2025-11-17T11:38:15-06:00 2024-12-31 PwC US Tax LLP 2001 MARKET ST SUITE 1800 PHILADELPHIA PA 19103 990 2024-01-01 814053028 KAISER PERMANENTE BERNARD J TYSON SCHOOL OF MEDICINE INC % CHIEF TAX OFFICER KAIS 5102716611 C/O KP Tax One Kaiser Plz FL 26 OAKLAND CA 94612 MICHAEL P WALTON CHIEF TAX OFFICER 5102716611 2025-10-22 true ROBERT W FRIZ P00438748 2673303000 2025-10-20 2024 2025-03-06 01:10:19Z MARK A SCHUSTER C/O KP Tax One Kaiser Plz FL 26 OAKLAND CA 94612 147125726 false X https://medschool.kp.org/ X 2016 CA PROVIDE A WORLD-CLASS MEDICAL EDUCATION THAT IGNITES A PASSION FOR LEARNING, DESIRE TO SERVE & COMMITMENT TO IMPROVE THE HEALTH & WELL-BEING OF PATIENTS & COMMUNITIES. 17 14 0 3 0 98240275 112092451 466869 489201 1580277 2829539 3606 5495 100291027 115416686 6293346 7207789 0 0 47465781 290700 0 0 0 45355661 98836070 99114788 106334559 1176239 9082127 108709847 115095275 53580347 51196417 55129500 63898858 X PROVIDE A WORLD-CLASS MEDICAL EDUCATION THAT IGNITES A PASSION FOR LEARNING, DESIRE TO SERVE & COMMITMENT TO IMPROVE THE HEALTH & WELL-BEING OF PATIENTS & COMMUNITIES. false false 93461607 7207789 489201 OPERATION OF A MEDICAL SCHOOL IN SOUTHERN CALIFORNIA INCORPORATING ADVANCED HEALTH INFORMATION TECHNOLOGY, ACKNOWLEDGING THE IMPORTANCE OF COLLABORATION TO DELIVER HEALTH EQUITY. THE SCHOOL OF MEDICINE HAS WAIVED TUITION FOR THE ENTERING CLASSES OF 2020-2025 (I.E. FIRST 6 CLASSES). THE TUITION WAIVER APPLIES TO EACH CLASS FOR THEIR FOUR YEARS OF ENROLLMENT. FOR THE YEARS ENDED DECEMBER 31, 2024 AND 2023, THE TOTAL AMOUNT OF TUITION WAIVED WAS APPROXIMATELY $11.3 MILLION AND $9.0 MILLION, RESPECTIVELY. The Kaiser Permanente Bernard J. Tyson School of Medicine demonstrated its continued commitment to its mission, vision, and values by admitting a diverse group of students to its fifth cohort (47% underrepresented/under-included in medicine, 16% socioeconomic disadvantaged, 31% nontraditional, 16% first-generation). The school waives tuition and fees for all four years of enrollment for its first six cohorts and continues to provide substantial institutional grant aid to offset living expenses (e.g., room and board, transportation). 93461607 true true false false false false false false false false true false false true true false true true true false true false false false false false false true true true false false false false false false false false false false false false false true false false false true X 96 0 0 false false false false false false false false false false true false false X 17 14 false false false false true true true true true false false true true true true true true true true false CA X CHIEF TAX OFFICER 5102716611 C/O KP TAX ONE KAISER PLZ FL 26 OAKLAND CA 94612 X Vanessa Benavides EVP,Chief Legal Officer & Secy 1.0 49.0 X 0 2137057 486134 Andrew Bindman EVP, Chief Medical Officer 0.1 49.9 X 0 1545417 1048791 Mark Schuster Dean & CEO, School of Medicine 50.0 0.0 X X 0 1775599 818099 Thomas Meier SVP, Corporate Treasurer 1.0 49.0 X 0 1502528 138446 Ronald Copeland SVP, Natl Diversity Strat,CDIO 1.0 49.0 X 0 976338 117175 Mark Zemelman SVP, General Counsel & Secy 0.0 0.0 X 0 257774 799702 Julie Miller-Phipps Director 0.0 0.0 X 0 948874 0 Jose Manuel Barral Sanchez Chair, Biomedical Science- SOM 50.0 0.0 X 0 706491 141158 Jonathan Finkelstein Sr Assoc Dn Res & Schol- SOM 50.0 0.0 X 0 641489 174242 Lindia Willies-Jacobo Sr Assoc Dean Admin & EID-SOM 50.0 0.0 X 0 650212 154035 Paul Chung Chair Health Sys Sci- SOM 50.0 0.0 X 0 678094 116810 John Dalrymple Dean & CEO - KPSOM 50.0 0.0 X X 0 720534 58845 Carla Lupi Assoc Dean, Assess & Eval- SOM 50.0 0.0 X 0 641097 90466 Christina Lockwood Assistant Secretary 1.0 49.0 X 0 562627 135339 Mohamed Aboufares Sr Assoc Dean, Admin & Finance 50.0 0.0 X 0 631948 0 Hong-Sze Yu VP, Brd & Corp Gov & Asst Secy 0.1 49.9 X 0 307089 8143 Ramon F Baez Director 0.56 2.58 X 0 279143 30645 Maryann Bodayle Assistant Secretary 0.1 49.9 X 0 205630 51360 Peter Lee PHD Director 2.0 0.0 X 37600 0 0 Holly Humphrey MD Director & Chair 3.0 0.0 X 33200 0 0 David Nichols MD Director 3.0 0.0 X 30000 0 0 Carol Raphael Director 3.0 0.0 X 29800 0 0 Glenn Hackbarth JD Director 3.0 0.0 X 29800 0 0 Mary Hentges Director 3.0 0.0 X 28600 0 0 Maria S Salinas Director 2.0 0.0 X 26400 0 0 Gilbert Salinas Director 2.0 0.0 X 26000 0 0 Anthony