2017-05-12T13:28:19-05:00 2016-06-30 951720829 MARTIN WERBELOW LLP 300 N LAKE AVE SUITE 930 PASADENA CA 911014106 990 2015-07-01 471102014 SOPHIE MILLER FOUNDATION SOPH 6264035400 1111 SOUTH ARROYO PARKWAY NO 230 PASADENA CA 91105 JAMES ROTHROCK PRESIDENT & CEO 6264035400 2017-04-25 1 ERICH RAIL P00174228 6265771440 2015 2021-01-29 14:40:06Z JAMES ROTHROCK 1111 S ARROYO PARKWAY STE 230 PASADENA CA 91105 17598766 0 X WWW.SOPHIEMILLERFOUNDATION.ORG X 2014 CA SOPHIE MILLER FOUNDATION SUPPORTS VIBRANT COMMUNITY FOR SENIORS THROUGH BENEVOLENCE AND INNOVATION. 7 6 0 20 0 0 354553 451890 0 0 221024 365937 0 0 575577 817827 2512281 2235763 0 0 101529 97407 0 0 121893 94709 179284 2708519 2512454 -2132942 -1694627 27132070 25701878 31601 51626 27100469 25650252 X SOPHIE MILLER FOUNDATION ("SMF") CREATES EXCEPTIONAL COMMUNITIES AND SERVICES FOR SENIORS. 0 0 874215 874215 SMF PROVIDED $874,215 IN BENEVOLENT SUPPORT TO EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS ("ECS") RESIDENTS WHO WERE UNABLE TO PAY THE FULL COST OF THE ACCOMMODATIONS, CARE AND SERVICES PROVIDED THEM. DURING FISCAL YEAR 2016, ECS PROVIDED CHARITABLE CARE TO 13 INDEPENDENT LIVING RESIDENTS, 14 ASSISTED LIVING RESIDENTS AND 13 SKILLED NURSING RESIDENTS - A TOTAL OF 40 INDIVIDUALS. 1068139 1068139 SMF PROVIDED $1,068,139 TOWARD ECS FACILITIES. ESC RECEIVED $63,139 WHICH WAS DISBURSED TO FUND SPECIAL CAPITAL PROJECTS ON ITS RELATED CAMPUSES. MONTECEDRO, INC., A NEW ECS RELATED COMMUNITY, RECEIVED $1,005,000 IN ORDER TO COMPLETE CAPITAL PROJECTS ON ITS CAMPUS. 293409 293409 SMF PROVIDED $98,438 TO SUPPORT CREATIVE HOUSING & SERVICES, AN AFFILIATE THAT PROVIDES PROPERTY MANAGEMENT SERVICES, WELLNESS PROGRAMMING AND OTHER SUPPORT TO AFFORDABLE HOUSING COMMUNITIES SERVING LOW-INCOME OLDER ADULTS IN SOUTHERN CALIFORNIA.SMF PROVIDED $85,000 TO SUPPORT THE PASADENA VILLAGE, A SEPARATE 501(C)(3) ORGANIZATION DEDICATED TO MAKING IT EASIER, SAFER AND MORE SATISFYING FOR OLDER ADULTS TO REMAIN IN THEIR HOMES THROUGHOUT THE PASADENA AREA AS THEY AGE. SMF PROVIDED $39,738 TOWARD PROGRAMS TO BENEFIT ECS RESIDENTS, INCLUDING EXERCISE CLASSES, ART INSTRUCTION, CONCERTS, AND OTHER ENRICHING ACTIVITIES.SMF ALSO PROVIDED $42,896 TOWARD THE BY YOUR SIDE PROGRAM TO SUPPORT END-OF-LIFE VIGIL COMPANIONS.IN ADDITION, SMF PROVIDED $27,337 TOWARD PROGRAMS TO BENEFIT ECS EMPLOYEES, PROVIDING FINANCIAL ASSISTANCE FOR EMPLOYEE EDUCATION OPPORTUNITIES AS WELL AS EMERGENCY FUNDS THROUGH THE STAFF ASSISTANCE FUND FOR EMERGENCIES ("SAFE"). 2235763 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 6 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X THE ORGANIZATION 6264035400 1111 SOUTH ARROYO PARKWAY NO 230 PASADENA CA 91105 RICHARD PATTERSON JR CHAIR 3.00 X X 0 0 0 CATHY CLEMENT VICE CHAIR 1.00 X X 0 0 0 SHERMAN TELLEEN SECRETARY-TREASURER 1.00 X X 0 0 0 NANCY GOODELL BOARD OF TRUSTEES 1.00 X 0 0 0 MARTHA TAMBURRANO PRESIDENT/CEO (UNTIL DEC 2015) 2.00 38.00 X X 0 473875 34166 JAMES S ROTHROCK PRESIDENT/CEO (FROM JAN 2016) 2.00 38.00 X X 0 327428 34774 MEGAN COOPER FROM JAN 2016 DIRECTOR 1.00 X 0 0 0 TERRY KNOWLES FROM JAN 2016 DIRECTOR 1.00 X 0 0 0 0 801303 68940 0 0 1 0 0 451890 451890 899885 899885 16246991 16780939 -533948 -533948 -533948 817827 0 0 365937 2235763 2235763 67770 6777 60993 2520 252 2268 20620 2062 18558 6497 650 5847 1592 159 1433 13700 13700 114249 114249 3070 307 2763 