2017-05-11T16:21:43-05:00 2016-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2015-07-01 112030172 YOUNG ADULT INSTITUTE INC YOUN 2125637474 460 WEST 34TH STREET NEW YORK NY 10001 GEORGE CONTOS CEO 2125637474 2017-05-11 1 ROBERT LYONS P00227472 2125038800 2015 2021-01-29 14:40:06Z GEORGE CONTOS 460 WEST 34TH STREET NEW YORK NY 10001 179433522 0 X WWW.YAI.ORG X 1957 NY THE MISSION OF OUR ORGANIZATION IS TO HELP INDIVIDUALS WITH A VARIETY OF DIABILITIES ACHIEVE THE MOST INDEPENDENT AND PRODUCTIVE LIFE POSSIBLE.TO ACHIEVE THIS AIM, WE OFFER SERVICES COVERING THE ENIRE LIFE SPAN AND EMPLOY A DIVERSE RANGE OF THERAPISTS, TEACHERS, CAREGIVERS, JOB COACHES, HEALTH CARE PROFESSIONALS, ADMINISTRATORS AND EXPERT PROVIDERS.OUR PROGRAM, RESIDENCES, AND CLINICS ARE DESIGNED AND OPERATED TO MEET THE NEEDS OF THE PEOPLE WE SERVE IN THE MOST RESPONSIVE, ACCOUNTABLE AND EFFECTIVE MANNER POSSIBLE.WHILE WE STRIVE CONSTANTLY TO IMPROVE AND EVOLVE OUR OFFERINGS AND OUR ORGANIZATION, OUR FOCUS ON THIS CORE MISSION IS UNWAVERING. 10 7 4084 34 5441021 0 2116936 2359903 179819213 171058798 396347 93427 11733999 5577177 194066495 179089305 0 0 0 0 114904511 115074157 0 0 437218 75899575 56335178 190804086 171409335 3262409 7679970 106003342 102159388 81005843 69481919 24997499 32677469 X THE MISSION OF OUR ORGANIZATION IS TO HELP INDIVIDUALS WITH A VARIETY OF DISABILITIES ACHIEVE THE MOST INDEPENDENT AND PRODUCTIVE LIFE POSSIBLE. TO ACHIEVE THIS AIM, WE OFFER SERVICES COVERING THE ENTIRE LIFE SPAN AND EMPLOY A DIVERSE RANGE OF THERAPISTS, TEACHERS, CAREGIVERS, JOB COACHES, HEALTH CARE PROFESSIONALS, ADMINISTRATORS AND EXPERT PROVIDERS. OUR PROGRAMS, RESIDENCES AND CLINICS ARE DESIGNED AND OPERATED TO MEET THE NEEDS OF THE PEOPLE WE SERVE IN THE MOST RESPONSIVE, ACCOUNTABLE AND EFFECTIVE MANNER POSSIBLE. WHILE WE STRIVE CONSTANTLY TO IMPROVE AND EVOLVE OUR OFFERINGS AND OUR ORGANIZATION, OUR FOCUS ON THIS CORE MISSION IS UNWAVERING. 0 0 76893217 93141942 RESIDENTIAL SERVICES - PROVIDE PROGRAMS THAT OFFER ADULTS WITH INTELLECTUAL AND DEVELOPMENTAL DISIBILITIES LIVING ARRANGEMENTS IN THE COMMUNITY, PROMOTING SELF-RELIANT COMMUNTIY INCLUSION WITH 24 HOUR ASSISTANCE AND SUPERVISION, AS NEEDED, SOCIALIZATION AND LIFE TRAINING. 58364524 69056623 DAY AND COMMUNITY SERVICES: DAY HABILIATION OFFERS INDIVIDUALIZED AND GROUP ACTIVITIES DESIGNED TO TEACH LIFE SKILS, BUILD RELATIONSHIPS, PROMOTE INDEPENDENCE AND PROVIDE ENGAGEMENT IN THE COMMUNITY. IN ADDITION, TRAINED SPECIALISTS PROVIDE INDIVIDUALIZED SKILLS TRAINING IN THE HOME AND THE COMMUNITY. FOCUS IS ON A PERSON'S STRENGTHS AND CRITICAL SKILLS FOR DEVELOPMENT, INCLUDING BUILDING SKILLS AND INDEPENDENCE IN THE AREAS OF SELF CARE, SOCIAL SKILLS DEVELOPMENT, MONEY MANAGEMENT, LIFE SAFETY, HOUSEHOLD TASKS, ENJOYING THE COMMUNITY, AND JOB SUCCESS. 