2017-01-13T12:09:44-06:00 2016-05-31 470526649 DANA F COLE & COMPANY LLP 1248 O STREET SUITE 500 LINCOLN NE 68508 990 2015-06-01 470376524 NEBRASKA WESLEYAN UNIVERSITY NEBR 4024652111 5000 SAINT PAUL AVENUE LINCOLN NE 685042794 FREDERIK OHLES PRESIDENT 4024652111 2017-01-10 1 KENT M KLUTE P00249558 4024799300 2015 2021-01-29 14:40:06Z FREDERIK OHLES 5000 SAINT PAUL AVENUE LINCOLN NE 685042794 81609279 0 X WWW.NEBRWESLEYAN.EDU X 1887 NE NEBRASKA WESLEYAN UNIVERSITY IS AN ACADEMIC COMMUNITY DEDICATED TO INTELLECTUAL AND PERSONAL GROWTH WITHIN THE CONTEXT OF A LIBERAL ARTS EDUCATION AND IN AN ENVIRONMENT OF CHRISTIAN CONCERN. 35 32 1423 100 8500 0 8416432 9560816 31776755 53329570 2032213 -459027 280530 263603 42505930 62694962 0 20970129 0 0 23636014 24823717 0 0 2117872 14711105 14103860 38347119 59897706 4158811 2797256 117042954 115887548 26222009 24889987 90820945 90997561 NEBRASKA WESLEYAN UNIVERSITY IS AN ACADEMIC COMMUNITY DEDICATED TO INTELLECTUAL AND PERSONAL GROWTH WITHIN THE CONTEXT OF A LIBERAL ARTS EDUCATION AND IN AN ENVIRONMENT OF CHRISTIAN CONCERN. 0 0 41159223 20970129 53471492 INSTRUCTION NEBRASKA WESLEYAN UNIVERSITY (NWU) IS A LIBERAL ARTS INSTITUTION DEDICATED TO ACADEMIC EXCELLENCE AND THE DEVELOPMENT OF THE INDIVIDUAL STUDENT. ALL ACADEMIC PROGRAMS CONSIST OF FACE-TO-FACE INSTRUCTION AND INTEGRATE THE LIBERAL ARTS PERSPECTIVE REGARDLESS OF MAJOR FIELD. EACH YEAR NWU SERVES APPROXIMATELY 1,500 TRADITIONAL-AGE UNDERGRADUATES (84% FROM NEBRASKA) EARNING BACHELOR'S DEGREES ON A HIGHLY-RESIDENTIAL CAMPUS IN LINCOLN. IN ADDITION, APPROXIMATELY 600 ADULT NONTRADITIONAL STUDENTS ARE ENROLLED IN SELECTED BACHELOR'S AND MASTER'S DEGREE PROGRAMS, INCLUDING AT A SITE IN OMAHA. 7964030 STUDENT SERVICESNEBRASKA WESLEYAN UNIVERSITY'S LIVING-LEARNING ENVIRONMENT FOCUSES ON STUDENT SUCCESS THROUGH DEVELOPMENT OF THE WHOLE PERSON. STUDENT WELL-BEING AND PERSONAL GROWTH ARE SUPPORTED BY SERVICES IN CAREER GUIDANCE, HEALTH SERVICES INCLUDING COUNSELING, ORGANIZATIONAL INVOLVEMENT, AND MULTIPLE ENRICHMENT OPPORTUNITIES. ONE-THIRD OF STUDENTS PARTICIPATE IN INTERCOLLEGIATE ATHLETICS AS PART OF THEIR EDUCATIONAL EXPERIENCE. NWU IS A LONG-TIME MEMBER OF NCAA DIVISION III AND BEGAN COMPETITION IN THE IOWA INTERCOLLEGIATE ATHLETIC CONFERENCE (IIAC) IN 2016-17. 4844484 ACADEMIC SUPPORTNEBRASKA WESLEYAN UNIVERSITY INSTRUCTIONAL PROGRAMS ARE STRENGTHENED BY THE UNIVERSITY LIBRARY, INSTRUCTIONAL TECHNOLOGY AND COMPUTER SERVICES, GLOBAL ENGAGEMENT OFFICE, VARIOUS UNIVERSITY FORUM AND LECTURE SERIES AS WELL AS THE SUPPORT OF PROFESSIONAL DEVELOPMENT FOR FACULTY. 