2017-05-13T18:18:58-05:00 2016-06-30 KPMG LLP 60 South Street Boston MA 02111 990 2015-07-01 150532081 Syracuse University % JEAN B GALLIPEAU SYRA 3154433765 SKYTOP OFFICE BLDG SKYTOP RD SYRACUSE NY 132445300 AMIR RAHNAMAY-AZAR SENIOR VP & CFO 3154433765 2017-05-12 true TARA D'AGOSTINO P01245482 6179881000 2017-05-08 2015 2021-01-29 14:40:06Z KENT SYVERUD CROUSE HINDS HALL SYRACUSE NY 13244 1550846426 false X WWW.SYR.EDU X 1870 NY SYRACUSE UNIVERSITY (SU) IS A NON-PROFIT UNIVERSITY DEVOTED TO EDUCATION, TEACHING, AND RESEARCH. 55 49 17786 1680 18212633 1570947 66210248 82971610 1113844326 1144736979 89068557 35109897 -63394 3303751 1269059737 1266122237 300751913 314556977 0 0 539962207 565928827 0 0 16880499 338074090 338382826 1178788210 1218868630 90271527 47253607 2668632803 2688394910 826429278 864433720 1842203525 1823961190 X SYRACUSE UNIVERSITY (SU) IS A NON-PROFIT UNIVERSITY DEVOTED TO EDUCATION, TEACHING, AND RESEARCH. false false 664052500 307721036 830402823 INSTRUCTION AND DEPARTMENTAL RESEARCH: EXPENDITURES IN THIS AREA INCLUDE SALARIES AND BENEFITS FOR FACULTY, SCHOLARSHIPS AND GRANTS TO STUDENTS, AND SUPPORT FOR FACILITIES AND EQUIPMENT, CONDUCTED FOR THE BENEFIT OF APPROXIMATELY 15,200 UNDERGRADUATE AND 6,600 GRADUATE AND LAW STUDENTS ENROLLED AT SYRACUSE UNIVERSITY. 178911875 6835941 212378656 AUXILIARY SERVICES: EXPENDITURES IN THIS AREA ARE FOR THE INFRASTRUCTURE THAT SUPPORTS SYRACUSE UNIVERSITY'S MISSION INCLUDING HOUSING, DINING, AND BOOKS, INSTRUCTIONAL MATERIALS AND OTHER GOODS AND SERVICES. 65587735 79751814 SPONSORED RESEARCH AND OTHER RELATED ACTIVITIES: EXPENDITURES IN THIS AREA ARE FOR RESEARCH AND SIMILAR ACTIVITY FUNDED BY GRANTS FROM THE PUBLIC, PRIVATE, AND NON-PROFIT SECTORS. 260006314 22203686 1168558424 true true false true false false false true true true true true false false true true false true true true true false true false true false false true true true true true false false false false false false false true true true true false false true true true true false true X 2169 0 true 17786 true true true true CH CI FR IT SP TU UK false false false true true false false false false X 55 49 true false false false false false false true true false false true true true true true true true true true true AK AZ CA CO FL KY ME MD MA MI NH SC WA X JEAN B GALLIPEAU 3154433765 SKYTOP OFFICE BUILDING SYRACUSE NY 13244 PATRICK AHEARN TRUSTEE 1.0 0.0 X 0 0 0 RICHARD ALEXANDER TRUSTEE 1.0 0.0 X 0 0 0 JOANNE F ALPER TRUSTEE 5.0 0.0 X 0 0 0 STEVE BALLENTINE TRUSTEE 1.0 0.0 X 0 0 0 MARTIN N BANDIER TRUSTEE 1.0 0.0 X 0 0 0 STEVEN W BARNES BOARD CHAIRMAN 20.0 0.0 X 0 0 0 JAMES V BREUER TRUSTEE 5.0 0.0 X 0 0 0 JOHN H CHAPPLE TRUSTEE 1.0 0.0 X 0 0 0 ANGEL COLLADO-SCHWARZ TRUSTEE 1.0 0.0 X 0 0 0 LAUREN B CRAMER TRUSTEE 1.0 0.0 X 0 0 0 DANIEL A D'ANIELLO TRUSTEE 1.0 0.0 X 0 0 0 DARLENE T DEREMER TRUSTEE 5.0 0.0 X 0 0 0 ROBERT E DINEEN JR TRUSTEE 1.0 0.0 X 0 0 0 NICHOLAS M DONOFRIO TRUSTEE 1.0 0.0 X 0 0 0 DAVID G EDELSTEIN VICE CHAIR 5.0 0.0 X 0 0 0 STEVEN L EINHORN TRUSTEE 1.0 0.0 X 0 0 0 CLIFFORD ENSLEY TRUSTEE 1.0 0.0 X 0 0 0 DAVID B FALK TRUSTEE 1.0 0.0 X 0 0 0 WINSTON C FISHER TRUSTEE 1.0 0.0 X 0 0 0 DAVID M FLAUM TRUSTEE 1.0 0.0 X 0 0 0 STUART FRANKEL TRUSTEE 1.0 0.0 X 0 0 0 NEIL GOLD TRUSTEE 1.0 0.0 X 0 0 0 KENNETH E GOODMAN TRUSTEE 1.0 0.0 X 0 0 0 MELANIE GRAY TRUSTEE 5.0 0.0 X 0 0 0 JOSHUA H HEINTZ TRUSTEE 1.0 0.0 X 0 0 0 PETER A HORVITZ TRUSTEE 1.0 0.0 X 0 0 0 SHARON HAINES JACQUET VICE CHAIR 5.0 0.0 X 0 0 0 LAWRENCE S KRAMER TRUSTEE 1.0 0.0 X 0 0 0 JAMES D KUHN VICE CHAIR 5.0 0.0 X 0 0 0 CHRISTINE E LARSEN TRUSTEE 5.0 0.0 X 0 0 0 DEBORAH LEONE TRUSTEE 1.0 0.0 X 0 0 0 ROBERT R LIGHT TRUSTEE 1.0 0.0 X 0 0 0 DONALD T MACNAUGHTON TRUSTEE 1.0 0.0 X 0 0 0 PATRICIA H MAUTINO TRUSTEE 5.0 0.0 X 0 0 0 THEODORE A MCKEE TRUSTEE 5.0 0.0 X 0 0 0 JAMES A MONK TRUSTEE 1.0 0.0 X 0 0 0 JUDITH C MOWER TRUSTEE 5.0 0.0 X 0 0 0 SAMUEL G NAPPI TRUSTEE 1.0 0.0 X 0 0 0 MARK A NEPORENT TRUSTEE 1.0 0.0 X 0 0 0 JOAN A 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0 41474 DANIEL J FRENCH SVP & GENERAL COUNSEL 60.0 0.0 X 250000 0 0 JEAN B GALLIPEAU COMPTROLLER 60.0 0.0 X 225877 0 30488 ANDREW GORDON SVP AND CHRO 60.0 0.0 X 265185 0 42402 DARYL J GROSS VP AND SPECIAL ASSISTANT 60.0 0.0 X 757820 0 88993 J MICHAEL HAYNIE VICE CHANCELLOR- VETERANS & MA 60.0 0.0 X 405049 0 85184 MARILYN R HIGGINS VP COMMUNITY ENGAGE. ECO. DEV. 60.0 0.0 X 219510 0 31694 CANDACE C JACKSON VP CHIEF OF STAFF 60.0 0.0 X 137327 0 19102 GWENN JUDGE VP CFO (INTERIM) BUDGET DIR 60.0 0.0 X 201325 0 39181 REBECCA REED KANTROWITZ SVP & DEAN STUDENT AFFAIRS 60.0 0.0 X 204468 0 41627 RUTH E KAPLAN VP FOR EXTERNAL AFFAIRS 60.0 0.0 X 331817 0 19387 GINA LEE-GLAUSER VP FOR RESEARCH 60.0 0.0 X 367131 0 41275 ELIZABETH LIDDY INTERIM V. CHANCELLOR PROVOST 60.0 0.0 X 538891 0 35106 LOUIS G MARCOCCIA EXECUTIVE VP AND CFO 60.0 0.0 X 632543 0 144784 LARRY MARTIN VP PROGRAM DEVELOPMENT 60.0 0.0 X 241692 0 24144 CHARLES P MERRIHEW VP FOR ADV. & EXTERNAL AFFAIRS 60.0 0.0 X 275973 0 39130 ELIZABETH O'ROURKE SVP PRINCIPAL GIFTS/INT'L ADV 60.0 0.0 X 282077 0 41737 KEVIN C QUINN SVP FOR PUBLIC AFFAIRS 60.0 0.0 X 300699 0 47741 PETER SALA VP CHIEF CAMPUS FACILITIES OFF 60.0 0.0 X 404109 0 