2017-03-01T14:48:02-06:00 2016-06-30 420714325 RSM US LLP 230 N ELM ST STE 1100 GREENSBORO NC 27401 990 2015-07-01 237050570 ATHLETIC FOUNDATION OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE ATHL 7046875432 9201 UNIVERSITY CITY BLVD REESE 412 CHARLOTTE NC 282230001 ELIZABETH HARDIN TREASURER 7046875432 2017-03-01 1 YONG ZHANG P01249785 3362724551 2015 2021-01-29 14:40:06Z MICHAEL HUMMER 9201 UNIVERSITY CITY BLVD REESE 412 CHARLOTTE NC 282230001 6454259 0 X N/A X 1969 NC THE MISSION IS TO ASSIST THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE IN ITS GENERAL ATHLETIC PROGRAMS BY PROVIDING FINANCIAL AID TO STUDENT ATHLETES AND TO PROVIDE OTHER SUCH AID TO IMPROVE ATHLETIC FACILITIES AND FURTHER ATHLETIC OPERATIONS AND PROGRAMS. 36 36 0 31 112965 -904 3832605 2738159 0 0 62177 15502 124846 -40005 4019628 2713656 1243194 1673965 0 0 0 0 0 0 -89791 1002026 1040906 2245220 2714871 1774408 -1215 32678097 32329854 246830 59106 32431267 32270748 THE MISSION IS TO ASSIST THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE IN ITS GENERAL ATHLETIC PROGRAMS BY PROVIDING FINANCIAL AID TO STUDENT ATHLETES AND TO PROVIDE OTHER SUCH AID TO IMPROVE ATHLETIC FACILITIES AND FURTHER ATHLETIC OPERATIONS AND PROGRAMS. 0 0 1662413 1098466 DISBURSEMENTS TO UNC CHARLOTTE TO ENHANCE ACADEMIC AND ATHLETIC PROGRAMS INCLUDING CAPITAL PROJECTS. DISBURSEMENTS INCLUDED APPROXIMATELY $533,000 TOWARD BALLFIELD IMPROVEMENTS. 781317 575499 SUPPORT OT UNC CHARLOTTE TO PROVIDE FUNDS FOR ATHLETIC DEPARTMENTAL OPERATIONS, SCHOLARSHIPS, OTHER FINANCIAL AID, AND ADMINISTRATION OF ATHLETIC PROGRAMS INCLUDING MENS AND WOMENS BASKETBALL, SOCCER, BASEBALL, SOFTBALL, VOLLEYBALL, AND CHEERLEADING. 2443730 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 4 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 X 36 36 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NC X JANE JOHANSEN 7046875432 9201 UNIVERSITY CITY BOULEVARD CHARLOTTE NC 282230001 X ELIZABETH BARNHARDT INDIVIDUAL TRUSTEE 1.00 X 0 0 0 SADLER BARNHARDT INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JAN BEATTY INDIVIDUAL TRUSTEE 1.00 X 0 0 0 GLENN BECKWORTH INDIVIDUAL TRUSTEE 1.00 X 0 0 0 BOB BRANNON INDIVIDUAL TRUSTEE 1.00 X 0 0 0 DENNIS CHAMPION INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MITCHELL DARATONY EX-OFFICIO TRUSTEE/STU BODY PRES 1.00 X 0 0 0 S MARK DOUGHTON PAST PRESIDENT 1.00 X X 0 0 0 GARY FLOUHOUSE INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JAN GLOVER INDIVIDUAL TRUSTEE 1.00 X 0 0 0 ELIZABETH A HARDIN TREASURER/EX-OFFICIO TRUSTEE 1.00 X X 0 0 0 HOUSTON HELMS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 TRACEY HILL INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JOHN HOWARD INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JENNY JONES EX-OFFICIO TRUSTEE 1.00 X 0 0 0 JEFFREY LEAK INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JAMES LEDBETTER INDIVIDUAL TRUSTEE 1.00 X 0 0 0 ROBBIE LEWIS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 KRISTA LONG INDIVIDUAL TRUSTEE 1.00 X 0 0 0 CAROL LOWE INDIVIDUAL TRUSTEE 1.00 X 0 0 0 ANDREW MULLER INDIVIDUAL TRUSTEE 1.00 X 0 0 0 CHRIS NEWSOME INDIVIDUAL TRUSTEE 1.00 X 0 0 0 PAT PALMQUIST INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JACOB PHARES INDIVIDUAL TRUSTEE 1.00 X 0 0 0 TOM