2017-05-12T12:09:22-05:00 2016-06-30 PricewaterhouseCoopers LLP 101 SEAPORT BOULEVARD BOSTON MA 02210 990 2015-07-01 041679980 NORTHEASTERN UNIVERSITY % THOMAS NEDELL NORT 6173735947 360 HUNTINGTON AVENUE BOSTON MA 02115 THOMAS NEDELL SVP FINANCE & TREASURER 6173735947 2017-05-11 true GWEN SPENCER P00641463 6175305000 2017-05-09 2015 2021-01-29 14:40:06Z Joseph E Aoun 360 Huntington Ave Boston MA 02115 1476282447 false X www.neu.edu X 1898 MA SEE SCHEDULE O. 40 39 16334 1000 8066219 -863989 154284000 132188000 1161438640 1232756846 37028457 29932107 15281568 14180002 1368032665 1409056955 280098461 305047664 0 0 544361324 575676794 494792 0 22491540 429875196 448754698 1254829773 1329479156 113202892 79577799 2743645000 2727690000 1285265000 1266088000 1458380000 1461602000 X SEE SCHEDULE O. false false 405883361 0 1093523014 Instruction NORTHEASTERN ENABLES 35,382 STUDENTS TO FULFILL THEIR EDUCATIONAL GOALS BY PROVIDING TEACHING AND ADVISING THAT RESULT IN THE GRANTING OF ASSOCIATE, BACHELOR, MASTER AND DOCTORAL DEGREES IN A VARIETY OF ACADEMIC DISCIPLINES. THE UNIVERSITYS ACADEMIC AREA CONSISTS OF THE BOUVE COLLEGE OF HEALTH SCIENCE, COLLEGE OF ARTS, MEDIA AND DESIGN, D'AMORE-MCKIM SCHOOL OF BUSINESS, COLLEGE OF COMPUTER AND INFORMATION SCIENCE, COLLEGE OF ENGINEERING, COLLEGE OF PROFESSIONAL STUDIES, COLLEGE OF SCIENCE, COLLEGE OF SOCIAL SCIENCES AND HUMANITIES, AND SCHOOL OF LAW. 292191830 292191830 0 Student financial aid Northeastern awards grants and scholarships to students from several sources: federal and state governments, institutionally-funded and endowment/donor funded. The Office of Student Financial Services administers financial aid and is committed to working with students to identify financial aid options that can help make a Northeastern education affordable. 122941222 0 139233832 Auxiliary enterprises Northeastern provides student housing in 32 residential buildings and operates conference centers mainly used for University events. 398030175 12855834 0 1219046588 true false false true false false false false false true true true false false true true false true true false true true false false true false false true true true true false false false false false false false false true false true true false false true true true true false false true 34155 0 true 16334 true true true false false false false true true false false false true false X 40 39 true false true false false true false true true false false true true true true true true true true false AK CO MD MA MI NH NY OH OR SC WI X THOMAS NEDELL 6173735374 360 HUNTINGTON AVE BOSTON MA 02115 X JOSEPH E AOUN PRESIDENT/TRUSTEE 40.0 0.0 X X 1311729 0 204775 PETER B CAMERON TRUSTEE 1.0 X 0 0 0 WILLIAM J COTTER TRUSTEE 1.0 X 0 0 0 EDMOND J ENGLISH TRUSTEE 1.0 X 0 0 0 WILLIAM S HOWARD TRUSTEE 1.0 X 0 0 0 KATHERINE S MCHUGH TRUSTEE 2.0 X 0 0 0 HENRY J NASELLA CHAIR/TRUSTEE 5.0 X 0 0 0 KATHRYN NICHOLSON TRUSTEE 1.0 X 0 0 0 RONALD L ROSSETTI TRUSTEE 1.0 X 0 0 0 CAROLE J SHAPAZIAN TRUSTEE 2.0 X 0 0 0 SEYMOUR STERNBERG TRUSTEE 1.0 X 0 0 0 MICHAEL J ZAMKOW TRUSTEE 2.0 X 0 0 0 NONNIE S BURNES TRUSTEE 1.0 X 0 0 0 VENETIA G KONTOGOURIS TRUSTEE 1.0 X 0 0 0 BARBARA C ALLEYNE TRUSTEE 1.0 X 0 0 0 RICHARD A D'AMORE TRUSTEE 2.0 X 0 0 0 EDWARD G GALANTE TRUSTEE 2.0 X 0 0 0 ALAN S MCKIM TRUSTEE 2.0 X 0 0 0 RONALD L SARGENT TRUSTEE 1.0 X 0 0 0 JOSEPH M TUCCI TRUSTEE 1.0 X 0 0 0 WILLIAM J CONLEY TRUSTEE 2.0 X 0 0 0 DAVID HOUSE TRUSTEE 1.0 X 0 0 0 JOHN PULICHINO TRUSTEE 1.0 X 0 0 0 ARTHUR ZAFIROPOULO TRUSTEE 1.0 X 0 0 0 JEFFREY J CLARKE TRUSTEE 1.0 X 0 0 0 SPENCER T FUNG TRUSTEE 1.0 X 0 0 0 LUCIAN GRAINGE CBE TRUSTEE 1.0 X 0 0 0 FRANCES N JANIS TRUSTEE 1.0 X 0 0 0 DAVID J MONDRAGON TRUSTEE 1.0 X 0 0 0 JEFFREY S BORNSTEIN TRUSTEE 1.0 X 0 0 0 WILLIAM M COWAN TRUSTEE 1.0 X 0 0 0 SUSAN DEITCH TRUSTEE 1.0 X 0 0 0 CHAITANYA KANOJIA TRUSTEE 1.0 X 0 0 0 WILLIAM A LOWELL TRUSTEE 2.0 X 0 0 0 TODD M MANGANARO TRUSTEE 1.0 X 0 0 0 ANITA NASSAR TRUSTEE 1.0 X 0 0 0 MARCY L REED TRUSTEE 1.0 X 0 0 0 WINSLOW L SARGENT TRUSTEE 1.0 X 0 0 0 CHRISTOPHER A VIEHBACHER TRUSTEE 1.0 X 0 0 0 GEORGE D BEHRAKIS TRUSTEE 1.0 X 0 0 0 PHILOMENA V MANTELLA SVP & CEO NU GLOBAL NETWORK 40.0 0.0 X 721681 0 99379 DIANE N MACGILLIVRAY SR VP OF UNIV. ADVANCEMENT 40.0 0.0 X 561242 0 142112 MICHAEL A ARMINI SENIOR VP - EXTERNAL AFFAIRS 40.0 0.0 X 399385 0 83482 RALPH C MARTIN II SR VP & GENERAL COUNSEL 40.0 0.0 X 614222 0 78841 THOMAS NEDELL SVP FINANCE AND TREASURER 40.0 0.0 X 512302 0 79488 JIM BEAN PROVOST & SVP ACADEMIC AFFAIRS 40.0 0.0 X 244834 0 27418 NANCY MAY VP - FACILITIES 40.0 0.0 X 243997 0 34582 JANE BROWN Fmr. VP - ENROLLMENT MGMT 26.0 0.0 X 221845 0 24384 NADINE AUBRY DEAN - COLLEGE OF ENGINEERING 40.0 0.0 X 442489 0 67522 HUGH COURTNEY DEAN D'AMORE-MCKIM SCHL OF BUS 40.0 0.0 X 408846 0 67495 SUNDAR KUMARASAMY VP - ENROLLMENT MGMT 40.0 0.0 X 199175 0 35087 JACK REYNOLDS INT.DEAN-BOUVE' COL HEALTH SCI 40.0 0.0 X 288673 0 49259 STEPHEN W DIRECTOR SR ADVISOR TO THE PRESIDENT 34.0 0.0 X 595002 0 95646 MARC H MEYER SHILLMAN PROF-ENTREPRENEURSHIP 40.0 0.0 X 468618 0 29307 ALEXANDROS MAKRIYANNIS PROFESSOR & BEHRAKIS CHAIR 40.0 0.0 X 542419 0 28306 ALBERT-LASZLO BARABASI UNIV. DISTINGUISHED PROFESSOR 40.0 0.0 X 503247 0 48656 WILLIAM COEN HEAD COACH MEN'S BASKETBALL 40.0 0.0 X 535865 0 50226 JOHN H MCCARTHY SR ADVISOR TO THE PRESIDENT 28.0 0.0 X 378308 0 34332 DAVID LUZZI EXEC DIR STRATEGIC SECURITY 40.0 0.0 X 357081 0 50865 HARRY LANE PROFESSOR 40.0 0.0 X 268764 0 46066 STEPHEN ZOLOTH PROFESSOR 40.0 0.0 X 282233 0 52133 TERRY FULMER Fmr.DEAN-BOUVE' COL HEALTH SCI 40.0 0.0 X 141390 0 15104 JOHN LABRIE DEAN-CPS & VP-PROF EDUCATION 40.0 0.0 X 272937 0 52202 10516284 0 1496667 1058 true true false Suffolk Construction Co Inc 65 Allerton Street BOSTON MA 02119 CONSTRUCTION 67506230 COMPASS GROUP PO BOX 91337 CHICAGO IL 606931337 FOOD SERVICES 20268999 EMBANET 105 GORDON BAKER ROAD TORONTO, ON M2H 2S5 0 CA ONLINE LEARNING SVCS 15107763 PPC-LPC 316 Huntington Ave LP PO Box 1920T DALLAS TX 752211920 ASSET MANAGEMENT 12803887 