Iton JD Director 2.0 0.0 X 24700 0 0 Marc A Nivet Director 3.0 0.0 X 24600 0 0 Maria Ansari MD Director 2.0 0.0 X 0 0 0 Ramin Davidoff MD Director 2.0 0.0 X 0 0 0 Wui-Leong Koh MD Director 2.0 0.0 X 0 0 0 Anne Wojcicki Director 0.0 0.0 X 0 0 0 215400 15167941 4369390 0 true true true PERMANENTE FEDERATION LLC ONE KAISER PLAZA OAKLAND CA 94612 EDUCATION SERVICES 14043828 PRICEWATERHOUSECOOPERS LLP 4040 W BOY SCOUT BLVD TAMPA FL 33607 CONSULTING SERVICES 2529505 ROSE INTERNATIONAL INC 16305 SWINGLEY RIDGE ROAD SUITE 350 CHESTERFIELD MO 63017 STAFFING SERVICES 2376499 UBER TECHNOLOGIES INC 1515 3RD ST SAN FRANCISCO CA 94158 Transportation 761519 WPP GROUP USA INC 530 MARYVILLE CENTRE DR ST LOUIS MO 63141 MEDIA SERVICES 408023 8 110953269 605796 533386 112092451 STUDENT APPLICATION FEES 611710 289300 289300 0 OTHER PROGRAM SERVICES 611710 199901 199901 489201 3010885 0 3010885 0 0 0 0 0 31527694 31709040 -181346 -181346 0 -181346 0 0 0 0 0 0 0 0 0 GIFT SHOP REVENUE 453220 5495 0 0 5495 5495 115416686 489201 0 2835034 114093 114093 7093696 7093696 0 0 290700 290700 0 0 0 0 0 0 0 224896 224896 183138 183138 0 0 72352 72352 0 649401 649401 440262 352210 88052 1899581 1899581 0 7565405 6720771 844634 1701398 1701398 0 1077757 1077757 0 0 235326 235326 1279195 1086195 193000 SHARED SERVICES 53945115 45507056 8438059 PURCHASED NON-MEDICAL SERVICES 19746438 19704438 42000 INTERREGIONAL COST CHARGES 7478890 6709927 768963 DUES & SUBSCRIPTIONS 771306 771306 1565610 1565610 106334559 93461607 12872952 0 0 0 3704 1404 0 0 789650 1468871 0 0 0 0 0 0 0 0 1270034 1448886 2409202 947390 695965 1461812 50309562 59367690 0 0 0 0 0 0 55640932 51346612 108709847 115095275 0 0 0 0 279501 214451 0 0 0 0 0 0 0 0 0 0 53300846 50981966 53580347 51196417 X 0 0 0 0 55129500 63898858 55129500 63898858 108709847 115095275 X 9082127 -441516 128747 X false true X true false X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1443151 947390 495761 966051 966051 1461812 OPERATING LEASE ROU ASSETS 51218293 OTHER LONG-TERM ASSETS 128319 51346612 0 DUE TO AFFILIATED ORGANIZATION 3950839 OPERATING LEASE LIABILITIES 40868849 OTHER CURRENT LIABILITIES 6162278 50981966 4519812 4519812 72352 110824522 110896874 115416686 106262207 106262207 72352 72352 106334559 SCHEDULE D, PART X, LINE 2 ASC 740 FOOTNOTE: THE ORGANIZATION'S FINANCIAL STATEMENTS DO NOT INCLUDE A FOOTNOTE UNDER ASC 740. SCHEDULE D, PART XI, LINE 4b CONTRIBUTIONS FROM AFFILIATE ORG $ 110,953,269 OTHER THAN TEMPORARY IMPAIRMENTS 273,736 GAIN/LOSS ON INVESTMENT - BOOK (221,137) GAIN/LOSS ON INVESTMENT - TAX (181,346) ------------- TOTAL $ 110,824,522 true true true true true true true false false false false false false false false false false true SCHEDULE E, LINE 3 KAISER PERMANENTE BERNARD J. TYSON SCHOOL OF MEDICINE (KPSOM) HAS A POLICY OF NON-DISCRIMINATION AGAINST PROSPECTIVE AND CURRENT STUDENTS, WHICH HAS BEEN APPROVED BY THE BOARD OF DIRECTORS OF KPSOM. true North America 0 0 Program Services Conference / Seminars 14881 0 0 0 0 14881 14881 false false false false false false true Childrens Hospital Los Angeles 4650 Sunset Blvd Los Angeles CA 90027 951690977 501(c)(3) 14080 Extramural Research Project Regents University of California San Diego 1111 Franklin St Oakland CA 94607 956006144 Government 9090 Extramural Research Project Regents University California Los Angeles 1111 Franklin St Oakland CA 94607 956006143 Government 44609 Extramural Research Project University Of Southern California University Gardens Bldg LA CA 90089 951642394 501(c)(3) 19187 Extramural Research Project Virginia Commonwealth University (Vcu) 800 E Leigh St Richmond VA 23298 546001758 Government 27127 Extramural Research Project 5 0 Institutional Grant Aid 250 7093696 SCHEDULE I, PART I, LINE 2 Grantees submit reports using Kaiser Permanente's online grants management system. Grantees are required to report on grant outcomes and performance metrics bi-annually or annually based on the grant term and grant amount. Grantees may be requested to participate in interviews or focus groups as part of KP's evaluation activities. true true false false false false false true false Vanessa Benavides EVP,Chief Legal Officer & Secy 0 741798 0 1068967 0 326292 0 463381 0 22753 0 2623191 0 197032 Andrew Bindman EVP, Chief Medical Officer 0 780529 0 728079 0 36809 0 1019704 0 29087 0 