2017-05-12T15:47:37-05:00 2016-06-30 KPMG LLP 60 South Street Boston MA 02111 990 2015-07-01 042103552 BRANDEIS UNIVERSITY % MARIANNE CWALINA SVP & TREA BRAN 7817362000 PO BOX 9110 WALTHAM MA 024549110 MARIANNE CWALINA SVP FOR FINANCE 7817362000 2017-05-12 true SHY JOSEPH P01085371 6179881000 2015 2021-01-29 14:40:06Z RONALD LIEBOWITZ PO BOX 9110 WALTHAM MA 024549110 609833548 false X WWW.BRANDEIS.EDU X 1947 MA An educational institution, a community of scholars and students united by their commitment to the pursuit of knowledge and its transmission from generation to generation. 38 36 5418 3172 2922114 1204148 48364246 36329038 351722591 353010851 105879386 50837096 2961603 2716808 508927826 442893793 100170651 99770521 0 0 183341387 185443245 0 0 10413647 145310701 147046750 428822739 432260516 80105087 10633277 1416589601 1329427256 339354284 316932682 1077235317 1012494574 X As a research university, Brandeis is dedicated to the advancement of the humanities, arts and social sciences, natural and physical sciences. As a liberal arts college, Brandeis affirms the importance of a broad and critical education in enriching the lives of students. false false 291988457 94804534 252188799 INSTRUCTIONAL AND ACADEMIC SUPPORT: BRANDEIS UNIVERSITY IS A RARE COMBINATION OF A LIBERAL ARTS COLLEGE AND A GLOBAL RESEARCH UNIVERSITY. OUR STUDENT BODY NUMBERS 5,200, INCLUDING UNDERGRADUATE AND GRADUATE STUDENTS. WE HAVE A GRADUATE SCHOOL OF ARTS AND SCIENCES AND TWO PROFESSIONAL SCHOOLS, THE HELLER SCHOOL FOR SOCIAL POLICY AND MANAGEMENT AND THE INTERNATIONAL BUSINESS SCHOOL. THE RABB SCHOOL OF CONTINUING STUDIES OFFERS GRADUATE PROFESSIONAL PROGRAMS FOR PART-TIME STUDENTS. MANY ACADEMIC PROGRAMS ARE ENRICHED BY MYRIAD INTERACTIONS WITH THE NUMEROUS OTHER LEADING UNIVERSITIES IN THE AREA. WE WORK TO CONNECT THEORY AND PRACTICE THROUGH FIELD WORK AND EXPERIENTIAL LEARNING. 56186131 4965987 63653707 SPONSORED PROGRAMS INCLUDE VARIOUS RESEARCH AND INSTRUCTIONAL PROGRAMS FUNDED BY EXTERNAL PARTIES, INCLUDING THE FEDERAL GOVERNMENT, FOREIGN AND STATE GOVERNMENTS AND PRIVATE FOUNDATIONS AND CORPORATIONS. BRANDEIS RESEARCH IS AT THE HEART OF MANY SOCIETAL, ARTISTIC, INTELLECTUAL AND SCIENTIFIC ADVANCES. RESEARCH AT BRANDEIS IS INTERDISCIPLINARY, BOLD AND COLLABORATIVE. IT'S AN APPROACH THAT ENABLES THE FACULTY TO LEVERAGE THE RELATIVELY SMALL SIZE OF THE UNIVERSITY TO ACHIEVE AN IMPACT WELL BEYOND THE SUM OF ITS PARTS. BRANDEIS IS WHOLLY COMMITTED TO THE PROPOSITION THAT BASIC RESEARCH IS THE ENGINE OF INNOVATION IN HUMAN HEALTH AND WELL-BEING. 35369807 37520590 AUXILIARY ENTERPRISES: BRANDEIS UNIVERSITY SERVES THE NEEDS AND INTERESTS OF STUDENTS AND HAS BROAD RESPONSIBILITY FOR THE SERVICES AND ACTIVITIES THAT ENHANCE THE QUALITY OF STUDENT LIFE OUTSIDE THE CLASSROOM. THESE SERVICES AND ACTIVITIES INCLUDE BUT ARE NOT LIMITED TO COMMUNITY LIVING, DINING SERVICES, HEALTH CENTER, PSYCHOLOGICAL COUNSELING CENTER, AND INTERFAITH CHAPLAINCY. 