3871 387 3484 MISCELLANEOUS 13306 13306 PURCHASED SERVICES 11746 1175 10571 CONTRACT SERVICES 4966 497 4469 SUPPLIES 4419 440 3979 8365 837 7528 2512454 2235763 154798 121893 937345 585190 3158613 2638795 747596 572354 794936 22262904 21048524 25612 62079 27132070 25701878 4718 8118 26883 43508 31601 51626 X 23359010 21872890 1763952 1774696 1977507 2002666 27100469 25650252 27132070 25701878 X -1694627 -58796 303206 X X 0 1 X 1 0 X X X 3 EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS 951642373 9 1 1131432 0 CREATIVE HOUSING & SERVICES 330204306 9 1 98887 0 MONTECEDRO INC 270707394 9 1 1005444 0 3 2235763 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 1 SOPHIE MILLER FOUNDATION (SMF) IS A SUPPORTING ORGANIZATION FOR EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS (ECS) AND ITS SUBSIDIARIES AND AFFILIATED ORGANIZATIONS. ECS IS THE SPECIFIC MEMBER MENTIONED IN THE GOVERNING DOCUMENTS WHILE CREATIVE HOUSING & SERVICES (CHS) AND MONTECEDRO, INC. (MCI) ARE ECS SUBSIDIARIES AND AFFILIATED MEMBERS ALL OF WHOM PROVIDE SENIOR RESIDENTIAL AND ASSISTED LIVING FACILITIES. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 25081376 693491 319263 2008353 126371 23959406 26110732 -185114 795655 48587 25081376 0.90880 0.08360 0.00760 0 0 0 DUE TO RELATED PARTIES 43508 43508 X 755468 -58796 -3563 -62359 817827 0 817827 2512454 0 2512454 0 2512454 PART V, LINE 4: THE SOPHIE MILLER FOUNDATION USES THE ENDOWMENT FUNDS TO MAINTAIN THE LEVEL OF PROGRAMS AND SERVICES PROVIDED BY EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS. PART X, LINE 2: SMF CONSIDERS MANY FACTORS WHEN EVALUATING AND ESTIMATING ITS TAX POSITIONS AND TAX BENEFITS, WHICH MAY REQUIRE PERIODIC ADJUSTMENTS AND WHICH MAY NOT ACCURATELY ANTICIPATE ACTUAL OUTCOMES. SMF EVALUATES ITS UNCERTAIN TAX POSITIONS USING THE PROVISIONS IN CONFORMITY WITH U.S. GAAP. THESE STANDARDS REQUIRE MANAGEMENT TO PERFORM AN EVALUATION OF ALL INCOME TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING SMF'S TAX RETURNS. MANAGEMENT BELIEVES THE TAX POSITIONS TAKEN MORE LIKELY THAN NOT WILL BE SUSTAINED UNDER EXAMINATION BY THE APPLICABLE TAX AUTHORITIES. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF SMF AND VARIOUS POSITIONS RELATED TO THE POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME. SINCE TAX MATTERS ARE SUBJECT TO SOME DEGREE OF UNCERTAINTY, THERE CAN BE NO ASSURANCE THAT THE TAXING AUTHORITIES WILL NOT CHALLENGE SMF'S TAX RETURNS, OR THAT SMF WILL NOT BE SUBJECT TO ADDITIONAL TAX, PENALTIES, AND INTEREST AS A RESULT OF SUCH CHALLENGE. GENERALLY, SMF'S TAX RETURNS REMAIN OPEN FOR THREE YEARS FOR FEDERAL TAX EXAMINATION AND FOUR YEARS FOR STATE TAX EXAMINATION. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE ON SPLIT INTEREST AGREEMENTS -3,563. 1 EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS 1111 S ARROYO PARKWAY STE 230 PASADENA CA 91105 951642373 501(C)(3) 1046432 TO PROVIDE BENEVOLENCE SUPPORT, CAPITAL SUPPORT, AND PROGRAM SERVICE FUNDS. CREATIVE HOUSING & SERVICES 1111 S ARROYO PARKWAY STE 230 PASADENA CA 91105 330204306 501(C)(3) 98887 TO PROVIDE SUPPORT FOR PROPERTY MANAGEMENT SERVICES, WELLNESS PROGRAMING AND OTHER SUPPORT. MONTECEDRO INC 1111 S ARROYO PARKWAY STE 230 PASADENA CA 91105 270707394 501(C)(3) 1005444 TO PROVIDE BENEVOLENCE SUPPORT, CAPITAL SUPPORT, AND PROGRAM SERVICE FUNDS. THE PASADENA VILLAGE 236 W MOUNTAIN STREET PASADENA CA 91103 453773041 501(C)(3) 85000 TO PROVIDE PROGRAM SERVICE FUNDS. 