7363687 8418454 CLINICAL PROGRAMS - PROVIDE PROGRAMS THAT AID IN THE DEVELOPMENT OF FUNDAMENTAL SKILLS IN COMMUNICATION, PERSONAL CARE, TRAVEL/MOBILITY, AND SENSORY INTEGRATION THAT ARE TAILORED TO MEET THE SPECIAL NEEDS OF PERSONS WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES. 1174975 441779 EMPLOYMENT INITIATIVE SERVICES - HELP PEOPLE WITH DEVELOPMENTAL AND LEARNING DISABILITIES PREPARE FOR AND FIND EMPLOYMENT OPPORTUNITIES IN THEIR COMMUNITIES. THROUGH INDIVIDUAL AND GROUP EMPLOYMENT COUNSELING, EMPLOYMENT SERVICES PROVIDES EDUCATION ON HOW TO BUILD A RESUME, TO DEVELOP INTERVIEWING SKILLS, TO LEARN HOW TO CONDUCT ONESELF ON THE JOB, AND GAIN NEW EMPLOYMENT SKILLS THROUGH INTERNSHIPS IN RETAIL, OFFICE SERVICES, MAINTENANCE AND OTHER WORK SETTINGS IN THE COMMUNITY. 1174975 441779 143796403 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 1 0 0 0 1 711 0 4084 1 1 1 0 0 0 0 1 1 0 0 0 0 X 10 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X KEVIN CAREY 2122736100 460 WEST 34TH STREET NEW YORK NY 10001 JEFFERY A MORDOS CHAIR 1.00 X X 0 0 0 DAVID B STAFFORD VICE CHAIR 1.00 X X 0 0 0 KEVIN HOGAN TREASURER 1.00 X X 0 0 0 JEFFREY LIEBERMAN ESQ SECRETARY 1.00 X X 0 0 0 ELIOT P GREEN ESQ TRUSTEE 1.00 X 0 0 0 LEWIS LINDENBERG ESQ TRUSTEE 1.00 X 0 0 0 JANE LEVINE TRUSTEE 1.00 X 0 0 0 RICHARD PAUL ROSENBAUM TRUSTEE 1.00 X 0 0 0 JOHN RUFER TRUSTEE 1.00 X 0 0 0 LEE ALEXANDER TRUSTEE 1.00 X 0 0 0 GEORGE CONTOS ESQ CHAIR (FORMER) CEO 40.00 X X 140167 0 9193 SANJAY DUTT CHIEF FINANCIAL OFFICER (FORMER) 40.00 X 276263 0 34583 MATT STURIALE C.E.O. (FORMER) 40.00 X 328986 0 22066 BRIDGET WALDRON CHIEF COMPLIANCE OFFICER 40.00 X 171393 0 12970 PAUL SMOLLER EXECUTIVE VICE PRESIDENT (FORMER) 40.00 X 232232 0 5722 VIVEK SAWHNEY CHIEF INFORMATION OFFICER (FORMER) 40.00 X 199377 0 12318 KELLY QUINN VP - FINANCE 40.00 X 205007 0 6173 DAVID M KAUFMAN MEDICAL DIRECTOR (FORMER) 40.00 X 261131 0 3205 STEPHEN FREEMAN C.E.O. (FORMER) 0.00 X 233333 0 0 2047889 0 106230 46 1 1 0 INTERAGENCY TRANSPORTATION SOLUTION 150 WEST 30TH STREET 15TH FLOOR NEW YORK NY 10001 TRANSPORTATION 5825355 FPS CONTRACTING INC 58-30 MASPETH AVE MASPETH NY 11378 CONSTRUCTION 1882695 ALLWAYS EAST TRANSPORTATION 870 NEPPERHAN AVE YONKERS NY 10703 TRANSPORTATION 1328314 SUFFOLK TRANSPORTATION SERVICE 10 MOFFITT BLVD BAY SHORE NY 11706 TRANSPORTATION 757689 THE CORPORATE SOURCE INC 1225 FRANKLIN AVE SUITE 335 GARDEN CITY NY 11530 MAINTENANCE 632022 36 712581 1647322 2359903 RESIDENTIAL SERVICES 623990 93141942 93141942 DAY AND COMMUNITY SERVICES 900099 69056623 69056623 CLINICAL SERVICES 621400 8418454 8418454 OTHER PROGRAM SERVICES 900099 441779 441779 171058798 93427 93427 3412 712581 344217 -340805 -340805 MANAGEMENT SERVICE FEES 561000 5441021 5441021 MISCELLANEOUS 900099 267979 267979 INS. REIMBURSEMENT. 