2594208 0 0 Mark Schuster Dean & CEO, School of Medicine 0 515404 0 151985 0 1108210 0 803868 0 14231 0 2593698 0 409887 Thomas Meier SVP, Corporate Treasurer 0 607868 0 766177 0 128483 0 112281 0 26165 0 1640974 0 0 Ronald Copeland SVP, Natl Diversity Strat,CDIO 0 443451 0 436399 0 96488 0 73397 0 43778 0 1093513 0 0 Mark Zemelman SVP, General Counsel & Secy 0 0 0 0 0 257774 0 799702 0 0 0 1057476 0 0 Julie Miller-Phipps Director 0 0 0 938416 0 10458 0 0 0 0 0 948874 0 0 Jose Manuel Barral Sanchez Chair, Biomedical Science- SOM 0 464833 0 107789 0 133869 0 118700 0 22458 0 847649 0 98848 Jonathan Finkelstein Sr Assoc Dn Res & Schol- SOM 0 492241 0 142455 0 6793 0 138858 0 35384 0 815731 0 0 Lindia Willies-Jacobo Sr Assoc Dean Admin & EID-SOM 0 461512 0 65247 0 123453 0 125845 0 28190 0 804247 0 0 Paul Chung Chair Health Sys Sci- SOM 0 464074 0 67821 0 146199 0 112512 0 4298 0 794904 0 108076 John Dalrymple Dean & CEO - KPSOM 0 454256 0 150000 0 116278 0 47760 0 11085 0 779379 0 0 Carla Lupi Assoc Dean, Assess & Eval- SOM 0 375877 0 36776 0 228444 0 76698 0 13768 0 731563 0 0 Christina Lockwood Assistant Secretary 0 346992 0 174554 0 41081 0 107957 0 27382 0 697966 0 0 Mohamed Aboufares Sr Assoc Dean, Admin & Finance 0 631948 0 0 0 0 0 0 0 0 0 631948 0 0 Hong-Sze Yu VP, Brd & Corp Gov & Asst Secy 0 46282 0 198720 0 62087 0 2338 0 5805 0 315232 0 44787 Ramon F Baez Director 0 262000 0 0 0 17143 0 30645 0 0 0 309788 0 0 Maryann Bodayle Assistant Secretary 0 185512 0 17770 0 2348 0 38740 0 12620 0 256990 0 0 Schedule J, Part I, Line 3 THE FILING ORGANIZATION RELIED ON A RELATED ORGANIZATION THAT USED ONE OR MORE OF THE METHODS DESCRIBED BELOW TO ESTABLISH THE TOP MANAGEMENT OFFICIALS' COMPENSATION: - COMPENSATION COMMITTEE - INDEPENDENT COMPENSATION CONSULTANT - FORM 990 OF OTHER ORGANIZATIONS - WRITTEN EMPLOYMENT CONTRACT - COMPENSATION SURVEY OR STUDY, AND - APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE OF A RELATED ORGANIZATION. Schedule J, Part I, Line 4a Mark Schuster $597,551 Mark Zemelman 244,000 LISTED PERSONS PARTICIPATED IN SEPARATION ARRANGEMENTS. DEPENDING ON POSITION LEVEL, TENURE, AND SEPARATION REASON, BENEFITS PAYABLE UNDER THESE ARRANGEMENTS PROVIDE FOR PAY AND HEALTH BENEFITS CONTINUATION PLUS PAYMENT OF ACCRUED OBLIGATIONS. IN ADDITION, FOR SOME OF THE LISTED PERSONS, BENEFITS PAYABLE INCLUDE PRORATED INCENTIVE AWARDS FOR PERFORMANCE PERIODS NOT YET ENDED. NONE OF THE LISTED PERSONS PARTICIPATED IN ARRANGEMENTS ENTITLING THEM TO CHANGE-OF-CONTROL PAYMENTS. Schedule J, Part I, Line 4b SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PAYMENT Vanessa Benavides $ 269,030 Mark Schuster 469,274 Thomas Meier 87,285 Ronald Copeland 57,816 Jose Manuel Barral Sanchez 129,691 Lindia Willies-Jacobo 119,298 Paul Chung 139,398 Carla Lupi 214,515 Hong-Sze Yu 56,362 SOME OF THE PARTICIPANTS LISTED IN SCHEDULE J, PART II PARTICIPATED IN NONQUALIFIED SUPPLEMENTAL RETIREMENT PLANS. UNDER THESE PLANS, THE ORGANIZATION MAKES ANNUAL CONTRIBUTIONS TO A NOTIONAL ACCOUNT ON BEHALF OF EACH PARTICIPANT. CONTRIBUTIONS VARY BY POSITION, LEVEL AND PAY, AND VEST OVER TIME BASED ON AGE AND/OR SERVICE. PARTICIPANT ACCOUNTS ARE CREDITED WITH A FIXED RATE OF INTEREST, INVESTED IN AVAILABLE MUTUAL FUNDS OR A COMBINATION OF BOTH. CERTAIN OFFICERS ACCRUE A BENEFIT THAT VESTS BASED ON AGE AND SERVICE AND TARGETS A PERCENTAGE OF FINAL AVERAGE PAY LESS PRIOR PLAN OFFSETS. UNVESTED AMOUNTS ARE SUBJECT TO RISK OF FORFEITURE. SCHEDULE J, PART I, LINE 7 NON-FIXED PAYMENTS THE ORGANIZATION PROVIDED NON-FIXED PAYMENTS TO SOME OF THE PERSONS LISTED. PAYMENTS WERE MADE UNDER DISCRETIONARY BONUS PROGRAMS AND INCENTIVE PLANS, BASED ON ATTAINMENT OF ORGANIZATIONAL PERFORMANCE GOALS AND INDIVIDUAL PERFORMANCE, DESIGNED TO SUPPORT THE ORGANIZATION'S MISSION TO PROVIDE HIGH-QUALITY, AFFORDABLE CARE AND IMPROVE THE HEALTH OF ITS MEMBERS AND THE COMMUNITIES IT SERVES. THE PLANS' ORGANIZATIONAL PERFORMANCE GOALS INCLUDED: QUALITY OF CARE AND SERVICE, MEMBERSHIP GROWTH, OPERATING INCOME, PER MEMBER EXPENSE TREND, AND COMMUNITY BENEFIT. PLAN DESIGNS, PERFORMANCE, AND PAYOUT LEVELS, AS WELL AS INDIVIDUAL PAYMENTS TO CERTAIN PERSONS, WERE REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS, COMPRISED OF INDEPENDENT DIRECTORS. SCHEDULE J, PART II, COLUMN B(iii) A PORTION OF THE SEVERANCE PAYMENTS INCLUDED