47308 SAMUEL J SCOZZAFAVA JR INTERIM CIO & VP IT SERVICES 60.0 0.0 X 221374 0 76147 CHRISTOPHER M SEDORE SVP FOR ENROLLMENT MGMT. 60.0 0.0 X 332568 0 86346 DAVID J SMITH TREASURER 60.0 0.0 X 230556 0 48432 MATTHEW TER MOLEN SVP & CHIEF ADV. OFFICER 60.0 0.0 X 459561 0 51475 PETER VANABLE INTERIM VP RESEARCH & DEAN 60.0 0.0 X 166983 0 40342 MICHELE WHEATLEY VICE CHANCELLOR & PROVOST 60.0 0.0 X 0 0 0 JAMIE CYR DIRECTOR - AUXILIARY SERVICES 60.0 0.0 X 189119 0 89845 KARIN RUHLANDT DEAN - ARTS AND SCIENCES 60.0 0.0 X 311760 0 49020 RYAN WILLIAMS ASSOC VP FOR ENROLLMENT MGMT 60.0 0.0 X 239473 0 38439 JAMES A BOEHEIM JR (M) BASKETBALL HEAD COACH 60.0 0.0 X 2064820 0 86916 QUENTIN HILLSMAN (W) BASKETBALL HEAD COACH 60.0 0.0 X 563857 0 70378 SCOTT SHAFER FOOTBALL HEAD COACH 60.0 0.0 X 1601174 0 47871 JAMES B STEINBERG DEAN - MAXWELL SCHOOL 60.0 0.0 X 515951 0 44168 ERIC F SPINA VICE CHANCELLOR AND PROVOST 60.0 0.0 X 482373 0 83450 KAREN L ALSTON SVP HUMAN CAPITAL DEV. 60.0 0.0 X 282597 0 41678 MARY ANN TYSZKO VP STRATEGIC BUS. DEV. & INNO 60.0 0.0 X 134957 0 8491 GEORGE M LANGFORD DEAN - ARTS AND SCIENCES 60.0 0.0 X 366272 0 27633 16146928 0 2116947 815 true true true POPULOUS 300 WANDOTTE SUITE 200 KANSAS CITY MO 64105 ARCHITECTS 1980000 BARCLAY DAMON LLP 125 EAST JEFFERSON STREET SYRACUSE NY 13202 ATTORNEYS 1915556 VIP STRUCTURES INC ONE WEBSTERS LANDING SYRACUSE NY 13202 ARCHITECTS 1867320 SASAKI ASSOCIATES INC 64 PLEASANT STREET WATERTOWN MA 02472 ARCHITECTS 1146828 PETERSON GUADAGNOLO CONSULTING 476 EAST BRIGHTON AVE SYRACUSE NY 13210 ENGINEERS 1216265 170 1358698 81612912 9163946 82971610 INSTRUCTION/DEPARTMENT RESEARCH 611600 830402823 830402823 SPONSORED RESEARCH 611600 79751814 79751814 AUXILIARY-RELATED ACTIVITIES 611710 207317208 207317208 AUXILIARY-UNRELATED ACTIVITIES 541900 5061448 5061448 SHERATON SU HOTEL/CONF CTR 721110 10776351 668852 10107499 11427335 11427335 1144736979 13263625 4913 13258712 13492 13492 357668 357668 1609474 0 1068462 541012 0 541012 541012 304333897 234091 282342042 393166 21991855 -159075 21832780 21832780 286817 1358698 920519 -633702 -633702 0 0 0 INCOME FROM PARTNERSHIP/ S CORP 525990 3019797 3019797 ALUMNI TOURS 541900 18976 18976 3038773 1266122237 1129568032 18212633 35369962 58500 58500 301187602 301187602 13310875 13310875 0 11764639 2649351 7148760 1966528 1539679 1539679 410863153 394933322 8477877 7451954 31121438 29897104 634267 590067 84513911 78929178 3333648 2251085 26126007 24563804 981394 580809 42500 42500 7272571 2488299 4763478 20794 643735 643735 171093 171093 0 2839971 2839971 23798087 22747319 364835 685933 4009615 3908231 7983 93401 43661744 42410569 633451 617724 8893459 8633288 143350 116821 381798 381798 31361092 30136020 867035 358037 39134203 37471613 475915 1186675 0 4439584 4359771 5584 74229 17618863 17618863 0 72086557 70062357 1328268 695932 1629092 1629092 COGS - AUXILIARIES 22335801 22335801 EQUIPMENT NOT CAPITALIZED 11696026 11696026 RENTALS - OTHER 8037460 8005638 13932 17890 UNRELATED BUS. INCOME TAX 2650 2650 38326925 37433231 721074 172620 1218868630 1168558424 33429707 16880499 11831204 7474919 128837059 127566929 79678648 74471386 49278603 85822883 0 0 0 0 0 0 12628932 13185083 17758993 18944712 2122715463 1016523550 1072214939 1106191913 602454002 514560306 658686335 704180375 35212426 35996404 0 0 51662 0 2668632803 2688394910 242020515 273410566 0 0 39731954 41398453 438225435 433429525 1740435 1954701 0 0 11173222 10412575 0 0 93537717 103827900 826429278 864433720 X 1227195190 1192226596 202586366 195888499 412421969 435846095 1842203525 1823961190 2668632803 2688394910 X 47253607 -55784697 -9711245 X false true X true true true X 68936064 66692292 80592540 66210248 82971610 365402754 0 0 68936064 66692292 80592540 66210248 82971610 365402754 10653337 354749417 14304979 18921104 20244652 21583527 15239346 90293608 51068 2763354 2814422 153234 139004 230254 247572 286817 1056881 459567665 5229016908 0.77192 0.77900 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true false false false true 2400 true 239553 false false 241953 false LOBBYING ACTIVITIES THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS (GCR) IS THE UNIVERSITY'S DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS AND THEIR STAFF. GCR ENSURES ALL CONTACT WITH PUBLIC OFFICIALS IS COMPLIANT WITH LOBBYING RULES AND REGULATIONS AT ALL LEVELS OF FEDERAL, STATE AND LOCAL GOVERNMENT. THEY ARE THE DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS, AND ARE RESPONSIBLE FOR COORDINATING AN EFFECTIVE GOVERNMENT RELATIONS PROGRAM. COMMUNICATION CAN BE IN THE FORM OF PHONE CALLS, IN PERSON MEETINGS OR FORMAL LETTERS. STAFFING WITHIN THE OFFICE OF GCR INCLUDES MANAGEMENT, STAFF AND VOLUNTEERS AS NEEDED. 