53967737 1 1 0 1 0 0 0 0 1 1 1 1 0 1 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 1 0 0 0 1 4903 0 1 1423 1 1 1 0 0 0 0 0 0 0 0 0 X 35 32 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X TISH GADE-JONES 4024652111 5000 ST PAUL AVE LINCOLN NE 68504 JUDITH MAURER CHAIR 5.00 X X 0 0 0 E SUSAN GOURLEY VICE-CHAIR 5.00 X X 0 0 0 RICHARD PETERSON SECRETARY 5.00 X X 0 0 0 L BRADLEY HURRELL TREASURER 5.00 X X 0 0 0 D TODD DUNCAN GOVERNOR 5.00 X 0 0 0 DAN L FLANAGAN GOVERNOR 5.00 X 0 0 0 HON JOHN M GERRARD GOVERNOR 5.00 X 0 0 0 KENT SEACREST GOVERNOR 5.00 X 0 0 0 CHARLOTTE A ABRAM GOVERNOR 5.00 X 0 0 0 JULIE M ANDERSON GOVERNOR 5.00 X 0 0 0 JEFFREY J BUTTERFIELD GOVERNOR 5.00 X 0 0 0 DAPHNE HALL GOVERNOR 5.00 X 0 0 0 DAVID G HANSEN GOVERNOR 5.00 X 0 0 0 MATT HARRIS GOVERNOR 5.00 X 0 0 0 MARY SANDERS JONES GOVERNOR 5.00 X 0 0 0 BISHOP SCOTT JONES GOVERNOR 5.00 X 0 0 0 SUSAN KEISLER-MUNRO GOVERNOR 5.00 X 0 0 0 RICHARD LEGGE GOVERNOR 5.00 X 0 0 0 KAREN LINDER GOVERNOR 5.00 X 0 0 0 BEVERLY MAURER GOVERNOR 5.00 X 0 0 0 LAURENCE MCCLAIN FACULTY GOVERNOR 40.00 X 57452 0 19844 LAWRENCE MOHR GOVERNOR 5.00 X 0 0 0 STEPHANIE HOWLAND-MOLINE GOVERNOR 5.00 X 0 0 0 KIM S MOORE GOVERNOR 5.00 X 0 0 0 FREDERIK OHLES PRESIDENT 40.00 X X 257019 0 72601 RACHEL POKORA FACULTY GOVERNOR 40.00 X 66933 0 19943 ROBERT SCOTT GOVERNOR 5.00 X 0 0 0 LG SEARCEY GOVERNOR 5.00 X 0 0 0 SHERYL SNYDER GOVERNOR 5.00 X 0 0 0 MATT TEWES STUDENT GOVERNOR 12.00 X 0 0 0 TARRYN K TIETJEN STUDENT GOVERNOR 12.00 X 2163 0 0 CORI VOKOUN GOVERNOR 5.00 X 0 0 0 MARK WALZ GOVERNOR 5.00 X 0 0 0 BILL WHITE GOVERNOR 5.00 X 0 0 0 BEN HARRIS GOVERNOR 5.00 X 0 0 0 DUANE ACKLIE GOVERNOR EMERITUS 5.00 X 0 0 0 B KEITH HEUERMANN GOVERNOR EMERITUS 5.00 X 0 0 0 GORDON HULL GOVERNOR EMERITUS 5.00 X 0 0 0 LINDY MULLIN GOVERNOR EMERITA 5.00 X 0 0 0 LARRY L RUTH GOVERNOR EMERITUS 5.00 X 0 0 0 HON WARREN K URBOM GOVERNOR EMERITUS 5.00 X 0 0 0 F THOMAS WARING GOVERNOR EMERITUS 5.00 X 0 0 0 TISH GADE-JONES VICE PRESIDENT FOR FINANCE AND ADMIN 40.00 X 89612 0 17721 JUDITH MUYSKENS PROVOST 40.00 X 159667 0 41419 JOHN GREVING VICE PRESIDENT FOR UNI ADV 40.00 X 157063 0 28269 WILLIAM MOTZER VICE PRESIDENT FOR ENROLL 40.00 X 161827 0 43842 ELIZABETH MACLEOD WALLS DEAN 40.00 X 107160 0 27071 LARRY HUGHES PROFESSOR 40.00 X 105364 0 63337 COURTNEY BAILLIE PROFESSOR 40.00 X 103954 0 49340 1268214 0 383387 7 0 1 0 SAMPSON CONSTRUCTION 3730 S 14TH ST LINCOLN NE 68502 BUILDING CONTRACTOR 2081716 SODEXO INC & AFFILIATES 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 CAMPUS FOOD SVC 1594621 CELLI-FLYNN BRENNAN 606 LIBERTY AVE 4 PITTSBURG PA 15222 ARCHITECTS 323979 ELLUCIAN 4375 FAIR LAKES CT FAIRFAX VA 22033 SOFTWARE 267611 BOZELL & JACOBS LLC 13801 FNB PARKWAY OMAHA NE 68154 MARKETING 215206 5 1014549 8546267 880948 9560816 TUITION AND FEES 