2017-02-21T14:47:03-06:00 2016-06-30 721202445 POSTLETHWAITE & NETTERVILLE 8550 UNITED PLAZA BLVD SUITE 1001 BATON ROUGE LA 70809 990 2015-07-01 720447100 CAPITAL AREA UNITED WAY CAPI 2253832643 700 LAUREL STREET BATON ROUGE LA 708025634 GEORGE BELL PRESIDENT 2253832643 2017-02-20 1 JON LEBLANC P01525561 2259224600 2015 2021-01-29 14:40:06Z GEORGE BELL 700 LAUREL STREET BATON ROUGE LA 708025634 7847064 0 X WWW.CAUW.ORG X 1955 LA HELPING PEOPLE IMPROVING COMMUNITIES FOCUSED ON EDUCATION, HEALTH, INCOME AND BASIC NEEDS. 30 29 1089 0 0 0 8625762 7797210 0 0 12102 2796 51066 47045 8688930 7847051 5353914 5416711 0 0 1864897 1669824 0 0 845745 900608 977156 8119419 8063691 569511 -216640 12223299 12251236 1128225 1404228 11095074 10847008 HELPING PEOPLE - IMPROVING COMMUNITIES 0 0 6276201 5416711 CAPITAL AREA UNITED WAY IS HELPING PEOPLE - IMPROVING COMMUNITIES IN PARTNERSHIP WITH NON-PROFIT AGENCIES WHO FOCUS THEIR WORK IN THE AREAS OF EDUCATION, HEALTH, INCOME AND BASIC NEEDS. PARTNER AGENCIES ARE EVALUATED THROUGH A RIGOROUS PROCESS THAT INCLUDES A FINANCIAL REVIEW, OUTCOMES ASSESSMENT AND AN ANALYSIS OF THE AGENCY'S USE OF FUNDING. OVER 160 VOLUNTEERS ASSESS AGENCIES THROUGHOUT THE YEAR TO ENSURE THAT COMMUNITY DOLLARS ARE WELL INVESTED TO MAKE THE GREATEST IMPACT. UNITED WAY 2-1-1, OPERATED BY THE BATON ROUGE CRISIS INTERVENTION CENTER, IS AN INFORMATION AND REFERRAL TELEPHONE SERVICE THAT HELPS INDIVIDUALS LOCATE NEEDED SERVICES SUCH AN OPEN SHELTER OR WARM MEAL. TRAINED COUNSELORS ASSIST CALLERS BY LINKING THEM TO AGENCIES IN THE COMMUNITY THAT CAN ADDRESS THEIR PARTICULAR SITUATION. COUNSELORS ARE ON DUTY EACH DAY AND CAN BE REACHED FOR INFORMATION REFERRAL ASSISTANCE BY DIALING 2-1-1 IN THE 10-PARISH AREA. CAPITAL AREA UNITED LEADS THE COMMUNITY IN IDENTIFYING PRIORITY ISSUES IN THE AREAS OF EDUCATION, INCOME, HEALTH AND BASIC NEEDS TO HELP PEOPLE AND IMPROVE COMMUNITY AND IN DEVELOPING TARGETED, COMPREHENSIVE PLANS FOR ACTION THAT WILL LEAD TO DEFINED AND MEASURABLE OUTCOMES. UNITED WAY CONVENES STRATEGIC PARTNERS, FACILITATES PLANNING AND ENGAGES COMMUNITY MEMBERS TO GIVE, ADVOCATE AND VOLUNTEER TO MAXIMIZE COMMUNITY RESOURCES FOR GREATEST IMPACT. 6276201 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 1 19 0 1 1089 0 0 0 0 0 0 0 0 0 0 0 X 30 29 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X X THE ORGANIZATION 2253832643 700 LAUREL STREET BATON ROUGE LA 708025634 GEORGE BELL PRESIDENT/CEO 60.00 X X 60599 0 0 RALPH BENDER PAST BOARD CHAIR/GOVERNANCE COMMITTEE 1.00 X 0 0 0 STEPHEN M TOUPS BOARD CHAIR 1.00 X X 0 0 0 TY HINGLE BOARD MEMBER 1.00 X 0 0 0 PAT VAN BURKLEO PARTNER AGENCY REPRESENTAT 1.00 X 0 0 0 LES GATZ BOARD MEMBER 1.00 X 0 0 0 STEWART T GORDON COMMUNITY IMPACT CHAIR 1.00 X 0 0 0 STEPHANIE ANDERSON BOARD MEMBER 1.00 X 0 0 0 JESSE HOGGARD COMMUNITY IMPACT CHAIR 1.00 X 0 0 0 AMANDA STOUT SECRETARY 1.00 X X 0 0 0 RANDY YOUNG RESOURCE DEVELOPMENT CHAIR 1.00 X 0 0 0 AARON STANFORD TREASURER/FINANCE COMMT. 