AS REPORTABLE COMPENSATION IN SCHEDULE J, PART II, COLUMN B(iii) WAS NOT PREVIOUSLY DISCLOSED IN SCHEDULE J, PART II, COLUMN C IN THE YEAR OF SEPARATION. ALL RELATED SEVERANCE AMOUNTS PREVIOUSLY PAID WERE PROPERLY REPORTED IN PRIOR YEAR'S SCHEDULE J AND FORM 990, PART VII. SCHEDULE J, PART II, COLUMN F AMOUNTS INCLUDED IN SCHEDULE J, PART II, COLUMN F INCLUDE AMOUNTS PREVIOUSLY REPORTED AS DEFERRED COMPENSATION, AS WELL AS DISTRIBUTIONS FROM A 457(B) PLAN THAT WERE PREVIOUSLY REPORTED AS REPORTABLE COMPENSATION IN ACCORDANCE WITH FORM 990 INSTRUCTIONS. FORM 990, PART VII, SECTION A, LINE 5 MOHAMED ABOUFARES RECEIVED COMPENSATION FROM AN UNRELATED ORGANIZATION, ROSE INTERNATIONAL. FORM 990, PART V, LINE 2A ALL EMPLOYEES PERFORMING SERVICES FOR KAISER PERMANENTE BERNARD J. TYSON SCHOOL OF MEDICINE, INC.(KPSOM) ARE EMPLOYEES OF OTHER KAISER ORGANIZATIONS. KPSOM IS RECHARGED BY OTHER KAISER ORGANIZATIONS FOR EMPLOYEES' TIME. FORM 990, PART VI, LINE 1A THE EXECUTIVE COMMITTEE, CONSISTING OF EIGHT DIRECTORS INCLUDING THE BOARD CHAIR, CHAIRS OF OTHER STANDING COMMITTEES, ONE KFHP/H DIRECTOR AND ONE PMG DIRECTOR, HAS AUTHORITY TO ACT FOR THE BOARD BETWEEN MEETINGS EXCEPT IT HAS NO AUTHORITY TO: 1. APPROVE ANY ACTION FOR WHICH CA NONPROFIT PUBLIC BENEFIT CORPORATION LAW OR THIS CORPORATION'S BYLAWS ALSO REQUIRE APPROVAL OF THE MEMBER; 2. FILL VACANCIES ON THE BOARD OR ON ANY COMMITTEE WHICH HAS THE AUTHORITY OF THE BOARD; 3. APPOINT OR REMOVE THE DEAN; 4. ADOPT, AMEND OR REPEAL BYLAWS; 5. AMEND OR REPEAL ANY RESOLUTION OF THE BOARD WHICH BY ITS EXPRESS TERMS IS NOT SO AMENDABLE OR REPEALABLE; 6. APPOINT COMMITTEES OF THE BOARD OR APPOINT THE MEMBERS THEREOF; 7. DETERMINE OR ADJUST IN ANY WAY THE COMPENSATION OF THE DEAN OR OTHERS WHOSE COMPENSATION IS UNDER THE PURVIEW OF THE COMPENSATION COMMITTEE OR THE BOARD; OR 8. APPROVE ANY ASPECT OF A TRANSACTION INVOLVING THE CORPORATION WHEN A MEMBER OF THE BOARD OF DIRECTORS HAS A MATERIAL FINANCIAL INTEREST IN THAT TRANSACTION. FORM 990, PART VI, LINE 6 THE SOLE CORPORATE MEMBER OF THE CORPORATION IS KAISER FOUNDATION HOSPITALS ("KFH"), A CALIFORNIA NONPROFIT CORPORATION. FORM 990, PART VI, LINE 7A THE BOARD NOMINATES AND KFH APPOINTS ALL DIRECTORS OTHER THAN EX-OFFICIO DIRECTORS. REMOVAL OF DIRECTORS REQUIRES MEMBER APPROVAL. FORM 990, PART VI, LINE 7B THE FOLLOWING ACTIONS BY THE BOARD ARE SUBJECT TO THE APPROVAL OF THE MEMBER: (I) APPROVAL OF ANNUAL OPERATING, CASH AND CAPITAL BUDGETS; (II) APPROVAL OF THE CORPORATION'S LONG-RANGE STRATEGIC OR BUSINESS PLAN AND BUDGET FORECASTS; (III) CORPORATE BORROWINGS, DEBT ISSUANCE, OR GUARANTEES OF PAYMENT OF DEBT SERVICE; (IV) ACQUISITION, SALE, LEASE OR MORTGAGE OF ANY REAL PROPERTY; (V) ACCEPTANCE OF DONATIONS WHICH NECESSITATE MAJOR ADDITIONAL CAPITAL OR OPERATING EXPENDITURES; (VI) FORMATION OF ANY NEW CORPORATION, PARTNERSHIP OR ENTITY IN WHICH THE CORPORATION WILL BE A MAJORITY SHAREHOLDER, THE CONTROLLING MEMBER OR MEMBERS, THE CONTROLLING PARTNER OR PARTNERS, OR WILL EXERCISE CONTROL THROUGH ANY OTHER MECHANISM; (VII) APPROVAL OF THE BOARD'S SELECTION OF ANY CANDIDATE TO SERVE AS A DIRECTOR OF THE CORPORATION; (VIII) MERGER OR CONSOLIDATION OF THE CORPORATION WITH ONE OR MORE OTHER CORPORATION(S), OR AFFILIATION OR JOINT VENTURE OF THE CORPORATION WITH ONE OR MORE OTHER BUSINESS ENTITIES; THE MEMBER HAS SOLE AUTHORITY TO APPROVE THE FOLLOWING ACTIONS: (I) CHANGING THE CHARITABLE MISSION OR PURPOSE OR PURPOSES OF THE CORPORATION; (II) AMENDMENT, REPEAL OR RESTATEMENT OF THE ARTICLES OF INCORPORATION OR BYLAWS OF THE CORPORATION; (III) SALE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE CORPORATION'S ASSETS; (IV) VOLUNTARY DISSOLUTION OF THE CORPORATION; (V) APPROVAL OF ANY OTHER ACTION THAT WOULD BE INCONSISTENT WITH THE OBJECTIVES AND PURPOSES OF THE CORPORATION SET FORTH IN THE CORPORATION'S ARTICLES OF INCORPORATION OR IN ARTICLE I OF THE BYLAWS. FORM 990, PART VI, LINE 11B FORM 990 REVIEW PROCESS: 1. KEY INFORMATION NECESSARY FOR THE PREPARATION OF THE TAX RETURN IS OBTAINED AND/OR CONFIRMED WITH INTERNAL SOURCES INCLUDING REGIONAL FINANCE, EXECUTIVE COMPENSATION, COMMUNITY BENEFITS, TREASURY, GOVERNMENT RELATIONS, AND LEGAL. 2. PRIOR TO FINALIZATION, THE RETURN IS REVIEWED BY AN EXTERNAL TAX ADVISOR. 