2017-08-31T08:36:11-05:00 2016-12-31 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2016-01-01 363208430 American College of Healthcare Executives AMER 3124242800 One North Franklin Street No 1700 Chicago IL 60606 Deborah J Bowen President and CEO 3124242800 2017-08-24 1 Wayne Harder P00294296 3126343400 108.171.132.189 2017-08-24 14:24:12 CD P 4ECFB6D3D8C3709EA1E8414F48502468FC7D4CEE E8306AB20C0160E8154E0B2ED0E8D71D75EF1DFE 2016 2021-01-29 14:40:06Z ACHE Deborah J Bowen One North Franklin Street No 1700 Chicago IL 60606 17073035 0 X www.ache.org X 1934 IL To advance members and healthcare management excellence. 15 15 129 1100 1258067 717450 0 0 9749572 9735557 1819190 868238 1007758 1288776 12576520 11892571 133850 385230 0 0 8238941 8746108 0 0 0 2712341 2645583 11085132 11776921 1491388 115650 29192356 30792898 12599671 13176977 16592685 17615921 To advance members and healthcare management excellence. 0 0 The Fellow of the American College of Healthcare Executives (FACHE) credential denotes board certification in healthcare management. Earning the distinction of board certification in healthcare management as a FACHE signifies industry expertise, experience, and commitment to continuing education and professional development. Having the FACHE credential indicates a level of achievement in the profession. Healthcare Executive is the premier healthcare management periodical in the industry, providing industry leaders with the most current trends that directly affect the daily challenges they face. The magazine focuses on critical industry topics, best practices and management advice, strategies, and real-world solutions for meeting evolving challenges. American College of Healthcare Executives provides the tools needed to manage the healthcare executive's career by offering workshops covering leadership, management skills and career planning. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 78 0 1 129 1 1 1 0 0 0 0 0 X 15 15 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X Stasia Kocon 3124249333 One North Franklin Street Suite Chicago IL 60606 Richard D Cordova FACHE Chairman/Immediate Past Chairman 5.00 1.00 X X 3467 0 0 Edward H Lamb FACHE Chairman-Elect/Chairman 5.00 1.00 X X 8725 0 0 Charles D Stokes FACHE Governor/Chairman-Elect 5.00 1.00 X X 1183 0 0 Christine M Candio FACHE Immediate Past Chairman 5.00 1.00 X X 0 0 0 Kathleen Bizarro-ThunbergFACHE Governor 5.00 1.00 X 0 0 0 John Botsko Jr FACHE Governor 5.00 1.00 X 0 0 0 James J Burks FACHE Governor 5.00 1.00 X 718 0 0 James W Connolly FACHE Governor 5.00 1.00 X 0 0 0 Michael J Fosina FACHE Governor 5.00 1.00 X 0 0 0 Michael A King FACHE Governor 5.00 1.00 X 0 0 0 Edmund L Lafer MD FACHE Governor 5.00 1.00 X 0 0 0 Marcel C Loh FACHE Governor 5.00 1.00 X 0 0 0 David A Olson FACHE Governor 5.00 1.00 X 609 0 0 Carrie Owen Plietz FACHE Governor 5.00 1.00 X 0 0 0 Valerie Powell-Stafford FACHE Governor 5.00 1.00 X 705 0 0 Andrea A Price FACHE Governor 5.00 1.00 X 0 0 0 Heather J Rohan FACHE Governor 5.00 1.00 X 1002 0 0 Henry Ruberte FACHE Governor 5.00 1.00 X 932 0 0 David L Schreiner FACHE Governor 5.00 1.00 X 0 0 0 Christine C Winn FACHE Governor 5.00 1.00 X 0 0 0 Deborah J Bowen FACHE President and CEO 20.00 20.00 X 1213621 0 40845 Elizabeth A Summy CAE Executive Vice President and COO 20.00 20.00 X 358856 0 75166 Joseph W Cruitt CPA CGMA Vice President and CFO 20.00 20.00 X 238580 0 32219 Cynthia A Hahn FACHE CAE Senior VP - Memberships 40.00 X 239343 0 43618 Julianna T Cole VP - Management Info Sys/CIO 40.00 X 171626 0 15289 Howard J Horwitz VP - Professional Development 0.10 40.00 X 164458 0 8697 Dr Susan E Lawler PhD Past VP - Professional Development 0.10 40.00 X 160201 0 25399 Eva Chess VP - Communications and Marketing 40.00 X 160151 0 17510 Michael E Cunningham VP - Health Administration Press 0.10 40.00 X 161801 0 24316 Timothy R