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BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. SCHEDULE D, PART XI, LINE 2D & 4B LINE 2D RELATED ENTITY REVENUE $ 2,680,741 ELIMINATIONS ( 1,410,317) ---------- $ 1,270,424 LINE 4B AMORTIZATION OF BOND DISCOUNTS $ 774,760 SCHEDULE D, PART XII, LINE 2D & 4B LINE 2D RELATED ENTITY EXPENSES $ 2,454,892 ELIMINATIONS ( 1,410,317) ---------- $ 1,044,575 LINE 4B AMORTIZATION OF BOND DISCOUNTS $ 774,760 true Sub-Saharan Africa Grantmaking 120048 North America Grantmaking 65395 Sub-Saharan Africa Program Services TRAVEL 23067 East Asia and the Pacific Program Services TRAVEL 18921 Europe (Including Iceland and Greenland) Program Services TRAVEL 73738 North America Program Services TRAVEL 49212 South America Program Services TRAVEL 2414 South Asia Program Services TRAVEL 5444 358239 358239 North America RESEARCH 65395 EFT Sub-Saharan Africa 120048 EFT 3 false false false false false false SCHEDULE F, PART I, LINE 2 SPONSORED PROGRAMS ADMINISTRATION DEPARTMENT ASSESSES IF ANY SPECIAL AGENCY REPORTING OR AWARD RELATED TERMS AND CONDITIONS ARE NEEDED PRIOR TO ISSUING SUB AWARDS. TO ENSURE FUNDS ARE USED FOR AUTHORIZED PURPOSES SUB AWARDS ARE ISSUED ON A COST REIMBURSEMENT BASIS. ALL INVOICES ARE REVIEWED AND APPROVED BY THE PRIME PRINCIPLE INVESTIGATOR AND ACCOUNTING STAFF. 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TO ENSURE FUNDS ARE USED FOR AUTHORIZED PURPOSES SUB AWARDS ARE ISSUED ON A COST REIMBURSEMENT BASIS. ALL INVOICES ARE REVIEWED AND APPROVED BY THE PRIME PRINCIPLE INVESTIGATOR AND ACCOUNTING STAFF. PROGRESS REPORTS ARE ALSO REQUIRED TO ENSURE PERFORMANCE GOALS ARE ACHIEVED. X X X false true false false false false false false false BERNADETTE GRAY-LITTLE DIRECTOR 0 498275 0 0 0 64323 0 22525 0 67403 0 652526 0 0 DAVID VRANICAR DIRECTOR 0 254413 0 0 0 1752 0 18074 0 18616 0 292855 0 0 DOUG GIROD DIRECTOR 0 683794 0 0 0 41671 0 31946 0 21968 0 779379 0 0 MICHAEL KEEBLE DIRECTOR 0 180050 0 0 0 3446 0 15756 0 16664 0 215916 0 0 JAMES CALVERT DIRECTOR 0 149897 0 0 0 4392 0 13010 0 14215 0 181514 0 0 JAMIE CALDWELL EXECUTIVE DIRECTOR 163380 9423 0 0 648 0 0 0 4905 0 168933 9423 0 0 JOHN FERRARO DIRECTOR 0 193254 0 0 0 17426 0 17479 0 15078 0 243237 0 0 K JAMES KALLAIL DIRECTOR 0 192910 0 0 0 1900 0 16538 0 13061 0 224409 0 0 MARJORIE BOTT DIRECTOR 0 206423 0 0 0 4037 0 17979 0 16682 0 245121 0 0 PETER SMITH DIRECTOR 0 370028 0 0 0 32255 0 32179 0 11944 0 446406 0 0 RICHARD BAROHN PRESIDENT/VICE CHANCELLOR 0 488944 0 0 0 29202 0 22525 0 17253 0 557924 0 0 STEFFANI WEBB DIRECTOR 0 236352 0 0 0 1589 0 20391 0 15238 0 273570 0 0 ROBERT