900099 208982 208982 5917982 179089305 171058798 5441021 229583 X 671734 671734 86987509 77042351 9912801 32357 1729442 1640925 87783 734 16374996 14509937 1858936 6123 9310476 8199163 1107854 3459 4550780 6607 4544173 574237 574237 3550860 2759744 702232 88884 1500 1500 3179331 2114410 959365 105556 2092582 765497 1205280 121805 14011916 11708396 2277620 25900 11092237 11002551 75155 14531 329995 132014 197754 227 1393193 1000775 392418 3990046 3360968 629078 1719123 1212974 506149 BAD DEBT EXPENSE 3444159 2515196 928963 FOOD 2094730 1965527 95642 33561 HOUSEHOLD SUPPLIES 2055597 2011138 44459 0 REPAIRS & MAINTENANCE 1092600 935746 156854 1162292 912484 247227 2581 171409335 143796403 27175714 437218 17109932 13100241 17529554 16498356 23260312 26622555 5596698 3975463 99462352 64927327 32833234 34535025 978770 1052468 8694842 6375280 106003342 102159388 17986516 17216851 1764639 1035936 35253614 37569487 26001074 13659645 81005843 69481919 X 24609687 31580784 387812 1096685 24997499 32677469 106003342 102159388 7679970 0 X X 0 1 X 1 0 X 3011580 1951887 2071169 1351305 2019099 10405040 179808323 16969038 176672348 179819213 170400687 723669609 182819903 18920925 178743517 181170518 172419786 734074649 0 0 0 734074649 83038 26247 53614 396347 85581 644827 83038 26247 53614 396347 85581 644827 459961 1010247 470243 4012869 438303 6391623 183362902 19957419 179267374 185579734 172943670 741111099 0.99050 0.99100 0.00090 0.00080 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 3566954 2359428 2491026 3435356 0 9802584 9802584 53787237 39632885 14154352 20723059 14345783 6377276 12077490 10948659 1128831 3071982 3071982 34535025 BOND ISSUANCE COST, NET 1608217 OTHER ASSETS 1750885 ASSETS LIMITED AS TO USE 2806580 DEFERRED CHARGES 209598 6375280 DUE TO NEW YORK STATE 7753135 OTHER LIABILITIES 5906510 13659645 X PART X, LINE 2: YAI BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2016 IN ACCORDANCE WITH ACCOUNTING STANDARD CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART IV, LINE 2B: EXPLANATION: PART IV, LINE 2B: CONSUMER BANK ACCOUNTS ARE MAINTAINED BY THE INDIVIDUAL PROGRAMS WHERE THE CONSUMER RESIDES. EACH CONSUMER HAS A BANK LEDGER AND AN IN-HOUSE LEDGER. THE BANK LEDGER RECORDS ALL THE DEPOSITS AND WITHDRAWALS THAT TAKE PLACE IN THE ACCOUNT. THE IN-HOUSE LEDGER PROVIDES THE DETAIL ON HOW CONSUMER SPENDS MONEY