2017-11-14T16:38:09-06:00 2016-12-31 KPMG LLP 345 Park Avenue New York NY 101540102 990 2016-01-01 133800331 1199SEIU LABOR MANAGEMENT INITIATIVES INC % MERCEDES MAMBRU 1199 6464736336 PO BOX 842 NEW YORK NY 10108 SANDI VITO Executive Director 6464736336 2017-11-14 true DAVID M HIGHFILL P01517891 2127589700 2017-11-14 167.68.102.5 13407320173185000086 2017-11-14 P 0D7119A55B03D1977737C3E9AB8A10DDBEE9119B 7C54AF7ADE415408F87EAD4C67405C09186287E9 2016 2021-01-29 14:40:06Z SANDI VITO 330 WEST 42ND STREET 2ND FL NEW YORK NY 10036 13288075 false X http://1199seiubenefits.org X 1995 NY TO IMPROVE LABOR-MANAGEMENT RELATIONSHIPS AND TO ACHIEVE BETTER WORKING CONDITIONS FOR EMPLOYEES, A MORE QUALIFIED AND SATISFIED WORKFORCE AND TO MAXIMIZE JOB SECURITY. 22 22 0 22 0 0 0 0 32700141 12693746 0 0 625221 594329 33325362 13288075 0 0 22057863 18351887 270964 399421 0 0 0 2700974 4031836 25029801 22783144 8295561 -9495069 17452050 10433679 2088043 4564741 15364007 5868938 THE FUND WAS ESTABLISHED TO IMPROVE LABOR-MANAGEMENT RELATIONSHIPS AND TO ACHIEVE BETTER WORKING CONDITIONS FOR EMPLOYEES, A MORE QUALIFIED AND SATISFIED WORKFORCE AND TO MAXIMIZE JOB SECURITY. false false THE FUND HAS CREATED A LABOR MANAGEMENT PARTICIPATION PROJECT, A JOINT EMPLOYMENT PLACEMENT SERVICE, A RESEARCH PROJECT, A MEDIA PROJECT AND A GRANT PROJECT FOR EMPLOYEES AND EMPLOYERS IN THE HEALTH CARE INDUSTRY. false false false false false false false false false true false false true true true true false false false false false false false false false false false false true false false false false false false false false false false false true false false true 56 0 true 0 false false false false false false X 22 22 true false false false false true false true true false false false true true true true true true true false X MERCEDES MAMBRU 6464736336 PO BOX 842 NEW YORK NY 10108 X JEFFREY COHEN EMPLOYER TRUSTEE 1.0 7.0 X 0 0 0 THOMAS DOHERTY EMPLOYER TRUSTEE 1.0 3.0 X 0 0 0 REBECCA GORDON EMPLOYER TRUSTEE 1.0 7.0 X 0 0 0 BARBARA GREEN EMPLOYER TRUSTEE 1.0 3.0 X 0 0 0 BARBARA LOGAN EMPLOYER TRUSTEE 1.0 3.0 X 0 0 0 HUGO PIZARRO EMPLOYER TRUSTEE 1.0 3.0 X 0 0 0 FRANK SCHEETS EMPLOYER TRUSTEE 1.0 2.0 X 0 0 0 ROSEANN M SIMONELLI EMPLOYER TRUSTEE 1.0 6.0 X 0 0 0 CARMEN SUARDY EMPLOYER TRUSTEE 1.0 5.0 X 0 0 0 STACIE WILLIAMS EMPLOYER TRUSTEE 1.0 6.0 X 0 0 0 NORMA AMSTERDAM UNION TRUSTEE 1.0 7.0 X 0 0 0 YVONNE ARMSTRONG UNION TRUSTEE 1.0 5.0 X 0 0 0 LISA BROWN UNION TRUSTEE (END 6/8/16) 1.0 3.0 X 0 0 0 MARIA CASTANEDA UNION TRUSTEE 1.0 7.0 X 0 0 0 MARIE-CECILE CHARLIER UNION TRUSTEE (END 6/8/16) 1.0 0.0 X 0 0 0 MICHAEL COOPERMAN UNION TRUSTEE 1.0 4.0 X 0 0 0 ANGELA DOYLE UNION TRUSTEE (END 6/8/16) 1.0 4.0 X 0 0 0 GEORGE GRESHAM UNION TRUSTEE 1.0 6.0 X 0 0 0 MARIA KERCADO UNION TRUSTEE 1.0 3.0 X 0 0 0 STEVE KRAMER UNION TRUSTEE 1.0 5.0 X 0 0 0 BRUCE RICHARD UNION TRUSTEE (END 6/8/16) 1.0 3.0 X 0 0 0 DAVID BRODSKY EMPLOYER TRUSTEE 1.0 2.0 X 0 0 0 VERONICA TURNER UNION TRUSTEE 1.0 5.0 X 0 0 0 GREG SPELLER UNION TRUSTEE 1.0 1.0 X 0 0 0 GERARD CADET UNION TRUSTEE 1.0 0.0 X 0 0 0 JACQUELINE ALLEYNE UNION TRUSTEE 1.0 5.0 X 0 0 0 MARIA