.0 X 0 370867 137469 Robert Feldmann VP, Corporate Controller 40.0 5.0 X 355276 0 109162 Barbara Fisher Sr VP, Operations (UMMMC) 5.0 40.0 X 0 353025 170362 Patricia George VP & Deputy CIO, until 11/15 40.0 5.0 X 386592 0 51347 Margaret Hudlin MD CMO/VP Perioperative Svcs, until 9/1/16 5.0 40.0 X 0 546659 61664 Cathy Jewell Sr VP, Chief Nursing Officer 5.0 40.0 X 0 352592 137588 Bart Metzger Sr VP, Chief HR Officer 40.0 5.0 X 359315 0 51512 John T Randolph VP, Chief Corporate Compliance 40.0 5.0 X 273396 0 126045 Alice Shakman Sr. VP, Operations (UMMMC) 5.0 40.0 X 0 352925 125192 Jeffrey A Smith MD Executive VP, COO 5.0 40.0 X 0 385203 39390 Timothy Tarnowski Sr VP, Chief Info Officer 40.0 5.0 X 558717 0 92115 Diane Thompson Sr. VP, Chief Nursing Officer until 4/9/15 5.0 40.0 X 0 549531 24956 Milton Anderson Former Sr. VP, Chief HR Officer until 9/14 0 X 197672 0 14489 George Brenckle PhD Former Sr. VP, Chief Information Officer until 4/14 0 X 283922 0 50202 Gary N Lapidas Former President/Director until 1/18/13, UMM Health Ventures, Inc. 0 X 578684 0 109 8744675 4562590 2987983 154 true true false XEROX BUSINESS SERVICES LLC PO BOX 201322 DALLAS TX 75320 I/S MANAGEMENT SERVICES 17651003 PRICEWATERHOUSECOOPERS LLP PO BOX 7247 8001 PHILADELPHIA PA 19170 CONSULTING SERVICES 3284053 UNIVERSAL HOSP SVCS PO BOX 86 MINNEAPOLIS MN 554860940 MANAGING/SERVICING EQUIP. AGRMNT. 2469900 UMMS COMMONWEALTH MEDICINE 55 LAKE AVE N WORCESTER MA 01655 CONSULTING SERVICES 728604 XO COMMUNICATIONS SERVICES LLC 13865 Sunrise Valley Drive Herndon VA 20171 Telecom SERVICES 488612 34 44529 307251 55482 1659340 94086 2066602 SYSTEM ALLOCATION REVENUE 622110 175508772 175508772 AFF. PROFESSIONAL LIABILITY INSURANCE PREMIUM 622110 27687270 27687270 AFF. WORKERS COMPENSATION INSURANCE PREMIUM 622110 8105244 8105244 AFF. GENERAL INSURANCE PREMIUM 622110 2600436 2600436 OTHER PROGRAM SERVICE REVENUE 622110 529335 529335 0 0 0 0 214431057 5735263 13321 5721942 77642 77642 0 0 0 0 125483 307251 125483 0 0 0 0 0 222310564 214431057 13321 5799584 X 2179800 2179800 32000 32000 11531978 11531978 49219656 47235037 1984619 5644757 5417151 227606 5465767 4821532 644235 5346601 5194778 151823 1334761 1334761 1003093 1003093 14101 14101 640565 48901 591664 25435794 24577711 858083 0 1508656 1508656 2320970 2286828 34142 82311316 82311316 5336784 5062671 274113 1712495 1445484 267011 786748 628066 158682 75781 75781 17236236 17236236 Foundation Fundraising Expenses 285152 285152 Membership dues & subscriptions 373869 259119 114750 Licenses & taxes 75951 75951 1385182 322669 1062513 0 221258013 214603620 6369241 285152 3017801 2765637 4874816 4116852 30118 43659 1543784 1212648 0 0 5129971 10805569 63958482 75781 2049487 63882701 1355531 1573388 301972037 299737733 0 18158645 16214442 338132190 400352629 35056479 31670900 0 681830 154203 58116325 50761747 93854634 82586850 X 180428664 254240825 34462366 34088365 29386526 29436589 244277556 317765779 338132190 400352629 X 1052551 12753778 0 59681894 X X false true X true true true X X 14 UMASS MEMORIAL MEDICAL CENTER INC 043358564 3 true 0 0 The Clinton Hospital Association 041185520 3 false 0 0 Marlborough Hospital 042104693 3 false 0 0 HealthAlliance Hospitals Inc 042103555 3 false 0 0 UMass Memorial Medical Group Inc 042911067 9 false 0 0 UMass Memorial Accountable Care Organization Inc 