379373 49056933 X X X X X CLASSROOM TEACHING false false true X 1140240279 28288110 14580635 10571110 39219377 2702947 1130615590 1156034730 14997390 22803786 10778940 40245749 2570938 1140240279 1028501282 25174519 153495023 10311337 38293649 2531108 1156034730 916521664 65361162 96160366 9930877 37285368 2325665 1028501282 890579165 63785156 19037950 9935847 44674815 2269945 916521664 0.52890 0.34970 0.12140 true false 27575643 27575643 1759867305 751222353 1008644952 103383449 82469064 20914385 231889066 182832133 49056933 1106191913 HEDGE FUNDS 238635771 F PRIVATE EQUITY FUNDS 270743406 F COMMINGLED FUNDS 183021258 F INVESTMENT ACCT-FINANCIAL INST 11779940 F 704180375 0 ASSET RETIREMENT OBLIGATIONS 21382059 ACCRUED POSTRETIREMENT BENEFIT 54886441 REFUNDABLE GOVERNMENT LOANS 27559400 103827900 X 896631964 -55784697 -312812674 -368597371 1265229335 2907517 -2014615 892902 1266122237 914859998 13397362 13397362 901462636 2907517 314498477 317405994 1218868630 ORGANIZATION'S COLLECTIONS, PART III, LINE 4 SYRACUSE UNIVERSITY HAS A DIVERSE COLLECTION OF ART, HISTORICAL TREASURES AND OTHER SIMILAR ASSETS, INCLUDING FINE ART AND ETHNOGRAPHIC OBJECTS, LEGAL BOOKS, ARCHIVAL RECORDS, LIBRARY COLLECTIONS AND SPECIAL COLLECTIONS. THE PRIMARY PURPOSE OF THE UNIVERSITY'S COLLECTIONS IS TO COLLECT AND PRESERVE THE CULTURAL AND HISTORICAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SU ART GALLERIES - THE ART COLLECTION IS COMPRISED OF A DIVERSE, ENCYCLOPEDIC GROUP OF FINE ART AND ETHNOGRAPHIC OBJECTS BY INTERNATIONAL MAKERS AND REPRESENTS STYLES AND TIME PERIODS FROM PRE-HISTORY TO THE PRESENT. THE ART COLLECTION PROVIDES A MEANINGFUL EDUCATIONAL EXPERIENCE AND ENCOUNTER WITH THE VISUAL ARTS FOR STUDENTS, FACULTY, STAFF AND THE PUBLIC. LAW LIBRARY - THE LAW BOOK COLLECTION IS COMPRISED OF A DIVERSE AND HISTORIC GROUP OF LAW BOOKS. THE LAW LIBRARY PROVIDES ACCESS TO INFORMATION IN ORDER TO ASSIST IN DISCOVERING, OBTAINING AND UNDERSTANDING THE COMPLEX RESEARCH TOOLS OF THE LEGAL PROFESSION. ARCHIVES - THE SYRACUSE UNIVERSITY ARCHIVES IS AN INFORMATION AND RESEARCH CENTER FOR FACULTY, STAFF, STUDENTS AND OTHERS INTERESTED IN THE HISTORY OF THE UNIVERSITY. IT IS DEDICATED TO PRESERVING RECORDS THAT DOCUMENT THE HISTORY, ORGANIZATION POLICIES, ACTIVITIES, AND PEOPLE OF THE UNIVERSITY, AND MAKING THOSE RECORDS AVAILABLE TO RESEARCHERS AND OTHER INTERESTED PARTIES. THE ARCHIVES ACCEPTS MATERIALS FROM SCHOOLS, COLLEGES AND DEPARTMENTS, ALUMNI, THE GENERAL PUBLIC AND THE UNIVERSITY'S CLUBS AND ORGANIZATIONS. THE ARCHIVES DOES, ON OCCASION, SOLICIT MATERIAL FROM FACULTY AND OTHERS THAT WILL ENHANCE THE OVERALL RESEARCH VALUE OF THE COLLECTION. TO BE ELIGIBLE FOR INCLUSION, THE RECORDS MUST HAVE SOME CONNECTION TO THE UNIVERSITY. ARCHIVAL RECORDS INCLUDE, BUT ARE NOT LIMITED TO, THE RECORDS OF THE CHANCELLOR AND THE BOARD OF TRUSTEES; MINUTES, CORRESPONDENCE AND REPORTS OF SCHOOLS, COLLEGES AND DEPARTMENTS; PAPERS OF FACULTY, STAFF AND ALUMNI; CURRICULUM INFORMATION INCLUDING ON-LINE CLASSES; PUBLICATIONS; PHOTOGRAPHS, SLIDES, VIDEOTAPES AND MOTION PICTURE FILMS; THESES AND DISSERTATIONS; NEWSPAPER CLIPPINGS; AND MEMORABILIA. LIBRARY - THE IDEA OF THE LIBRARY - A REFUGE FOR HUMAN KNOWLEDGE - IS TIMELESS. SYRACUSE UNIVERSITY LIBRARY'S COLLECTIONS SPAN 4,000 YEARS AND RANGE FROM SUMERIAN CUNEIFORM TABLETS TO 21ST CENTURY DIGITAL DATA SETS. EVEN WHILE THE TYPES AND FORMS OF KNOWLEDGE CHANGE, THE LIBRARY STRIVES TO KEEP PACE, NEVER LOSING SIGHT OF ITS PURPOSE: TO COLLECT AND PRESERVE THE CULTURAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SPECIAL COLLECTIONS - THE SPECIAL COLLECTIONS RESEARCH CENTER MAINTAINS AND PROVIDES ACCESS TO DISTINGUISHED COLLECTIONS OF RARE BOOKS, MANUSCRIPTS, AND OTHER ARCHIVAL MATERIALS. SYRACUSE UNIVERSITY STUDENTS, FACULTY, STAFF, AND OTHER SCHOLARS HAVE AVAILABLE TO THEM MORE THAN 100,000 PRINTED WORKS AND 2,000 ARCHIVAL COLLECTIONS, INCLUDING IMPORTANT EDITIONS, MANUSCRIPTS, DOCUMENTS, LETTERS, DIARIES, DRAWINGS, PHOTOGRAPHS AND MEMORABILIA. ESCROW ACCOUNT LIABILITY, PART IV, LINE 2B THE UNIVERSITY MAINTAINS A LIMITED NUMBER OF AGENCY FUNDS, WHICH IT HOLDS AS CUSTODIAN OR FISCAL AGENT FOR STUDENT ORGANIZATIONS AND/OR OUTSIDE ORGANIZATIONS AS AN ACCOMMODATION TO THE ORGANIZATION. THE ORGANIZATIONS ARE THEN ALLOWED TO UTILIZE THE UNIVERSITY'S FINANCIAL SYSTEMS AND RESOURCES TO PROCESS TRANSACTIONS AGAINST THESE FUNDS. ENDOWMENT FUNDS CONTRIBUTIONS, PART V, LINE 4 THE UNIVERSITY ENDOWMENT CONSISTS OF APPROXIMATELY 2,100 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES; INCLUDING BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE UNIVERSITY TO FUNCTION AS ENDOWMENTS. SPENDING FROM THE UNIVERSITY'S ENDOWMENTS IS DONOR RESTRICTED TO VARIOUS PURPOSES. A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL ASSISTANCE TO UNDERGRADUATE, GRADUATE AND LAW SCHOOL STUDENTS. SOME OF THE OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF DEPARTMENT CHAIRS AND PROFESSORSHIPS, SUPPORT FOR VARIOUS UNIVERSITY CENTERS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S SPENDING POLICY, WHICH UTILIZES AN ANNUAL DISTRIBUTION PER UNIT MULTIPLIED BY THE PERCENTAGE APPROVED BY THE TRUSTEE AND INVESTMENT AND ENDOWMENT COMMITTEE, IS DESIGNED TO PROVIDE THE UNIVERSITY A STABLE LEVEL OF FINANCIAL SUPPORT AND TO PRESERVE THE ENDOWMENTS REAL VALUE. FIN 48 (ASC 740) FOOTNOTE, PART X, LINE 2 THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. ORANGE INSURANCE COMPANY, LLC AND SYRACUSE UNIVERSITY HOTEL AND CONFERENCE CENTER LLC, WHOLLY OWNED BY THE UNIVERSITY, ARE REPORTED IN THE UNIVERSITY'S INCOME TAX FILINGS. DRUMLINS, INC. IS A TAXABLE SUBSIDIARY OF THE UNIVERSITY, FILING ITS OWN TAX RETURNS. THE SYRACUSE UNIVERSITY (USA) LONDON