3. ONCE SIGNED BY AN EXTERNAL TAX ADVISOR, THE RETURN AND UNDERLYING DATA ARE REVIEWED BY AN OFFICER OR A MEMBER OF MANAGEMENT DESIGNATED BY AN OFFICER FOR SIGNATURE AND FILING. 4. COPIES ARE THEN PROVIDED TO BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, LINE 12C Ethics and Compliance Ongoing Monitoring and Enforcement Activities Kaiser Permanente regularly and consistently monitors and enforces compliance with the Conflicts of Interest policy in the following ways: Reporting Conflicts of Interest Concerns - The Ethics and Compliance Hotline or Webline is available to all employees, vendors, contractors, and agents to anonymously report actual or perceived conflicts of interest. The Hotline is managed by a third party; however, reported conflicts of interest allegations are provided to Ethics and Compliance for investigation, and if required, corrective actions are taken to address the conflict of interest. Employees are prohibited from retaliating against or intimidating anyone who reports concerns in good faith or refuse to participate in wrongdoing. Executive Disclosure Process - Executives are required to fill out a disclosure form upon their hiring or promotion to this level. Any necessary actions, such as requesting additional information from the Executive, are handled in compliance with established policies and written standards. Responses and actions regarding conflicts of interest are documented within our record-keeping system for tracking and reporting purposes. Annual Disclosure Process - Annually, Directors, Officers, Key Employees, Executives, and other employees in roles with elevated risk (e.g., research investigator, managers and supervisors with funds disbursement authority, or sales consultants) are required to complete a Conflicts of Interest Disclosure form. Responses are reviewed by Ethics and Compliance, Board Services, and / or the Governance, Accountability and Nominating Committee of the Kaiser Foundation Health Plan/Hospital Board of Directors. When actions are required, they are addressed in accordance with policies and written standards. Conflicts of interest responses and actions are maintained in our system of record for tracking and reporting purposes. Ongoing Disclosure Process - In addition to the annual disclosure process and in accordance with the Conflicts of Interest policy, on an ongoing basis Ethics and Compliance receives, consults, and reports on conflicts of interest matters. External Audit Review of Disclosures - Annually, as a part of the Kaiser Permanente external audit, an outside certified public accounting firm reviews the conflicts of interest disclosure process and actions taken for Directors, Officers, Key Employees, and Executives. The results, inclusive of any findings, are presented to the Kaiser Foundation Health Plan/ Hospital Audit and Compliance Committee of the Board of Directors. Awareness and Enforcement - The following general awareness and enforcement guidelines are followed: - Interactive conflicts of interest scenarios, and the Conflicts of Interest and Corrective or Disciplinary Action policies are provided and reviewed as part of the general annual ethics and compliance training, and compliance training for new employees. - Employees who complete the training are provided learning boosters which occur 2 days, 2 weeks, and 2 months after the course to help retain and apply learning. - The Conflicts of Interest Policy is reviewed and attested to by those selected to complete the annual disclosure form. - Conflict of interest topics (e.g., how to disclose conflict of interest situations, examples of conflicts of interest, etc.) are included in annual Ethics and Compliance week's activities. - Road shows are conducted throughout the year to educate employees in elevated risk departments, such as Community Health, on conflicts of interest situations. - Represented employees are subject to corrective or disciplinary action provisions outlined in the regional or national collective bargaining agreements and applicable policies. In the event disciplinary action is required due to failure to comply with applicable legal and regulatory requirements, policies and procedures, the Code of Ethical Conduct (Principles of Responsibility), unsatisfactory performance, or misconduct disciplinary action includes, but is not limited to: * verbal discussion, coaching, and/or warning by the