462871359 9 false 0 0 UMass Memorial Behavioral Health System Inc 043374724 9 false 0 0 UMass Memorial Community Hospitals Inc 043296271 3 false 0 0 UMass Memorial Health Ventures Inc 222605679 9 false 0 0 UMass Memorial Realty Inc 042805630 9 false 0 0 Community HealthLink Inc 042626179 9 false 0 0 Central New England HealthAlliance Inc 043172496 9 false 0 0 HealthAlliance Home Health and Hospice Inc 042932308 9 false 0 0 Coordinated Primary Care Inc 043210002 9 false 0 0 14 0 0 false false false false false false false false false false false false false false false true true true X true true Schedule A, Part IV, Section A, Line 1 Supported Orgs Listed By Name According to the Articles of Organization of UMass Memorial Health Care, Inc., the corporation shall operate exclusively for the benefit of UMass Memorial Medical Center, Inc. and other charitable organizations or hospitals that are controlled by or under common control with the corporation in the conduct of their charitable, educational and scientific functions. Schedule A, Part IV, Section D, Line 3 Supp. Org. Have Significant Voice In Investment Policies THE ORGANIZATIONS SUPPORTED HAVE A SIGNIFICANT VOICE IN THE ORGANIZATION'S INVESTMENT POLICIES, AS WELL AS IN DIRECTING THE USE OF THE ORGANIZATION'S INCOME OR ASSETS. THE SUPPORTING ORGANIZATIONS PARTICIPATE ON THE INVESTMENT COMMITTEE TO DIRECT THE INVESTMENTS OF THE UMASS MEMORIAL INVESTMENT PARTNERSHIP, IN WHICH THE SUPPORTING ORGANIZATION'S FUNDS ARE INVESTED. Schedule A, Part IV, Section E, Line 3a Power To Appoint/Elect Majority of Officer/Director/Trustee THE PARENT ORGANIZATION HAS THE POWER TO REGULARLY APPOINT OR ELECT A MAJORITY OF THE OFFICERS, DIRECTORS, OR TRUSTEES OF EACH SUPPORTED ORGANIZATION. Schedule A, Part IV, Section E, Line 3b Substantial Direction Over Policies/Programs/Activities THE ORGANIZATION EXERCISES A SUBSTANTIAL DEGREE OF DIRECTION OVER THE POLICIES, PROGRAMS, AND ACTIVITIES OF EACH OF ITS SUPPORTED ORGANIZATIONS THROUGH THE DIRECTION OF THE OFFICERS AND DIRECTORS OF THE SUPPORTED ORGANIZATIONS. THERE ARE RESERVED POWERS OF THE PARENT OVER ITS SUBSIDIARIES FOR SIGNIFICANT CORPORATE ACTIONS RELATED TO SUCH ITEMS AS AGREEMENTS TO SELL ASSETS, MERGERS, CAPITAL AND OPERATING BUDGETS, LOAN AGREEMENTS, ELECTION OF THE PRESIDENT, CHANGES TO ARTICLES OF ORGANIZATION/BYLAWS, ADOPTION OF STRATEGIC PLAN, ETC. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 14101 14101 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY Amounts represent percentage of lobbying expenses included in membership dues. Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY Amounts represent percentage of lobbying expenses included in membership dues. 43468456 50063 4149383 758812 46909090 41513886 2878559 -561040 362949 43468456 39106196 3703446 1295756 41513886 38224612 2507314 1625730 39106196 34479956 1198886 3963333 1417563 38224612 0.0 0.63 0.37 true false 494507 75781 418726 63463975 63463975 63882701 Investment in capitve insurance company 120000 C Investment in Limited Partnership 67261 F Units in Investment Partnership 299550472 F 299737733 Due to related parties 4310535 Due to University of Massachusetts Medical School 4986808 Outstanding Loss Reserves 33594131 Annuity Payable 2867295 Accrued LT incentive compensation 1348000 Third Party Liabilities 3654978 50761747 X Schedule D, Part V, Line 4 Intended uses of endowment funds The intended use of the organization's endowment funds are directed in accordance with the donor's intent including the preservation of the original gift and various purposes including charity care, medical education, research, health care services, buildings and equipment. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote Income Taxes: The System follows a two-step approach for the financial statement recognition and measurement of a tax position taken or expected to be taken on a tax return. The substantial majority of UMass Memorial and its affiliate entities are recognized by the Internal Revenue Service as tax-exempt under Section 501(c)(3) of the Internal Revenue Code. Accordingly, these entities will not incur any liability for federal income taxes except for tax on unrelated business income. Certain affiliates are taxable entities. The measurement of the amounts recorded as a provision for income taxes based upon the aforementioned approach was $301,000 and $94,500 for the years ended September 30, 2016 and 2015, respectively, and is recorded as part of supplies and other expense in the accompanying consolidated statements of operations. The System does not believe it has any significant uncertain tax positions. Central America and the Caribbean 1 1 Conducting board meetings,Accounting 172597 Central America and the Caribbean 1 1 Investments 120000 Central America and the Caribbean 1 1 ,Reimbursement of claims paid 11313469 Central America and the Caribbean 1 1 ,Insurance premiums paid 10903452 4 4 0 0 4 4 22509518 0 22509518 true false true false false false Winter Ball 378496 274113 104383 10425 3715 31847 3750 54646 Tee Up 36536 21934 14602 14602 1 17702 11204 6498 6498 432734 307251 125483 10425 24815 31847 3750 54646 125483 0 true University of Massachusetts Medical School 55 LAKE AVE N WORCESTER MA 01655 043167352 Government 2075000 Academic Chair funding and My Link Program Ronald McDonald House Charities 3 Industrial Drive Unit 6 Windham NH 03037 042897624 501 (c) (3) 20000 Corporate Sponsorship Becker College 61 Sever Street WORCESTER MA 01609 042626179 501 (c) (3) 10000 Sponsorship Agreement Francis Ouimet Scholarship Fund 300 Arnold Palmer Boulevard Norton MA 02766 041185520 501 (c) (3) 10000 Caddy Workforce program for Youth at GreenHill Park Edward M Kennedy Community Health Center 650 Lincoln Street Worcester MA 01605 042513817 501 (c) (3) 8500 Corporate Sponsorship MassINC 11 Beacon St Suite 500 Boston MA 02108 043271457 501 (c) (3) 5000 CORPORATE SPONSORSHIP Association for Healthcare Administrative Professionsals 328 Main Street Louisville KY 40202 271311331 501 (c) (3) 5000 Corporate Sponsorship Massachusetts Health Quality Partners 42 Pleasant Street Suite 3 Watertown MA 02472 043542817 501 (c) (3) 5000 Corporate Sponsorship Youth Opportunities Upheld Inc 81 Plantation Street Worcester MA 01604 237112665 501 (c) (3) 5000 Corporate Sponsorship American Cancer Society Cancer Action Network Inc 328 Speen Street Framingham MA 01701 522340031 501 (c) (3) 5500 Sponsor Research Breakfast, Sponsorship Tobacco Free Massachusetts Arthritis Foundation Northeast Region Inc 29 Crafts Street Suite 450 Newton MA 02458 800489313 501 (c) (3) 5000 Walk to cure arthritis United Way of Central Massachusetts Inc 484 Main Street Worcester MA 01608 042104017 501 (c) (3) 5000 Corporate Sponsorship 12 0 Stipends 4 32000 Schedule I, Part II, Line 3 Additional grants and other assistance to domestic organizations Total Additional grants and other assistance to domestic organizations for amounts less that $5,000 total $20,800. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. AT REASONABLE INTERVALS, RE-EVALUATION OF THE GRANTS WILL OCCUR TO ENSURE THAT THE ARRANGEMENTS ARE EXPECTED TO CONTINUE TO SATISFY THE STANDARD SET FORTH. X X X X X X true true false false false false false false false Gary N Lapidas Former President/Director until 1/18/13, UMM Health Ventures, Inc. 0 0 0 0 578684 0 0 0 109 0 578794 0 578684 0 Eric W Dickson MD President & CEO/Director, UMM Health Care, Inc. 929390 0 446327 0 59404 0 345769 0 53241 0 1834131 0 57487 0 Cheryl M Lapriore President/Director, UMM Health Ventures, Inc. 254023 0 58020 0 79214 0 95921 0 23357 0 510536 0 79214 0 Dana E Swenson President/Director, UMM Realty, Inc. 245140 0 55755 0 0 0 92725 0 22462 0 416082 0 0 0 Robert W Finberg MD Director, UMM Health Care, Inc. 0 262809 0 28470 0 640000 0 107867 0 29448 0 1068594 0 640000 Carlos Iitsuka Director until 7/16, UMM Health Ventures, Inc. 298073 0 83850 0 0 0 37197 0 29470 0 448589 0 0 0 O Nsidinanya Okike MD Director, UMM Health Care, Inc. 0 126955 0 0 0 206903 0 1587 0 2328 0 337773 0 19000 Chris Philbin Director, Clinton Hospital Association 197596 0 36720 0 6189 0 28801 0 25965 0 295272 0 6189 0 Catherine Rossi Director, Clinton Hospital Association 179541 0 33048 0 12218 0 54986 0 24690 0 304483 0 12218 0 Douglas S Brown Secretary, UMM Health Care, Inc. 541141 0 145260 0 51623 0 230248 0 24551 0 992823 0 51623 0 Katharine Bolland Eshghi Assistant Secretary, UMM Health Care, Inc. 334982 0 75735 0 35381 0 74940 0 24357 0 545396 0 35381 0 John Glassburn Secretary, UMM Community Hospitals, Inc. 174318 0 9551 0 0 0 4854 0 22462 0 211185 0 0 0 Sergio Melgar Treasurer, UMM Health Care, Inc. 650172 0 175500 0 0 0 79034 0 39149 0 943854 0 0 0 William O'Brien Secretary, UMBHS, Inc. 121856 0 7015 0 0 0 31003 0 25965 0 185841 0 0 0 Jeanne Shirshac Treasurer, UMM Accountable Care Organization, Inc. 199214 0 36755 0 6977 0 26980 0 24545 0 294471 0 6977 0 Francis W Smith Secretary, UMM Medical Group, Inc. 196526 0 14584 0 0 0 18175 0 26476 0 255762 0 0 0 Milton Anderson Former Sr. VP, Chief HR Officer until 9/14 0 0 0 0 197672 0 12246 0 2243 0 212161 0 197672 0 George Brenckle PhD Former Sr. VP, Chief Information Officer until 4/14 0 0 0 0 283922 0 50093 0 109 0 334123 0 283922 0 James P Cyr Sr. VP, Operations (UMMMC) 0 251134 0 57500 0 39833 0 144362 0 23357 0 516186 0 39833 Therese Day VP, Finance / CFO of Med Center 0 284949 0 64837 0 21081 0 114112 0 23357 0 508336 0 21081 Robert Feldmann VP, Corporate Controller 265340 0 89936 0 0 0 83498 0 25664 0 464438 0 0 0 Barbara Fisher Sr VP, Operations (UMMMC) 0 259412 0 59592 0 34021 0 145401 0 24962 0 523387 0 34021 Patricia George VP & Deputy CIO, until 11/15 301124 0 60469 0 25000 0 35957 0 15390 0 437939 0 25000 0 Margaret Hudlin MD CMO/VP Perioperative Svcs, until 9/1/16 0 352077 0 80325 0 114257 0 35700 0 25964 0 608323 0 114257 Cathy Jewell Sr VP, Chief Nursing Officer 0 271469 0 16200 0 64923 0 110865 0 26723 0 490179 0 0 Bart Metzger Sr VP, Chief HR Officer 275796 0 73918 0 