PROGRAM, CREATED FOR THE ADVANCEMENT OF EDUCATION, IS A REGISTERED CHARITY UNDER THE LAWS OF ENGLAND. THE SU ISTANBUL PROGRAM (SU ISTANBUL EGITIM DESTEK VE DANISMA HIZMETLERI TICARET LIMITED SIRKETI), CREATED TO PROMOTE THE UNIVERSITY'S EDUCATIONAL ACTIVITIES IN TURKEY, IS A LIMITED LIABILITY COMPANY ESTABLISHED IN ACCORDANCE WITH THE PROVISION OF THE TURKISH COMMERCIAL CODE. ITS OPERATIONS ARE GOVERNED BY THE LAWS OF THE REPUBLIC OF TURKEY. THE INCOME TAX CONSEQUENCES, IF ANY, FROM THESE ENTITIES ARE REFLECTED IN THE CONSOLIDATED FINANCIAL STATEMENTS, AND DO NOT HAVE A MATERIAL EFFECT, INDIVIDUALLY OR IN THE AGGREGATE, ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. OTHER REVENUE INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XI, LINE 2D REVENUES OF SUBSIDIARIES $ 1,685,803 FINANCIAL AID $(314,498,477) -------------- TOTAL $(312,812,674) OTHER REVENUE INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XI, LINE 4B RENTAL/FUNDRAISING EXPENSES $ (1,988,981) LOSS ON DISPOSAL $ ( 25,634) -------------- TOTAL $ (2,014,615) OTHER EXPENSES INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XII, LINE 2D POSTRETIREMENT BENEFIT OBLIGATION $ 9,711,245 EXPENSES OF SUBSIDIARIES $ 1,671,502 RENTAL/FUNDRAISING EXPENSES $ 1,988,981 LOSS ON DISPOSAL $ 25,634 ------------- TOTAL $ 13,397,362 OTHER EXPENSES INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XII LINE 4B FINANCIAL AID $ 314,498,477 -------------- TOTAL $ 314,498,477 true true true true true true true false false false false false false false false true false true NONDISCRIMINATORY POLICY LINE 3 SYRACUSE UNIVERSITY'S RACIAL NONDISCRIMINATION POLICY IS DISCLOSED IN ITS COURSE CATALOG AND TUITION AND FEES BOOKLET. THE UNIVERSITY'S POLICIES CAN ALSO BE FOUND AT: SUPOLICIES.SYR.EDU FINANCIAL AID OR ASSISTANCE LINE 6A THE UNIVERSITY RECEIVES FINANCIAL AID AND/OR ASSISTANCE FROM FEDERAL AGENCIES, SUCH AS THOSE PROVIDING FEDERAL DIRECT LOANS ($147,021,769), PELL GRANTS ($16,225,829), FEDERAL WORK STUDY PROGRAM ($2,365,871), PERKINS LOAN FUNDS ($5,777,655), FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT ($2,576,466). true Central America and the Caribbean Investments 255087745 Central America and the Caribbean Program Services HIGHER ED 307021 Central America and the Caribbean Grantmaking 14450 Central America and the Caribbean Fundraising 9251 East Asia and the Pacific Investments 231186 East Asia and the Pacific 2 22 Program Services HIGHER ED 2943599 East Asia and the Pacific Grantmaking 1542709 East Asia and the Pacific Fundraising 5187 Europe (Including Iceland and Greenland) Investments 10725295 Europe (Including Iceland and Greenland) 5 177 Program Services HIGHER ED 28358071 Europe (Including Iceland and Greenland) Grantmaking 10827985 Europe (Including Iceland and Greenland) Fundraising 6985 Middle East and North Africa Program Services HIGHER ED 230120 Middle East and North Africa Grantmaking 113019 Middle East and North Africa Fundraising 336 North America Investments 1520490 North America Program Services HIGHER ED 328981 North America Fundraising 393 Russia and the Newly Independent States Program Services HIGHER ED 2569 South America 1 9 Program Services HIGHER ED 951705 South America Grantmaking 727565 South Asia Program Services HIGHER ED 281470 South Asia Grantmaking 16200 South Asia Fundraising 1457 Sub-Saharan Africa Program Services HIGHER ED 138844 Sub-Saharan Africa Grantmaking 68947 7 199 1 9 8 208 312252430 2189150 314441580 SCHOLARSHIPS Central America and the Caribbean 1 14450 TUITION DISC SCHOLARSHIPS East Asia and the Pacific 116 1542709 TUITION DISC SCHOLARSHIPS Europe (Including Iceland and Greenland) 1050 10827985 TUITION DISC SCHOLARSHIPS Middle East and North Africa 16 113019 TUITION DISC SCHOLARSHIPS South America 46 727565 TUITION DISC SCHOLARSHIPS South Asia 2 16200 TUITION DISC SCHOLARSHIPS Sub-Saharan Africa 4 68947 TUITION DISC true false true true true true MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. PART I, LINE 2 SU PROVIDED MORE THAN $13.3 MILLION IN INSTITUTIONAL FINANCIAL AID TO STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2016. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. MOST SCHOLARSHIPS ARE NEED-BASED. STUDENTS MUST APPLY FOR NEED-BASED FINANCIAL AID AWARDS BY COMPLETING THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THIS IS A STANDARD FORM USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. FINANCIAL AID IS GENERALLY LIMITED TO THE AMOUNT OF TUITION, BUT CAN ALSO INCLUDE PARTIAL FUNDING FOR THE PROGRAM FEE (HOUSING AND FIELD TRIPS). BASIS OF ACCOUNTING PART I, LINE 3, COLUMN F THE BASIS OF ACCOUNTING ON THE FINANCIAL STATEMENTS IS ACCRUAL. NUMBER OF RECIPIENTS PART III, COLUMN (C) THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2016. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE. NEWHOUSE GALA 701550 604550 97000 391893 MIRROR AWARDS 448700 396300 52400 292804 4 495265 357848 137417 41030 194792 1645515 1358698 286817 41030 879489 920519 -633702 true NATIONAL ASSN OF BASKETBALL COACHES 1111 MAIN ST STE 1000 KANSAS CITY MO 64105 061569842 501(C)(3) 12500 SUPPORT WESTCOTT COMMUNITY CENTER 826 EUCLID AVENUE SYRACUSE NY 13210 161499834 501(C)(3) 10000 COLLABORATIVE SUPP. SUPPORT US FUND FOR UNICEF 125 MAIDEN LANE - 10TH FLOOR NEW YORK NY 10038 131760110 501(C)(3) 10000 SUPPORT SUPPORT ONONDAGA HISTORICAL ASSOCIATION 321 MONTGOMERY STREET SYRACUSE NY 13202 150533554 501(C)(3) 9050 SUPPORT THE ROBERT H JACKSON CENTER INC 305 EAST FOURTH STREET JAMESTOWN NY 14701 161605121 501(C)(3) 9250 SUPPORT THE UPSTATE FOUNDATION INC 750 EAST ADAMS STREET SYRACUSE NY 13210 161068101 501(C)(3) 7700 SUPPORT 6 SU STUDENT SCHOLARSHIPS AND FINANCIAL AID 14849 290662511 SEOG 2279 2576466 HEOP 280 1112684 ROOM AND BOARD 604 6835941 PROVISION OF BOOKS AND SUPPLIES 329 220859 FMV BOOKS AND SUPPLIES MONITORING THE USE OF GRANT FUNDS IN THE U.S. PART I, LINE 2 SU PROVIDED APPROXIMATELY $301 MILLION IN INSTITUTIONAL AID TO UNDERGRADUATE AND GRADUATE STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2016. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID: THE COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE, AND THE FREE APPLICATION FOR FEDERAL STUDENT AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. MERIT SCHOLARSHIPS ARE GENERALLY LIMITED TO THE AMOUNT OF TUITION. STUDENTS REACHING THE "TUITIONARE INELIGIBLE FOR ADDITIONAL SCHOLARSHIPS FROM THE UNIVERSITY. NEED-BASED AID CAN BE USED FOR ALL EDUCATIONAL RELATED EXPENSES IN ADDITION TO TUITION. GRANTS TO ORGANIZATIONS IN THE U.S. PART II THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO ORGANIZATIONS IN THE UNITED STATES AND RECEIVED ACKNOWLEDGEMENT THAT MONIES REPRESENT CHARITABLE CONTRIBUTIONS FOR EACH ORGANIZATION'S EXEMPT PURPOSE. NUMBER OF RECIPIENTS PART III, COLUMN B THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2016. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE PER FINANCIAL AID TYPE. X X X X X true true X X X X X true true false false false false false true false KENT SYVERUD CHANCELLOR AND PRESIDENT 684868 0 0 0 24278 0 76500 0 130964 0 916610 0 0 0 SHERBURNE ABBOTT VP-SUSTAINABILITY INITIATIVES 260329 0 0 0 161 0 26500 0 10473 0 297463 0 0 0 DEBORAH ARMSTRONG VP DEVELOPMENT 256084 0 20000 0 5505 0 25967 0 8285 0 315841 0 0 0 NICOLE L BROWN VP COMMUNICATIONS & CMO 220985 0 0 0 32 0 22220 0 1248 0 244485 0 0 0 ANTHONY CALLISTO JR SVP SAFETY AND CLO 206068 0 0 0 3361 0 20750 0 42652 0 272831 0 0 0 LISA DOLAK SVP & UNIV SECRETARY/PROFESSOR 260208 0 0 0 161 0 26500 0 14974 0 301843 0 0 0 DANIEL J FRENCH SVP & GENERAL COUNSEL 250000 0 0 0 0 0 0 0 0 0 250000 0 0 0 JEAN B GALLIPEAU COMPTROLLER 225845 0 0 0 32 0 23300 0 7188 0 256365 0 0 0 ANDREW GORDON SVP AND CHRO 259921 0 0 0 5264 0 26500 0 15902 0 307587 0 0 0 DARYL J GROSS VP AND SPECIAL ASSISTANT 605942 0 125000 0 26878 0 26500 0 62493 0 846813 0 0 0 J MICHAEL HAYNIE VICE CHANCELLOR- VETERANS & MA 354888 0 50000 0 161 0 76500 0 8684 0 490233 0 0 0 MARILYN R HIGGINS VP COMMUNITY ENGAGE. ECO. DEV. 219399 0 0 0 111 0 22400 0 9294 0 251204 0 0 0 CANDACE C JACKSON VP CHIEF OF STAFF 116851 0 0 0 20476 0 11936 0 7166 0 156429 0 0 0 GWENN JUDGE VP CFO (INTERIM) BUDGET DIR 201325 0 0 0 0 0 20940 0 18241 0 240506 0 0 0 REBECCA REED KANTROWITZ SVP & DEAN STUDENT AFFAIRS 199436 0 5000 0 32 0 20605 0 21022 0 246095 0 0 0 RUTH E KAPLAN VP FOR EXTERNAL AFFAIRS 172513 0 0 0 159304 0 19374 0 13 0 351204 0 0 0 GINA LEE-GLAUSER VP FOR RESEARCH 242659 0 0 0 124472 0 24888 0 16387 0 408406 0 0 0 ELIZABETH LIDDY INTERIM V. CHANCELLOR PROVOST 537908 0 0 0 983 0 26500 0 8606 0 573997 0 0 0 LOUIS G MARCOCCIA EXECUTIVE VP AND CFO 541654 0 0 0 90889 0 126500 0 18284 0 777327 0 88000 0 LARRY MARTIN VP PROGRAM DEVELOPMENT 160081 0 0 0 81611 0 16322 0 7822 0 265836 0 0 0 CHARLES P MERRIHEW VP FOR ADV. & EXTERNAL AFFAIRS 275921 0 0 0 52 0 26500 0 12630 0 315103 0 0 0 ELIZABETH O'ROURKE SVP PRINCIPAL GIFTS/INT'L ADV 282045 0 0 0 32 0 26500 0 15237 0 323814 0 0 0 KEVIN C QUINN SVP FOR PUBLIC AFFAIRS 300667 0 0 0 32 0 26500 0 21241 0 348440 0 0 0 PETER SALA VP CHIEF CAMPUS FACILITIES OFF 401225 0 0 0 2884 0 26500 0 20808 0 451417 0 0 0 SAMUEL J SCOZZAFAVA JR INTERIM CIO & VP IT SERVICES 221342 0 0 0 32 0 22584 0 53563 0 297521 0 0 0 CHRISTOPHER M SEDORE SVP FOR ENROLLMENT MGMT. 332536 0 0 0 32 0 26500 0 59846 0 418914 0 0 0 DAVID J SMITH TREASURER 230524 0 0 0 32 0 24050 0 24382 0 278988 0 0 0 MATTHEW TER MOLEN SVP & CHIEF ADV. OFFICER 360899 0 75000 0 23662 0 26500 0 24975 0 511036 0 0 0 PETER VANABLE INTERIM VP RESEARCH & DEAN 166983 0 0 0 0 0 15736 0 24606 0 207325 0 0 0 JAMIE CYR DIRECTOR - AUXILIARY SERVICES 189087 0 0 0 32 0 19500 0 70345 0 278964 0 0 0 KARIN RUHLANDT DEAN - ARTS AND SCIENCES 311599 0 0 0 161 0 26500 0 22520 0 360780 0 0 0 RYAN WILLIAMS ASSOC VP FOR ENROLLMENT MGMT 239441 0 0 0 32 0 24450 0 13989 0 277912 0 0 0 JAMES A BOEHEIM JR (M) BASKETBALL HEAD COACH 1917780 0 20000 0 127040 0 66500 0 20416 0 2151736 0 40000 0 QUENTIN HILLSMAN (W) BASKETBALL HEAD COACH 518675 0 35000 0 10182 0 41500 0 28878 0 634235 0 0 0 SCOTT SHAFER FOOTBALL HEAD COACH 1280119 0 10000 0 311055 0 26500 0 21371 0 1649045 0 0 0 JAMES B STEINBERG DEAN - MAXWELL SCHOOL 515768 0 0 0 183 0 26500 0 17668 0 560119 0 0 0 ERIC F SPINA VICE CHANCELLOR AND PROVOST 482373 0 0 0 0 0 26500 0 56950 0 565823 0 0 0 KAREN L ALSTON SVP HUMAN CAPITAL DEV. 282597 0 0 0 0 0 26500 0 15178 0 324275 0 0 0 MARY ANN TYSZKO VP STRATEGIC