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MELLON A 100% INTEREST IN OAK SPRING GARDEN LLC, A LIMITED LIABILITY COMPANY WHOSE ASSETS INCLUDE A LIBRARY BUILDING AND OTHER REAL PROPERTY, FINE ART, BOOKS AND MANUSCRIPTS, AND OTHER PROPERTY USED IN CONNECTION WITH THE MAINTENANCE AND OPERATION OF A LIBRARY THAT PROMOTES THE ADVANCEMENT OF PRACTICAL AND THEORETICAL KNOWLEDGE OF BOTANICAL SPECIMENS, GARDENS, GARDEN DESIGN AND HISTORY. THROUGH THE LLC, THE FOUNDATION INCURRED COSTS AND EXPENSES ASSOCIATED WITH MAINTAINING AND OPERATING THIS LIBRARY, AND ON JULY 1, 2016, THE FOUNDATION TRANSFERRED ITS 100% INTEREST IN THE LLC TO OAK SPRING GARDEN FOUNDATION, A PRIVATE OPERATING FOUNDATION, ESTABLISHED BY RACHEL L. MELLON, THAT WILL CONTINUE TO MAINTAIN AND OPERATE THE LIBRARY IN FURTHERANCE OF ITS CHARITABLE AND EDUCATIONAL PURPOSES. 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CO 10027535 10027535 33727651 33727651 BCP (CAYMAN) V-S LP 288 288 BCP V CO-INVEST (CAYMAN)LP 16 16 BCP V-S LP 87206 87206 BLACKST CAP PTRS CAYMAN II V NP 27 27 BLACKSTON CAPT PTNRS (CAYMAN)IV 84180 84180 BLACKSTONE CAP P V USS FEED III 306 306 BLACKSTONE CAP PTNR (CAYMAN)V-A 37128 37128 BLACKSTONE CAP PTNRS (CAYM II)V 11148 11148 BLACKSTONE CAP PTNRS(CAYM III)V 15833 15833 BLACKSTONE CAPT. PTNR (DE) V-NQ 10509 10509 BLACKSTONE CAPTIAL PTNRS IV 8258 8258 BLACKSTONE GT COMM. PTNRS 20583 20583 BLACKSTONE HEI CAPT PTN V LP 2722 2722 BLACKSTONE NSS COMM PTNS 31933 31933 BLACKSTONE PB CAPITAL PART V LP 8406 8406 BLACKSTONE RGIS CAP PTNRS V 19701 19701 BLACKSTONE SGP CAP PTN (CAYM)IV 168803 168803 BLACKTONE CAPITAL PARTNERS V LP 376059 376059 CONSTELLATION VENTURE CAPT II 32223 32223 KKK 2006 FUND LP 967410 967410 KKR 2006 FUND (ALLSTAR) LP 90964 90964 KKR 2006 FUND (GDG) LP 134730 134730 KKR 2006 FUND (INVICTUS)LP 4818 4818 KKR 2006 FUND (OVERSEAS) LP 391862 391862 KKR 2006 FUND (SAMSON) LP 23400 23400 KKR INVESTMENTS 10426 10426 TIEDEMANN TRUST CO (DIRECT) 8000000 8000000 THE FOUNDATION EXPERIENCED A SUBSTANTIAL CONTRACTION IN 2016 ON ACCOUNT OF THE FOLLOWING TRANSFERS TO THE OAK SPRING GARDEN FOUNDATION, A PRIVATE OPERATING FOUNDATION LOCATED AT 1776 LOUGHBOROUGH LANE, UPPERVILLE VA 20184: 103,311,151 (ENDOWMENT/CAPITAL PURPOSE GRANT IN THE FORM OF A TRANSFER OF A 100% INTEREST IN A LIMITED LIABILITY COMPANY, OAK SPRING GARDEN, LLC, MORE FULLY DESCRIBED IN PART IX-A, LINE 1). 214,987,465 (ENDOWMENT/CAPITAL PURPOSE GRANT). THESE DISTRIBUTIONS WERE MADE IN ORDER THAT OAK SPRING GARDEN FOUNDATION, ESTABLISHED BY RACHEL L. MELLON, WOULD HAVE DIRECT OR INDIRECT OWNERSHIP OF THE ASSETS IN THE LIMITED LIABILITY COMPANY (NAMELY, A LIBRARY BUILDING AND OTHER REAL PROPERTY, FINE ART, BOOKS, MANUSCRIPTS AND OTHER PROPERTY) AS WELL AS ENDOWMENT/CAPITAL PURPOSE FUNDING IN SUPPORT OF MAINTAINING AND OPERATING THE LIBRARY IN FURTHERANCE OF ITS CHARITABLE AND EDUCATIONAL PURPOSES, NAMELY, THE ADVANCEMENT OF PRACTICAL AND THEORETICAL KNOWLEDGE OF BOTANICAL SPECIMENS, GARDENS, GARDEN DESIGN AND HISTORY. LEGAL FEES 46794 46794 PURCHASED ACCRUED INTEREST 124 ARTWORK/FURNITURE (STATEMENT E) 90142852 ASSETS FROM OSG LLC (STATEMENT E) 2833680 LAND (112 ACRES) (STATEMENT E) 7600000 EXPENSES BANK FEES 40 40 CONSERVATION 1276 1276 DIGITAL ARCHIVES 130650 130650 FEE EXPENSE 25 25 INSURANCE - LIABILITY, D&O 4532 4532 OFFICE SUPPLIES 320 320 POSTAGE, MAILING SERVICES 438 438 OSG LLC EXPENSE (STMT A) 2287184 29194 2264990 CALIFORNIA RES CORP 323 323 PASS-THROUGH ENTITIES 8973 8973 MISCELLANEOUS 170 UNREALIZED GAIN 878797 INVESTMENT ADVISORY FEE 133753 133753 FEDERAL TAX 2000 FOREIGN INVESTMENT TAX 6190 6190 FEDERAL TAX 1042-S 941