2017-05-15T17:04:47-05:00 2016-06-30 PricewaterhouseCoopers LLP 600 13TH STREET NW SUITE 1000 WASHINGTON DC 10005 990 2015-07-01 942914940 PACIFIC MARITIME ASSOCIATION % CRAIG EPPERSON PACI 4155763200 555 MARKET STREET SAN FRANCISCO CA 941052800 MICHAEL WECHSLER CFO/SVP 4155763200 2017-05-15 true TRAVIS L PATTON P00369623 2024141000 2015 2021-01-29 14:40:06Z JAMES MCKENNA 555 MARKET ST 3RD FL SAN FRANCISCO CA 941052800 116815312 false X WWW.PMANET.ORG X 1949 CA TO NEGOTIATE AND ADMINISTER MARITIME LABOR AGREEMENTS WITH THE AGREEMENTS WITH THE INTERNATIONAL LONGSHORE & WAREHOUSE UNION. 10 9 162 15 0 0 0 0 119067383 114434191 60002 19930 1110211 2278894 120237596 116733015 0 0 0 0 21972843 24835761 0 0 0 92631822 94732477 114604665 119568238 5632931 -2835223 630478548 546783254 562360181 485548385 68118367 61234869 X TO NEGOTIATE AND ADMINISTER MARITIME LABOR AGREEMENTS WITH THE INTERNATIONAL LONGSHORE & WAREHOUSE UNION. THE MEMBERSHIP OF PMA CONSISTS OF DOMESTIC CARRIERS, INTERNATIONAL CARRIERS AND STEVEDORES THAT OPERATE IN CALIFORNIA, OREGON, AND WASHINGTON. THE LABOR AGREEMENTS PMA NEGOTIATES ON BEHALF OF ITS MEMBERS COVER WAGES, EMPLOYEE BENEFITS, AND CONDITIONS OF EMPLOYMENT FOR WORKERS EMPLOYED AT LONGSHORE, MARINE CLERK, AND WALKING BOSS/FOREMAN JOBS. false false NEGOTIATING AND ADMINISTERING LABOR AGREEMENTS. false false false true false false false false false true false false false true true false true false false false false false false false false false false false true false false false false true false false false false false false true true true false true 133 0 true 162 true false false false false false false X 10 9 true false true false true true true true true false false false true false true true false true true false CA X CRAIG EPPERSON 4155763200 555 MARKET STREET 3RD FL SAN FRANCISCO CA 941052800 X ROY AMALFITANO DIRECTOR 3.0 0.0 X 0 0 0 RONNIE ARMSTRONG DIRECTOR (UNTIL 9/15) 3.0 0.0 X 0 0 0 DAVID ARSENAULT DIRECTOR (UNTIL 9/15) 3.0 0.0 X 0 0 0 MARC BOURDON DIRECTOR (FROM 9/15) 3.0 0.0 X 0 0 0 EDWARD A DENIKE DIRECTOR 3.0 0.0 X 0 0 0 RON FOREST DIRECTOR 3.0 0.0 X 0 0 0 AL GEBHARDT DIRECTOR 3.0 0.0 X 0 0 0 FRANK GROSSI DIRECTOR (FROM 9/15) 3.0 0.0 X 0 0 0 TF HAU DIRECTOR (UNTIL 9/15) 3.0 0.0 X 0 0 0 CHRISTIAN VON KANNEWURFF DIRECTOR (UNTIL 9/15) 3.0 0.0 X 0 0 0 WILLIAM PAYNE DIRECTOR (FROM 9/15) 3.0 0.0 X 0 0 0 FRANK PISANO DIRECTOR (FROM 9/15) 3.0 0.0 X 0 0 0 MICHAEL RADAK DIRECTOR 3.0 0.0 X 0 0 0 WALTER ROMANOWSKI DIRECTOR 3.0 0.0 X 0 0 0 KEITH SAUNDERS DIRECTOR (FROM 9/15 UNTIL 1/16 3.0 X 0 0 0 JAMES MCKENNA CEO 40.0 2.0 X 988736 0 140501 MICHAEL WECHSLER SVP/CFO 40.0 2.0 X 602500 0 