employee's immediate supervisor or higher-level manager to correct the problem; * written notice, with or without final warning; * suspension, with or without final warning; or * termination of employment. FORM 990, PART VI, LINE 15A/B COMPENSATION DETERMINATION THE EXECUTIVE COMPENSATION PROGRAM FOR THE CEO/TOP MANAGEMENT OFFICIAL AND CERTAIN OFFICERS AS ADMINISTERED BY KAISER PERMANENTE BERNARD J. TYSON SCHOOL OF MEDICINE (KP-SOM) IS DESIGNED TO RECRUIT, RETAIN AND MOTIVATE QUALIFIED SENIOR MANAGEMENT PERSONNEL. THE CEO/TOP MANAGEMENT OFFICIAL AND CERTAIN OFFICERS HAVE A SIGNIFICANT IMPACT ON THE STRATEGIC AND POLICY DIRECTION AND RESULTS OF THE ORGANIZATION. THEREFORE, THE EXECUTIVE COMPENSATION PROGRAM HAS A PERFORMANCE-BASED COMPONENT. THE COMPENSATION PROGRAM FOR THE CEO/TOP MANAGEMENT OFFICIAL AND OTHER DISQUALIFIED PERSON EXECUTIVES WHO PERFORM SUBSTANTIALLY ALL OF THEIR SERVICE FOR THE ORGANIZATION ARE REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. THE CEO/TOP MANAGEMENT OFFICIAL WILL BE SUBJECT TO FINAL APPROVAL BY CERTAIN DISINTERESTED DIRECTORS OF THE BOARD. CERTAIN OTHER OFFICERS ARE REVIEWED ANNUALLY BY THE CEO/TOP MANAGEMENT OFFICIAL, THE KP-SOM COMPENSATION COMMITTEE AND/OR MANAGEMENT COMMITTEE ON COMPENSATION. PRIOR TO PAYMENT, ALL PROGRAMS AND PAYMENTS TO THE CEO, EXECUTIVE DIRECTOR, AND OTHER TOP MANAGEMENT OFFICIALS (EXECUTIVES) ARE REVIEWED BY THE BOARD OF DIRECTORS, COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OR THE CEO/TOP MANAGEMENT OFFICIAL, AND FOR CERTAIN OFFICERS THE KP-SOM COMPENSATION COMMITTEE AND/OR THE MANAGEMENT COMMITTEE ON COMPENSATION. BASE PAY FOR EXECUTIVE POSITIONS IS ESTABLISHED AT A LEVEL COMPARABLE TO THE RELEVANT MARKET. IN ADDITION, FOR CERTAIN EXECUTIVES, OTHER COMPONENTS OF THE COMPENSATION PROGRAM BEAR "AT-RISK" FEATURES DESIGNED TO FOCUS ON STRATEGICALLY IMPORTANT PERFORMANCE GOALS AND TO ASSIST IN ATTRACTING AND RETAINING TOP PERFORMERS. THE EXECUTIVE COMPENSATION PROGRAM IS TARGETED TO BE COMPETITIVE TO THE COMPARABLE EXTERNAL MARKET IN WHICH THE ORGANIZATION COMPETES FOR EXECUTIVE LEADERSHIP. EVALUATION OF COMPARABLE PAY DATA IS PERFORMANED BY AN INDEPENDENT COMPENSATION, BENEFITS & HUMAN RESOURCES CONSULTING FIRM. FORM 990, PART VI, LINE 18 TO REQUEST COPIES, CONTACT: NATIONAL COMMUNICATIONS - RM OPERATIONS KAISER FOUNDATION HEALTH PLAN AND HOSPITALS ONE KAISER PLAZA, 22ND FLOOR OAKLAND, CA 94612 FORM 990, PART VI, LINE 19 These documents are made available when regulatorily required. FORM 990, PART VII, SECTION A, COLUMN B HOURS FOR RELATED ORGANIZATIONS ALL OFFICERS WORK FULL TIME IN THEIR EMPLOYEE CAPACITY. FULL TIME WORK MAY REQUIRE IN EXCESS OF THE TRADITIONAL 40 HOUR WEEK. GIVEN THE INTEGRATED NATURE OF OUR ORGANIZATION, EMPLOYEES MAY PROVIDE SUPPORT FOR VARIOUS KAISER PERMANENTE COMPANIES. THE AVERAGE HOURS PER WEEK REPORTED FOR THE FILING ORGANIZATION AND RELATED ORGANIZATIONS WERE ESTIMATED. FORM 990, PART XI, Line 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES CHANGE IN CAPITAL TRANSFERS $ 110,953,269 CONTRIBUTIONS FROM AFFILIATED ORG (110,953,269) OTHER THAN TEMPORARY IMPAIRMENTS (273,736) GAIN/LOSS ON INVESTMENTS - BOOK 221,137 GAIN/LOSS ON INVESTMENTS - TAX 181,346 --------------- TOTAL $ 128,747 Kaiser Foundation Hospitals One Kaiser Plaza - 26th FL Oakland CA 94612 941105628 Health Care CA 501(c)(3) 3 NA false Kaiser Foundation Health Plan Inc One Kaiser Plaza - 26th FL Oakland CA 94612 941340523 Health Care CA 501(c)(3) 10 NA false Kaiser Fdn Health Plan of Colorado One Kaiser Plaza - 26th FL Oakland CA 94612 840591617 Health Care CO 501(c)(3) 10 KFHP Inc false Kaiser Fdn Health Plan of Georgia Inc One Kaiser Plaza - 26th FL Oakland CA 94612 581592076 Health Care GA 501(c)(3) 10 KFHP Inc false Kaiser Foundation Health Plan of the MAS One Kaiser Plaza - 26th FL Oakland CA 94612 520954463 Health Care MD 501(c)(3) 10 KFHP Inc false Kaiser Fdn Health Plan of the Northwest One Kaiser Plaza - 26th FL Oakland CA 94612 930798039 Health Care OR 501(c)(3) 10 KFHP Inc false Kaiser Fdn Health Plan of Washington One Kaiser Plaza - 26th FL Oakland CA 94612 910511770 Health Care WA 501(c)(3) 3 KFHPW Hldgs false Kaiser Hospital Asset Management Inc One Kaiser Plaza - 26th FL Oakland CA 94612 943299125 Asset Mgmt CA 501(c)(3) 12-I KFH false Kaiser Health Plan Asset Management Inc One Kaiser Plaza - 