2017-05-08T09:29:45-05:00 2016-06-30 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2015-07-01 200401095 CASE ALUMNI FOUNDATION CASE 2162314567 10900 EUCLID AVENUE NO 109 CLEVELAND OH 44106 STEVE ZINRAM EXECUTIVE DIRECTOR 2162314567 2017-05-04 1 CHRISTOPHER B ANDERSON P00226559 2163630100 2015 2021-01-29 14:40:06Z STEVEN ZINRAM 10900 EUCLID AVENUE NO 109 CLEVELAND OH 44106 15490918 0 X WWW.CASEALUM.ORG X 2004 OH TO SUPPORT THE ACTIVITIES & FUNCTIONS OF CASE ALUMNI ASSOCIATION IN FURTHERING ITS EXEMPT PURPOSES OF PROVIDING SERVICES TO THE SCHOOL OF ENGINEERING, CASE WESTERN RESERVE UNIVERSITY (APPLIED SCIENCE PROGRAMS), AND ALUMNI 9 9 0 9 0 0 5596232 4447639 0 0 2001054 99862 0 0 7597286 4547501 2069891 4098861 0 0 0 0 0 0 0 5654 5192 2075545 4104053 5521741 443448 59872081 56999483 1750536 1612696 58121545 55386787 X THE MISSION OF THE CASE ALUMNI FOUNDATION IS TO BE AN ACTIVE ALUMNI/ALUMNAE FELLOWSHIP THAT: - SERVES AND ADVANCES THE INTERESTS OF THE CASE SCHOOL OF ENGINEERING (CSE), THE MATH AND SCIENCES OF CASE WESTERN RESERVE UNIVERSITY (CWRU), ITS ALUMNI, AND ITS STUDENTS THROUGH A STRATEGIC FOCUS ON FUND RAISING, INSTITUTIONAL LEADERSHIP, RESPONSIVE SERVICES, PUBLIC RELATIONS, AND STUDENT PROGRAMS;- CELEBRATES THE TRADITIONS OF THE CASE SCHOOL OF APPLIED SCIENCE, CASE INSTITUTE OF TECHNOLOGY, AND THE CASE SCHOOL OF ENGINEERING; AND- ENHANCES THE VALUE OF A CSE/CWRU EDUCATION. 0 0 4099239 4098861 0 THE CASE ALUMNI FOUNDATION IS ORGANIZED PRIMARILY TO ENGAGE IN ACTIVITIES THAT PROVIDE SUPPORT AND SERVICE TO THE CASE SCHOOL OF ENGINEERING, CASE WESTERN RESERVE UNIVERSITY MATH AND SCIENCE PROGRAMS, AND ALUMNI 4099239 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 EI 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 OH X THOMAS CONLON 2162314567 10900 EUCLID AVENUE TOMLINSON 109 CLEVELAND OH 44106 X EDWARD P MCHENRY DIRECTOR 1.00 0.00 X 0 0 0 JAMES R SADOWSKI CAA 1ST VP 1.00 1.00 X X 0 0 0 JEFFREY O HERZOG CAA PRESIDENT 1.00 1.00 X X 0 0 0 RON J CASS CAA TREASURER 1.00 1.00 X X 0 0 0 SUSAN NAGORNEY CHAIRPERSON 1.00 0.00 X X 0 0 0 SUNNIVA COLLINS PHD DIRECTOR 1.00 0.00 X 0 0 0 BRIAN CASSELBERRY DIRECTOR 1.00 0.00 X 0 0 0 JOSEPH FAKULT DIRECTOR 1.00 0.00 X 0 0 0 MARVIN S SCHWARTZ CAA 2ND VP 1.00 1.00 X X 0 0 0 0 0 0 0 0 0 0 0 4447639 603082 4447639 1249494 1249494 9793785 10943417 -1149632 -1149632 -1149632 4547501 0 0 99862 4098861 4098861 738 378 360 4454 4454 4104053 4099239 4814 0 301662 239268 496832 428886 21218 21218 738 0 58585867 55871836 486982 459493 59872081 56999483 1011 0 1749525 1612696 1750536 1612696 X 4678772 4142112 7228273 1949240 46214500 49295435 58121545 55386787 59872081 56999483 X 443448 -3112428 -65778 X 0 1 X 1 0 X X 1 CASE ALUMNI ASSOCIATION 204435833 7 1 4098861 0 1 4098861 