PHILLIPS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 KAREN L PRICE INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MITCHELL PUCKETT INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MIKE PUGH INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MICHAEL REAVIS PRESIDENT 1.00 X X 0 0 0 JUDY ROSE EX-OFFICIO TRUSTEE 1.00 X 0 0 0 GREG ROSS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 CHARLES SIMMS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 NILES SORENSEN EX-OFFICIO TRUSTEE 1.00 X 0 0 0 DAN VAN DYKE INDIVIDUAL TRUSTEE 1.00 X 0 0 0 WILLIAM WHITTAKER INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MICHELLE WILLIAMSON INDIVIDUAL TRUSTEE 1.00 X 0 0 0 CELIA LANEY SECRETARY 1.00 X 0 0 0 MICHAEL HUMMER EXECUTIVE DIRECTOR 40.00 X 114374 0 26446 114374 0 26446 1 0 0 0 CAROLINA GREEN CORP 10108 INDIAN TRAIL-FAIRVIEW ROAD INDIAN TRAIL NC 28079 FIELD RENOVATIONS 606487 AIR PLANNING LLC TWO MAIN STREET SALEM NH 03079 TRANSPORTATION 254025 CHARTWELLS 9201 UNIVERSITY BOULEVARD CHARLOTTE NC 28223 CATERING 195985 ADVENT LLC 2320 CRUZEN STREET NASHVILLE TN 37211 BUILDING DESIGN 104048 4 598840 2139319 654616 2738159 4744 4744 300 300 3294770 3284012 10758 10758 10758 287554 598840 456591 -169037 -169037 PARKING 812930 112965 112965 OTHER INCOME 900099 15767 15767 128732 2713656 0 112965 -137468 X 1673965 1673965 4564 160 4404 7100 7100 103046 103046 347574 93983 50530 203061 20000 20000 387459 218854 76542 92063 115746 90246 24667 833 189295 146800 30809 11686 11299 11299 33223 26263 6960 FOOTBALL STADIUM EXPENS 271960 271960 OTHER EXPENSE 95871 41118 54753 DONATED SERVICES -89640 -89640 FUND EXP ON PART VIII -456591 -456591 2714871 2443730 360932 -89791 8904301 13229504 9790200 7807257 69287 65682 15400 9102 1979 256889 395460 67792 338967 327668 13375793 10414546 182170 219206 32678097 32329854 246830 59106 246830 59106 X 6726812 6881674 19248837 18566260 6455618 6822814 32431267 32270748 32678097 32329854 X -1215 -198571 39267 X X 0 1 X 1 0 X 4156858 1130059 4843577 3932605 2738159 16801258 635272 635272 4156858 1130059 4843577 3932605 3373431 17436530 3628649 13807881 24312 3227 436 1453 5045 34473 102080 0 102080 19284 3158 11550 454 15767 50213 17623296 2269709 0.78350 0.58120 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2011 AMOUNT: $ 19,284. 2012 AMOUNT: $ 3,158. 2013 AMOUNT: $ 11,550. 2014 AMOUNT: $ 454. 2015 AMOUNT: $ 15,767. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13731745 331159 -236767 2984666 50791 10790680 12766068 252252 1037825 291960 32440 13731745 11738719 -336293 1702273 338631 12766068 11387858 -450437 1078260 276962 11738719 8268147 3293699 74642 248630 11387858 0.15590 0.57480 0.26930 1 1 1 395460 67792 327668 327668 UNCCIF EXTERNAL INVESTMENT POOL 10414546 F 10414546 X 3735855 -198571 724912 39267 565608 3170247 -456591 -456591 2713656 3896374 724912 724912 3171462 -456591 -456591 2714871 PART V, LINE 4: ENDOWMENTS ARE USED TO SUPPORT ATHLETIC SCHOLARSHIPS, ATHLETIC FACILITIES, AND ATHLETIC PROGRAMS AND OPERATIONS. PART X, LINE 2: THE FOUNDATION RECORDS LIABILITIES FOR INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN WHEN THOSE POSITIONS ARE DEEMED UNCERTAIN TO BE UPHELD IN AN EXAMINATION BY TAXING AUTHORITIES. NO LIABILITIES FOR UNCERTAIN INCOME TAX POSITIONS WERE RECORDED AS OF JUNE 30, 2016 AND 2015. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN CASH SURRENDER VALUE 39,267. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE INCLUDED ON FORM 990 PART VIII -456,591. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE INCLUDED ON FORM 990 PART VIII -456,591. AUCTION 636851 411133 225718 605 33263 354681 LET ME PLAY FUNDRAISER 174613 170632 3981 4305 13086 10943 1 74930 17075 57855 353 9178 30177 886394 598840 287554 5263 55527 395801 456591 -169037 0 THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 560791228 970492 703472 FAIR MARKET VALUE TELECOM EQUIPMENT, FURNITURE, & DECORATIVE ENHANCEMENTS OF SPORTS FACILITIES IMPROVEMENT OF ATHLETIC FACILITIES 1 0 X 10 259240 MARKET QUOTATION X 2 65251 RETAIL VALUE X AUCTION EVENT INVENTORY 0 322671 RETAIL VALUE X GOLF CART 1 7454 RETAIL VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 7A THE BOARD INCLUDES SEVERAL EX-OFFICIO MEMBERS FROM THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE. IN ADDITION, THE CHANCELLOR APPOINTS ONE BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 11 THE INTERNAL REVIEW PROCESS IS COORDINATED AND REVIEWD BY TREASURY SERVICES. AFTER IT IS RELEASED FROM THE INTERNAL REVIEW PROCESS, THE FORM 990 IS FORWARDED TO THE DESIGNATED OFFICER TO DISTRIBUTE TO EACH BOARD MEMBER OF THE GOVERNING BODY OF THE OF THE ORGANIZATION. THE BOARD IS ALLOWED SUFFICIENT TIME TO RESPOND TO THE ORGANIZATION WITH QUESTIONS. ONCE THESE QUESTIONS, IF ANY, ARE ANSWERED, THE TAX RETURN IS RELEASED TO BE ELECTRONICALLY FILED. THIS PROCESS USES ELECTRONIC FILE TRANSFERS FOR THE RETURN WITH QUESTIONS AND ANSWERS EXCHANGED BETWEEN THE FULL BOARD VIA EMAIL AND/OR TELECONFERENCING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION MAILED QUESTIONNAIRES TO BOARD MEMBERS AND THE RETURNED DOCUMENTS WERE REVIEWED BY THE ORGANIZATION TO DETERMINE ANY INSTANCES OF A CONFLICT OF INTEREST. A FORMAL POLICY HAS BEEN APPROVED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). PART VII, SECTION A, LINE 1 MICHAEL HUMMER, EXECUTIVE DIRECTOR, IS PAID BY THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE, AN UNRELATED TAX-EXEMPT ORGANIZATION FOR HIS SERVICES TO THE ATHLETIC FOUNDATION OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE. FOR CALENDAR YEAR ENDED DECEMBER 31, 2015 HE RECEIVED APPROXIMATELY $115,000 IN COMPENSATION AND $25,000 IN DEFERRED COMPENSATION AND NON-TAXABLE BENEFITS. FORM 990, PART IX, LINE 11G ATHLETIC CONSULTING FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 35,520. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 35,520. FOOD SERVICE FEES: PROGRAM SERVICE EXPENSES 194. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 203,061. TOTAL EXPENSES 203,255. OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 93,789. MANAGEMENT AND GENERAL EXPENSES 15,010. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 108,799. FORM 990, PART XI, LINE 9: CHANGE IN CASH SURRENDER VALUE 39,267. FORM 990, PART XII, LINE 2C, AUDIT COMMITTEE: THE AUDIT COMMITTEE'S PROCESS OF AUDIT EVALUATION HAS NOT CHANGED SINCE PRIOR YEAR. THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE INVESTMENT FUND 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 562276950 INVESTMENTS NC 501(C)(3) LINE 11A, I N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1