1.00 X X 0 0 0 STAN LEVY COMMUNICATIONS & MARKETING 1.00 X 0 0 0 ROBERT SCHNECKENBURGER RESOURCE DEVELOPMENT CHAIR ELECT 1.00 X 0 0 0 RHOMAN HARDY BOARD MEMBER 1.00 X 0 0 0 ALFRED E HARRELL III BOARD MEMBER 1.00 X 0 0 0 ROBERT W JOHNSTON BOARD MEMBER 1.00 X 0 0 0 DR KENNY J COLE BOARD MEMBER 1.00 X 0 0 0 NATALIE LABORDE BOARD MEMBER 1.00 X 0 0 0 STEPHANIE MANSON BOARD MEMBER 1.00 X 0 0 0 TOM YURA BOARD MEMBER 1.00 X 0 0 0 KELLI JOSEPH EDD BOARD MEMBER 1.00 X 0 0 0 DANNY MONTELARO BOARD MEMBER 1.00 X 0 0 0 RAYMOND A JETSON BOARD MEMBER 1.00 X 0 0 0 STACEY CHIASSON BOARD MEMBER 1.00 X 0 0 0 ANSLEY ZEHNDER BOARD MEMBER 1.00 X 0 0 0 BEN MARMANDE BOARD MEMBER 1.00 X 0 0 0 MICHAEL TIPTON BOARD MEMBER 1.00 X 0 0 0 JIM GOMEZ BOARD MEMBER 1.00 X 0 0 0 GREG GUILBEAU BOARD MEMBER 1.00 X 0 0 0 60599 0 0 0 0 0 0 0 7797210 7797210 2809 2809 13 -13 -13 -13 47045 0 47045 47045 7847051 0 0 49841 5416711 5416711 60599 60599 1204538 339943 388777 475818 312545 79949 135707 96889 92142 28923 28933 34286 217894 136903 61947 19044 32858 8763 12824 11271 107239 18745 67207 21287 20415 7405 359 12651 39515 11538 19832 8145 41676 13753 11253 16670 CAMPAIGN SUPPLIES AND E 207355 94599 36299 76457 UNITED WAY OF AMERICA/L 127130 0 127130 0 EQUIPMENT RENTAL AND RE 126639 41791 34193 50655 TELEPHONE AND COMMUNICA 46770 15373 12188 19209 9665 1206 5096 3363 8063691 6276201 941745 845745 5683884 5879987 1061671 1064470 3571052 3506920 1326625 1246521 62715 46369 839657 664244 178023 175413 339329 331556 12223299 12251236 951018 1200448 177207 203780 1128225 1404228 X 1071661 945665 9970506 9848436 52907 52907 11095074 10847008 12223299 12251236 X -216640 -4853 -26573 X X 0 1 X 1 0 X 9857268 8453835 8438557 8676828 7797210 43223698 9857268 8453835 8438557 8676828 7797210 43223698 43223698 8013 34912 44427 12102 2796 102250 43325948 0.99760 0.99760 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 339329 -7773 331556 333874 5455 339329 297971 35903 333874 272156 25815 297971 273840 -1684 272156 0.84000 0.16000 0 0 283631 177784 105847 556026 486460 69566 175413 X 7892287 -4853 50089 45236 7847051 0 7847051 8113780 50089 50089 8063691 0 8063691 PART X, LINE 2: THE ORGANIZATION IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS NECESSARY. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ORGANIZATION AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN TAX POSITION THAT WOULD MORE LIKELY THAN NOT BE SUBSTANTIATED UPON EXAMINATION. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ORGANIZATION AND HAS CONCLUDED THAT AS OF JUNE 30, 2016, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE ORGANIZATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS IN PROGRESS. JAMBALYA JAM 29639 29639 ANNUAL MEETING 14820 14820 3 2586 2586 47045 47045 47045 1 ADULT LITERACY ADVOCATES 460 N 11TH ST BATON ROUGE LA 70802 231010529 44075 ALLOCATION ALS ASSOCIATION OF LOUISIANA 11725 INDUSTRIPLEX BLVD STE 3 BATON ROUGE LA 70809 201742120 1518 ALLOCATION AMERICAN DIABETES ASSOCIATION 1701 N BEAUREGARD ST ALEXANDRIA VA 22311 131623888 4728 ALLOCATION AMERICAN RED CROSS LOUISIANA CAPITAL AREA 4655 SHERWOOD COMMON BLVD BATON ROUGE LA 70816 530196605 163147 ALLOCATION AMI KIDS BATON ROUGE 5555 BEECHWOOD DR BATON ROUGE LA 70805 592878383 64133 ALLOCATION THE ARC BATON ROUGE 606 COLONIAL DRIVE SUITE G BATON ROUGE LA 70806 720567387 318732 ALLOCATION ARC OF EAST ASCENSION COEA 1122 E ASCENSION COMPLEX BLVD GONZALES LA 70737 720685592 137 ALLOCATION THE ARC-IBERVILLE AND WBR 24615 J GERALD BERRET BLVD PLAQUEMINE LA 70764 720695459 24073 ALLOCATION BATON ROUGE AREA ALCOHOL & DRUG CENTER 1819 FLORIDA BOULEVARD BATON ROUGE LA 70802 720733797 76467 ALLOCATION BATON ROUGE AREA CHILDREN'S ADVOCACY CENTER 626 EAST BLVD BATON ROUGE LA 70802 260028918 35189 ALLOCATION BATON ROUGE CRISIS INTERVENTION CENTER 4837 REVERE AVE BATON ROUGE LA 70808 720768965 133840 AVIATOR - 02/01/17 01:45PM WORKSHEET SCHEDULE I BATON ROUGE SICKLE CELL ANEMIA FOUNDATION 2301 NORTH BLVD BATON ROUGE LA 70806 720774464 9870 ALLOCATION BIG BUDDY PROGRAM 1415 MAIN ST BATON ROUGE LA 70802 720904506 149664 ALLOCATION BOY SCOUTS OF AMERICA ISTROUMA AREA COUNCIL 9644 BROOKLINE AVENUE BATON ROUGE LA 70809 720411324 119661 ALLOCATION BOYS AND GIRLS CLUB OF GREATER BATON ROUGE 8281 GOODWOD BOULEVARD SUITE H BATON ROUGE LA 70806 720928014 209401 ALLOCATION CANCER SERVICES OF GREATER BATON ROUGE 550 LOBDELL AVENUE BATON ROUGE LA 70806 720517180 291617 ALLOCATION CAPITAL AREA AGENCY ON AGING 6554 FLORIDA BLVD SUITE 221 BATON ROUGE LA 70806 720738045 138178 ALLOCATION CAPITAL AREA ALLIANCE FOR THE HOMELESS 153 N 17TH ST BATON ROUGE LA 70802 721392169 47606 ALLOCATION CAPITAL AREA CASA 848 LOUISIANA AVE BATON ROUGE LA 70802 721197395 21017 ALLOCATION CATHOLIC CHARITIES OF THE DIOCESE OF BATON ROUGE 1800 S ACADIAN THRUWAY BATON ROUGE LA 70808 720590685 359765 ALLOCATION CHILD ADVOCACY SERVICES 1504 WEST CHURCH STREET HAMMOND LA 70401 721262466 43420 ALLOCATION CITY YEAR BATON ROUGE 111 3RD ST BATON ROUGE LA 70801 222882549 67145 ALLOCATION DONALDSONVILLE AREA ARC INC 1030 CLAY ST DONALDSONVILLE LA 70346 720694906 5762 AVIATOR - 02/01/17 01:46PM WORKSHEET SCHEDULE I THE EMERGE CENTER 7784 INNOVATION PARK DR BATON ROUGE LA 70820 455434705 252920 ALLOCATION FAMILY SERVICE OF GREATER BATON ROUGE 4727 REVERE AVENUE BATON ROUGE LA 70808 720491100 234102 ALLOCATION GIRL SCOUTS LOUISIANA EAST 841 S CLEARVIEW PARKWAY NEW ORLEANS LA 70121 720453615 46317 ALLOCATION