BUS. DEV. & INNO 134906 0 0 0 51 0 4550 0 3941 0 143448 0 0 0 GEORGE M LANGFORD DEAN - ARTS AND SCIENCES 366272 0 0 0 0 0 26500 0 1133 0 393905 0 0 0 SUPPLEMENTAL INFORMATION PART I, LINE 1A FIRST-CLASS TRAVEL UNIVERSITY POLICY ALLOWS, IN CERTAIN SITUATIONS, EMPLOYEES TO TRAVEL VIA FIRST-CLASS AIRFARE WHILE ON UNIVERSITY BUSINESS. AS A RESULT OF THIS POLICY, CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES INCLUDED IN THIS FILING AT TIMES UTILIZED FIRST-CLASS AIRFARE FOR UNIVERSITY BUSINESS TRAVEL DURING 2015. CHARTER TRAVEL CERTAIN SYRACUSE UNIVERSITY OFFICERS AND HIGHLY COMPENSATED EMPLOYEES UTILIZED CHARTER AIRLINE TRAVEL FOR BUSINESS PURPOSES. CHARTER TRAVEL ELIMINATES THE TIME CONSTRAINTS OF COMMERCIAL AIR TRAVEL, IS COST EFFECTIVE AND PERMITS GREATER SUPERVISION OF STUDENTS. TRAVEL FOR COMPANIONS CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES HAD COMPANION TRAVEL. THIS TRAVEL WAS DETERMINED TO BE BUSINESS OR PERSONAL AND TAXABLE, BASED UPON THE FACTS AND CIRCUMSTANCES OF EACH SPECIFIC INCIDENCE, AND WAS TREATED ACCORDINGLY, FOR REPORTING PURPOSES. GROSS-UP PAYMENTS CERTAIN OFFICERS RECEIVED A GROSS-UP PAYMENT RELATING TO A TAXABLE TUITION OR TAXABLE TRAVEL BENEFIT WHICH WAS INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. HOUSING ALLOWANCE THE CHANCELLOR IS PROVIDED WITH LODGING BENEFITS AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER. INCLUDED IN SCHEDULE J, PART II, COLUMN (D) IS THE COMPUTED NON-TAXABLE MARKET VALUE OF THE CHANCELLOR'S OCCUPANCY OF SUCH PREMISES. HEALTH OR SOCIAL CLUB DUES CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES RECEIVED MEMBERSHIPS IN HEALTH OR SOCIAL CLUBS. CLUB DUES ARE DETERMINED TO BE TAXABLE OR NON-TAXABLE BASED UPON THE PERCENTAGE OF BUSINESS AND PERSONAL USE AS REPORTED ON CLUB USE CERTIFICATION STATEMENTS SUBMITTED BY THE INDIVIDUALS WITH THE MEMBERSHIPS. THE TAXABLE PORTION WAS INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. PERSONAL SERVICES AS PART OF THE UNIVERSITY'S EMPLOYMENT ARRANGEMENT FOR THE CHANCELLOR, SU PROVIDES A RESIDENCE MANAGER AT THE UNIVERSITY-OWNED OFFICIAL CHANCELLOR'S RESIDENCE. THE CHANCELLOR REIMBURSES THE UNIVERSITY FOR THE VALUE OF ANY NON-UNIVERSITY RELATED PERSONAL USE THROUGH AN AFTER-TAX DEDUCTION TAKEN FROM HIS SEMI-MONTHLY PAY. SEVERANCE PAYMENTS PART I, LINE 4A THE FOLLOWING INDIVIDUALS RECEIVED A SEVERANCE PAYMENT DURING CALENDAR YEAR 2015. RUTH E. KAPLAN $ 138,010 GINA LEE-GLAUSER $ 124,440 LARRY MARTIN $ 81,611 SCOTT SHAFER $ 265,763 SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN PART I, LINE 4B CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES PARTICIPATE IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: CONTRIBUTIONS MADE: J. MICHAEL HAYNIE $ 50,000 LOUIS G. MARCOCCIA $ 100,000 KENT SYVERUD $ 50,000 JAMES A. BOEHEIM JR. $ 40,000 QUENTIN HILLSMAN $ 15,000 DISTRIBUTIONS FROM: LOUIS G. MARCOCCIA $ 88,000 JAMES A. BOEHEIM JR. $ 80,000 NON-FIXED PAYMENTS PART I, LINE 7 CERTAIN OFFICERS RECEIVED AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT. AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT IS FOR RECOGNITION OF SERVICES ABOVE NORMAL JOB RESPONSIBILITIES. THESE PAYMENTS WERE INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. COMPENSATION FOR SERVICES RENDERED TO SU SCHEDULE J, PART II, SUPPLEMENTAL INFORMATION THE FOLLOWING IS INLCUDED IN THE BASE COMPENSATION REPORTED IN PART II, COLUMN (B) (I): DANIEL J. FRENCH'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $250,000 WAS PAID BY BARCLAY DAMON, AN UNRELATED ORGANIZATION. JAMES A. BOEHEIM JR.'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $1,917,780, INCLUDES $1,789,980 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $127,800 REALIZED BY BIG ORANGE BASKETBALL CAMP FROM CONDUCTING A SUMMER CAMP WHICH IS NOT REQUIRED TO BE AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. SCOTT D. SHAFER'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $1,280,119, WAS PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2. SCOTT D. SHAFER ENTERPRISE LLC REALIZED A NET LOSS OF $1,326 FROM CONDUCTING A SUMMER FOOTBALL CAMP WHICH HAS NOT BEEN INCLUDED IN PART II, COLUMN (B) (I) AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. QUENTIN HILLSMAN'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $518,675, WAS PAID BY THE UNIVERSITY WHICH WAS REPORTED ON FORM W-2. QUENTIN HILLSMAN ENTERPRISE INC. REALIZED A NET LOSS OF $8,526 FROM CONDUCTING SUMMER BASKETBALL CAMPS WHICH HAS NOT BEEN INCLUDED IN PART II, COLUMN (B) (I) AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. A CITY OF SYRACUSE IND DEV AGENCY 161231050 8717120BU 2005-12-13 80000000 CAPITAL IMPROVEMENT & ACQUISITION false false false B CITY OF SYRACUSE IND DEV AGYONON CTY IDA 161231050 871720BZO 2008-01-30 105000000 CONSTRUCTION & EQUIPMENT false false false C TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 40896714 MULTI-PURPOSE ISSUE -NON-REFUNDING false false false D TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 70440000 MULTI-PURP. ISSUE -REFUNDING BONDS false false false A 0 0 84386885 0 5413741 0 1339056 681104 0 76952984 0 0 2008 false false true true B 8100000 0 106128306 0 1709200 0 631443 42000 0 103745663 0 0 2010 false false