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 56976811 3001386 -3278698 1325956 782700 645425 53945418 52321163 6501151 726171 1193264 708790 669620 56976811 46286205 666796 7889827 1104677 665699 751289 52321163 43428508 198641 5598244 982294 623247 1333647 46286205 46829053 246260 -1530056 905289 627419 584041 43428508 0.07680 0.91380 0.00940 0 0 21218 21218 0 0 GIFT ANNUITIES 283011 DUE TO RELATED PARTY 1329685 1612696 X PART V, LINE 4: INTENDED USE OF ENDOWMENT FUNDS - THE FOUNDATION USES ITS ENDOWMENT FUNDS TO SUPPORT THE PURPOSES OF CASE ALUMNI ASSOCIATION. CASE ALUMNI ASSOCIATION PROVIDES SCHOLARSHIPS TO STUDENTS AND OTHER SUPPORT TO CASE WESTERN RESERVE UNIVERSITY. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - THE ASSOCIATION (A RELATED ORGANIZATION) AND THE FOUNDATION ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE ORGANIZATION BELIEVES THAT THERE IS SUPPORT FOR ANY TAX POSITIONS TAKEN AND, AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. THE ORGANIZATION'S FEDERAL INFORMATIONAL AND TAX RETURNS ARE SUBJECT TO EXAMINATION BY THE IRS, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. 1 CASE ALUMNI ASSOCIATION 10900 EUCLID AVE 109 CLEVELAND OH 44106 204435833 501(C)(3) 4098861 GENERAL SUPPORT 1 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - THE CASE ALUMNI FOUNDATION BOARD APPROVES ALL FUND RAISING EFFORTS AND APPROVES ALL GRANTS FROM THE CASE ALUMNI FOUNDATION TO THE CASE ALUMNI ASSOCIATION, WHICH CONDUCTS PROGRAMS, MAKES GRANTS TO CASE WESTERN RESERVE UNIVERSITY (CWRU), AND GRANTS SCHOLARSHIPS TO STUDENTS AT CWRU. X 4 603082 FMV 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE FOUNDATION USED A SECURITIES BROKER TO SELL ITS DONATED SECURITIES. THE FEES CHARGED BY THESE SERVICE PROVIDERS WERE AT FAIR MARKET VALUE. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 REVIEW - THE AUDIT COMMITTEE HAS BEEN DELEGATED THE AUTHORITY TO REVIEW FORM 990 PRIOR TO FILING BY THE OFFICERS OF THE CASE ALUMNI FOUNDATION. AT THE NEXT MEETING OF THE OFFICERS AFTER THE AUDIT COMMITTEE'S REVIEW, A COPY OF FORM 990 IS MADE AVAILABLE TO ALL OFFICERS AND TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - AT THE START OF EACH FISCAL YEAR, A CONFLICT OF INTEREST (COI) STATEMENT IS MAILED TO ALL OFFICERS AND DIRECTORS. A COMPLETED AND SIGNED COPY OF THE COI MUST BE RECEIVED BY THE FOUNDATION BEFORE THE OFFICER OR DIRECTOR IS ALLOWED TO PARTICIPATE IN MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - THE FOUNDATION'S FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF LIFE INCOME AGREEMENTS -65,778. CASE ALUMNI ASSOCIATION INC 10900 EUCLID AVE 109 CLEVELAND OH 44106 204435833 ALUMNI ASSOCIATION OH 501(C)(3) LINE 7 N/A 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0