GREATER BATON ROUGE FOOD BANK 10600 S CHOCTAW DRIVE BATON ROUGE LA 70815 721065318 277066 ALLOCATION HAPPI LLANDIERS 10498 LA-965 ST FRANCISVILLE LA 70775 720803107 20191 ALLOCATION HOPE MINISTRIES 4643 WINBOURNE AVENUE BATON ROUGE LA 70805 721245521 45769 ALLOCATION HOSPICE FOUNDATION OF GREATER BATON ROUGE 9063 SIEGEN LN SUITE A BATON ROUGE LA 70810 581613267 22050 ALLOCATION IRIS DOMESTIC VIOLENCE CENTER PO BOX 52809 BATON ROUGE LA 70892 720986008 153126 ALLOCATION LIVINGSTON YOUTH & FAMILY COUSELING INC 940 GOVERNMENT ST DENHAM SPRINGS LA 70726 720949983 121104 ALLOCATION MCMAINS CHILDREN'S DEVELOPMENTAL CENTER 1805 COLLEGE DRIVE BATON ROUGE LA 70808 720459036 394155 ALLOCATION MENTAL HEALTH ASSOCIATION OF GBR 544 COLONIAL DR BATON ROUGE LA 70806 720688911 171013 ALLOCATION O'BRIEN HOUSE 1231 LAUREL ST BATON ROUGE LA 70802 720702820 60964 ALLOCATION PORT CITY ENTERPRISES (ARC WBR) 836 7TH ST PORT ALLEN LA 70767 720645757 14435 ALLOCATION REGINA COELI HEAD START CENTER 22476 US-190 ROBERT LA 70455 720680604 9191 ALLOCATION SALVATION ARMY OF GBR EBR WBR LIVINGSTON 7361 AIRLINE HIGHWAY BATON ROUGE LA 70805 580660607 79363 ALLOCATION ST JAMES ARC 29150 HEALTH UNIT ST VACHERIE LA 70090 237084518 44085 ALLOCATION ST JAMES COUNCIL ON AGING 5153 CANATELLA ST CONVENT LA 70723 720737078 65539 ALLOCATION ST VINCENT DE PAUL PO BOX 127 BATON ROUGE LA 70821 364582340 91644 ALLOCATION TEACH FOR AMERICA SOUTH LOUISIANA 501 GOVERNMENT ST 100 BATON ROUGE LA 70802 133541913 45176 ALLOCATION VOLUNTEERS OF AMERICA 3949 NORTH BLVD BATON ROUGE LA 70806 721020853 312866 ALLOCATION VOLUNTEERS IN PUBLIC SCHOOLS (VIPS) 4070 TUNICA ST BATON ROUGE LA 70805 721002253 35047 ALLOCATION YMCA OF THE CAPITAL AREA 350 S FOSTER DRIVE BATON ROUGE LA 70806 720408994 102181 ALLOCATION YWCA OF GREATER BATON ROUGE 8281 GOODWOOD BOULEVARD SUITE B1 BATON ROUGE LA 70806 720650993 54132 ALLOCATION LOUISIANA ASSOCIATION OF UNITED WAYS-211 PO BOX 3416 BATON ROUGE LA 70821 204586416 250000 ALLOCATION IRIS DOMESTIC VIOLENCE CENTER PO BOX 52809 BATON ROUGE LA 70892 720986008 22550 ALLOCATION AMERICAN DIABETES ASSOCIATION 1701 N BEAUREGARD ST ALEXANDRIA VA 22311 131623888 10000 ALLOCATION HOPE MINISTRIES 4643 WINBOURNE AVENUE BATON ROUGE LA 70805 721245521 10000 ALLOCATION MCMAINS CHILDREN'S DEVELOPMENTAL CENTER 1805 COLLEGE DRIVE BATON ROUGE LA 70808 720459036 10000 ALLOCATION TEACH FOR AMERICA 501 GOVERNMENT ST 100 BATON ROUGE LA 70802 133541913 10000 ALLOCATION LAKE AREA UNITED WAY 221 W RIDGE RD GRIFFITH IN 46319 237170019 12580 ALLOCATION SUMMER LEARNING LOSS INITIATIVE-ST HELENA 726001219 30000 ALLOCATION SUMMER LEARNING LOSS INITIATIVE-WF 726001491 30000 ALLOCATION LIVINGSTON PARISH COUNCIL 949 GOVERNMENT DR DENHAM SPRINGS LA 70726 720737827 50000 ALLOCATION 56 0 PART IV CAPITAL AREA UNITED WAY DISTRIBUTES