true true C 900000 0 40898838 0 0 0 401811 22487 0 40474540 0 0 2014 false false true true D 0 0 70440000 0 0 0 518439 29013 0 0 69892548 0 2010 true false true true A false true false true false 0.00291 0.00291 false false false true B false false false true false 0 false false false true C false false false true false 0 false false false true D 0 A false false false true true true GOLDMAN SACHS 30. false false false 0 false true B false false false true true true GOLDMAN SACHS 30. false false false 0 false true C false false false true true true MORGAN STANLEY 20. false false false 0 true true D false false false true true true MORGAN STANLEY 20. false false false 0 false true A true B true C true D true SUPPLEMENTAL INFORMATION SCHEDULE K, PART I, LINE B THIS FINANCING CONSISTED OF TWO BOND ISSUES THAT WERE SOLD AND ISSUED ON THE SAME DATE, PURSUANT TO A SINGLE PLAN OF FINANCING, WHICH ARE TREATED AS A SINGLE BOND ISSUE FOR TAX PURPOSES. THE ISSUER NAME, EIN, AND CUSIP NUMBER FOR THE TWO ISSUES ARE AS FOLLOWS: (A) ISSUER NAME (B)ISSUER EIN (C) CUSIP# AMOUNT CITY OF SYRACUSE INDUST. DEV. AGENCY 16-1231050 871720BZO $70M ONONDAGA COUNTY INDUST. DEV. AGENCY 16-0193714 682747HG8 $35M TOTAL PROCEEDS OF BOND ISSUE SCHEDULE K, PART I, COLUMN E AND PART II, LINE 3 DIFFERENCES BETWEEN THE ISSUE PRICE IN PART I AND THE TOTAL PROCEEDS OF ISSUE IN PART II CONSIST SOLELY OF EARNINGS OF CASH WITH TRUSTEE BALANCES. SPECIFIC AMOUNTS OF EARNINGS INCLUDED IN PART II NOT INCLUDED IN PART I ARE AS FOLLOWS: COLUMN A 12/13/2005 ISSUE: 4,386,885 COLUMN B 01/30/2008 ISSUE: 1,128,306 COLUMN C 01/14/2010 ISSUE: 2,124 COLUMN A 07/07/2011 ISSUE: 9,056 COLUMN B 09/12/2013 ISSUE: 41,698 SCHEDULE K, PART III, COLUMN D: N/A-THIS ISSUE REFUNDED PRE-2003 BONDS. SCHEDULE K, PART IV, COLUMN A, B, C, D AND A, LINE 2C: CALCULATIONS WERE PERFORMED 11/30/2015, 12/31/2012, 12/31/2014, 12/31/2014 AND 6/30/2015 RESPECTIVELY. SCHEDULE K, PART I, LINE D: REFUNDED BONDS ISSUED ON DECEMBER 8, 1999. A TRUST CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FBJ8 2011-07-07 50693415 MULTI-PURPOSE ISSUE-NON-REFUNDING false false false B TRUST CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FCK4 2013-09-12 67827371 MULTI-PURPOSE ISSUE-NON-REFUNDING false false false A 4500000 0 50702471 0 0 0 569737 0 0 50132734 0 0 2015 false false false true B 2805000 0 67869069 0 0 0 572007 0 0 55517137 0 11779925 false false false true A false false false true false 0 false false false true B false false false true false 0.00301 0.00301 false false false true A false false false true false false 0 false 0 true true B false true false false false false 0 false 0 false true A true B true HUBERT BROWN SPOUSE- NICOLE BROWN 143226 UNIV. EMPLOYEE - ASSOC DEAN false RUTH CHEN SPOUSE - KENT SYVERUD 103036 UNIV. EMPLOYEE - PROFESSOR false KATHERINE DOPULOS TRUSTEE-CHRISTINE LARSEN 42189 UNIV. EMPLOYEE-ADM. COUNSELOR false STEPHEN DORUS SON IN LAW-D. MACNAUGHTON 99758 UNIV. EMPLOYEE-ASSOC PROFESSOR false ULRICH B ENGLICH SPOUSE-KARIN RUHLANDT 75771 UNIV. EMP-RESEARCH SCIENTIST false MARK N GLAUSER SPOUSE- GINA LEE-GLAUSER 191192 UNIV. EMPLOYEE- ASSOC DEAN false JOHN LIDDY SON- ELIZABETH LIDDY 55955 UNIV. EMPLOYEE - PROG. MGR. false CHRISTOPHER C MERRIHEW SON - CHARLES P. MERRIHEW 52609 UNIV. EMPLOYEE-SPVSR FOOD SVCS false ERIC S SEDORE BROTHER- CHRIS SEDORE 155380 UNIV. EMPLOYEE- DIRECTOR ITS false JAMES B STEINBERG SPOUSE- SHERBURNE ABBOTT 529564 UNIV. EMPLOYEE DEAN/PROFESSOR false WAYNE WESTERVELT BROTHER IN LAW - J. CYR 91000 UNIV. EMPLOYEE-DIR. COMM/SVCS false DRUMLINS INC BOARD MEMBERS 1220504 DINING AND RECREATION SERVICES false ALLIANCE ENERGY TRANSMISSION SYRACU TRUSTEE- SAMUEL G. NAPPI 329934 DESIGN & ENGINEERING SERVICES false HUEBER- BREUER CONSTRUCTION COINC TRUSTEE- JAMES BREUER 10302765 CONSTRUCTION SERVICES false LOON CREEK PROPERTIESPECK HALL TRUSTEE- JOSHUA H. HEINTZ 477000 LEASE PMT/LEASEHOLD IMPROV. false DANIEL J FRENCH ASSOCIATES LLC OFFICER - DANIEL J FRENCH 119000 GOVERNMENT RELATIONS false BUSINESS TRANSACTIONS WITH INTERESTED PERSONS PART IV DRUMLINS, INC.'S BOARD MEMBERS INCLUDE LOUIS G. MARCOCCIA, DAVID J. SMITH, JAMIE CYR, JEAN B. GALLIPEAU AND GWENN JUDGE WHO DO NOT HAVE A PERSONAL INTEREST IN DRUMLINS BUT ARE OFFICERS OF SYRACUSE UNIVERSITY AND DRUMLINS INC. THE ABOVE TRANSACTIONS WITH ALLIANCE ENERGY TRANSMISSION SYRACUSE, DANIEL J. FRENCH & ASSOCIATES, LLC, HUEBER-BREUER CONSTRUCTION CO. INC. AND LOON CREEK PROPERTIES HAVE BEEN MANAGED IN ACCORDANCE WITH UNIVERSITY POLICIES AND FULLY COMPLIED WITH THE UNIVERSITY'S EXISTING CONFLICT OF INTEREST POLICY. X 41 364500 APPRAISED VALUE X 14873 APPRAISED VALUE X 143 4772819 MARKET VALUE X SPONSORED EQUIP 56 971675 MARKET VALUE X SPONSORED BLDGS 6 3040079 MARKET VALUE 1 false true false NUMBER OF CONTRIBUTIONS PART I, COLUMN B SYRACUSE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN B. VOLUNTEERS FORM 990, PART I, LINE 6 VOLUNTEERS ARE INDISPENSABLE TO THE UNIVERSITY IN THE ACCOMPLISHMENT OF THE UNIVERSITY'S EDUCATIONAL MISSION. THE BOARD OF TRUSTEES IS COMPRISED OF INDIVIDUALS WHO GIVE OF THEIR TIME, ENERGY AND TALENTS TO PROVIDE GUIDANCE FOR THE EFFICIENT AND EFFECTIVE GOVERNANCE OF THE UNIVERSITY. STUDENTS AND STAFF VOLUNTEER