124694 CRAIG EPPERSON SVP 40.0 2.0 X 636865 0 98763 STEPHEN HENNESSEY COO/SVP 40.0 0.0 X 569405 0 79733 KENNETH CHAD LINDSAY VP LABOR RELATIONS 40.0 0.0 X 285879 0 60364 CAROL BEATTY VP CONTROLLER 40.0 2.0 X 272114 0 33337 WILLIAM ALVERSON VP CONTRACT IMPLMNTN/COMPLNC 40.0 0.0 X 242264 0 51793 KATHLEEN O'SULLIVAN ATTORNEY III 40.0 0.0 X 222191 0 43557 TODD AMIDON ATTORNEY III 40.0 0.0 X 232266 0 36817 4052220 0 669559 59 false true false SEYFARTH SHAW LLP 3807 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 LEGAL SERVICES 4986262 MORGAN LEWIS BOCKIUS LLP 1701 MARKET STREET PHILADELPHIA PA 19103 LEGAL SERVICES 3143573 PROCASE CONSULTING INC 1 HARTFORD ROAD ORINDA CA 94563 SUPPORT SERVICES 2481342 INTEGREON MANAGED SOLUTIONS ND INC DEPT 16807 PALATINE IL 60055 SUPPORT SERVICES 1032605 VISTEM SOLUTIONS 2102 BUSINESS CENTER DRIVE 220 IRVINE CA 92612 SUPPORT SERVICES 883240 31 0 MEMBER ASSESSMENTS 900099 114434191 114434191 114434191 2 2 0 0 0 0 0 102225 82297 19928 19928 19928 0 0 0 MANAGEMENT FEES 900099 847000 847000 REIMBURSEMENT BY AFFILIATE 900099 123197 123197 PRO-RATA FEES 900099 47963 47963 1260734 1260734 2278894 116733015 116713085 19930 0 0 0 0 3198562 0 13862736 1197785 5489992 1086686 0 9834909 357717 0 0 0 6231719 0 1944123 1627765 0 2373789 614059 0 503458 0 0 2441681 1158674 LONGSHORE DISPATCH HALLS 32668367 LONGSHORE TRAINING PROGRAM 31370895 LEGAL SETTLEMENTS 695794 PAYROLL PROCESSING FEES 2531992 377535 119568238 470913502 398225573 5571407 5262952 0 0 104371243 91870798 0 0 0 0 0 0 0 0 1345255 1921065 77979922 30977264 46090080 47002658 0 0 0 0 0 0 0 0 2187061 2500208 630478548 546783254 12456250 14234181 0 0 0 0 0 0 0 0 0 0 0 0 29000000 29391341 520903931 441922863 562360181 485548385 X 68118367 61234869 0 0 0 0 68118367 61234869 630478548 546783254 X -2835223 -4048275 X false true X true false false true false 5571148 5571148 37022669 9971367 27051302 4597559 3995422 602137 11431592 5690387 5741205 19356954 11320088 8036866 47002658 0 ACCRUED POST-RETIREMENT BENFTS 36641708 ANTCPTED EMPLOYER OBLIGATIONS 375478418 PAYABLE TO LONGSHORE PAYROLL 28422376 OTHER LIABILITIES 1380361 441922863 X PART X, LINE 2: THE COMPANY HAD NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS AT JUNE 30, 2016 AND 2015. THE COMPANY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR THE YEARS ENDING PRIOR TO JUNE 30, 2012. X X X X true true X X X X X false true false JAMES MCKENNA CEO 491154 0 285226 0 212356 0 77587 24088 38826 0 1105149 24088 0 0 MICHAEL WECHSLER SVP/CFO 326260 0 146927 0 129313 0 48162 30183 46349 0 697011 30183 0 0 CRAIG EPPERSON SVP 348652 0 156806 0 131407 0 53718 0 45045 0 735628 