611310 46077891 46077891 AUXILIARY ENTERPRISES 611710 6802231 6802231 MISC FEES AND CHARGES 611310 449448 449448 53329570 1737555 1737555 40207 40207 429694 358194 71500 71500 71500 16319334 18556123 -2236789 -2236789 -2236789 MISCELLANEOUS REVENUE 900099 137122 137122 INCR IN CSV OF LIFE INSURANCE 900099 46481 46481 PARTNERSHIP PASS-THROUGH 900099 4800 4800 3700 3700 192103 62694962 53466692 8500 -341046 20970129 20970129 392185 203084 189101 18812724 16077629 1696176 1038919 1074826 872538 129657 72631 3225165 2616272 459309 149584 1318817 1116995 123405 78417 37903 37903 23930 23930 103989 103989 1059450 606088 249483 203879 1025902 807194 100112 118596 927753 879723 11947 36083 325454 325454 868383 759500 58958 49925 560022 543781 16241 1932189 1866268 65921 635866 617624 10081 8161 FOOD SERVICE 1383475 1383475 PROGRAMMING 1089098 967062 86159 35877 UTILITIES 1026722 987558 24901 14263 MISCELLANEOUS 431829 330984 60885 39960 2671895 2239463 349956 82476 59897706 53967737 3812097 2117872 8978913 8121916 3915736 5735365 1863328 2460356 2189534 2206432 539340 453948 85292935 51209609 32980224 34083326 51177282 48334165 6653046 6201121 8745551 8290919 117042954 115887548 4086134 3572366 913131 933459 17538090 16706805 2423997 2464638 1260657 1212719 26222009 24889987 X 27149363 27508017 22024782 21784224 41646800 41705320 90820945 90997561 117042954 115887548 X 2797256 -2102024 -518616 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4996 4996 59892710 59897706 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 15930 5224 5118 4996 31268 250000 250000 250000 250000 1000000 1500000 0 1 X 55710739 496843 -3151834 2004436 149358 50901954 55786293 1528200 364414 1876013 92155 55710739 50856462 1990868 4634705 1232007 375990 87745 55786293 45796480 1228545 7129435 1207099 2010492 80407 50856462 48086292 2104733 -2240857 979656 1100444 73588 45796480 0.10310 0.75680 0.14010 1 0 680707 4776337 5457044 2772307 58190638 34397254 26565691 220731 167873 52858 18652215 16644482 2007733 34083326 HEDGE FUND 4918421 F CHARITABLE LIFE INSURANCE POLICIES 1282700 F 6201121 ASSETS HELD BY BOND TRUSTEE 1626050 BENEF INTEREST IN PERPETUAL TRUSTS 4246164 CHARITABLE REMAINDER TRUSTS HELD BY OTHERS 2066258 CHARITABLE REMAINDER TRUSTS 172762 DEBT ACQUISITION COSTS (UNAMORTIZED COST) 179485 OTHER ASSETS 200 8290919 CHARITABLE GIFT ANNUITIES 1153131 CHARITABLE REMAINDER TRUST OBLIGATIONS 59588 1212719 39104193 -2102024 -518616 -2620640 41724833 20970129 20970129 62694962 38927576 0 38927576 20970129 20970129 59897705 PART IV, LINE 2B: THE UNIVERSITY HOLDS AND MANAGES FUNDS FOR THE PERKINS LOAN PROGRAM ON BEHALF OF THE U S DEPARTMENT OF EDUCATION. IN ADDITION, THE UNIVERSITY MAINTAINS