ACOSTA FORMER CFO 2.0 28.0 X 16304 264675 117757 MITRA BEHROOZI CROSS FUND EXECUTIVE OFFICER 1.0 31.0 X 0 513998 200842 DEBORAH KING EXECUTIVE DIRECTOR 9.0 22.0 X 102407 245818 132976 DONNA REY Chief OPERATING Officer 2.0 28.0 X 22408 363767 154609 FLORENCE WONG Deputy Director 4.0 26.0 X 30667 153247 64648 SANDI VITO Executive Officer 5.0 25.0 X 29804 143146 66541 VILMA LINARES VAUGHN Deputy Executive Director 2.0 28.0 X 47856 114874 61013 LORRAINE MONCHAK CHIEF INVESTMENT OFFICER 1.0 31.0 X 0 765696 306849 BRANDY SHILOH CHIEF OF STAFF- STRATEGIC OPS 2.0 28.0 X 18081 293537 125157 JEFFREY STEIN Fund Counsel 1.0 31.0 X 0 351162 133411 GLENN L DI BIASI Chief Technology Officer 2.0 28.0 X 15977 259379 109678 STACEY MILLMAN Chief Communications Officer 0.0 40.0 X 0 294419 117145 283504 3763718 1590626 15 false true false SKDKNICKERBOCKER LLC 1818 N STREET NW SUITE 40 WASHINGTON DC 20036 Other Services 2054688 AMERICAN EXPRESS 200 VESEY STREET NEW YORK NY 10285 Other Fees 405983 VERIZON WIRELESS SERVICES LLC PO BOX 4003 ACHWORTH GA 30101 Other Fees 265321 BRUCE S RAYNOR dba RS ASSOCIATES 60 EAST 42ND STREET NEW YORK NY 10165 Consultant 210146 ANDREW LOUIS STERN DBA GRANDVIEW LLC NEW YORK NY 10011 OTHER FEES 210092 16 0 EMPLOYER CONTRIBUTIONS TO THE PLAN 900099 12693746 12693746 12693746 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ADMINISTRATION AND CONSULTING FEE 900099 506079 506079 SPECIAL EVENTS INCOME 900099 83455 83455 VENDOR REFUNDS 900099 4795 4795 594329 13288075 12693746 594329 X 0 0 0 18351887 344544 0 41251 3498 10128 0 0 27009 0 0 0 0 384801 0 122149 0 0 0 0 0 0 0 0 226371 0 SHARED EXPENSES 3271506 22783144 0 0 6038711 6442137 0 0 340128 235582 0 0 0 0 0 0 0 0 0 0 1540531 1138624 481616 401907 0 0 0 0 0 0 0 0 10591595 3354053 17452050 10433679 1600539 1972271 0 0 0 0 0 0 0 0 0 0 0 0 0 0 487504 2592470 2088043 4564741 X 15364007 5868938 0 0 0 0 15364007 5868938 17452050 10433679 -9495069 X false true X true false 1139094 909732 229362 317499 193541 123958 83938 35351 48587 401907 DUE FROM RELATED ENTITIES 3354053 3354053 0 DUE TO RELATED ENTITIES 2592470 2592470 X 13288075 13288075 13288075 22783144 22783144 22783144 FIN 48 FOOTNOTE FORM 990, SCHEDULE D, PART X, LINE 2 U.S. GAAP REQUIRES MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FUND AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY LMI, AND CONCLUDED THAT AS OF DECEMBER 31, 2016. THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. LMI IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES IT IS NO LONGER SUBJECT TO FEDERAL INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2013. X X X true false false MARIA ACOSTA FORMER CFO 16304 264675 1754 28479 5078 82446 23136 375600 0 0 MITRA BEHROOZI CROSS FUND EXECUTIVE OFFICER 0 479222 0 0 34776 0 54564 0 149287 0 717849 0 0 DEBORAH KING EXECUTIVE DIRECTOR 60049 144142 0 0 42358 101676 9771 23454 29335 70416 141513 339688 0 0 LORRAINE MONCHAK CHIEF INVESTMENT OFFICER 0 732162 0 33534 0 78781 0 228068 0 1072545 0 0 DONNA REY Chief OPERATING Officer 21406 347504 1002 16263 2303 37391 6668 108247 31379 509405 0 0 BRANDY SHILOH CHIEF OF STAFF- STRATEGIC