9600 0 32921 0 18590 0 410826 0 0 0 John T Randolph VP, Chief Corporate Compliance 222205 0 51190 0 0 0 100688 0 25357 0 399440 0 0 0 Alice Shakman Sr. VP, Operations (UMMMC) 0 263479 0 58826 0 30620 0 113035 0 12157 0 478117 0 30620 Jeffrey A Smith MD Executive VP, COO 0 255953 0 129250 0 0 0 26095 0 13295 0 424593 0 0 Timothy Tarnowski Sr VP, Chief Info Officer 447018 0 101250 0 10449 0 54780 0 37335 0 650832 0 0 0 Diane Thompson Sr. VP, Chief Nursing Officer until 4/9/15 0 99292 0 45487 0 404752 0 17153 0 7803 0 574487 0 385039 Schedule J, Part II 1) THE ABOVE DIRECTORS RECEIVE NO COMPENSATION FOR THEIR ROLE AS DIRECTORS. ALL COMPENSATION RECEIVED RELATES TO THEIR POSITION AS A PHYSICIAN/ADMINISTRATOR Schedule J, Part I, Line 4a Severance or change-of-control payment The following individuals received or had deferred severance in the reporting period: Included in Sch J Col Biii: Anderson, Milton $ 183,169 Brenckle, George, Ph.D. $ 261,927 George, Patricia $ 25,000 Thompson, Diane $ 245,761 Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan The following individuals participated in, or received payment from, a supplemental nonqualified retirement plan in the reporting period: Officers, Directors, Trustees: Bolland Eshghi, Katharine $35,381 Brown, Douglas S. $51,623 Dickson, Eric W., MD $57,487 Finberg, Robert W., MD $640,000 Iitsuka, Carlos $- Lapriore, Cheryl M. $79,214 Melgar, Sergio $- Okike, O. Nsidinanya, MD $19,000 Philbin, Chris $6,189 Rossi, Catherine $12,218 Shirshac, Jeanne $6,977 Swenson, Dana E. $- Subtotal Off, Dir, Trustees $908,089 Key Employees: Cyr, James P. $39,833 Day, Therese $21,081 Feldmann, Robert $- Fisher, Barbara $34,021 Hudlin, Margaret, MD $114,257 Jewell, Cathy $- Metzger, Bart $- Randolph, John T. $- Shakman, Alice $30,620 Smith, Jeffrey A., MD $- Tarnowski, Timothy $- Thompson, Diane $92,217 Subtotal Key Employees $332,029 Former: Anderson, Milton $14,504 Brenckle, George, Ph.D. $21,995 Lapidas, Gary N. $578,684 Subtotal Former $615,183 Total $1,855,301 X 8045 Market value X 1 24408 Market value X Gift Cards 1 11750 Market value X Travel package / Club Memberships 3 13500 Market value X Advertising 1 3600 Market value X Miscellaneous small items 120 32783 Market value 0 false true true Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions UMass Memorial Health Care, Inc. utilizes the services of UMass Memorial Foundation, Inc. (a 501(c) (3) supported organization) to solicit donor contributions, on occasion, the organization receives gifts of publicly traded stock. All gifts of publicly traded stock are immediately sold upon receipt through an investment services firm. For other noncash gifts, the Foundation auctions the gifts to raise funds at the Winter Ball. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE CHANCELLOR OF THE UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL HAS CONTROL OVER 4 TRUSTEE SEATS OF THE ORGANIZATION. THERE ARE NO CLASSES OF TRUSTEES. Form 990, Part VI, Line 11b Review of form 990 by governing body SECTIONS OF THE CORE FORM 990 RELATED TO EXECUTIVE COMPENSATION AND SCHEDULE J ARE REVIEWED IN DETAIL WITH THE ORGANIZATION'S COMPENSATION COMMITTEE OF THE BOARD. THE COMPLIANCE COMMITTEE OF THE BOARD REVIEWS ALL CONTENT ASSOCIATED WITH SCHEDULE L THE AUDIT COMMITTEE OF THE BOARD REVIEWS THE FORM 990 INCLUDING THE ABOVE