THAT IS WITHDRAWN FROM THEIR ACCOUNT. BFS SPRING EVENT 9226 5814 3412 3412 200 102 CENTRAL PARK CHALLENGE 700954 700954 14500 42863 243030 2 5813 5813 25900 14210 715993 712581 3412 14500 29312 43063 257342 344217 -340805 X X X X X X 1 0 0 0 0 0 0 1 0 SANJAY DUTT CHIEF FINANCIAL OFFICER (FORMER) 273264 0 460 0 2539 0 6215 0 28368 0 310846 0 0 0 MATT STURIALE C.E.O. (FORMER) 320523 0 0 0 8463 0 7402 0 14664 0 351052 0 0 0 BRIDGET WALDRON CHIEF COMPLIANCE OFFICER 166138 0 406 0 4849 0 3856 0 9114 0 184363 0 0 0 PAUL SMOLLER EXECUTIVE VICE PRESIDENT (FORMER) 223956 0 461 0 7815 0 5225 0 497 0 237954 0 0 0 VIVEK SAWHNEY CHIEF INFORMATION OFFICER (FORMER) 198056 0 355 0 966 0 4486 0 7832 0 211695 0 0 0 KELLY QUINN VP - FINANCE 204117 0 457 0 433 0 4613 0 1560 0 211180 0 0 0 DAVID M KAUFMAN MEDICAL DIRECTOR (FORMER) 261131 0 0 0 0 0 3205 0 0 0 264336 0 0 0 STEPHEN FREEMAN C.E.O. (FORMER) 0 0 0 0 233333 0 0 0 0 0 233333 0 0 0 PART I, LINE 7: EXPLANATION; PART I, LINE 7: THE FOLLOWING COMPENSATION PAYMENTS TO THE FOLLOWING INDIVIDUALS, AS REPORTED IN PART II, COLUMN (B)(II): BRIDGET WALDRON - $406; PAUL SMOLLER - $461; SANJAY DUTT - $460; VIVEK SAWHNEY - $355; KELLY QUINN - $457 WERE HOLIDAY BONUSES. $233,333 TO STEPHEN FREEMAN WAS SEVERANCE. PART II, COLUMN (C). INCLUDED ARE CONTRIBUTIONS TO THE AGENCY'S TAX-QUALIFIED DEFINED CONTRIBUTION PLAN FOR THE REPORTED INDIVIDUALS ACCRUED DURING 2015, AS ESTIMATED. CONTRIBUTIONS MADE TO OTHER PLANS THAT MAY QUALIFY AS "DEFERRED COMPENSATION", BUT THAT ARE REPORTED IN PART II, COLUMN (B)(III) IN ACCORDANCE WITH SCHEDULE J INSTRUCTIONS, ARE NOT REPORTED IN COLUMN (C). A NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 64971C2E3 2004-08-19 3162184 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 B COUNTY OF WESTCHESTER INDUSTRIAL DEVELOPMENT AGENCY 521294265 957368FT5 2004-08-19 1217279 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 C COUNTY OF WESTCHESTER INDUSTRIAL DEVELOPMENT AGENCY 521294265 957368FT5 2005-03-23 3160000 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 D NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 64971C2E3 2006-03-01 1872309 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 A 910000 3162184 316000 63244 2782941 2004 0 0 1 1 B 515000 1217279 121000 24336 1071933 2004 0 0 1 1 C 1185000 3160000 316000 63200 2780800 2005 0 0 1 1 D 1160000 1872309 137059 37446 1697804 2006 0 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 1 0 0 0 0 1 B 1 0 0 0 0 1 C 1 0 0 0 0 1 D 1 0 0 0 0 1 A 1 B 1 C 1 D 1 A NASSAU COUNTY INDUSTRIAL DEVELOPMENTAL AGENCY 112559657 631657HW6 2006-03-01 1025131 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 B NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 64971C2E3 2006-06-15 6175000 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 C SUFFOLK COUNTY INDUSTRIAL DEVELOPMENT AGENCY 112584714 864768MG8 2006-06-15 1195000 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 D COUNTY OF WESTCHESTER INDUSTRIAL DEVELOPMENT AGENCY 521294265 957368GN7 2006-06-15 3555000 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 A 385000 1025131 102500 20503 902128 2006 0 0 1 1 B 1615000 6175000 432294 2906098 123500 2713108 2006 0 1 1 1 C 1195000 119500 23900 1051600 2006 0 0 1 1 D 1825000 3555000 355500 71100 3128400 2006 0 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 1 0 0 0 0 1 B 1 0 0 0 0 1 C 1 0 0 0 0 1 D 1 0 0 0 0 1 A 1 B 1 C 1 D 1 A NASSAU COUNTY INDUSTRIAL DEVELOPMENTAL AGENCY 112559657 631657JH7 2006-06-15 1550000 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 B NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 649710BL3 2007-02-22 1630290 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 C NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 649438EY0 2007-11-07 1885000 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 D SUFFOLK COUNTY INDUSTRIAL DEVELOPMENT AGENCY 112584714 864768NY8 2007-11-07 990000 TO FINANCE THE PURCHASE AND RENOVATION 1 0 0 A 505000 1550000 155000 1193523 31000 170477 2006 0 1 1 1 B 650000 1630290 109474 32606 1488210 2007 0 0 1 1 C 1885000 166204 37700 1681096 2007 0 0 1 1 D 605000 990000 87290 19800 882910 2007 0 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 1 0 0 0 0 1 B 1 0 0 0 0 1 C 1 0 0 0 0 1 D 1 0 0 0 0 1 A 1 B 1 C 1 D 1 A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649905T63 2010-06-30 13087712 ACQUIRING, RENOVATING AND EQUIPPING FACILITIES 0 1 1 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 6499074Z2 2015-02-11 7543443 ACQUIRING, RENOVATING AND EQUIPPING FACILITIES 0 1 1 C DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990BVQ3 2016-02-10 9421406 ACQUIRING, RENOVATING AND EQUIPPING FACILITIES 0 1 1 A 5455000 13087712 492000 261754 12333978 2010 0 0 1 1 B 1535000 7543443 703499 150869 6689075 2015 1 0 1 1 C 9421406 376636 188428 8856342 2016 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 A 0 1 0 1 0 0 0 0 1 B 0 1 0 1 0 0 0 0 1 C 0 1 0 1 0 0 0 0 1 A 1 B 1 C 1 DANIEL LINDENBERG BOARD MEMBER'S BROTHER 15700 EMPLOYMENT 0 JENNA GREEN BOARD MEMBER'S DAUGHTER 56298 EMPLOYMENT 0 CONSTANCE CALABRO BOARD MEMBER'S SISTER-IN-LAW 159009 EMPLOYMENT 0 X 472 60063 FMV AT DATE OF GIFT 0 0 1 PART I, LINE 32B: YOUNG ADULT INSTITUTE, INC. HIRES UBS TO SELL CONTRIBUTIONS THAT ARE RECEIVED IN THE FORM OF PUBLICLY TRADED SECURITIES. THE DONOR