0 0 0 STEPHEN HENNESSEY COO/SVP 315167 0 140638 0 113600 0 44932 0 34801 0 649138 0 0 0 KENNETH CHAD LINDSAY VP LABOR RELATIONS 227014 0 51131 0 7734 0 15500 0 44864 0 346243 0 0 0 CAROL BEATTY VP CONTROLLER 205519 0 46651 0 19944 0 18350 0 14987 0 305451 0 0 0 WILLIAM ALVERSON VP CONTRACT IMPLMNTN/COMPLNC 188846 0 43364 0 10054 0 17902 0 33891 0 294057 0 0 0 KATHLEEN O'SULLIVAN ATTORNEY III 195166 0 26300 0 725 0 14528 0 29029 0 265748 0 0 0 TODD AMIDON ATTORNEY III 193053 0 25607 0 13606 0 17996 0 18821 0 269083 0 0 0 SCHEDULE J, PART I, LINE 1A: THE ORGANIZATION PROVIDES LIMITED FIRST-CLASS TRAVEL PURSUANT TO A WRITTEN POLICY FOR SENIOR EXECUTIVES AND/OR DISTANCES. THE ORGANIZATION PROVIDES LIMITED TRAVEL FOR COMPANIONS, PURSUANT TO POLICY FOR SENIOR EXECUTIVES AND FOR SPECIFIED BUSINESS OCCASIONS. THE ENTIRE AMOUNT OF SUCH BENEFITS ARE NONTAXABLE. HEALTH CLUB DUES ARE PAID IN FULL OR IN PART FOR REGULAR EMPLOYEES; OTHER CLUB DUES ARE LIMITED BY POLICY TO SENIOR EXECUTIVES. HEALTH CLUB DUES FOR REGULAR EMPLOYEES AND SENIOR EXECUTIVES OTHER CLUB DUES, MEMBERSHIP DUES AND SUPPLEMENTAL INSURANCE PREMIUMS ARE ELIGIBLE FOR TAX GROSS-UP. SCHEDULE J, PART I, LINE 4B: THE SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN PROVIDES FOR ANNUAL DEFERRALS OF COMPENSATION TO ELIGIBLE PARTICIPANTS (JAMES MCKENNA, CRAIG EPPERSON, MICHAEL WECHSLER AND STEPHEN HENNESSEY). THE PLAN PROVIDES FOR 2% OF FINAL AVERAGE PAY FOR EACH YEAR OF EXECUTIVE SERVICE AS RECOMMENDED TO THE BOARD BY THE COMPENSATION CONSULTANT. THE DEFERRALS ARE TAXABLE UPON VESTING. THE TAXABLE (VESTED) DEFERRALS WERE INCLUDED IN COLUMN (B)(III) AND THE UNVESTED DEFERRALS WERE INCLUDED IN COLUMN (C) AS FOLLOWS: COLUMN (B)(III) COLUMN (C) JAMES MCKENNA 137,102 59,087 MICHAEL WECHSLER 71,849 29,663 CRAIG EPPERSON 71,550 35,218 STEPHEN HENNESSEY 63,930 26,363 MATTHEW MCKENNA SEE PART V 114313 EMPLOYMENT false NICOLE ROMANOWSKI SEE PART V 91830 EMPLOYMENT false PART IV, LINE 1: FAMILY MEMBER OF JAMES MCKENNA, OFFICER. PART IV, LINE 2: FAMILY MEMBER OF WALTER ROMANOWSKI, DIRECTOR. PART VI, LINE 2: CRAIG EPPERSON, JAMES MCKENNA & MICHAEL WECHSLER, BUSINESS RELATIONSHIP. EDWARD A. DENIKE AND RON FOREST, BUSINESS RELATIONSHIP. RONNIE ARMSTRONG, DAVID ARSENAULT, RON FOREST, BUSINESS RELATIONSHIP. FRANK GROSSI, T.F. HAU, MICHAEL RADAK, BUSINESS RELATIONSHIP. PART VI, LINE 4: DURING FY16, PMAS BOARD OF DIRECTORS AND MEMBERSHIP APPROVED AMENDMENTS TO PMAS BYLAWS (ADDING ONE DIRECTOR SEAT) AND PMAS ARTICLES OF INCORPORATION (WHICH DID NOT ALTER PMAS TAX-EXEMPT STATUS). PART VI, LINE 6: THE MEMBERSHIP OF PMA CONSISTS OF DOMESTIC CARRIERS, INTERNATIONAL CARRIERS, AND