THEIR TIME AND EFFORT IN ACTIVITIES SUCH AS HELPING FRESHMEN STUDENTS MOVE INTO DORMITORIES AND ACQUAINTING THEM WITH THE CAMPUS. STUDENTS ALSO ASSIST IN DEVELOPMENT ACTIVITIES, SUCH AS THE ANNUAL "TELEFUND", TO RAISE FUNDS NEEDED TO SUPPORT THE UNIVERSITY'S EDUCATIONAL MISSION. OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICE EXPENDITURES SUPPORT THE UNIVERSITY'S ACADEMIC AND RESEARCH INITIATIVES THROUGH PROVISION OF ACADEMIC SUPPORT, STUDENT SERVICES AND GENERAL INSTITUTIONAL SUPPORT, THE CRITICAL COMPONENTS TO SEAMLESS DELIVERY AND TO MEETING THE NEEDS AND EXPECTATIONS OF SYRACUSE UNIVERSITY'S STUDENTS AND FACULTY. BUSINESS RELATIONSHIPS FORM 990, PART VI, SECTION A, LINE 2 LOUIS G. MARCOCCIA, DAVID J. SMITH, JAMIE CYR, JEAN B. GALLIPEAU AND GWENN JUDGE HAVE A BUSINESS RELATIONSHIP AS THEY ARE OFFICERS OF SYRACUSE UNIVERSITY AND DRUMLINS, INC. REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B THE UNIVERSITY PROVIDED ITS SUBSTANTIALLY COMPLETE FORM 990 TO MEMBERS OF THE TRUSTEES AUDIT COMMITTEE. ACCOMPANYING THE FORM 990 WAS A REPORT HIGHLIGHTING IMPORTANT SECTIONS, DATA AND POINTS, AND CHANGES FROM THE PREVIOUS FORM 990. A CONFERENCE CALL WITH THESE COMMITTEE MEMBERS WAS HELD WITH THE UNIVERSITY'S SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER TO REVIEW THE FORM AND SUMMARY REPORT. THIS REVIEW INCLUDED A WALKTHROUGH OF THE FORM AND SCHEDULES WITH DIALOGUE ON SIGNIFICANT ITEMS AND POINTS AND A FURTHER EXPANSION OF INFORMATION PROVIDED IN THE SUMMARY REPORT. QUESTIONS WERE ADDRESSED AS RAISED BY COMMITTEE MEMBERS. ONCE FINALIZED, THE COMPLETE COPY OF THE UNIVERSITY'S FINAL FORM 990 (INCLUDING ALL REQUIRED SCHEDULES, AS ULTIMATELY FILED WITH THE IRS) IS PROVIDED TO EACH VOTING MEMBER OF THE BOARD THROUGH A SECURED SYRACUSE UNIVERSITY BOARD OF TRUSTEES WEB PORTAL BEFORE ITS FILING WITH THE IRS. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY'S REGULAR AND CONSISTENT MONITORING AND ENFORCEMENT COMPLIANCE OF THE CONFLICT OF INTEREST POLICY: ARTICLE XI OF THE UNIVERSITY'S BYLAWS REQUIRE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE BE COMPLETED BY EACH TRUSTEE AND OFFICER. ADDITIONALLY, THE UNIVERSITY REQUIRES KEY EMPLOYEES, HIGHEST COMPENSATED EMPLOYEES AND OTHER IDENTIFIED EMPLOYEES AND GROUPS OF EMPLOYEES TO COMPLETE THE CONFLICT OF INTEREST QUESTIONNAIRE. ALL COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE DIRECTOR OF AUDIT AND MANAGEMENT ADVISORY SERVICES; THE COMPTROLLER ALSO REVIEWS THOSE OF TRUSTEES, OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES. CONFLICTS ARE AGGREGATED INTO A REPORT WHICH IS PROVIDED TO THE SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND THE AUDIT COMMITTEE. COMPENSATION POLICY FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE CHANCELLOR AND PRESIDENT, OFFICERS, KEY EMPLOYEES AND CERTAIN OTHER COVERED INDIVIDUALS IS ESTABLISHED ACCORDING TO UNIVERSITY POLICIES THAT MEET THE THREE REQUIREMENTS OF THE REBUTTABLE PRESUMPTIONS PROVISIONS UNDER TREAS. REG. 53.4958-6. THE COMPENSATION ARRANGEMENT IS APPROVED IN ADVANCE BY THE UNIVERSITY'S COMPENSATION COMMITTEE WHO ARE INDEPENDENT AND FREE OF ANY CONFLICTS OF INTEREST THAT WOULD INTERFERE WITH THEIR EXERCISE OF INDEPENDENT JUDGMENT. THE UNIVERSITY'S COMPENSATION COMMITTEE REVIEWS COMPARABILITY DATA PROVIDED BY AN INDEPENDENT EXTERNAL CONSULTANT THAT INCORPORATES BOTH UNIVERSITY DATA AND THAT OF COMPARABLE INSTITUTIONS. THE COMPENSATION COMMITTEE, WHICH TYPICALLY SEEKS TO ESTABLISH COMPENSATION WITHIN THE MIDDLE OF THE RANGE OF COMPARABILITY DATA, MAKES A RECOMMENDATION TO THE UNIVERSITY'S EXECUTIVE COMMITTEE WHICH THEN MAKES A DETERMINATION WHETHER THE PROPOSED COMPENSATION IS REASONABLE. ON APRIL 14, 2016, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES DISCONTINUED THE COMPENSATION COMMITTEE AND NOW ADMINISTERS THE COMPENSATION REVIEW FUNCTION, USING THE SAME STANDARDS AND PROCESS OUTLINED ABOVE. IF A PROPOSAL IS DEEMED TO BE REASONABLE, THE EXECUTIVE COMMITTEE ADEQUATELY DOCUMENTS THE BASIS FOR ITS DETERMINATION WITHIN 60 DAYS AFTER THE DATE THE DETERMINATION WAS MADE AND SUCH DOCUMENTATION IS KEPT IN THE WRITTEN OR ELECTRONIC RECORDS OF THE EXECUTIVE COMMITTEE. JOINT VENTURE FORM 990, PART VI, SECTION B, LINE 16A JPMORGAN CHASE & CO. AND SYRACUSE UNIVERSITY ESTABLISHED A UNIQUE CORPORATE-UNIVERSITY COLLABORATION. THE PURPOSE OF THE COLLABORATION IS TO DEVELOP EDUCATION AND WORK EXPERIENCE INNOVATIONS IN THE AREA OF FINANCIAL SERVICES INFORMATION TECHNOLOGY, LEVERAGING EACH OTHER'S KNOWLEDGE AND EXPERTISE IN THE BUILDING OF A BEST IN CLASS CURRICULUM FOR ENTRY LEVEL TECHNOLOGISTS AND TO COLLABORATE ON PROJECTS OF JOINT INTEREST THAT PROVIDE VALUE TO BOTH ORGANIZATIONS AND TO SOCIETY. EMPLOYEES OF JPMORGAN CHASE & CO. ARE JOINING WITH SYRACUSE UNIVERSITY FACULTY AND STUDENTS TO CREATE A COMPREHENSIVE, INTERDISCIPLINARY CURRICULUM FOCUSED ON THE FIELDS OF GLOBAL ENTERPRISE TECHNOLOGY SYSTEMS. SYRACUSE UNIVERSITY JOINED THE CENTER FOR APPLIED IDENTITY MANAGEMENT RESEARCH (CAIMR). CAIMR IS DEDICATED TO SOLVING SOCIETY'S MOST CRITICAL IDENTITY MANAGEMENT CHALLENGES THROUGH APPLIED RESEARCH. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. 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