Tlusty VP - Development 40.00 X 185715 0 32936 Desmond J Ryan VP - Regional Services 40.00 X 142487 0 30694 James A Polous Associate Director I 40.00 X 130841 0 26956 Michael A Broscio Director, HECRC 40.00 X 119250 0 26284 Heidi Korthase CAE Assistant Director, MIS 40.00 X 117666 0 33692 3581937 0 433621 21 0 1 0 ISCG 21 West 661 Glen Crest Drive Glen Ellyn IL 60137 IT Consulting 328699 Royle Printing 745 S Bird Street Sun Praire WI 53590 Printing Services 299843 Abila 10800 Pecan Park Boulevard Ste 400 Austin TX 78750 IT Consulting 274750 Himes Consulting Group 2020 W Fletcher Street Chicago IL 60618 Consulting 240072 Smart Resources Inc 33 N Lasalle Street Ste 950 Chicago IL 60602 Staffing Services 182279 13 Membership Dues 541900 7761741 7761741 Publication Revenue 511190 1309192 51125 1258067 Registration Fees 561000 585291 585291 Member Review Fees 561000 53208 53208 Education Accreditation Fees 611710 26125 26125 9735557 517138 517138 87496 87496 5531564 5180464 351100 351100 351100 Sponsorship Income 900099 928961 928961 Mailing List Rental Income 900099 222758 222758 Reimbursement From Chapters 900099 43936 43936 5625 5625 1201280 11892571 8521426 1258067 2113078 X 385230 2749319 4336108 540592 644471 475618 90532 85870 54138 1687140 394217 877173 802268 1245447 441856 491088 366477 121573 Service Fees 692831 UBIT Expense 299965 Dues & Fees 124209 Overhead Allocation -5304418 175217 11776921 639 659 6262877 6703647 614030 168647 788017 1462146 1598369 599497 1037670 998872 18294245 19883935 2194878 1574992 29192356 30792898 3253613 3264373 5566230 5440320 3779828 4472284 12599671 13176977 X 16592685 17615921 16592685 17615921 29192356 30792898 115650 907586 0 X 0 1 X 1 0 0 1 0 823742 186654 637088 335198 275819 59379 439429 137024 302405 998872 Deferred Compensation 1574992 1574992 Deferred Compensation 1807392 Deferred Rent 1523558 Due to Foundation of the American College of Healthcare Executives 1141334 4472284 X Part X, Line 2: ACHE is a tax-exempt organization under Internal Revenue Code Section 501(c)(6). ACHE is subject to taxes on unrelated business income, which generally result from ACHE's advertising revenues. ACHE had $1,258,067 and $1,317,690 in gross advertising revenues, and incurred $307,478 and $317,880 in income tax expense, for the years ended December 31, 2016 and 2015, respectively, which is included in other expenses. The accounting standard on Accounting for Uncertainty in Income Taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the consolidated financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization and various positions related to the potential sources of unrelated business taxable income (UBTI). There were no unrecognized tax benefits identified or recorded as liabilities for the reporting periods included in these consolidated financial statements. ACHE files Form 990 in the U.S. federal jurisdiction and the State of Illinois. ACHE is generally no longer subject to examination by the Internal Revenue Service for years before 2013. 1 National Patient Safety Foundation 268 Summer Street 6th Floor Boston MA 02210 367166993 501(c)(3) 270230 General Support Foundation for the Malcolm Baldrige National Quality Award 1717 Pennsylvania Ave NW Suite 1025 1025 Washington DC 20006 592891462 501(c)(3) 25000 General Support Institute for Diversity in Health Management Inc 155 N Wacker Drive Suite 400 Chicago IL 60606 582094118 501(c)(3) 25000 General Support Association of University Programs in Health Administration (AUPHA) 2000 14th Street North Suite 780 Arlington VA 22201 366110249 501(c)(3) 10000 General Support Illinois Performance Excellence 1501 Bradley Avenue 428 Jobst Hall Peoria IL 61625 363952696 501(c)(3) 10000 General Support Latino Healthcare Forum PO Box 1271 Austin TX 78768 461170748 501(c)(3) 10000 General Support National Association of Health Services