STEVEDORES/NON-CARRIERS THAT OPERATE IN CALIFORNIA, OREGON, AND WASHINGTON. PART VI, LINE 7A: PMA'S BYLAWS SET FORTH THE PROCESS BY WHICH MEMBERS ELECT THE BOARD OF DIRECTORS. VOTING STRENGTH IS DETERMINED BY MEMBERSHIP CLASS (DOMESTIC CARRIER, INTERNATIONAL CARRIER, OR STEVEDORE/NON-CARRIER) AND TONNAGE OR PAYROLL HOURS. PART VI, LINE 7B: PMA'S BYLAWS SET FORTH THE MEMBERSHIP'S ROLE IN APPROVING BOARD OF DIRECTORS' DECISIONS, SUCH AS DECISIONS REGARDING DUES AND ASSESSMENTS, UNION CONTRACTS AND COMMITMENTS, AND REVISING THE BYLAWS. PART VI, LINES 8A & 8B: DOCUMENTATION IS PROMPTLY DRAFTED AND FINALIZED AS SOON AS PRACTICABLE; HOWEVER, THIS PROCESS MAY TAKE LONGER THAN 60 DAYS AFTER THE MEETING OR THE ACTION OR BY THE NEXT MEETING. PART VI, LINE 11B: DATA WAS COMPILED AND REVIEWED BY PMA'S ACCOUNTING AND LEGAL DEPARTMENTS, INCLUDING RESPONSES TO QUESTIONNAIRES BY DIRECTORS AND OFFICERS/KEY EMPLOYEES; AN INDEPENDENT AUDIT FIRM REVIEWED THE DATA AND PREPARED THE FORM; THE FORM WAS REVIEWED AND APPROVED BY THE CEO, LEGAL DEPARTMENT, AND CONTROLLER, PRIOR TO SIGNING BY PMA'S SENIOR VICE PRESIDENT/CFO. PART VI, LINES 12B & 12C: DIRECTORS, OFFICERS AND KEY EMPLOYEES RECEIVE ANNUAL QUESTIONNAIRES FOCUSED ON CATEGORIES OF POTENTIAL CONFLICTS IDENTIFIED ON THE FORM 990. POTENTIAL CONFLICTS DISCLOSED ARE REVIEWED BY PMA'S LEGAL DEPARTMENT. THE CODE OF CONDUCT (WHICH INCLUDES THE CONFLICT OF INTEREST POLICY) IS PROVIDED TO NEW HIRES, AND IS AVAILABLE ON PMA'S INTRANET WEBSITE. ANY COMPLAINTS ARE PROMPTLY AND THOROUGHLY INVESTIGATED BY PMA'S LEGAL DEPARTMENT. PART VI, LINES 15A & 15B: IN PREVIOUS YEARS, A COMPENSATION CONSULTANT WAS ENGAGED TO ADVISE THE BOARD ON CEO AND KEY EMPLOYEE COMPENSATION, AND IS USED FROM TIME TO TIME TO PROVIDE UPDATED INFORMATION TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS. THE COMPENSATION COMMITTEE ANNUALLY REVIEWS CEO AND KEY EMPLOYEE TOTAL COMPENSATION AND SUBMITS COMPENSATION LEVELS FOR THE NEXT YEAR TO THE BOARD OF DIRECTORS FOR RECOMMENDATION AND APPROVAL. PART VI, LINE 19: THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT AVAILABLE TO THE PUBLIC. PART XI, LINE 9: CHANGE IN VALUE OF PENSION COST ($4,169,210) CHANGE IN EQUITY OF SUBSIDIARY $120,935 ---------- TOTAL PART XI, LINE 9 ($4,048,275) MARITECH CORPORATION 1495 RIDGEVIEW DRIVE STE 110 RENO NV 89511 911934547 PAYROLL PROCE NV NA C CORP 3122200 2091849 1.00000 true false false false false false false false false false true false true true false false false true false false MARITECH CORPORATION L 847000 COST MARITECH CORPORATION M 2531992 COST MARITECH CORPORATION M 87657 COST MARITECH CORPORATION Q 2201005 COST