ACCOUNTS ON BEHALF OF STUDENT ORGANIZATIONS AND OTHER GROUPS AND INDIVIDUALS WITHIN THE UNIVERSITY COMMUNITY. ALL OF THESE FUNDS ARE CONSIDERED TO BE AGENCY FUNDS (FUNDS HELD FOR OTHERS) FOR FINANCIAL REPORTING PURPOSES BECAUSE THE UNIVERSITY DOES NOT EXERCISE CONTROL OVER HOW THE FUNDS ARE USED. PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 60 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. THE ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF GOVERNORS TO FUNCTION AS ENDOWMENT. THE UNIVERSITY'S POLICY IS TO APPROPRIATE A SPENDING DISTRIBUTION EACH YEAR IN ACCORDANCE WITH A WRITTEN INVESTMENT POLICY FOR MANAGEMENT OF THE ENDOWMENT. THE ANNUAL APPROPRIATION IS ALLOCATED TO VARIOUS PURPOSES DEPENDING ON THE RESTRICTIONS OR DESIGNATIONS OF THE FUNDS MAKING UP THE ENDOWMENT. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -279,355. NET CHANGE IN BENEFICIAL INTEREST IN PERPETUAL TRUSTS -239,261. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS NETTED AGAINST TUITION REVENUE ON FINANCIAL STATEMENTS 20,970,129. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS NETTED AGAINST TUITION REVENUE ON FINANCIAL STATEMENTS 20,970,129. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 6 UNIVERSITY PARTICIPATES IN FEDERAL AND STATE STUDENT FINANCIAL AID PROGRAMS AND RECEIVED OTHER FEDERALLY FUNDED GRANTS AS A SUBRECIPIENT FROM VARIOUS STATE PASSTHROUGH AGENCIES. 1 SCHOLARSHIP ASSISTANCE TO STUDENTS 1452 20970129 PART I, LINE 2: ALL SCHOLARSHIP AND GRANTS ARE AWARDED TO STUDENTS BASED ON CRITERIA AS SET BY THE STUDENT FINANCIAL AID POLICIES. THESE SCHOLARSHIPS AND GRANTS ARE POSTED DIRECTLY TO THE STUDENT'S ACCOUNT TO BE APPLIED AGAINST CHARGES FOR TUITION, FEES, ROOM, AND BOARD. X X X X X 0 1 X X X X 0 1 0 0 0 0 0 0 0 FREDERIK OHLES PRESIDENT 232325 0 0 0 24694 0 35198 0 37403 0 329620 0 0 0 JUDITH MUYSKENS PROVOST 159667 0 0 0 0 0 11290 0 30129 0 201086 0 0 0 JOHN GREVING VICE PRESIDENT FOR UNI ADV 157063 0 0 0 0 0 11447 0 16822 0 185332 0 0 0 WILLIAM MOTZER VICE PRESIDENT FOR ENROLL 161827 0 0 0 0 0 11617 0 32225 0 205669 0 0 0 LARRY HUGHES PROFESSOR 105364 0 0 0 0 0 7613 0 55724 0 168701 0 0 0 COURTNEY BAILLIE PROFESSOR 103954 0 0 0 0 0 7445 0 41895 0 153294 0 0 0 PART I, LINE 1B THE UNIVERSITY DOES NOT HAVE WRITTEN POLICIES REGARDING THE PAYMENT OR REIMBURSEMENT OR PROVISION OF ALL OF THE EXPENSES REPORTED IN LINE 1A. RATHER, THE DESCRIPTION OF BENEFITS PROVIDED AND PROCEDURES REGARDING THE EXPENSES ARE INCLUDED IN THE EMPLOYEE'S CONTRACT. PART I, LINE 4B FREDERIK OHLES, 17,500 PART I, LINE 4B: THE UNIVERSITY OFFERS A SECTION 457(B) NONQUALIFIED DEFERRED COMPENSATION PLAN TO CERTAIN MANAGEMENT LEVEL EMPLOYEES. AMOUNTS REPORTED AS