26th FL Oakland CA 94612 943299124 Asset Mgmt CA 501(c)(3) 12-I KFHP Inc false Camp Bowie Service Center One Kaiser Plaza - 26th FL Oakland CA 94612 943299123 Admin CA 501(c)(3) 12-I KFHP Inc false Lokahi Assurance LTD One Kaiser Plaza - 26th FL Oakland CA 94612 912171891 WC Placement HI 501(c)(3) 12-I KFHP Inc false 1800 Harrison Foundation One Kaiser Plaza - 26th FL Oakland CA 94612 943317484 Financing CA 501(c)(3) 12-I KFHP Inc false Kaiser Hospital Assistance Corporation One Kaiser Plaza - 26th FL Oakland CA 94612 311779500 Financing CA 501(c)(3) 12-I KFH false Kaiser Health Alternatives One Kaiser Plaza - 26th FL Oakland CA 94612 930954562 Health Care OR 501(c)(3) 10 KFHP Inc false KFHPW Holdings One Kaiser Plaza - 26th FL Oakland CA 94612 930480268 Health Care WA 501(c)(3) 12-I KFHP Inc false Group Health Northwest One Kaiser Plaza - 26th FL Oakland CA 94612 911216856 Inactive WA 501(c)(3) 12-I KFHP of WA false Kaiser Fdn For The Adv of Integrated HC One Kaiser Plaza - 26th FL Oakland CA 94612 823819611 Advocacy CA 501(c)(4) N/A KFHP Inc false Kaiser Fdn Health Plan of Nevada Inc One Kaiser Plaza - 26th FL Oakland CA 94612 372097870 Health Care DE 501(c)(4) N/A KFHP Inc false KP Medical Foundation One Kaiser Plaza - 26th FL Oakland CA 94612 920685740 Health Care DE 501(c)(3) 12-I KFHP Inc false KFH Holdings Inc One Kaiser Plaza - 26th FL Oakland CA 94612 884172095 Holding Co DE 501(c)(3) 12-I KFH false Risant Health Inc One Kaiser Plaza - 26th FL Oakland CA 94612 923467590 Health Care DE 501(c)(3) 12-I NA false Geisinger Health 100 N Academy Ave MC 49-70 Danville PA 17822 231995911 Philanthropy PA 501(c)(3) 7 Risant Hlth false Community Medical Center 100 N Academy Ave MC 49-70 Danville PA 17822 240862246 Health Care PA 501(c)(3) 3 GH false Geisinger-Bloomsburg Hospital 100 N Academy Ave MC 49-70 Danville PA 17822 232193572 Health Care PA 501(c)(3) 3 GH false Geisinger Clinic 100 N Academy Ave MC 49-70 Danville PA 17822 236291113 Health Care PA 501(c)(3) 3 GH false Geisinger Commonwealth Sch of Medicine 100 N Academy Ave MC 49-70 Danville PA 17822 260812968 Medical Edu PA 501(c)(3) 2 GH false Geisinger Community Health Services 100 N Academy Ave MC 49-70 Danville PA 17822 232967235 Health Care PA 501(c)(3) 10 GSS false Geisinger Health Plan 100 N Academy Ave MC 49-70 Danville PA 17822 232311553 Health Care PA 501(c)(4) N/A GH false Geisinger Insurance Corporation RRG 100 N Academy Ave MC 49-70 Danville PA 17822 141909894 Insurance VT 501(c)(3) 12-I GH false Geisinger Jersey Shore Hospital 100 N Academy Ave MC 49-70 Danville PA 17822 240792115 Health Care PA 501(c)(3) 3 GH false Geisinger-Lewistown Hospital 100 N Academy Ave MC 49-70 Danville PA 17822 231352187 Health Care PA 501(c)(3) 3 GH false Geisinger Medical Center 100 N Academy Ave MC 49-70 Danville PA 17822 240795959 Health Care PA 501(c)(3) 3 GH false Geisinger Medical Center Muncy 100 N Academy Ave MC 49-70 Danville PA 17822 851226106 Health Care PA 501(c)(3) 3 GHMJV false Geisinger System Services 100 N Academy Ave MC 49-70 Danville PA 17822 232164794 Support Svcs PA 501(c)(3) 12-I GH false GSL Hospital 801 Ostrum Street Bethlehem PA 18015 824432109 Health Care PA 501(c)(3) 3 GH false GSLPG Inc 801 Ostrum Street Bethlehem PA 18015 825423865 Health Care PA 501(c)(3) 3 GSL Hospital false Geisinger Wyoming Valley Medical Center 100 N Academy Ave MC 49-70 Danville PA 17822 231996150 Health Care PA 501(c)(3) 3 GH false Keystone Health Information ExchangeInc 100 N Academy Ave MC 49-70 Danville PA 17822 464359893 Health Care PA 501(c)(3) 12-I GH false Marworth 100 N Academy Ave MC 49-70 Danville PA 17822 232171417 Health Care PA 501(c)(3) 3 GH false West Shore Advanced Life Support Svcs 100 N Academy Ave MC 49-70 Danville PA 17822 232463002 Health Care PA 501(c)(3) 7 GC false GNJ Physicians Group PC 100 N Academy Ave MC 49-70 Danville PA 17822 820681884 Health Care NJ 501(c)(3) 10 GH false The Moses H Cone Memorial Hospital 1200 North Elm St Greensboro NC 27401 560532302 Health Care NC 501(c)(3) 12-II Risant Hlth false The Moses H Cone Memorial Hops Oper Corp 1200 North Elm St Greensboro NC 27401 581588823 Health Care NC 501(c)(3) 3 MC Hospital false Moses Cone Affiliated Physicians Inc 1200 North Elm St Greensboro NC 27401 300554775 Health Care NC 501(c)(3) 3 MC Hospital false Moses Cone Physician Services Inc 1200 