4 0 PART I, LINE 2: SOPHIE MILLER FOUNDATION IS A SUPPORTING ORGANIZATION FOR EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS AND ITS SUBSIDIARIES. SOPHIE MILLER FOUNDATION'S BOARD OF TRUSTEES REVIEWS AND APPROVES ALL GRANTS AND OTHER SUPPORT FOR EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS AND ITS SUBSIDIARIES. REPORTS DETAILING THE USE OF GRANTS AND OTHER SUPPORT ARE MADE BY EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS TO SOPHIE MILLER FOUNDATION'S BOARD OF TRUSTEES ON A REGULAR BASIS. 0 0 0 0 0 0 0 0 0 MARTHA TAMBURRANO PRESIDENT/CEO (UNTIL DEC 2015) 0 437069 0 15663 0 21143 0 27825 0 6341 0 508041 0 0 JAMES S ROTHROCK PRESIDENT/CEO (FROM JAN 2016) 0 293453 0 15675 0 18300 0 23949 0 10825 0 362202 0 0 FORM 990, PART VI, SECTION A, LINE 6 SOPHIE MILLER FOUNDATION IS A CALIFORNIA NONPROFIT PUBLIC BENEFIT CORPORATION ORGANIZED WITH A SOLE CONTROLLING MEMBER,EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS, A CALIFORNIA NONPROFIT PUBLIC BENEFIT CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A THE SOLE MEMBER OF SOPHIE MILLER FOUNDATION HAS THE RIGHT TO ELECT THE BOARD OF DIRECTORS AS WELL AS APPOINT THE CHIEF EXECUTIVE OFFICER. FORM 990, PART VI, SECTION A, LINE 7B THE SOLE MEMBER OF THE SOPHIE MILLER FOUNDATION HAS RESERVED THE RIGHT TO MAKE ALL HIGH LEVEL GOVERNANCE DECISIONS SUCH AS APPROVAL OF INDEBTEDNESS, REAL PROPERTY TRANSACTIONS, MISSION AND LONG RANGING PLANNING, AS WELL AS THE APPOINTMENT OF INDEPENDENT AUDITORS AND CORPORATE COUNSEL. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY AN OUTSIDE CPA FIRM AND PRESENTED TO THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES REVIEWS THE FORM 990 AND APPROVE THE FILING. FORM 990, PART VI, SECTION B, LINE 12C AT LEAST ANNUALLY, THE AUDIT COMMITTEE EXAMINES COMPLETED CONFLICT OF INTEREST STATEMENTS AND RECOMMENDS TO THE BOARD ANY ACTION NEEDED TO COMPLY WITH LEGAL REQUIREMENTS OR FOUNDATION POLICY REGARDING CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 IS AVAILABLE UPON REQUEST AND AT THE ATTORNEY GENERAL'S WEBSITE. THE GOVERNING/ORGANIZATION DOCUMENTS, FINANCIAL STATEMENTS, AND WRITTEN CONFLICT OF INTEREST POLICY ARE ALSO AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: TRANSFER OF NET ASSETS FROM RELATED PARTIES 306,769. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -3,563. FORM 990 PART XII LINE 2C THE ORGANIZATION HAS NOT CHANGED ITS PROCESS FOR SELECTING AN INDEPENDENT ACCOUNTANT OR OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS. EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS 1111 S ARROYO PARKWAY STE 230 PASADENA CA 91105 951642373 PROMOTES HEALTH AND WELL BEING OF OLDER ADULTS THRU CARE, SERVICES & HOUSING CA 501(C)(3) LINE 9 N/A 0 CREATIVE HOUSING & SERVICES 1111 S ARROYO PARKWAY STE 230 PASADENA CA 91105 330204306 PROVIDES SERVICES TO AFFORDABLE SENIOR AND DISABLED HOUSING FACILITIES CA 501(C)(3) LINE 9 EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS 0 MONTECEDRO INC 1111 S ARROYO PARKWAY STE 230 PASADENA CA 91105 270707394 DEVELOPS AND OPERATES HOUSING SPECIALLY DESIGNED FOR OLDER ADULTS CA 501(C)(3) LINE 9 EPISCOPAL COMMUNITIES & SERVICES FOR SENIORS 0 CHARITABLE GIFT ANNUITIES (3) PROVIDE SUPPORT CA SOPHIE MILLER FOUNDATION T 0 0 1 0 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0