FIRST INFORMS THEIR BROKER TO TRANSFER THE SHARES TO UBS USING INSTRUCTIONS PROVIDED BY YAI. ONCE THE SHARES ARE RECEIVED, A NOTIFICATION IS SENT TO YAI AND A REQUEST TO SELL IS MADE. YAI IS NOTIFIED OF THE DATE OF RECEIPT, FMV, SALE DATE, AND PROCEES FROM THE STOCK CONTRIBUTION. FORM 990, PART VI, SECTION B, LINE 11 EXPLANATION: YAI EXECUTIVE MANAGEMENT WORKS WITH THE AUDIT FIRM AND OUTSIDE COUNSEL TO PREPARE THE DRAFT 990 FOR BOARD REVIEW. A COPY OF THE COMPLETED FORM 990 IS PRESENTED TO THE BOARD MEMBERS IN ADVANCE OF A TELEPHONIC OR REGULAR MEETING OF THE BOARD. THE BOARD MEMBERS ARE AFFORDED THE OPPORTUNITY TO ASK QUESTIONS AND REQUEST CHANGES (IF THERE ARE PERCEIVED FACTUAL INACCURACIES). THE FINAL FORM 990 IS APPROVED AS PRESENTED OR, IF APPLICABLE, AS CHANGED, BY A MAJORITY VOTE OF THE MEMBERS PRESENT AT THE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EXPLANATION: ON AN ANNUAL BASIS EACH OFFICER, DIRECTOR, TRUSTEE, AND KEY EMPLOYEE COMPLETES A CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE. AN AMENDED FORM MUST BE FILED IN THE EVENT OF A MATERIAL CHANGE OF CIRCUMSTANCES. THE COMPLETED FORM SHALL BE REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE CHIEF COMPLIANCE OFFICER AND ANY OTHER STAFF, AS NECESSARY, TO DISCERN IF THERE MAY BE A CONFLICT OF INTEREST IN THE CONDUCT OF AGENCY BUSINESS OR THAT MAY CREATE AN APPEARANCE OF INVOLVING A CONFLICT OF INTEREST. THE CHIEF COMPLIANCE OFFICER SHALL REPORT TO THE BOARD AT LEAST ANNUALLY ON ANY DISCLOSED CONFLICT OF INTEREST. IN THE EVENT THERE IS A CONFLICT OF INTEREST, PURSUANT TO THE CONFLICT OF INTEREST POLICY, THE PERSON WHO HAS THE CONFLICT RECUSES HIMSELF/HERSELF FROM ANY DECISION AND DOES NOT PARTICIPATE IN ANY CONFLICT OF INTEREST DECISION. FORM 990, PART VI, SECTION B, LINE 15 EXPLANATION: THE BOARD HAS ADOPTED A COMPENSATION POLICY (THE "POLICY") FOR COVERED INDIVIDUALS. PURSUANT TO THE POLICY, AN EXECUTIVE COMPENSATION COMMITTEE ("ECC") OF INDEPENDENT DIRECTORS WAS ESTABLISHED TO REVIEW THE COMPENSATION OF ALL EMPLOYEES SPECIFIED AS HAVING A SUBSTANTIAL INFLUENCE OVER THE AGENCY AND WHO RECEIVE REMUNERATION FROM THE AGENCY, INCLUDING THE AGENCY'S SENIOR EXECUTIVES. THE ECC IS ADVISED BY INDEPENDENT COMPENSATION CONSULTANTS AND SEPARATELY RETAINED COUNSEL, WHO OPINE TO THE ECC THAT THE LEVEL OF COMPENSATION PAID AND THE PROCESS BY WHICH COMPENSATION IS ESTABLISHED MEET APPLICABLE IRS REASONABLENESS AND "SAFE HARBOR" STANDARDS. "INTERMEDIATE SANCTIONS" RULES. THE OUTSIDE COMPENSATION CONSULTANTS AND COUNSEL PROVIDE DATA ON COMPENSATION PROVIDED AT COMPARABLE ORGANIZATIONS TO ENSURE THAT THE AGENCY PAYS ONLY REASONABLE COMPENSATION, AND DOES