ALLOCATIONS TO EXISTING ELIGIBLE PARTNER AGENCIES. THE ALLOCATIONS AND DESIGNATIONS AWARDED TO AGENCIES ARE USED AT THEIR DISCRETION FOR THEIR FUNDED PROGRAMS. NO GRANTS ARE DISTRIBUTED WHICH WOULD REQUIRE AN ACCOUNTING BY THE EGENCY AFTER THE DISTRIBUTION, HOWEVER THERE ARE AGREED UPON PERFORMANCE STANDARDS THAT MUST BE MET FOR CONTINUED ELIGIBILITY. PAT VAN BURKLEO BOARD MEMBER PAT VAN BURKLEO, BOYS & GIRLS CLUB OF GBR, IS THE PARTNER AGENCY REPRESENTATIVE OF THE CAPITAL AREA UNITED WAY BOARD OF DIRECTORS. THE PARTNER AGENCY REPRESENTATIVE IS NOT INVOLVED IN AGENCY ALLOCATION DECISIONS MADE BY THE BOARD OF DIRECTORS, PER RECUSAL FROM ALLOCATION VOTING. 0 ROBERT SCHNECKENBURGER BOARD MEMBER 147516 CAPITAL AREA UNITED WAY HOLDS A CERTIFICATE OF DEPOSIT WITH WHITNEY BANK, OF WHICH ROBERT SCHNECKENBURGER IS EMPLOYED. THE CERTIFICATE OF DEPOSIT, IN THE AMOUNT OF $147,516.42, WAS PURCHASED UNDER NORMAL TERMS AND CONDITIONS EXTENDED TO ALL CUSTOMERS. 0 STAN LEVY BOARD MEMBER 97650 STAN LEVY IS A MEMBER OF THE CAPITAL AREA UNITED WAY BOARD, AND HE IS ALSO EMPLOYED BY FUSE, THE PUBLIC RELATIONS FIRM THAT IS COMPENSATED AND USED BY CAPITAL AREA UNITED WAY. 0 BEN MARMANDE BOARD MEMBER 247401 CAPITAL AREA UNITED WAY HOLDS A CERTIFICATE OF DEPOSIT WITH IBERIA BANK, OF WHICH BEN MARMANDE IS EMPLOYED. THE CERTIFICATE OF DEPOSIT, IN THE AMOUNT OF $247,401.11, WAS PURCHASED UNDER NORMAL TERMS AND CONDITIONS EXTENDED TO ALL CUSTOMERS. 0 FORM 990, PART VI, SECTION A, LINE 7A PAT VAN BURKLEO, AGENCY BOARD REPRESENTATIVES, IS ELECTED BY THE AGENCIES. FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE COMMITTEE REVIEWS THE TAX RETURN AND PRESENTS THE RETURN TO THE FULL BOARD FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C INDIVIDUALS NOTED IN QUESTION 12B ARE REQUIRED TO SIGN THE "CONFLICT OF INTEREST POLICY" ANNUALLY AND TO DISCLOSE INTERESTS THAT WOULD GIVE RISE TO CONFLICTS FORM 990, PART VI, SECTION B, LINE 15A AS PER CAPITAL AREA UNITED WAY'S BYLAWS THE BOARD EMPLOYS THE CHIEF EXECUTIVE OFFICER WHO SERVES AS THE PRESIDENT OF THE CORPORATION. THE EXECUTIVE COMMITTEE HAS AN EMPLOYMENT CONTRACT WITH THE PRESIDENT AND CEO WHICH INCLUDES KEY TERMS OF EMPLOYMENT, FREQUENCY OF REVIEW, POTENTIAL FOR SALARY ADJUSTMENTS AND LIMITS ON DISCRETIONARY BONUS OPPORTUNITIES. PROPOSED COMPENSATION ADJUSTMENTS ARE BASED ON PERFORMANCE AND COMPARATIVE COMPENSATION SURVEY INFORMATION. CHANGES TO COMPENSATION FOR THE PRESIDENT AND CEO ARE PRESENTED BY THE EXECUTIVE COMMITTEE FOR APPROVAL BY THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNANCE DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGED IN FUNDED STATUS OF PENSION PLAN -26,573. FORM 990, PART XII, LINE 2C: THE ORGANIZATION'S COMMITTEES PROCESS OF ASSUMING RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PREVIOUS YEAR.