SIMARI DIRECTOR 0 476691 0 0 0 27656 0 22525 0 19545 0 546417 0 0 TIMOTHY SISKEY CFO/TREASURER 147242 0 0 0 864 0 12971 0 16853 0 177930 0 0 0 PETER GRIFFITH CORPORATE COUNSEL 135759 0 0 0 864 0 10717 0 17847 0 165187 0 0 0 KAREN MILLER DIRECTOR 0 274928 0 0 0 33945 0 22525 0 12108 0 343506 0 0 LISA STEHNO-BITTEL DIRECTOR 0 101402 0 0 0 37403 0 10504 0 4847 0 154156 0 0 PAUL TERRANOVA EXECUTIVE DIRECTOR 0 42395 0 0 0 134847 0 11429 0 1915 0 190586 0 0 SCHEDULE J, PART I, LINE 4B BERNADETTE GRAY-LITTLE $ 25,962 SCHEDULE J, PART II & FORM 990, PART VII COMPENSATION REPORTED FOR DAVID VRANICAR, DOUG GIROD, MICHAEL KEEBLE, JAMES CALVERT, JOHN FERRARO, K JAMES KALLAIL, MARJORIE BOTT, PETER SMITH, RICHARD BAROHN, STEFFANI WEBB, ROBERT SIMARI, KAREN MILLER, LISA STEHNO-BITTEL, PAUL TERRANOVA AND A PORTION OF THE COMPENSATION FOR JAMIE CALDWELL, WAS PAID BY THE UNIVERSITY OF KANSAS MEDICAL CENTER, A RELATED ORGANIZATION. COMPENSATION REPORTED FOR BERNADETTE GRAY-LITTLE WAS PAID BY UNIVERSITY OF KANSAS, A RELATED ORGANIZATION. A KANSAS DEVELOPMENT FINANCE AUTHORITY 481066589 485429BQ6 2010-10-14 5388344 REFUND 1999B & 2001U (T-1 PORTION) false false false B KANSAS DEVELOPMENT FINANCE AUTHORITY 481066589 485429BQ6 2010-10-14 27516062 RENOVATION OF RESEARCH BUILDING false false false A 2715000 0 5388344 0 0 0 75630 0 0 0 5312714 0 2003 true true true true B 8875000 0 27516062 0 0 0 360378 0 0 27155684 0 0 2013 false false true false A 0 B false false false true false 0 false false false true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true A true B true SCHEDULE K, PART II, LINE 16 THE FINAL WRITTEN ALLOCATION FOR THE PROJECT FUNDS FOR THE PERIOD ENDING OCTOBER 1, 2015 WAS COMPLETED JULY 8, 2016. SCHEDULE K, PART IV, LINE 2C THE DATE THE REBATE COMPUTATION WAS PERFORMED FOR BOTH BONDS WAS 10/1/2015. FORM 990, PART III, LINE 1 PROMOTING AND AIDING IN THE FULFILLMENT OF SCIENTIFIC RESEARCH, EDUCATIONAL, AND SERVICE FUNCTIONS OF THE UNIVERSITY OF KANSAS MEDICAL CENTER. MANAGES GRANTS AND CONTRACTS FOR PROJECTS CONDUCTED BY PRINCIPAL INVESTIGATORS WHO SERVE AS FACULTY AT THE UNIVERSITY OF KANSAS MEDICAL CENTER. FORM 990, PART III, LINE 4A THE RESEARCH INSTITUTE WAS ESTABLISHED IN 1992 TO PROMOTE, SUPPORT, AND ENHANCE MEDICAL RESEARCH FOR THE BENEFIT OF THE PUBLIC BY ADMINISTERING FUNDED RESEARCH PROJECTS ON BEHALF OF THE UNIVERSITY OF KANSAS MEDICAL CENTER (KUMC). THE RESEARCH INSTITUTE'S OBJECTIVES ARE TO: 1) SERVE KUMC BY PROMOTING AND OPERATING AT THE HIGHEST LEVEL OF ADMINISTRATIVE AND FINANCIAL HONESTY AND INTEGRITY, 2) FOSTER INDIVIDUAL AND CONSORTIA PARTNERSHIPS BETWEEN KUMC RESEARCHERS AND