ABM Janitorial Services Northeast PO Box 1534 NEW YORK NY 10008 CLEANING SERVICES 12028297 313 204730 82515408 49467862 2687631 132188000 TUITION,RM BD,FEES 900099 1220861653 1220861653 PARKING 812930 9081764 4114869 4966895 FOOD SERVICE 900099 2813429 2813429 1232756846 11991517 -259660 12251177 1685 1685 490289 490289 12389686 2776680 9613006 0 9613006 9613006 83054953 -925708 64190340 18864613 -925708 17938905 17938905 124169 204730 258472 -134303 -134303 0 0 CONFERENCE CENTERS/ARENA 532000 3613986 3613986 ADVERTISING/SPORTS INCOME 900099 35039 35039 FEE FOR SERVICE INCOME 900099 561985 561985 4211010 1409056955 1220861653 8066219 47941083 12046954 12046954 292191830 292191830 808880 808880 0 8703041 3205981 4558336 938724 1249335 59997 1189338 459339924 419761902 28403058 11174964 27300198 24608328 1987194 704676 51699800 46602066 3763252 1334482 27384496 24684314 1993330 706852 551652 551652 4177283 24472 4152811 545908 279 545629 222134 200000 22134 0 1618645 1618645 14753461 14744525 8474 462 8584393 4466867 4106490 11036 38275843 32220941 4532170 1522732 42593137 30965211 11627926 108364 108364 69424621 69085657 50854 288110 24429212 22589946 1081480 757786 0 6522053 6031212 293785 197056 27695180 26392310 862617 440253 0 57861284 50202946 5070506 2587832 2820001 1117293 1702708 CONSULTANTS 31655003 26236519 4910948 507536 EQUIPMENT 16635228 16317739 236383 81106 MEAL PLAN AND FOOD COST 21984422 21973790 10632 PUB, BOOKS, & SUBSCRIPTIONS 14576837 11654568 2542848 379421 63720037 60192045 2669480 858512 1329479156 1219046588 87941028 22491540 95389000 73415000 286421000 313743000 105466000 94545000 60370000 40111000 1800000 0 0 0 33217000 35242000 0 0 15901000 11481000 1941706000 661380000 1170426000 1280326000 494312000 491991000 379573000 348280000 0 0 0 0 100770000 38556000 2743645000 2727690000 165901000 175493000 6559000 5893000 71253000 55660000 762979000 741316000 0 0 0 0 168600000 161170000 900000 706000 109073000 125850000 1285265000 1266088000 X 999381000 1019250000 239860000 214696000 219139000 227656000 1458380000 1461602000 2743645000 2727690000 X 79577799 -51086799 -25269000 X false true X true true true X 165358991 136157007 156697000 154284000 132188000 744684998 0 0 165358991 136157007 156697000 154284000 132188000 744684998 4399207 740285791 17700666 17396199 24096006 26780733 25132837 111106441 0 57065 72629 126354 106254 124169 486471 856277910 5427972841 0.86454 0.86342 X SCHEDULE A, PART II, LINE 10 OTHER INCOME REPRESENTS GROSS INCOME FROM FUNDRAISING EVENTS. false true false false false false true 210000 false true 12134 222134 false Schedule C, Part II-B, Line 1 The University retains legal counsel and other firms and employs staff who perform occasional lobbying activities. The University also pays membership dues to membership organizations which may engage in lobbying activities. Lobbying activities are focused on the interests of Northeastern University (including scientific research & student aid), its students and the higher education industry. During Fiscal Year 2016, payments for these services totaled $222,134. 792626000 8951000 -22075000 23370000 5677000 1606000 748849000 779720000 22807000 21491000 22126000 7529000 1737000 792626000 671710000 29751000 105372000 21756000 3942000 1415000 779720000 618924000 13438000 66081290 21862000 3426000 1445290 671710000 611478000 34072000 -280000 22502000 2353000 1491000 618924000 0.56710 0.41540 0.01750 false false 23348000 23348000 1614273000 463776000 1150497000 304085000 197604000 106481000 1280326000 PRIVATE EQUITY 115406000 F HEDGE FUNDS 202611000 F OTHER ALTERNATIVE INVESTMENTS 13263000 F OTHER INVESTMENTS 17000000 F 348280000 0 CAPITAL LEASE 26760000 INTEREST RATE SWAP AGREEMENTS 70210000 FEDERALLY FUNDED LOANS 28880000 125850000 X SCHEDULE D, PART V, LINE 4 SPENDING POLICY INCOME FROM QUASI ENDOWMENT FUNDS ARE TO BE USED AS DESIGNATED BY THE BOARD OF TRUSTEES FOR OPERATIONS. TERM ENDOWMENTS ARE TO BE USED AS PER THE DONOR WISHES UPON TERMINATION OF THE CONTRACT. SPENDING POLICY INCOME FROM TRUE ENDOWMENT FUNDS ARE TO BE USED AS SET FORTH BY THE DONOR. CURRENTLY THESE FUNDS PRIMARILY SUPPORT SCHOLARSHIPS AND PROFESSORSHIPS. SCHEDULE D, PART X, LINE 2 GAAP requires that Northeastern evaluate tax positions taken by the University and recognize a tax liability (or asset) if the University has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service ("IRS"). The University has analyzed the tax positions taken and has concluded that as of June 30, 2016, there are no significant uncertain tax positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. true true true true true true true false false false false false false false false true false true RACIALLY NONDISCRIMINATORY POLICY SCHEDULE E, LINE 3 THE UNIVERSITY PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY IN THE LEGAL NOTICE SECTION OF LOCAL NEWSPAPERS, IN UNIVERSITY PUBLICATIONS AND ADVERTISEMENTS, ONLINE, AND VIA EMAIL. GOVERNMENTAL AID OR ASSISTANCE SCHEDULE E, LINE 6A THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FOR ITS FINANCIAL AID PROGRAMS FROM VARIOUS PROGRAMS OF THE DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. true Central America and the Caribbean Program Services CONFERENCE/Workshops 18609 Central America and the Caribbean Program Services Co-op Job Development 2409 Central America and the Caribbean Program Services Program Development 1818 Central America and the Caribbean Program Services Recruiting 12961 Central America and the Caribbean Program Services Research 14031 Central America and the Caribbean Program Services Study Abroad 299797 East Asia and the Pacific Program Services CONFERENCE/Workshops 141848 East Asia and the Pacific Program Services Co-op Job Development 8825 East Asia and the Pacific Program Services Program Development 217974 East Asia and the Pacific Program Services Recruiting 107307 East Asia and the Pacific Program Services Research 65230 East Asia and the Pacific Program Services Study Abroad 5924435 Europe (Including Iceland