OPS 17328 281304 753 12233 1865 30268 5398 87626 25344 411431 0 0 JEFFREY STEIN Fund Counsel 0 318326 0 32836 0 34252 0 99159 0 484573 0 0 FLORENCE WONG Deputy Director 26123 130538 4544 22709 2673 13358 8107 40510 41447 207115 0 0 GLENN L DI BIASI Chief Technology Officer 15185 246515 792 12864 1633 26525 4730 76790 22340 362694 0 0 SANDI VITO Executive Officer 27421 131702 2383 11444 2951 14171 8516 40903 41271 198220 0 0 VILMA LINARES VAUGHN Deputy Executive Director 43905 105389 3951 9485 4326 10383 13617 32687 65799 157944 0 0 STACEY MILLMAN Chief Communications Officer 0 279515 0 0 0 14904 0 30076 0 87069 0 411564 0 0 COMPENSATION ALLOCATION FORM 990, SCHEDULE J, PART III ALL OFFICERS AND KEY EMPLOYEES ARE PAID BY LEAGUE TRAINING AND UPGRADING FUND FOR THEIR SERVICES PERFORMED FOR ALL 1199SEIU FUNDS. THEIR SALARY IS THEN ALLOCATED TO EACH FUND BASED ON THE AMOUNT OF SERVICES PROVIDED TO EACH FUND AND IS REPORTED AS IF PAID BY THE FILING ORGANIZATION. THE AMOUNT REPORTED IN SCHEDULE J, PART II, LINE (I) REPRESENTS THE AMOUNT ALLOCATED TO LABOR MANAGEMENT INITIATIVE AND THE AMOUNTS REPORTED ON LINE (II) REPRESENT THE TOTAL SALARY AND BENEFITS RECEIVED FOR SERVICES PROVIDED TO ALL 1199SEIU FUNDS. SEVERANCE PAYMENT FORM 990, SCHEDULE J, PART I, LINE 4A THE FOLLOWING INDIVIDUALS RECEIVED SEVERANCE PAYMENTS DURING 2016, THE AMOUNT OF WHICH IS INCLUDED IN THEIR TAXABLE COMPENSATION AND REPORTED ON SCHEDULE J, PART II, COLUMN B (III): KING, DEBORAH $117,194 UNRELATED BUSINESS INCOME TAX FORM 990, PART V, LINE 3A UNDER INTERNAL REVENUE CODE (IRC) SECTION 419A(F)(5)(A), COLLECTIVE BARGAINING AGREEMENTS ARE EXEMPT FROM ACCOUNT LIMIT REQUIREMENTS SET UNDER IRC SECTION 419A(C), AND ARE THEREFORE NOT SUBJECT TO UNRELATED BUSINESS INCOME TAX UNDER IRC SECTION 512(A)(3). BUSINESS RELATIONSHIP FORM 990, PART VI, LINE 2 ALL OF THE UNION TRUSTEES ARE ALSO EMPLOYEES OF 1199SEIU (THE UNION) AND THEREFORE HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER. FORM 990, PART VI, SECTION A, LINE 7a The Union trustees are appointed by 1199SEIU United Healthcare Workers East, and the employer trustees are appointed by the League of Voluntary Hospitals and Homes of New York. REVIEW OF FORM 990 FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER AND FINANCE TEAM REVIEW THE DRAFT FORM 990 AND CONFER WITH THE ACCOUNTANTS AND LEGAL COUNSEL TO ENSURE THE ACCURACY OF THE RETURN. ANY CONCERNS ARE NOTED AND ADDRESSED AND MANAGEMENT ENSURES THAT THE CHANGES ARE INCORPORATED IN THE FORM 990. THE COMPLETED FORM 990 IS THEN SIGNED BY AN OFFICER. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES AND EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE OR UPDATE TO THE EXECUTIVE DIRECTOR, OR DESIGNEE, THEIR INTERESTS THAT COULD GIVE RISE TO CONFLICTS OF INTERESTS. FOR EACH INTEREST DISCLOSED BY A TRUSTEE, THE EXECUTIVE DIRECTOR OR DESIGNEE WILL DETERMINE WHETHER TO (A) TAKE NO ACTION (B) ASSURE FULL DISCLOSURE TO THE TRUSTEES (C) ASK THE TRUSTEE TO BE RECUSED FROM PARTICIPATION IN RELATED DISCUSSIONS OR DECISIONS; AND/OR (D) ASK THE TRUSTEE TO RESIGN. REGARDING EMPLOYEES, COMPLETED CONFLICTS OF INTEREST