SCHEDULES AND RECOMMENDS THE FORM 990 TO THE FULL BOARD FOR APPROVAL THE FULL BOARD IS GIVEN ACCESS TO THE FORM 990. Form 990, Part VI, Line 12c Conflict of interest policy THE CONFLICT OF INTEREST POLICY REQUIRES BOARD MEMBERS AND MANAGEMENT TO COMPLETE ANNUAL DISCLOSURE STATEMENTS AND, TO UPDATE THESE DISCLOSURE STATEMENTS FOR SIGNIFICANT CHANGES IN THEIR OUTSIDE GOVERNANCE AND PROFESSIONAL ACTIVITIES OR, FINANCIAL RELATIONSHIPS AS APPROPRIATE. ADDITIONALLY, ALL TRANSACTIONS INVOLVING BOARD MEMBERS OR MANAGEMENT AND THE ORGANIZATION ARE REQUIRED TO BE APPROVED BY THE COMPLIANCE COMMITTEE OF THE BOARD. The following groups of individuals are covered by this policy: a. All Trustees/Directors: all UMM entities b. UMMHC/UMMMC/UMMMG: Dept Heads and above; selected others c. Physicians: all employed physicians, members of any board committee, members of Medical Staff Executive Committees; others as determined appropriate THERE IS ACTIVE MONITORING by the UMMHC Dept. of Compliance AND COMMUNICATION TO ENSURE INDIVIDUALS WITH OUTSIDE RELATIONSHIPS DO NOT INAPPROPRIATELY PARTICIPATE IN BUSINESS DECISIONS OF THE ORGANIZATION, PURCHASING OR RESEARCH DECISIONS. Any conflicts identified are reported to the appropriate officer and/or governing body. We have an appropriate management plan with any individuals with outside relationships that require mitigation. Where it is necessary, individuals may provide subject matter expertise however they have no influence or authorization of decisions for the organization. Form 990, Part VI, Line 15a Process to establish compensation of top management official COMPENSATION MATTERS FOR THE CEO AND SENIOR EXECUTIVES ARE GOVERNED AND OVERSEEN BY THE BOARD OF TRUSTEES OF THE ORGANIZATION. THE BOARD APPROVED A COMPENSATION PHILOSOPHY THAT GOVERNS ALL SUCH DECISIONS. THE PHILOSOPHY INCLUDES THE OBJECTIVES OF THE PROGRAM COMPONENTS OF EXECUTIVE COMPENSATION, THE RELEVANT MARKET POSITIONING IN THE MARKET FACTORS CONSIDERED IN SETTING EXECUTIVE COMPENSATION AND THE IMPORTANCE OF TYING SUCH COMPENSATION TO PERFORMANCE. INDEPENDENT OUTSIDE COMPENSATION CONSULTANTS PROVIDE ADVICE TO THE COMMITTEE AND THE BOARD REPORT DIRECTLY TO THE COMMITTEE AND NOT TO MANAGEMENT. THE COMMITTEE WORKS WITH THESE CONSULTANTS AND WITH LEGAL COUNSEL TO ENSURE THAT ALL COMPENSATION PAID, AS WELL AS THE PROCESS FOLLOWED TO DETERMINE SUCH COMPENSATION IS REASONABLE, MEETS ALL REGULATORY REQUIREMENTS AND IS COMPETITIVE WITH THE RELEVANT MARKET. Form 990, Part VI, Line 19 Required documents available to the public UMASS MEMORIAL MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC AS REQUIRED BY APPLICABLE STATE AND FEDERAL LAWS AND BY REQUEST ON A CASE BY-CASE BASIS. Form 990, Part IX, Line 11g Other Fees DISCOUNT PURCHASING SERVICES - Total Expense: 3032654, Program Service Expense: 3032654, Management and General Expenses: , Fundraising Expenses: ; PRIVACY ADVISORY SERVICES - Total Expense: 216809, Program Service Expense: 216809, Management and General Expenses: , Fundraising Expenses: ; RECRUITMENT FEES - Total Expense: 62352, Program Service Expense: 60637, Management and General Expenses: 1715, Fundraising Expenses: ; MEDICAL SCHOOL PARTICIPATION PAYMENT - Total Expense: 2468731, Program Service Expense: 2468731, Management and General Expenses: , Fundraising Expenses: ; PROFESSIONAL MEDICAL SERVICES - Total Expense: 47873, Program Service Expense: 47873, Management and General Expenses: , Fundraising Expenses: ; AFFILIATE PURCHASED SERVICES - Total Expense: 6799616, Program Service Expense: 6799616, Management and General Expenses: , Fundraising Expenses: ; MEDICAL SCHOOL INTERNS AND RESIDENTS SERVICES - Total Expense: 124216, Program Service Expense: 97339, Management and General Expenses: 26877, Fundraising Expenses: ; ACTUARIAL SERVICES - Total Expense: 237087, Program Service Expense: 237087, Management and General Expenses: , Fundraising Expenses: ; OTHER - Total Expense: 12446456, Program Service Expense: 11616965, Management and General Expenses: 829491, Fundraising Expenses: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances Net assets released from restrictions for operations - 195841; Transfers (to) from related parties - 62441635; Temporary Restricted Expenditures - -2583389; Change in the present value of annuity - -369193; Pledges written off - -3000; Form 990, Part XII, Line 2c Change of oversight process or selection process THE ORGANIZATION'S FINANCIAL STATEMENTS WERE AUDITED BY AN INDEPENDENT PUBLIC ACCOUNTING FIRM ON A CONSOLIDATED BASIS. THE ORGANIZATION HAS AN AUDIT COMMITTEE RESPONSIBLE FOR OVERSIGHT OF THE AUDIT OF ITS CONSOLIDATED FINANCIAL STATEMENTS AS WELL AS THE SELECTION OF AN INDEPENDENT ACCOUNTING FIRM. THE PARENT IS INCLUDED IN UMASS MEMORIAL HEALTH CARE INC AND AFFILIATE'S CONSOLIDATED FINANCIAL STATEMENTS. Part VI, Line 8a and 8b The organization documents the board and committee meetings by taking minutes, which include all meeting discussions and actions. These written minutes are then approved at the following board and committee meetings. UMASS MEMORIAL FOUNDATION INC 333 SOUTH STREET SHREWSBURY MA 01545 043108190 FUNDRAISING ACTIVITY MA 501(c)(3 Type II NA false UMASS MEMORIAL INVESTMENT PARTNERSHIP LLP ONE BIOTECH PARK 365 PLANTATION ST WORCESTER MA 01604 043530755 INVESTMENT MANAGEMENT MA NA Excluded 5022947 299550472 false 13321 true 0.6219 COMMONWEALTH PROFESSIONAL ASSURANCE CO LTD PO BOX 1051 GT GRAND CAYMAN CJ 980226143 CAPTIVE INSURANCE COMPANY CJ UMass Memorial Health Care Inc (Parent) C Corporation 6381947 160843771 1 true false true false false false false false false false false true true true false true true false true UMass Memorial Medical Group Inc M 4075045 Fair Value UMass Memorial Realty Inc K 4265344 Fair Value UMass Memorial Accountable Care Organization Inc M 2786061 Fair Value UMass Memorial Medical Center Inc B 931075 Fair Value UMass Memorial Medical Group Inc B 868538 Fair Value Commonwealth Professional Assurance Company LTD L 25903444 Fair Value Marlborough Hospital B 125297 Fair Value The Clinton Hospital Association B 300000 Fair Value UMass Memorial Medical Group Inc B 148145 Fair Value UMass Memorial Medical Center Inc B 430181 Fair Value UMass Memorial Medical Center Inc Q 152412480 Fair Value UMass Memorial Medical Group Inc Q 47161711 Fair Value Marlborough Hospital Q 4269012 Fair Value The Clinton Hospital Association Q 2847456 Fair Value Central New England HealthAlliance Inc Q 4958976 Fair Value UMass Memorial Realty Inc Q 281148 Fair Value Community HealthLink Inc Q 719208 Fair Value Commonwealth Professional Assurance Company LTD P 33460249 Fair Value UMass Memorial Medical Center Inc S 63472799 Fair Value