and Greenland) Program Services Conference/Workshops 467617 Europe (Including Iceland and Greenland) Program Services Co-op Job Development 15814 Europe (Including Iceland and Greenland) Program Services Program Development 665949 Europe (Including Iceland and Greenland) Program Services Recruiting 69932 Europe (Including Iceland and Greenland) Program Services Research 225083 Europe (Including Iceland and Greenland) Program Services Study Abroad 20639290 Middle East and North Africa Program Services Conference/Workshops 19000 Middle East and North Africa Program Services Program Development 180801 Middle East and North Africa Program Services Recruiting 30775 Middle East and North Africa Program Services Research 22578 Middle East and North Africa Program Services Study Abroad 507900 North America Program Services Conference/Workshops 222017 North America Program Services Co-op Job Development 966 North America Program Services Program Development 30147 North America Program Services Recruiting 42952 North America Program Services Research 24938 North America Program Services Study Abroad 2190504 Russia and the Newly Independent States Program Services Conference/Workshops 10077 Russia and the Newly Independent States Program Services Study Abroad 166320 South America Program Services Conference/Workshops 22059 South America Program Services Co-op Job Development 5024 South America Program Services Program Development 4831 South America Program Services Recruiting 22996 South America Program Services Research 12630 South America Program Services Study Abroad 720333 South Asia Program Services Conference/Workshops 52872 South Asia Program Services Program Development 1043 South Asia Program Services Recruiting 11422 South Asia Program Services Research 13773 South Asia Program Services Study Abroad 482975 Sub-Saharan Africa Program Services Conference/Workshops 4879 Sub-Saharan Africa Program Services Program Development 899 Sub-Saharan Africa Program Services Research 27287 Sub-Saharan Africa Program Services Study Abroad 548512 Central America and the Caribbean Investments 66049840 East Asia and the Pacific Investments 464795 Europe (Including Iceland and Greenland) Investments 83525085 8259639 176059520 184319159 Europe (Including Iceland and Greenland) SUB-AWARD 228573 CHECK South America SUB-AWARD 48452 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 91766 CHECK East Asia and the Pacific SUB-AWARD 51253 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 134091 CHECK Middle East and North Africa SUB-AWARD 53783 CHECK Europe (Including Iceland and Greenland) SUB-AWARD 200962 CHECK 5 2 true false true true true false SCHEDULE F, PART I, LINE 2 NORTHEASTERN UNIVERSITY ("NU") HAS A FULL TIME EMPLOYEE TO MONITOR NU-ISSUED SUBAWARDS AND NU FOLLOWS FEDERAL REGULATIONS AS PART OF THE SUBRECIPIENT MONITORING UNDER A-133 (now Uniform Guidance 2 CFR 200); THE PRINCIPAL INVESTIGATOR FOR EACH AWARD MONITORS THEM AS WELL. NU REVIEWS THE FEDERAL AUDIT CLEARINGHOUSE, THE SYSTEM FOR AWARD MANAGEMENT (SAM), AND THE INSTITUTION'S SINGLE AUDIT A-133 REPORTS. DESK REVIEWS ARE PERFORMED IF NEEDED AND PRINCIPAL INVESTIGATORS REVIEW AND APPROVE/DISAPPROVE ALL INVOICES. Nurse Summit 136131 114895 21236 21016 11645 52667 Golf Tournament 98649 40925 57724 34850 15790 17409 3 94119 48910 45209 182 8066 56262 40585 328899 204730 124169 182 42916 93068 11645 110661 258472 -134303 true Alaska Pacific University 4101 University Drive Anchorage AK 99508 920023588 501(c)(3) 15771 SUB-AWARD Auburn University 126 Ingram Hall Auburn AL 36849 636000724 501(c)(3) 63512 SUB-AWARD Beth Israel Deaconess Medical Center 330 Brookline Avenue Boston MA 02115 041203881 501(c)(3) 192292 SUB-AWARD Boston Area Rape Crisis Center (BARC) 99 Bishop Allen Drive Cambridge MA 02139 042974983 501(c)(3) 17301 SUB-AWARD Boston Medical Center 1 Boston Medical Place Boston MA 02118 043314093 501(c)(3) 16827 SUB-AWARD Boston Public Health Commission 1010 Massachusetts Ave 2 Boston MA 02118 043316655 115 409334 SUB-AWARD Boston University 25 Buick Street Boston MA 02215 042103547 501(c)(3) 481717 SUB-AWARD Brigham & Women's Hospital 75 Francis Street Boston MA 02115 042312909 501(c)(3) 254820 SUB-AWARD Brown University 164 Angell Street Providence RI 02912 050258809 501(c)(3) 137201 SUB-AWARD Butler Hospital 345 Blackstone Blvd Providence RI 029064829 050258812 501(c)(3) 32161 SUB-AWARD City of Boston One Schroeder Plaza Boston MA 021202014 046001380 115 43243 SUB-AWARD Dana Farber Cancer Institute 44 Binney Street Boston MA 02115 042263040 501(c)(3) 30157 SUB-AWARD DB Consulting 8401 Colesville Road Suite 300 Silver Spring MD 20910 522274227 43185 SUB-AWARD DE Technologies 100 Queens Drive King of Prussia PA 19406 232728684 26122 SUB-AWARD Einhorn Engineering PLLC 6202 36th Ave NE Seattle WA 98115 262737851 47871 SUB-AWARD Emma Pendelton Bradley Hospital 110 Veterans Memorial Pkwy Riverside RI 02915 050258806 501(c)(3) 15775 SUB-AWARD Florida International University 11200 SW 8th St Miami FL 33199 650177616 501(c)(3) 10058 SUB-AWARD Florida State University 600 W College Ave Tallahassee FL 32306 591961248 115 27029 SUB-AWARD Fuel Cell Energy Inc 3 Great Pasture Road Danbury CT 068131305 060853042 6521 SUB-AWARD Georgetown University 2 Ryan 37th O Streets NW Washington DC 20057 530196603 501(c)(3) 17723 SUB-AWARD Georgia Tech Research Corporation 505 10th Street NW Atlanta GA 303320420 580603146 501(c)(3) 28601 SUB-AWARD Greenzone Solutions 3507 Nutley Street Fairfax VA 22031 273314850 129041 SUB-AWARD HF Webster Engineering Services Inc 525 University Loop Ste 211 Rapid City SD 57701 208291879 500001 SUB-AWARD Harvard Pilgrim Health Care 133 Brookline Ave Boston MA 02215 042452600 501(c)(3) 38187 SUB-AWARD Harvard University 1350 Massachusetts Ave Cambridge MA 02138 042103580 501(c)(3) 193238 SUB-AWARD Indiana University 509 E 3rd Street Bloomington IN 47401 356001673 115 440021 SUB-AWARD Institute for Science and International Security 236 Massachusetts Ave NE 500 Washington DC 