DISCLOSURE FORMS WILL BE REVIEWED BY THE HUMAN RESOURCES DEPARTMENT AND DISCLOSED CONFLICTS WILL BE REVIEWED BY CHIEF OF HUMAN RESOURCES. COMPENSATION REVIEW FORM 990, PART VI, SECTION B, LINE 15A AND 15B COMPENSATION FOR ALL DIRECTORS, OFFICERS AND KEY EMPLOYEES OF THE FUND IS DETERMINED BY THE CROSS FUNDS COMPENSATION COMMITTEE (THE "COMMITTEE"), COMPRISED OF INDEPENDENT MEMBERS. THE COMMITTEE UTILIZES APPROPRIATE DATA AS TO COMPARABILITY IN ITS DETERMINATIONS, INCLUDING INFORMATION PROVIDED BY INDEPENDENT COMPENSATION CONSULTANTS. THE COMMITTEE DOCUMENTS THE BASIS FOR ANY COMPENSATION DETERMINATIONS CONTEMPORANEOUSLY IN THE MINUTES OF THE COMMITTEE. THE COMMITTEE DETERMINES COMPENSATION PERIODICALLY AS IT DEEMS APPROPRIATE. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 SUMMARY PLAN DESCRIPTIONS AND FINANCIAL REPORTS ARE MADE PUBLIC PURSUANT TO IRS FILING REQUIREMENTS. WRITTEN REQUESTS FOR OTHER INFORMATION WILL BE FORWARDED TO GENERAL COUNSEL'S OFFICE FOR CONSIDERATION. 1199SEIU NBF HEALTH AND HUMAN SERV EMPL 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 131628401 BENEFIT FUND NY 501(c)(9) NA false 1199SEIU HEALTH CARE EMPL PENSION FUND 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 133604862 PENSION FUND NY 401(A) NA false 1199SEIU TRAINING AND UPGRADING FUND 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 132637580 EDUC/TRAINING NY 501(C)(3) 10 NA false 1199SEIU JOB SECURITY FUND 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 133712851 BENEFIT FUND NY 501(C)(9) NA false 1199SEIU LEAGUE RN TRAINING & JSF 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 133946135 EDUC TRAINING NY 501(C)(9) NA false LOCAL EMPLOYER CHILD CARE FUND 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 133641466 CHILDCARE NY 501(C)(9) NA false 1199SEIU HEALTH CARE INDUSTRY GRANT CORP 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 134197609 HEALTHCARE NY 501(C)(3) 10 NA false 1199SEIU LICENSED PRACTICAL NUSRE WF 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 132623987 BENEFIT FUND NY 501(C)(9) NA false 1199SEIU EMPLOYER CHILD CARE CORP 330 WEST 42ND STREET 2ND FLOOR NEW YORK NY 10036 134063281 DAY CARE CNTR NY 501(C)(3) 7 NA false SILVERCREST EXTENDED CARE (RN) N/A false BETH ISRAEL BROOKLYN N/A false BETH ISRAEL PETRIE N/A false BETHCOCENTER FOR NURSING N/A false BON SECOURS - HOSPITAL N/A false EASTERN LONG ISLAND - HOSPITAL (RN) N/A false EGER HEALTH CARE CENTER N/A false GOOD SAMARITAN - HOSPITAL N/A false ISABELLA GERIATRIC CENTER N/A false JAMAICA INCL NURSING HOME N/A false KING DAVID CENTER FOR NRSG & REHAB N/A false LIJ FOREST HILLS HOSPITAL N/A false MENORAH HOME & HOSPITAL - NH N/A false MONTEFIORE NORTHWAKEFIELD N/A false MORNINGSIDE HOUSE N/A false MT SINAI HOSPITAL OF QUEENS N/A false NEW YORK COMM HOSP N/A false NYU HJD N/A false ORANGE REG MED CTR N/A false SARAH NEUMAN (JH&H) N/A false SHULMAN INSTITUTE (BROOKDALE) N/A false SOUTHHAMPTON (RN) N/A false ST JOHN'S EPISCOPAL INCL NH N/A false ST BARNABAS HOSPITAL INCL NH N/A false false false false false false false false false false true false false true true true true false false