Executives 1050 Connecticut Avenue NW Floor 5 Washington DC 20036 621312239 501(c)(3) 10000 General Support 7 0 Form 990, Schedule I, Part I, Line 2: American College of Healthcare Executives (ACHE) monitors the National Patient Safety Foundation grant through a defined schedule of deliverables along with status and financial reporting requirements. Senior-level management are involved with activities related to the Foundation for the Malcolm Baldrige National Quality Award and were able to monitor the use of contributed funds. ACHE's CEO was on the board of directors for the Institute for Diversity in Health Management and was able to monitor the use of contributed funds. Health Administration Press (a division of ACHE's related Foundation) works with AUPHA throughout the year attending programs, as well as, involvement with AUPHA in our royalty program. Monitoring of the Illinois Performance Excellence support was accomplished through ACHE's involvement in organizational training. The Latino Healthcare Forum and the National Association of Health Service Executives are affinity groups similar to ACHE in mission and vision. Senior ACHE managers interface with these organizations on a continuous basis and thus monitor the use of ACHE's financial support. X 1 1 X X X X 1 1 0 Deborah J Bowen FACHE President and CEO 624231 0 160011 0 429379 0 31800 0 9045 0 1254466 0 171855 0 Elizabeth A Summy CAE Executive Vice President and COO 309757 0 43072 0 6027 0 62566 0 12600 0 434022 0 0 0 Joseph W Cruitt CPA CGMA Vice President and CFO 209781 0 26308 0 2491 0 12395 0 19824 0 270799 0 0 0 Cynthia A Hahn FACHE CAE Senior VP - Memberships 206937 0 28975 0 3431 0 28451 0 15167 0 282961 0 0 0 Julianna T Cole VP - Management Info Sys/CIO 170840 0 0 0 786 0 7974 0 7315 0 186915 0 0 0 Howard J Horwitz VP - Professional Development 130648 0 0 0 33810 0 6595 0 2102 0 173155 0 0 0 Dr Susan E Lawler PhD Past VP - Professional Development 57064 0 28119 0 75018 0 22985 0 2414 0 185600 0 0 0 Eva Chess VP - Communications and Marketing 157378 0 0 0 2773 0 9823 0 7687 0 177661 0 0 0 Michael E Cunningham VP - Health Administration Press 148007 0 11775 0 2019 0 16675 0 7641 0 186117 0 0 0 Timothy R Tlusty VP - Development 164612 0 19285 0 1818 0 14103 0 18833 0 218651 0 0 0 Desmond J Ryan VP - Regional Services 132227 0 8841 0 1419 0 16150 0 14544 0 173181 0 0 0 James A Polous Associate Director I 117168 0 12185 0 1488 0 9638 0 17318 0 157797 0 0 0 Heidi Korthase CAE Assistant Director, MIS 110654 0 6557 0 455 0 15437 0 18255 0 151358 0 0 0 Part I, Line 1a Three chairman officers, CEO, and the Governors (directors) have a spousal travel benefit. All spousal travel has been reported as taxable compensation. Part I, Lines 4a-b Line 4a: Susan E. Lawler, former Vice President of Professional Development, received a severance payment of $43,260 in calendar year 2016. Line 4b: The following individuals participated in a 457(f) non-qualified retirement plan and was paid the following amount during calendar year 2016: Deborah J. Bowen's nonrecurring compensation includes Supplemental Executive Retirement Plan deferred compensation of $419,719. Compensation of Elizabeth A. Summy: Of the deferred compensation reported in Column (C) of Part II, $30,766 is attributable to an accrual from a Supplemental Executive Retirement Plan. Form 990, Part VI, Section A, line 6 ACHE has eight categories of membership: Members, Fellows, Honorary Fellows, Life Fellows, Faculty Associates, Student Associates, International Associates, and Retired Affiliates. Only Fellows, Life Fellows, and Members may vote. No other membership category has voting rights. Form 990, Part VI, Section A, line 7a Each Voting Member is entitled to one vote in the election of the member of the Council of Regents representing his or her voting jurisdiction. Only Fellows who reside in the voting