20002 521809804 501(c)(3) 9310 SUB-AWARD International Association of Chiefs of Police 515 N Washington St Alexandria VA 22314 530227813 501(c)(3) 90420 SUB-AWARD Klein Bluendel Inc 1667 Cole Blvd Suite 225 Lakewood CO 80401 841612798 100738 SUB-AWARD Los Alamos National Laboratory 1112 Plaza Del Norte Espanola NM 87532 742853972 115 16837 SUB-AWARD Louisiana State University 359 Third Street Baton Rouge LA 70801 726000848 501(c)(3) 30336 SUB-AWARD Massachusetts General Hospital 55 Fruit Street Boston MA 02114 042697983 501(c)(3) 194722 SUB-AWARD Massachusetts Institute of Technology 77 Massachusetts Ave Cambridge MA 02139 042103594 501(c)(3) 253927 SUB-AWARD McLean Hospital 115 Mill Street Belmont MA 02478 042697981 115 215408 SUB-AWARD Meridian Institute 1800 M Street NW Suite 400N Washington DC 20036 841435420 501(c)(3) 52571 SUB-AWARD Michigan State University 301 Admin Bldg East Lansing MI 48824 386005984 115 16277 SUB-AWARD Mid-America Aviation 159 9th Avenue NW West Fargo ND 58078 450425976 99568 SUB-AWARD MOOG Inc 159 8th Avenue NW West Fargo ND 58078 160757636 42392 SUB-AWARD NanoAl LLC 8025 Lamon Ave 446 Skokie IL 60077 462925449 342112 SUB-AWARD Nemucore Medical Innovations 33 Kirkland Circle Wellesley MA 02481 261903758 501(c)(3) 10528 SUB-AWARD New England Quality Care Alliance 325 Wood Rd Braintree MA 02184 043040427 501(c)(3) 10000 SUB-AWARD New Jersey Institute of Technology University Heights Newark NJ 071021982 221714037 501(c)(3) 13205 SUB-AWARD New Mexico State University 2850 Weddell Las Cruces NM 88003 856000401 115 111222 SUB-AWARD New York City Police Department 2615 West 13th Street Brooklyn NY 11223 136400434 115 175244 SUB-AWARD NORC at University of Chicago 1155E 60th Street Chicago IL 60637 362167808 501(c)(3) 154850 SUB-AWARD North Illinois University 301 Lowden Hall Dekalb IL 601152860 366008480 115 10224 SUB-AWARD Ohio State University 1960 Kenny Road Columbus OH 432101016 316025986 115 9188 SUB-AWARD Oregon Health and Science University 3181 SW Sam Jackson Park Rd Portland OR 97239 931176109 115 29548 SUB-AWARD Pacific Biosciences of California 1505 Adams Drive Menlo Park CA 94025 161590339 13864 SUB-AWARD Pajarito Powder 317 Commercial St NE Albuquerque NM 87102 454278439 90319 SUB-AWARD Passport Systems Inc 70 Treble Cove Road North Billerica MA 01862 010762281 40805 SUB-AWARD Pennsylvania State University 408 Old Main Street University Park PA 16802 246000376 115 108413 SUB-AWARD Public Health Advocacy Institute 102 the Fenway Boston MA 02115 042668916 501(c)(3) 58933 SUB-AWARD Purdue University 1065 Freehafer Hall West Lafayette IN 47907 356002041 501(c)(3) 684048 SUB-AWARD RAND Corporation 1776 Main Street Box 2138 Santa Monica CA 904072138 951958142 60318 SUB-AWARD Rapiscan Lab 2805 Columbia Street Torrance CA 90503 770468140 68221 SUB-AWARD Rensselaer Polytechnic Inst 110 8th Street Troy NY 12180 141340095 501(c)(3) 66971 SUB-AWARD Research Foundation For SUNY University of Buffalo 402 Crofts Hall Buffalo NY 14260 141368361 501(c)(3) 207477 SUB-AWARD Rhode Island Hospital 593 Eddy Street Providence RI 029034923 050258954 501(c)(3) 255266 SUB-AWARD Rowan University 201 Mullica Hill Rd Glassboro NJ 08028 222764819 115 34984 SUB-AWARD Rutgers University 110 Frelinghuysen Road Piscataway NJ 088548072 226001086 501(c)(3) 67711 SUB-AWARD Saint Louis University 1 N Grand Blvd St Louis MO 63103 430654872 115 14469 SUB-AWARD San Francisco State University 1600 Holloway Ave San Francisco CA 94132 931137247 115 8266 SUB-AWARD San Jose State University Research Foundation 210 N Fourth St 4th Floor San Jose CA 95112 946017638 501(c)(3) 59950 SUB-AWARD Scripps Research Institute 10550 N Torrey Pines Rd La Jolla CA 92037 330435954 501(c)(3) 144015 SUB-AWARD Silent Spring Institute 29 Crafts St Newton MA 02458 043237106 501(c)(3) 24287 SUB-AWARD Simmons College 300 The Fenway Boston MA 02115 042103629 501(c)(3) 15163 SUB-AWARD Simpson Gumpertz & Heger Inc 41 Seyon St Waltham MA 02453 042256923 37535 SUB-AWARD South End Community Health Center 1601 Washington St Boston MA 02118 042456134 501(c)(3) 17329 SUB-AWARD Southwest Research Institute (Signature Science) 8329 North MoPac Expressway PO B Austin TX 78759 741070544 501(c)(3) 55824 SUB-AWARD Temple University 1801 N Broad St Philadelphia PA 19122 231365971 501(c)(3) 35864 SUB-AWARD Texas Tech University 2500 Broadway Lubbock TX 79409 756002622 115 98933 SUB-AWARD Township of West Orange 66 Main St West Orange NJ 07052 226002396 115 43064 SUB-AWARD Tufts University 169 Holland Street Somerville MA 02144 042103634 501(c)(3) 219264 SUB-AWARD Tuskegee University Kresge Center Tuskegee AL 36088 630288878 501(c)(3) 35773 SUB-AWARD University of California Santa Barbara 3227 Cheadle Hall 3rd Floor Santa Barbara CA 931062050 956006145 115 445594 SUB-AWARD University of Chicago 6054 South Drexel Ave Suite 300 Chicago IL 60637 362177139 501(c)(3) 84582 SUB-AWARD University Of Connecticut 438 Whitney Street Storrs CT 06269 060772160 115 112796 SUB-AWARD University of Connecticut Health Center 263 Farmington Ave Farmington CT 06032 521725543 115 26973 SUB-AWARD University of Hawaii 2440 Campus Road Box 368 Honolulu HI 968222234 996000354 115 38949 SUB-AWARD University of Houston 4800 Calhoun Rd Houston TX 77004 746001399 115 24998 SUB-AWARD University of Kansas 1450 Jayhawk Blvd Lawrence KS 66045 480680117 501(c)(3) 52730 SUB-AWARD University of Maryland 3112 Lee Building College Park MD 207425141 526002033 115 50170 SUB-AWARD University of Massachusetts 70 Butterfield Terr Amherst MA 01003 043167352 115 373069 SUB-AWARD University of Michigan 3089 Wolverine Tower Ann Arbor MI 48109 386006309 115 573186 SUB-AWARD University Of New Hampshire 51 College Road Durham NH 03824 026000937 115 8401 SUB-AWARD University of New Mexico 1700 Lomas NE Albuquerque NM 87131 856000642 115 80000 SUB-AWARD University Of North Carolina at Chapel Hill 104 Airport Drive Chapel Hill NC 27516 566001393 115 123726 SUB-AWARD University of North Carolina at Pembroke 1 University Drive Pembroke NC 