NOT COMPENSATE IN EXCESS OF MARKET NORMS. THE ECC MAKES RECOMMENDATIONS TO THE FULL BOARD. THE ECC'S DECISIONS ARE SUBJECT TO APPROVAL BY THE FULL BOARD PRIOR TO IMPLEMENTATION. IN RESPONSE TO VARIOUS ECONOMIC CHALLENGES, THE BOARD HAS SUBSTANTIALLY REVISED THE AGENCY'S EXECUTIVE MANAGEMENT COMPENSATION POLICIES AND PRACTICES, INCLUDING THE AGENCY'S WRITTEN COMPENSATION PHILOSOPHY AND POLICY. FORM 990, PART VI, SECTION C, LINE 19 EXPLANATION: INFORMATION IS AVAILABLE UPON REQUEST FORM 990, PART IX, LINE 24E PROGRAM RECREATION: PROGRAM SERVICE EXPENSES 588,717. MANAGEMENT AND GENERAL EXPENSES 2,713. FUNDRAISING EXPENSES 2,581. TOTAL EXPENSES 594,011. RECRUITING: PROGRAM SERVICE EXPENSES 21,712. MANAGEMENT AND GENERAL EXPENSES 244,143. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 265,855. AMORTIZATION OF BOND CLOSING COSTS: PROGRAM SERVICE EXPENSES 149,614. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 149,614. SERVICE FEES: PROGRAM SERVICE EXPENSES 78,927. MANAGEMENT AND GENERAL EXPENSES 371. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 79,298. START UP EXPENSES: PROGRAM SERVICE EXPENSES 73,136. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 73,136. STATE PAID DAY HAB/HCE: PROGRAM SERVICE EXPENSES 378. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 378. FORM 990: PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. FORM 990: PART X, STATEMENT OF FUNCTIONAL EXPENSES THE COSTS OF PROVIDING PROGRAM AND SUPPORTING SERVICES OF THE AGENCY HAVE BEEN SUMMARIZED ON A FUNCTIONAL BASIS. ACCORDINGLY, CERTAIN COSTS HAVE BEEN ALLOCATED AMONG THE PROGRAMS AND GENERAL SUPPORTING SERVICES BENEFITED. INCLUDED IN MANAGEMENT AND GENERAL ARE COSTS ASSOCIATED WITH PROVIDING MANAGEMENT SERVICES FOR OTHER AGENCIES WHICH REIMBURSE YAI FOR SERVICES PROVIDED. FORM 990: PART VII, COLUMN A, LINE 11 GEORGE CONTOS RESIGNED FROM THE BOARD OF DIRECTORS BEFORE ACCEPTING THE POSITION OF CEO. ROCKLAND COUNTY ASSOCIATION FOR THE LEARNING DISABLED 460 WEST 34TH STREET NEW YORK NY 10001 132951835 COMMUNITY AND SUPPORTIVE SERVICES TO DISABLED INDIVIDUALS NY 501(C)(3) LINE 9 N/A 0 PREMIER HEALTH CARE INC 460 WEST 34TH STREET NEW YORK NY 10001 133916271 OUTPATIENT DIAGNOSTIC & TREATMENT CENTER. NY 501(C)(3) LINE 9 N/A 0 INTERNATIONAL INSTITUTE FOR PEOPLE WITH DISABILITIES OF PUERTO RICO INC 460 WEST 34TH STREET NEW YORK NY 10001 311648579 CREATES EMPLOYMENT OPPORTUNITIES FOR DISABLED PEOPLE NY 501(C)(3) LINE 9 N/A 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 1 0 0 ROCKLAND COUNTY ASSOCIATION L 498693 COST PREMIER HEALTH CARE INC L 1191860 COST PREMIER HEALTH CARE INC Q 1082859 COST PREMIER HEALTH CARE INC I 1521979 COST