NATIONAL, REGIONAL AND LOCAL RESEARCH BIO- MEDICAL COMMUNITIES, 3) ENHANCE REVENUE TO RESEARCHERS AND THE UNIVERSITY THROUGH THE TRANSFER OF RESEARCH DISCOVERIES AND OTHER INFORMATION TO THE PRIVATE SECTOR; AND 4) FACILITATE COOPERATIVE RESEARCH INTERACTIONS DOMESTICALLY AND INTERNATIONALLY BETWEEN THE KUMC AND CORPORATIONS, AND WITH OTHER RESEARCH CENTERS THROUGHOUT THE GREATER KANSAS CITY METROPOLITAN AREA, KANSAS, NATIONALLY AND INTERNATIONALLY. FORM 990, PART VI, SECTION A, LINE 2 RICHARD BAROHN, MARJORIE BOTT, JOHN FERRARO, DOUG GIROD, MICHAEL KEEBLE, DAVID VRANICAR, STEFFANI WEBB, JAMES CALVERT, JAMES KALLAIL, BERNADETT GRAY-LITTLE, WILLIAM MARTING, ROBERT SIMARI, AND PETER SMITH HAD BUSINESS RELATIONSHIPS. FORM 990, PART VI, SECTION A, LINE 4 THE BY-LAWS WERE CHANGED TO INCREASE THE NUMBER OF EX OFFICIO DIRECTORS UP TO A MAXIMUM OF 14, FACULTY DIRECTORS UP TO A MAXIMUM OF 3 AND GENERAL DIRECTORS UP TO A MAXIMUM OF 7. PROVIDED FOR THE ELIMINATION OF THE AUDIT COMMITTEE AND THE SUBSEQUENT TRANSFER OF THEIR DUTIES TO THE JOINT EXECUTIVE AND FINANCE COMMITTEE, AS WELL AS REVAMPING THE BOARD COMPOSITION OF THE EXECUTIVE COMMITTEE TO INCLUDE THE FOLLOWING EX OFFICIO DIRECTORS: CHANCELLOR, KU, CHIEF BUSINESS AND FINANCIAL PLANNING OFFICER (OR VICE CHANCELLOR AND CHIEF FINANCIAL OFFICER), KU, EXECUTIVE VICE CHANCELLOR, KUMC, VICE CHANCELLOR OF ADMINISTRATION, KUMC, VICE CHANCELLOR OF FINANCE AND CFO, KUMC, ASSOCIATE VICE CHANCELLOR OF FINANCE, KUMC, PRESIDENT OF THE RESEARCH INSTITUTE AND UP TO TWO APPOINTED RESEARCH INSTITUTE BOARD MEMBERS (INCLUDING ONE FACULTY DIRECTOR). FORM 990, PART VI, SECTION B, LINE 11B AN INDEPENDENT ACCOUNTING FIRM PREPARES AND REVIEWS THE 990. THE 990 IS THEN PROVIDED TO THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE'S JOINT EXECUTIVE AND FINANCE COMMITTEE FOR THEIR REVIEW PRIOR TO FILING THE 990. ANY QUESTIONS OR CONCERNS THE JOINT EXECUTIVE AND FINANCE COMMITTEE MAY HAVE ARE ADDRESSED AND ANY CORRECTIONS OR CLARIFICATIONS THAT NEED TO BE MADE. THE FULL BOARD RECEIVES A COPY OF THE 990 PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND DIRECTORS MAKE DISCLOSURES ANNUALLY AT THE FIRST BOARD MEETING OF THE YEAR. THE BOARD SECRETARY REVIEWS DISCLOSURES FOR POTENTIAL CONFLICTS. THE SECRETARY WILL DISCUSS ANY POTENTIAL CONFLICTS WITH THE EXECUTIVE DIRECTOR AND BOARD CHAIR. FORM 990, PART VI, SECTION B, LINE 15A & 15B THE HR DIRECTOR MAINTAINS AND UPDATES SALARY RANGES USING SURVEYS, INDUSTRY PUBLICATIONS AND OTHER SOURCES. THE BOARD APPROVES THE PAY OF THE EXECUTIVE DIRECTOR, CFO, AND HR DIRECTOR IN EXECUTIVE SESSION. THE LAST REVIEW WAS PERFORMED BY THE HR DIRECTOR ON 08/12/2015. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION PROVIDES BOARD MEMBERS WITH A COPY OF THE ARTICLES OF INCORPORATION AND THE BY-LAWS AT BOARD MEMBER ORIENTATION. THE ORGANIZATION WEBSITE HAS LINKS TO ORGANIZATION POLICIES AND THE RELATED POLICIES OF THE UNIVERSITY. A HEADING TITLED ANNUAL REPORTS CONNECTS TO A SECTION OF THE ORGANIZATION WEBSITE WITH LINKS TO THE FOLLOWING REPORTS: FORM 990, SINGLE AUDIT REPORT (A-133), AND EXTRAMURAL FUNDING ANNUAL REPORT (SUMMARY). THE FINANCE COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT, REVIEW, OR COMPILATION OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. FORM 990, PART XII, LINE 2C BY-LAW CHANGES PROVIDED FOR THE ELIMINATION OF THE AUDIT COMMITTEE AND THE SUBSEQUENT TRANSFER OF THEIR DUTIES TO THE JOINT EXECUTIVE AND FINANCE COMMITTEES. FORM 990 PART IX LINE 11G DESCRIPTION:OTHER FEES - RESEARCH TOTAL FEES:8988213 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER PROFESSIONAL FEES TOTAL FEES:2085406 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER FEES FOR SERVICES TOTAL FEES:2348978 UNIVERSITY OF KS 1450 JAYHAWK BLVD LAWRENCE KS 66045 481124839 EDUCATION KS GOVERNMENT NA false UNIVERSITY OF KANSAS MEMORIAL CORP 1301 JAYHAWK BLVD LAWRENCE KS 66045 486033927 RETAIL KS 501(C)(3) 5 UNIV OF KS false UNIVERSITY OF KANSAS CENTER FOR RESEARC 2385 IRVING HILL RD LAWRENCE KS 66045 480680117 ADMIN KS 501(C)(3) 5 UNIV OF KS false KU HEALTH PARTNERS INC 3901 RAINBOW BLVD KANSAS CITY KS 66160 481149398 HEALTHCARE KS 501(C)(3) 5 UNIV OF KS false KU CENTER FOR TECH COMMERCIALIZATION INC 3901 RAINBOW BLVD KANSAS CITY KS 66160 262838693 PATENTS KS 501(C)(3) 11A KUMC-RI true STUDENT UNION OF UNIV OF KS MED CTR 3901 RANINBOW BLVD KANAS CITY KS 66160 480581966 RETAIL KS 501(C)(3) 9 UNIV OF KS false UNIVERSITY OF KANSAS MEDICAL CENTER 3901 RAINBOW BLVD KANSAS CITY KS 66160 481124839 MEDICAL CTR KS GOVERNMENT NA false KU MEDICAL CTR RESEARCH PROPERTIES 3901 RAINBOW BLVD KANSAS CTIY KS 66160 781172394 REAL ESTATE KS 501(C)(2) KUMC-RI true PRECEDE FUND LC 3901 RAINBOW BLVD KANSAS CITY KS 66160 481210094 INVESTMENT KS KUMC-RI EXCLUDED FROM TAX 24291 251116 false false 0.73330 KANSAS LIFE SCIENCES DEVELOPEMNT CO INC 4330 SHAWNEE MISSION PKWY FAIRWAY KS 66205 811725831 INVESTMENTS KS KUMC-RI C-Corp 0 250000 1.00000 true false true true false false false false false false true false false false false true true false true false U OF KS MEDICAL CTR RESEARCH PROPERTIES B 361504 COST KU CTR FOR TECH COMMERCIALIZATION INC B 447375 COST KANSAS LIFE SCIENCES DEVELOPMENT CO INC B 250000 COST KU CTR FOR TECH COMMERCIALIZATION INC R 601438 COST