28372 566000805 115 7831 SUB-AWARD University of North Texas 1155 Union Circle 305250 Denton TX 762035017 756002149 115 23843 SUB-AWARD University of Notre Dame 415 Main Bldg Notre Dame IN 46556 350868188 501(c)(3) 215026 SUB-AWARD University of Pennsylvania 3451 Walnut Street Room P-221 Philadelphia PA 191046205 231352685 115 62500 SUB-AWARD University of Puerto Rico 1187 Flamboyan St San Juan PR 00926 660177776 115 661568 SUB-AWARD University of Rhode Island 70 Lower College Road Kingston RI 02881 223011455 115 443102 SUB-AWARD University of South Florida 4202 East Fowler Ave Tampa FL 33620 593102112 115 102146 SUB-AWARD University of Texas at Austin 110 Inner Campus Drive Austin TX 78705 746000203 115 42830 SUB-AWARD University of Utah 2110 State Office Bldg Salt Lake City UT 84114 876000545 115 72717 SUB-AWARD University of Washington PO Box 43113 Olympia WA 98504 916001089 115 344135 SUB-AWARD University of Wisconsin 600 Highland Avenue Madison WI 53792 391835630 115 38967 SUB-AWARD Vanderbilt University 2201 West End Ave Nashville TN 37235 620476822 501(c)(3) 63188 SUB-AWARD Washington State University PO Box 64133 Pullman WA 99164 916033434 115 28136 SUB-AWARD Wellesley College 106 Central St Wellesley MA 02481 042103637 501(c)(3) 73869 SUB-AWARD West Virginia University One Waterfront Place Morgantown WV 26506 550665758 115 47716 SUB-AWARD Western Michigan University 3081 Seibert Admin Bldg Kalamazoo MI 49008 386007327 115 8954 SUB-AWARD Whitman College 345 Boyer Ave Walla Walla WA 993622067 910567740 501(c)(3) 23668 SUB-AWARD Yale University PO Box 208239 New Haven CT 065208239 060646973 501(c)(3) 6780 SUB-AWARD 90 16 STUDENT FINANCIAL AID 14446 292191830 COST TUITION OFFSET SCHEDULE I, PART I, LINE 2 GRANT FUNDING IS AWARDED TO STUDENTS BY STUDENT FINANCIAL SERVICES WITHIN ESTABLISHED BUDGET LEVELS BASED ON UNIVERSITY POLICIES. GRANT FUNDS ARE CREDITED TO INDIVIDUAL STUDENT ACCOUNTS ELECTRONICALLY. STUDENT FINANCIAL SERVICES WORKS WITH ADVANCEMENT STAFF TO ENSURE THAT RESTRICTED FUNDS ARE AWARDED WITHIN ESTABLISHED CRITERIA, AND WITH FINANCE STAFF TO DETERMINE AVAILABILITY OF FUNDS. STUDENT FINANCIAL SERVICES MAINTAINS INTERNAL POLICIES AND PROCEDURES FOR THE CORRECT AWARDING AND ADJUSTING OF INSTITUTIONAL FUNDS. ANNUAL AUDITS ARE CONDUCTED TO ASSURE COMPLIANCE WITH ALL POLICIES AND PROCEDURES. NORTHEASTERN UNIVERSITY (NU) HAS A FULL TIME EMPLOYEE TO MONITOR SUBAWARDS. - NU FOLLOWS FEDERAL REGULATIONS AS PART OF THE SUBRECIPIENT MONITORING UNDER A-133 (now Uniform Guidance 2 CFR 200). - NU REVIEWS THE FEDERAL AUDIT CLEARINGHOUSE AND INSTITUTION'S A-133 REPORTS (now Uniform Guidance 2 CFR 200). - DESK REVIEWS ARE PERFORMED, AND PRINCIPAL INVESTIGATORS APPROVE ALL INVOICES. X X X X true true X X X X X false true false false false false false true true true JOSEPH E AOUN PRESIDENT/TRUSTEE 805515 0 200000 0 306214 0 67250 0 137525 0 1516504 0 185495 0 PHILOMENA V MANTELLA SVP & CEO NU GLOBAL NETWORK 484154 0 57000 0 180527 0 76500 0 22879 0 821060 0 124375 0 DIANE N MACGILLIVRAY SR VP OF UNIV. ADVANCEMENT 477250 0 55200 0 28792 0 118167 0 23945 0 703354 0 0 0 MICHAEL A ARMINI SENIOR VP - EXTERNAL AFFAIRS 350700 0 35000 0 13685 0 59833 0 23649 0 482867 0 0 0 STEPHEN W DIRECTOR SR ADVISOR TO THE PRESIDENT 440798 0 75000 0 79204 0 68167 0 27479 0 690648 0 0 0 RALPH C MARTIN II SR VP & GENERAL COUNSEL 518617 0 60403 0 35202 0 68167 0 10674 0 693063 0 0 0 THOMAS NEDELL SVP FINANCE AND TREASURER 443833 0 44000 0 24469 0 51500 0 27988 0 591790 0 0 0 JIM BEAN PROVOST & SVP ACADEMIC AFFAIRS 222788 0 0 0 22046 0 22500 0 4918 0 272252 0 0 0 NANCY MAY VP - FACILITIES 236075 0 4500 0 3422 0 24112 0 10470 0 278579 0 0 0 JANE BROWN Fmr. VP - ENROLLMENT MGMT 214654 0 3000 0 4191 0 21665 0 2719 0 246229 0 0 0 NADINE AUBRY DEAN - COLLEGE OF ENGINEERING 413184 0 0 0 29305 0 44000 0 23522 0 510011 0 0 0 HUGH COURTNEY DEAN D'AMORE-MCKIM SCHL OF BUS 393631 0 0 0 15215 0 41500 0 25995 0 476341 0 0 0 SUNDAR KUMARASAMY VP - ENROLLMENT MGMT 164952 0 15000 0 19223 0 17500 0 17587 0 234262 0 0 0 JACK REYNOLDS INT.DEAN-BOUVE' COL HEALTH SCI 185263 0 0 0 103410 0 26500 0 22759 0 337932 0 0 0 TERRY FULMER Fmr.DEAN-BOUVE' COL HEALTH SCI 140202 0 0 0 1188 0 14036 0 1068 0 156494 0 0 0 JOHN LABRIE DEAN-CPS & VP-PROF EDUCATION 269983 0 0 0 2954 0 26500 0 25702 0 325139 0 0 0 MARC H MEYER SHILLMAN PROF-ENTREPRENEURSHIP 276494 0 0 0 192124 0 26500 0 2807 0 497925 0 0 0 ALEXANDROS MAKRIYANNIS PROFESSOR & BEHRAKIS CHAIR 359347 0 0 0 183072 0 26500 0 1806 0 570725 0 0 0 ALBERT-LASZLO BARABASI UNIV. DISTINGUISHED PROFESSOR 327381 0 0 0 175866 0 26500 0 22156 0 551903 0 0 0 WILLIAM COEN HEAD COACH MEN'S BASKETBALL 491155 0 20000 0 24710 0 26500 0 23726 0 586091 0 0 0 JOHN H MCCARTHY SR ADVISOR TO THE PRESIDENT 321706 0 40000 0 16602 0 26500 0 7832 0 412640 0 0 0 DAVID LUZZI EXEC DIR STRATEGIC SECURITY 345855 0 0 0 11226 0 26500 0 24365 0 407946 0 0 0 HARRY LANE PROFESSOR 199253 0 0 0 69511 0 20894 0 25172 0 314830 0 0 0 STEPHEN ZOLOTH PROFESSOR 275869 0 0 0 6364 0 26500 0 25633 0 334366 0 0 0 SCHEDULE J, PART I, LINE 1 THE UNIVERSITY WILL APPROVE BUSINESS CLASS AIR TRAVEL (OR FIRST CLASS IF BUSINESS CLASS IS NOT AVAILABLE) FOR THE PRESIDENT AS APPROPRIATE. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. THE PRESIDENT HAS AUTHORITY TO APPROVE FIRST CLASS / BUSINESS CLASS TRAVEL IF NECESSARY IN CERTAIN CIRCUMSTANCES FOR INDIVIDUALS LISTED IN SCHEDULE J, PART II. THREE OFFICERS, ONE KEY EMPLOYEE, AND ONE HIGHEST COMPENSATED EMPLOYEE USED SUCH ACCOMODATIONS FOR BUSINESS PURPOSES DURING THE YEAR ENDED JUNE 30, 2016. THE PRESIDENT'S SPOUSE TRAVELS ON OCCASION WITH THE PRESIDENT WHEN NECESSARY FOR BUSINESS PURPOSES AND UPON APPROVAL OF THE CHAIRMAN OF THE BOARD. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. HOUSING IS PROVIDED FOR THE PRESIDENT AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER AND IS NOT INCLUDED IN TAXABLE WAGES. A HOUSING ALLOWANCE WAS PROVIDED TO TWO OFFICERS, ONE KEY EMPLOYEE, AND ONE HIGHEST COMPENSATED EMPLOYEE AND WAS INCLUDED IN TAXABLE WAGES. SOCIAL CLUB DUES ARE PROVIDED FOR THE PRESIDENT. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY AND DUES ARE NOT INCLUDED IN TAXABLE WAGES. SCHEDULE J, PART I, LINE 4B CERTAIN INDIVIDUALS PARTICIPATED IN LONG TERM INCENTIVE PLANS UNDER WHICH A DEFERRED PAYMENT IS AWARDED CONTINGENT ON CONTINUED EMPLOYMENT WITH THE UNIVERSITY UNTIL THE DATE THE PLAN BECOMES PAYABLE AND THE ACHIEVEMENT OF CERTAIN CRITICAL UNIVERSITY GOALS. AMOUNTS ACCRUED BUT NOT PAID IN THE YEAR ARE REPORTED ON FORM 990, SCHEDULE J, PART II, COLUMN C AS DEFERRED COMPENSATION. INDIVIDUALS WHO RECEIVED PAYMENTS UNDER LONG TERM INCENTIVE PLANS ARE LISTED BELOW. A PORTION OF EACH PAYMENT REFLECTED BELOW WAS REPORTED ON PRIOR YEARS' FORMS 990, SCHEDULE J, PART II, COLUMN C AS DEFERRED COMPENSATION. JOSEPH E AOUN $225,100 PHILOMENA V MANTELLA $145,000 Schedule J, Part I, Line 7 Payments which are part of a Variable pay plan are included in SCHEDULE J, PART II, COLUMN B, THE SECTION FOR REPORTING BONUS AND INCENTIVE COMPENSATION. THIS PLAN IS BASED ON ACHIEVEMENT OF PRE-ESTABLISHED GOALS. IT IS APPROVED BY THE BOARD OF TRUSTEES FOR THE PRESIDENT AND OTHER OFFICERS. OTHER EMPLOYEES HAVE RECEIVED BONUSES WHICH ARE AWARDED TO A LIMITED NUMBER OF EMPLOYEES FOR EXCEPTIONAL CONTRIBUTIONS. Schedule J, Part I, Line 8 THE PROVOST & SVP ACADEMIC AFFAIRS WAS PAID PURSUANT TO AN INITIAL CONTRACT DURING 2015. A MHEFA SERIES R 042456011 57586c2z7 2008-05-22 92267988 REFUND SERIES N BONDS false false false B MHEFA SERIES T 042456011 57586cz57 2008-05-22 210795125 REFUND SERIES P BONDS false false false C MHEFA SERIES Y 042456011 57586efe6 2009-02-05 64431595 NEW PROJECT/REFUND SERIES F,H,K, false false false D MHEFA SERIES 2010A 042456011 57584eth4 2010-03-18 266921019 REFUND SERIES I,Q,U,W false false false A 16840942 0 92267988 0 0 0 396998 0 3771000 0 88100000 0 true false true true B 5810433 0 217423581 0 0 0 1078308 0 0 0 216345273 0 2010 true false true true C 21967011 0 64576407 0 0 0 536194 0 0 38000000 26040213 0 2010 true false true true D 53796666 0 266921019 0 0 0 1281074 0 34652829 0 230987116 0 true false true true A 0 B false true true true false 0.03640 0.00000 0.03640 false false false true C false true true true false 0.02760 0.00440 0.03200 false false false true D 0 A false false true true false false 0 false false false 0 false true B false false true true true false 0 false false false 0 false true C false false true true false false 0 false false false 0 false true D false false true true false false 0 false false false 0 false true A true B true C true D true SCHEDULE K, PART VI PART I, LINE B, COLUMN (E) IN APRIL 2012, SERIES T-2 BONDS FOR $70,000,000 WERE CONVERTED TO FULLY REGISTERED FIXED RATE BONDS IN THE AGGREGATE PRINCIPAL AMOUNT OF $66,315,000 WITH A FINAL MATURITY DATE IN OCTOBER 2037. THE BALANCE OF THE INITIAL AGGREGATE PRINCIPAL AMOUNT OF THE SERIES T-2 BONDS IN THE AMOUNT OF $3,685,000 WAS CANCELLED IN APRIL 2012. BOND ISSUANCE COSTS OF $395,335 ARE RECORDED AS A CONTRA LIABILITY IN BONDS AND NOTES PAYABLE AND WILL BE AMORTIZED OVER THE LIFE OF THE RESPECTIVE BONDS. THE SERIES T-2 BONDS WERE REMARKETED WITH A PREMIUM TOTALING $4,080,335 WHICH IS RECORDED IN BONDS AND NOTES PAYABLE. THE PREMIUM WILL BE AMORTIZED USING THE EFFECTIVE INTEREST METHOD OVER THE LIFE OF THE RESPECTIVE BONDS. IN FEBRUARY 2012, SERIES T-1 BONDS FOR $70,000,000 WERE CONVERTED TO FULLY REGISTERED FIXED RATE BONDS IN THE AGGREGATE PRINCIPAL AMOUNT OF $63,260,000 WITH A FINAL MATURITY DATE IN OCTOBER 2037. THE BALANCE OF THE INITIAL AGGREGATE PRINCIPAL AMOUNT OF THE SERIES T-1 BONDS IN THE AMOUNT OF $6,740,000 WAS CANCELLED IN FEBRUARY 2012. BOND ISSUANCE COSTS OF $399,790 ARE RECORDED AS A CONTRA LIABILITY IN BONDS AND NOTES PAYABLE AND WILL BE AMORTIZED OVER THE LIFE OF THE RESPECTIVE BONDS. THE SERIES T-1 BONDS WERE REMARKETED WITH A PREMIUM TOTALING $7,139,790 WHICH IS RECORDED IN BONDS AND NOTES PAYABLE. THE PREMIUM WILL BE AMORTIZED USING THE EFFECTIVE INTEREST METHOD OVER THE LIFE OF THE RESPECTIVE BONDS. PART I, LINE A, COLUMN (F) MHEFA SERIES R REFUNDED SERIES N BONDS WHICH WERE ISSUED JANUARY 23, 2003. PART I, LINE B, COLUMN (F) MHEFA SERIES T REFUNDED SERIES P BONDS WHICH WERE ISSUED JULY 18, 2007. PART I, LINE C, COLUMN (F) MHEFA SERIES Y (I) FINANCED THE CONSTRUCTION OF A DORMITORY, RENOVATIONS TO VARIOUS ACADEMIC AND ATHLETIC FACILITIES, AND MISCELLANEOUS FURNITURE AND EQUIPMENT ACQUISITIONS, AND (II) REFUNDED SERIES F, H, AND K BONDS WHICH WERE ISSUED JULY 6, 1999, JULY 9, 1998, AND JULY 11, 2000, RESPECTIVELY. PART I, LINE D, COLUMN (F) MHEFA SERIES 2010(A) REFUNDED SERIES I, Q, U, AND W. * SERIES I BONDS WERE ISSUED MAY 26, 1999 TO FINANCE VARIOUS CAPITAL PROJECTS. * SERIES Q BONDS WERE ISSUED MAY 28, 2008 FOR THE PURPOSE OF REFUNDING THE SERIES L BONDS WHICH WERE ISSUED JANUARY 25, 2001 TO FINANCE VARIOUS CAPITAL PROJECTS. * SERIES U BONDS WERE ISSUED JULY 31, 2008 FOR THE PURPOSE OF REFUNDING THE SERIES M BONDS WHICH WERE ISSUED JULY 3, 2002. SERIES M BONDS WERE ISSUED FOR THE PURPOSE OF REFUNDING THE SERIES E BONDS WHICH WERE ISSUED APRIL 1992. * SERIES W BONDS WERE ISSUED DECEMBER 17, 2008 FOR THE PURPOSE OF REFUNDING THE SERIES G BONDS WHICH WERE ISSUED APRIL 1998 TO FINANCE VARIOUS CAPITAL PROJECTS. PART I, LINE A, COLUMN (F) MDFA SERIES 2012 REFUNDED SERIES S BONDS WHICH WERE ISSUED MAY 22, 2008. PART I, LINE B, COLUMN (F) MDFA SERIES 2014A WERE ISSUED JANUARY 23, 2014 TO FINANCE VARIOUS CAPITAL PROJECTS. PART II, LINE 3 - TOTAL PROCEEDS OF ISSUE THE DIFFERENCE BETWEEN PART I, COLUMN E, ISSUE PRICE AND PART II, LINE 3, TOTAL PROCEEDS OF ISSUE IS DUE TO INVESTMENT EARNINGS. PART II, LINE 9 - WORKING CAPITAL WORKING CAPITAL CONSISTS OF BOND PROCEEDS USED TO FINANCE TERMINATION PAYMENTS DUE TO SWAP COUNTERPARTIES. PART IV, LINE 2C, COLUMN (A) - DATE REBATE CALCULATION WAS PERFORMED MHEFA SERIES R - JULY 16, 2015 PART IV, LINE 2C, COLUMN (B) - DATE REBATE CALCULATION WAS PERFORMED MHEFA SERIES T - JULY 16, 2015 PART IV, LINE 2C, COLUMN (C) - DATE