NONQUALIFIED DEFERRED COMPENSATION INCLUDE EMPLOYEE ELECTIVE DEFERRALS AND GAINS AND LOSSES CREDIT TO THE 457(B) ANNUITY ACCOUNTS FOR THE CALENDAR YEAR. A THE CITY OF LINCOLN NEBRASKA 476006256 534271AR2 2012-01-26 19740708 CONSTRUCT, EQUIP, AND IMPROVE FACILITIES & REFUND PRIOR BOND ISSUE 8/1/2002 0 0 0 A 3050000 19739730 1393693 260241 2750159 15335637 2012 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 1 0 0 0 0 0 1 A 1 PART II, LINE 3 THE TOTAL PROCEEDS DO NOT AGREE TO THE ISSUE PRICE IN PART I, COLUMN (E) DUE TO INVESTMENT EARNINGS AND MARKET VALUE FLUCTUATIONS. CORI VOKOUN GOVERNOR 2081716 OWNER OF SAMPSON CONSTRUCTION - BUILDING CONTRACTOR 0 X 24 817687 AVERAGE HI LOW MKT PRICE X ANNUITY OBLIGATIONS 4 63261 ACTUARIAL PRESENT VA 0 1 1 PART I, LINE 32B: REAL ESTATE AGENTS ARE USED TO SELL GIFTS OF REAL ESTATE. GIFTS OF PUBLICLY TRADED STOCK ARE TRANSFERRED TO A UNIVERSITY BROKERAGE ACCOUNT AND GENERALLY SOLD SHORTLY AFTER THE DONATION. FORM 990, PART VI, SECTION B, LINE 11 THE COMPLETED FORM 990 IS REVIEWED BY THE APPROPRIATE UNIVERSITY ADMINISTRATORS. IN ADDITION, A COPY IS MADE AVAILABLE TO ALL MEMBERS OF THE BOARD OF GOVERNORS TO REVIEW AND COMMENT TO THE EXECUTIVE COMMITTEE. A DETAILED REVIEW IS CONDUCTED BY THE EXECUTIVE COMMITTEE WHEN THE REVIEW IS COMPLETE. AN APPROPRIATE UNIVERSITY ADMINISTRATOR SIGNS FORM 990. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF GOVERNORS ARE GIVEN AN ANNUAL CONFLICT OF INTEREST STATEMENT TO COMPLETE AND SIGN. THE UNIVERSITY'S CONFLICT OF INTEREST POLICY IS PRINTED ON THE BACK OF THE FORM. THE PRESIDENT'S OFFICE COLLECTS THE FORMS AND RETAINS THEM ON FILE. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS USES INDEPENDENT SURVEY INFORMATION COMPARING COMPENSATION AMONG LIKE INSTITUTIONS TO SET THE COMPENSATION OF THE PRESIDENT AND DOCUMENTS THE DELIBERATIONS AND CONCLUSIONS OF THIS PROCESS. ALL COMPENSATION IS DOCUMENTED IN A CONTRACTUAL ARRANGEMENT. THE PRESIDENT USES INDEPENDENT SURVEY INFORMATION COMPARING COMPENSATION AMONG LIKE INSTITUTIONS TO SET THE COMPENSATION OF THE OFFICERS AND KEY EMPLOYEES AND DOCUMENTS THE DELIBERATIONS AND CONCLUSIONS OF THIS PROCESS. THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS APPROVES THE COMPENSATION OF THE OFFICERS AND KEY EMPLOYEES AND DOCUMENTS THE CONCLUSIONS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -279,355. NET CHANGE IN BENEFICIAL INTEREST IN PERPETUAL TRUSTS -239,261. PART XII, LINE 2 THE AUDIT COMMITTEE SELECTS THE AUDITOR AND OVERSEES THE AUDIT PROCESS. THIS PROCESS HAS NOT CHANGED FROM PRIOR YEARS. CHARITABLE REMAINDER TRUSTS (11) 5000 SAINT PAUL AVE LINCOLN NE 68504 CHARITABLE NE T 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0