North Elm St Greensboro NC 27401 800249057 Health Care NC 501(c)(3) 3 MC Hospital false Moses Cone Medical Services Inc 1200 North Elm St Greensboro NC 27401 561714318 Health Care NC 501(c)(3) 3 MC Hospital false Reidsville Ob & Gyn Physicians Inc 1200 North Elm St Greensboro NC 27401 800217430 Health Care NC 501(c)(3) 3 MC Hospital false ARMC Health Care 1200 North Elm St Greensboro NC 27401 581681363 Health Care NC 501(c)(3) 3 MC Hospital false Alamance Regional Medical Center Inc 1200 North Elm St Greensboro NC 27401 560529994 Health Care NC 501(c)(3) 3 ARMC HC false Cone Health Philanthropic Foundation 1200 North Elm St Greensboro NC 27401 581681560 Fundraising NC 501(c)(3) 12-II Alamance MC false ARMC Physicians Care Inc 1200 North Elm St Greensboro NC 27401 562095382 Health Care NC 501(c)(3) 3 ARMC HC false The Moses Cone - Wesley Long Health Fdn 1200 North Elm St Greensboro NC 27401 562001399 Funding NC 501(c)(3) 12-II MC Hospital false Alamance Community & Health Fdn Inc 1200 North Elm St Greensboro NC 27401 462505818 Funding NC 501(c)(3) 12-II Alamance MC false REF Cone Inc 20 North Benbow Road Greensboro NC 27411 991330813 Real Estate NC 501(c)(3) 12-I MC Hospital false NXT Cap Sr Loan Fund I LLC 191 N Wacker Dr STE 1200 Chicago IL 60606 371651297 Investment DE NA N/A 0 0 0.00000 Maui Nui ASC Holdco LLC One Kaiser Plaza - 26th FL Oakland CA 94612 Holding Co HI NA N/A 0 0 0.00000 Keystone Accountable Care Organization 100 N Academy Ave MC 49-70 Danville PA 17822 455484165 Accountable care PA NA N/A 0 0 0.00000 NSC Greensboro West 3000 Riverchase Galleria Birmingham AL 35244 561963226 Health Care AL NA N/A 0 0 0.00000 Geisinger HM Joint Venture LLC 100 N Academy Ave MC 49-70 Danville PA 17822 831871064 Health Care PA NA N/A 0 0 0.00000 Evangelical-Geisinger Health LLC 100 N Academy Ave MC 49-70 Danville PA 17822 460567687 Health Care PA NA N/A 0 0 0.00000 Geisinger Encompass Health LLC 100 N Academy Ave MC 49-70 Danville PA 17822 721398803 Health Care PA NA N/A 0 0 0.00000 Keystone Healthcare Partnership LLC 100 N Academy Ave MC 49-70 Danville PA 17822 833134941 Health Care PA NA N/A 0 0 0.00000 HTA Holdings LLC 1200 North Elm St Greensboro NC 27401 920615196 Holding Company NC NA N/A 0 0 0.00000 Cone Health Ventures LLC 1200 North Elm St Greensboro NC 27401 920712783 Innovation NC NA N/A 0 0 0.00000 Oak Tree Assurance Ltd One Kaiser Plaza - 26th FL Oakland CA 94612 030329760 Insurance VT NA C Corp 0 0 0.00000 false Kaiser Permanente Insurance Company One Kaiser Plaza - 26th FL Oakland CA 94612 943203402 Insurance CA NA C Corp 0 0 0.00000 false Kaiser Permanente International One Kaiser Plaza - 26th FL Oakland CA 94612 943245176 Consulting CA NA C Corp 0 0 0.00000 false KFHP of Washington Options Inc One Kaiser Plaza - 26th FL Oakland CA 94612 911467158 Insurance WA NA C Corp 0 0 0.00000 false Group Health of Washington One Kaiser Plaza - 26th FL Oakland CA 94612 911314907 Inactive WA NA C Corp 0 0 0.00000 false Garfield Health Solutions East Pvt Ltd Level 10 Tower C Panchshil Business Balewadi Pune IN 411045 Admin IN NA C Corp 0 0 0.00000 false Garfield Health Solutions West SRL Ultrapark II Free trade Zone Bld 4 Lagunilla CS Heredia Admin CS NA C Corp 0 0 0.00000 false Geisinger Assurance Company Ltd PO Box 1159 Grand Cayman CJ KY1-1102 981016737 Financial CJ NA C Corp 0 0 0.00000 false Geisinger Indemnity Insurance Company 100 N Academy Ave MC 49-70 Danville PA 17822 232815174 Insurance PA NA C Corp 0 0 0.00000 false Geisinger Quality Options Inc 100 N Academy Ave MC 49-70 Danville PA 17822 204275139 Insurance PA NA C Corp 0 0 0.00000 false ISS Solutions Inc 100 N Academy Ave MC 49-70 Danville PA 17822 232077663 Clin Engineering PA NA C Corp 0 0 0.00000 false Care N' Care Insurance Co North Carolina 1200 North Elm St Greensboro NC 27401 472847536 Insurance NC NA C Corp 0 0 0.00000 false Wesley Long Community Health Svcs Inc 1200 North Elm St Greensboro NC 27401 561441377 Health Care NC NA C Corp 0 0 0.00000 false Insurance Casualty and Risk Enterprise PO Box 1159 Grand Cayman CJ KY1-1102 981491204 Insurance CJ NA C Corp 0 0 0.00000 false Piedmont Practice Associates Inc 1200 North Elm St Greensboro NC 27401 561954739 Health Care NC NA C Corp 0 0 0.00000 false false false true false true false false false false false true false true true true false false false false