REBATE CALCULATION WAS PERFORMED MHEFA SERIES Y - JULY 16, 2015 PART IV, LINE 2C, COLUMN (D) - DATE REBATE CALCULATION WAS PERFORMED MHEFA SERIES 2010A - JULY 16, 2015 PART IV, LINE 2C, COLUMN (A) - DATE REBATE CALCULATION WAS PERFORMED MDFA SERIES 2012 - JULY 16, 2015 PART IV, LINE 2C, COLUMN (B) - DATE REBATE CALCULATION WAS PERFORMED MDFA SERIES 2014A - JULY 16, 2015 PART IV, LINE 4 - HEDGE THE UNIVERSITY HAS ENTERED INTO AN INTEREST RATE SWAP AGREEMENT WITH AIG FOR BOND ISSUE MHEFA SERIES T TO MANAGE THE INTEREST COST AND VARIABLE RATE RISK ASSOCIATED WITH ITS OUTSTANDING DEBT. THE INTEREST RATE SWAP AGREEMENT WAS NOT IDENTIFIED ON THE BOOKS AND RECORDS OF THE ISSUER OR THE INSTITUTION AND WERE NOT IDENTIFIED TO BE TREATED AS A "QUALIFYING HEDGE" WITH RESPECT TO THE SERIES T BONDS. THE INTEREST RATE SWAP AGREEMENT WAS NOT ENTERED INTO FOR TRADING OR SPECULATIVE PURPOSES. UNDER THE TERMS OF THE AGREEMENT, THE UNIVERSITY PAYS A FIXED RATE, DETERMINED AT INCEPTION, TO A THIRD PARTY WHO IN TURN PAYS THE UNIVERSITY A VARIABLE RATE ON THESE RESPECTIVE NOTIONAL PRINCIPAL AMOUNTS. THERE IS NO COLLATERAL POSTING REQUIREMENT FOR THE UNIVERSITY RELATED to the swap with aig. A MDFA SERIES 2012 043431814 57583usro 2012-09-13 58405024 REFUND SERIES S false false false B MDFA Series 2014A 043431814 57583ua81 2014-01-23 152658416 CONSTRUCTION false false false A 742938 0 58405024 0 0 0 430024 0 0 0 57975000 0 true false true true B 118847 0 153077715 0 0 0 1060898 0 0 128615557 0 23401260 false false false true A false false false false 0 false false false true B false false false false 0 false false false true A false true true true false false 0 false false false 0 false true B false true true true false false 0 false false false 0 false true A true B true 0 NICKOLAS AVERY Family Member of Officer 59997 NU EMPLOYEE false X 4 0 APPRAISAL X 1 22927 MARKET VALUE X 48 771516 MARKET VALUE X EQUIPMENT 17 1893188 MARKET VALUE 0 false true false SCHEDULE M, PART I, COLUMN (B) NORTHEASTERN UNIVERSITY REPORTED THE NUMBER OF CONTRIBUTIONS. SCHEDULE M, PART I, LINE 33 NORTHEASTERN UNIVERSITY'S ACCOUNTING POLICY STATES THAT NO REVENUE IS TO BE RECOGNIZED FOR GIFTS IN KIND UNLESS THERE IS AN IDENTIFIABLE USEFUL LIFE OR DETERMINABLE MARKET VALUE. ALL GIFTS IN KIND ARE REVIEWED TO DETERMINE IF THEY MEET EITHER CRITERIA. Mission Statement Form 990, Parts I and III, line 1 To educate students for a life of fulfillment and accomplishment. To create and translate knowledge to meet global and societal needs. This mission inspires members of the University community in whatever they do - as students and scholars, as teachers and researchers, as mentors, as administrators, and as leaders. Northeastern's commitment to this mission is focused in three areas of distinction where the university can have the greatest effect on the lives of students and the wider world: experiential learning, use-inspired research, and global insight. By concentrating its energy in these areas, Northeastern is best positioned to set priorities, make decisions, and focus resources that allow the institution to achieve its goals as a leader in higher education. Form 990, Part III, Line 4d Other program services consist of: Research, academic support, student services, and other student aid. Form 990, Part VI, Line 1a PURSUANT TO THE BYLAWS, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS AUTHORIZED TO ACT WITH THE FULL AUTHORITY OF THE BOARD OF TRUSTEES IN THE MONTHS IN WHICH THE FULL BOARD DOES NOT MEET. All members of the Board of Trustees who are not appointed to serve on the Executive Committee shall be authorized to serve as alternates to the Executive Committee with full voting authority. The Secretary shall be authorized to select an alternate whenever a member notifies the Secretary of his or her inability to attend any regular or special meeting of the Executive Committee. A majority of the members of the Executive Committee, including any alternate(s), shall constitute a quorum for any meeting of the Executive Committee. Form 990, Part VI, Line 2 Edward G. Galante Alan S. McKim Business Relationship Form 990, Part VI, Line 4 The University's Bylaws were amended in the following manner: Members of the Board of Trustees and Officers of the Board of Trustees and the Corporation are now elected exclusively by the Board. The Northeastern University Corporation will continue to elect members of the Corporation as recommended by the Board. Form 990, Part VI, Line 7a The Chair of the Board of Trustees appoints one Trustee Emeritus or Emerita each year to serve as a voting member of the Board of Trustees. Form 990, Part VI, Line 11B The University's Form 990 review process is a collaborative effort. The core Form 990 and related schedules were reviewed by four committees of the Board of Trustees, senior management, an independent compensation consultant and a paid tax preparer. All feedback from the above parties was incorporated in the form. The Form 990 as filed is provided to the full board prior to filing with the IRS. Form 990, Part VI, Line 12c ANNUALLY, THE UNIVERSITY'S COMPLIANCE DEPARTMENT, REPORTING TO SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ELECTRONICALLY DISTRIBUTES THE NORTHEASTERN UNIVERSITY CONFLICT OF INTEREST AND COMMITMENT DISCLOSURE FORM TO FACULTY AND STAFF. THE COMPLETED FORMS ARE REVIEWED BY THE COMPLIANCE DEPARTMENT AND RELEVANT COLLEGE AND ADMINISTRATIVE MANAGEMENT. FOLLOW UP FOR CLARIFICATION IS CARRIED OUT WHERE NECESSARY AND THE APPROPRIATE UNIT DEAN, VICE-PRESIDENT OR DIRECTOR IS RESPONSIBLE FOR REVIEWING THE IDENTIFIED CONFLICTS AND RESOLVING THOSE CONFLICTS APPROPRIATELY. BOTH THE FACULTY AND STAFF CONFLICT OF INTEREST AND COMMITMENT POLICIES ARE ON THE UNIVERSITY'S WEBSITE. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE BOARD OF TRUSTEES, REPORTING TO THE SENIOR VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT, FOR THE UNIVERSITY'S SENIOR LEADERSHIP AND BOARD OF TRUSTEES. THE POLICY REQUIRES THAT ALL TRUSTEES, OFFICERS AND OTHER GOVERNING BOARD MEMBERS WHO SERVE ON STANDING COMMITTEES ARE REQUIRED TO ADHERE TO A POLICY WHICH REQUIRES DISCLOSURE IN ADVANCE OF ANY CONFLICT; NON-PARTICIPATION IN DECISIONS REGARDING THE POTENTIAL CONFLICT; AND AN ANNUAL REPORTING OF ANY CONFLICTS FOR PERSONAL OR THIRD PARTY INVOLVEMENT. THE FINAL DISCLOSURE FORMS ARE REVIEWED BY A SUBCOMMITTEE OF THE BOARD'S TRUSTEESHIP COMMITTEE AND ANY CONFLICTS THAT REQUIRE RESOLUTION ARE BROUGHT TO THE ATTENTION OF THE CHAIR OF THE BOARD AND UNIVERSITY MANAGEMENT FOR RESOLUTION. Form 990, Part VI, Lines 15a & 15b NORTHEASTERN UNIVERSITY FOLLOWS A CAREFULLY DEFINED PROCESS FOR REVIEWING SENIOR EXECUTIVE COMPENSATION LEVELS. THE POSITIONS INCLUDED IN THIS PROCESS DURING 2015 ARE THE PRESIDENT, PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS, SENIOR VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT, SENIOR VICE PRESIDENT AND CEO FOR NU GLOBAL NETWORK, SENIOR VICE PRESIDENT FOR FINANCE AND TREASURER, SENIOR VICE PRESIDENT FOR EXTERNAL AFFAIRS, AND SENIOR VICE PRESIDENT & GENERAL COUNSEL. OTHER POSITIONS INCLUDING, BUT NOT LIMITED TO, DEANS MAY BE INCLUDED EACH YEAR. THIS PROCESS EMBRACES THE BEST PRACTICES UTILIZED IN THE HIGHER EDUCATION INDUSTRY. IN 2015, A COMPETITIVE PAY ASSESSMENT WAS CONDUCTED BY A THIRD PARTY INDEPENDENT COMPENSATION CONSULTING FIRM, USING MULTIPLE MARKET REFERENCES, INCLUDING SURVEYS REPRESENTING SIMILAR UNIVERSITIES AND OTHER RELEVANT LABOR MARKETS (AS APPLICABLE FOR CERTAIN POSITIONS). THE ASSESSMENT IS BASED ON PEER REFERENCES THAT REFLECT OTHER UNIVERSITIES OF SIMILAR SIZE AND PROMINENCE WITH WHICH NORTHEASTERN COMPETES FOR EXECUTIVE TALENT. THE INDEPENDENT CONSULTANT ALSO PROVIDED ADDITIONAL PROPRIETARY COMPENSATION MARKET DATA AND AN ASSESSMENT OF THE REASONABLENESS OF THE DATA. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES, ALSO SERVING AS THE CHAIR, ALONG WITH FIVE OTHER INDEPENDENT TRUSTEE MEMBERS. THIS COMMITTEE HAS CONTINUED TO ENGAGE TOWERS WATSON AS ITS INDEPENDENT COMPENSATION CONSULTANT, WITH THE EXPECTATION THAT ITS PROCESSES AND PROCEDURES WOULD CONTINUE TO EVOLVE TO REFLECT EMERGING BEST PRACTICES. THE COMPETITIVE PAY ASSESSMENT AND INDEPENDENT CONSULTANT REVIEW WERE PROVIDED TO THE PRESIDENT FOR HIS USE IN MAKING SALARY AND BONUS RECOMMENDATIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES FOR THE POSITIONS INCLUDED IN THE PROCESS, EXCLUDING HIS OWN. THE PRESIDENT'S RECOMMENDATIONS TO THE COMPENSATION COMMITTEE TAKE INTO CONSIDERATION THE MARKET INFORMATION, AS WELL AS THE RESULTS OF A FORMAL ANNUAL PERFORMANCE ASSESSMENT PROCESS BASED ON PRE-DETERMINED GOALS AND OBJECTIVES. THE COMPENSATION COMMITTEE REVIEWED THE COMPETITIVE INFORMATION AND THE RESULTS OF THE PERFORMANCE ASSESSMENT PROCESS PRESENTED BY THE PRESIDENT, DISCUSSED POTENTIAL CHANGES, AND VOTED TO APPROVE THE FINAL RECOMMENDATIONS, WHICH WERE THEN PRESENTED TO THE FULL BOARD OF TRUSTEES. THE BOARD ALSO VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. IN DETERMINING THE PRESIDENT'S COMPENSATION, THE INDEPENDENT CONSULTANT PROVIDED THE RESULTS OF THE MARKET PAY ASSESSMENT FOR THE PRESIDENT DIRECTLY TO THE COMMITTEE. THE COMMITTEE ALSO CONDUCTED A FORMAL PERFORMANCE ASSESSMENT OF THE PRESIDENT, UTILIZING PRE-DETERMINED GOALS AND OBJECTIVES. THE COMMITTEE THEN DISCUSSED POTENTIAL CHANGES TO THE PRESIDENT'S COMPENSATION BASED ON THE MARKET DATA AND THE RESULTS OF THE PERFORMANCE ASSESSMENT, AND PRESENTED ITS RECOMMENDATIONS TO THE FULL BOARD OF TRUSTEES FOR THEIR APPROVAL. THE BOARD VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. Form 990, Part VI, Line 19 Original hard copy Financial Statements and Governing documents are available upon request. The Conflict of interest policy and the annual financial statements are available via the internet at www.NEU.EDU. FORM 990, PART VII, COLUMN (A) STEVEN ZOLOTH, PROFESSOR, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - BOUVE' COLLEGE. DAVID LUZZI, PROFESSOR AND EXECUTIVE DIRECTOR, STRATEGIC SECURITY INITIATIVE MECHANICAL AND INDUSTRIAL ENGINEERING, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - ENGINEERING. HARRY LANE, PROFESSOR, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS ACTING DEAN. JOHN H MCCARTHY, SENIOR ADVISOR TO THE PRESIDENT, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS SENIOR VICE PRESIDENT FOR ADMINISTRATION AND FINANCE. Form 990, Part VII, Column (B) 40 hours constitutes a full-time equivalent employee at Northeastern University. Form 990, Part XI, Line 9 SWAP ADJUSTMENT ($25,269,000) Renaissance Park Garage LLC 1209 Orange St Wilmington DE 19801 043480384 Parking svcs DE 2247635 16756062 NORTHEASTERN NU Research LLC 360 Huntington Ave Boston MA 02115 170388661 Research Ctr MA 0 NORTHEASTERN NU Innovation LLC 360 Huntington Ave Boston MA 02115 270388561 Research Ctr MA 0 NORTHEASTERN George J Kostas Research Institute Suite 250 CP 360 Huntington Avenue Boston MA 02115 465228806 Research Ctr MA 68000 NORTHEASTERN NU Housing Corporation c/o NU 716 Columbus Ave Boston MA 02120 260874402 Real Estate MA 501(C)(3) 9 NORTHEASTERN true The Mass Green High Perf Computing Ctr 77 Mass Ave Cambridge MA 02139 273014805 Research Ctr MA 501(C)(3) 11A-I NA false MGHPCC Holyoke Inc 77 Mass Ave CAMBRIDGE MA 02139 452257442 RESEARCH CTR MA 501(C)(3) 11A-I NA false Azland Inc c/o NU 360 Huntington Avenue Boston MA 02115 042454917 Real Estate DE NORTHEASTERN C Corp 23562 221099 1.00000 true Charitable Remainder Trust (1) INVESTING CA NORTHEASTERN TRUST true Charitable Remainder Trust (1) INVESTING ME NORTHEASTERN TRUST true Charitable Remainder Trust (11) INVESTING MA NORTHEASTERN TRUST true Charitable Remainder Trust (3) INVESTING NH NORTHEASTERN Trust true Pooled Income Trust (1) INVESTING MA NORTHEASTERN TRUST true Perpetual Trust (1) INVESTING MA Northeastern Trust true Perpetual Trust (1) Investing ME Northeastern Trust true false false false false false false false false false false false false false false false false false false true NU HOUSING CORPORATION S 12600130 CASH