jurisdiction to be represented and are employed in a healthcare management position shall be eligible to be candidates for or serve as members of the Council of Regents. Members of the Council of Regents may represent only the voting jurisdiction in which they are eligible to vote. Each Regent representing a voting jurisdiction shall have one vote on the Council of Regents. The Council of Regents has the power to elect the Chairman Officers of ACHE and to elect members of the Board of Governors. Form 990, Part VI, Section A, line 7b The Council of Regents shall serve as the primary advisory body to the Board of Governors representing the members and shall have the following powers: (a) to elect the Chairman Officers of ACHE, (b) to elect members of the Board of Governors, (c) to recommend to the Board of Governors, by majority vote at the annual meeting of the Council of Regents, the Nominating Committee (d) to recommend to the Board of Governors special committees or task forces for particular or special purposes, (e) to approve or to disapprove recommendations, reports, actions, or resolutions placed before the Council by the Officers and the Board of Governors. The Council may modify any such proposal, but, in so doing, the Council shall return it to the Board of Governors or Officers for reconsideration. A proposal so modified shall not be effective until resubmitted and approved by the Council; and (f) to make proposals and recommendations to the Board of Governors, which may be required to take action and report thereon at a subsequent meeting of the Council. Form 990, Part VI, Section B, line 11b Form 990 was sent to the Audit Committee which then met via conference call to discuss the key points of the return and allow for discussion. Any changes deemed necessary were made to the 990. Subsequent to the Audit Committee meeting the Board was sent a copy of the return and were provided time to review and comment before filing with the IRS. Form 990, Part VI, Section B, line 12c During each Board and Executive Committee meeting, those participating in the meeting are afforded the opportunity to declare any conflicts and recuse themselves from a decision if warranted. Each year the conflict of interest policy is re-executed and any new conflicts noted. Also, all staff are required to submit an annual statement regarding the conflict of interest policy and their compliance. The Human Resource department ensures that all forms are completed and returned. The HR Director reviews all statements and would investigate any potential conflict, taking action as necessary. Form 990, Part VI, Section B, line 15 The CEO's compensation is established by the following means: use of a compensation committee, independent consultant, compensation studies, and approval by the Board Compensation Committee. All other officers and key employees have an annual comparability study done, and an independent review is done every three years. All discussions are contemporaneously documented. Form 990, Part VI, Section C, line 19 ACHE makes its bylaws, conflict of interest policy, and a summary of the consolidated audited financial report available to the public at www.ache.org. The full audited financial report is available upon request for the same period of disclosure as set forth in IRC section 6104(d). Form 990, Part IX, line 11g Recruitment Fees 194,560. Consulting Fees 1,429,498. Publication Design 2,175. Publication Editing 60,907. Foundation of the ACHE One North Franklin Suite 1700 Chicago IL 60606 360724325 Education IL 501(c)(3) 10 ACHE 1 Professional Society Services Inc & Subs One North Franklin Suite 1700 Chicago IL 60606 363313467 Management Services IL ACHE C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 Foundation of the ACHE N 1254841 Cost Foundation of the ACHE O 2713101 Cost Foundation of the ACHE Q 1336476 Cost