383544395 true true false true true false true false true true false false false true true true false true false true false true false true false false true true true true false false false false false false false false true false true true false false false true true true false true 7170 0 true 5418 true true true false false false false true true false false false false false false false X 38 36 false false false false false false false true true false false true true true true true true true true false AZ CA FL MD MA NJ NY X X MARIANNE CWALINA SVP TREA 7817362000 415 SOUTH STREET WALTHAM MA 02454 PERRY TRAQUINA TRUSTEE - CHAIR 2.0 0.0 X X 0 0 0 JONATHAN G DAVIS TRUSTEE - VICE CHAIR 2.0 0.0 X X 0 0 0 STEPHEN B KAY TRUSTEE - VICE CHAIR 2.0 0.0 X X 0 0 0 STEPHEN R REINER TRUSTEE - SECRETARY 2.0 0.0 X X 0 0 0 LISA R KRANC TRUSTEE - TREASURER 2.0 0.0 X X 0 0 0 ALLEN B ALTER TRUSTEE 1.0 0.0 X 0 0 0 LESLIE M ARONZON TRUSTEE 1.0 0.0 X 0 0 0 STEVEN M BUNSON TRUSTEE 1.0 0.0 X 0 0 0 DANIEL J ELKAIM TRUSTEE 1.0 0.0 X 0 0 0 JEFFREY S FLIER MD TUSTEE 1.0 0.0 X 0 0 0 MICHAEL G FRIEZE TRUSTEE 1.0 0.0 X 0 0 0 LEONARD C GOODMAN TRUSTEE 1.0 0.0 X 0 0 0 PAUL S GROGAN TRUSTEE 1.0 0.0 X 0 0 0 MARTIN J GROSS TRUSTEE 1.0 0.0 X 0 0 0 RONALD L KAISERMAN TRUSTEE 1.0 0.0 X 0 0 0 LAWRENCE S KANAREK TRUSTEE 1.0 0.0 X 6000 0 0 ELLEN LASHER KAPLAN TRUSTEE 1.0 0.0 X 0 0 0 DOLORES KOHL TRUSTEE 1.0 0.0 X 0 0 0 MEYER KOPLOW TRUSTEE 1.0 0.0 X 0 0 0 MICHAEL A KOSS TRUSTEE 1.0 0.0 X 0 0 0 JOYCE GAIL KRASNOW TRUSTEE 1.0 0.0 X 0 0 0 GEORGE D KRUPP TRUSTEE 1.0 0.0 X 0 0 0 MARTIN R KUPFERBERG TRUSTEE 1.0 0.0 X 0 0 0 BARBARA A MANDEL TRUSTEE 1.0 0.0 X 0 0 0 OLAFUR J OLAFSSON TRUSTEE 1.0 0.0 X 0 0 0 LOUIS PERLMUTTER TRUSTEE 1.0 0.0 X 0 0 0 GREGORY A PETSKO TRUSTEE 1.0 0.0 X 0 0 0 BRUCE G POLLACK TRUSTEE 1.0 0.0 X 0 0 0 ADAM RIFKIN TRUSTEE 1.0 0.0 X 0 0 0 CAROL R SAIVETZ TRUSTEE 1.0 0.0 X 0 0 0 BARBARA Z SANDER TRUSTEE 1.0 0.0 X 0 0 0 CYNTHIA SHAPIRA TRUSTEE 1.0 0.0 X 0 0 0 MALCOM L SHERMAN TRUSTEE 1.0 0.0 X 0 0 0 MARK A SURCHIN TRUSTEE 1.0 0.0 X 0 0 0 CURTIS H TEARTE TRUSTEE 1.0 0.0 X 0 0 0 BARTON J WINOKUR TRUSTEE 1.0 0.0 X 0 0 0 PAUL M ZLOTOFF TRUSTEE 1.0 0.0 X 0 0 0 LISA LYNCH INTERIM PRESIDENT 60.0 0.0 X X 457649 0 91027 PETER GIUMETTE ASSISTANT SECRETARY 50.0 0.0 X 163965 0 8500 DAVID BUNIS CHIEF LEGAL COUNSEL/ADVISOR 50.0 0.0 X 576192 0 65099 IRVING EPSTEIN INTERIM PROVOST 50.0 0.0 X 339647 0 29277 STEVEN MANOS SVP / CHIEF OPERATING OFFICER 50.0 0.0 X 389257 0 18777 MARIANNE CWALINA SVP FOR FINANCE & TREASURER 50.0 0.0 X 281469 0 49609 JAMES GRAY VP FOR OPERATIONS 50.0 0.0 X 223846 0 19340 ANDREW FLAGEL SVP, STUDENTS & ENROLLMENT 50.0 0.0 X 322979 0 46453 NANCY WINSHIP SVP, INSTITUTIONAL ADVANCEMENT 50.0 0.0 X 455186 0 39144 NICHOLAS WARREN CHIEF INVESTMENT OFFICER 50.0 0.0 X 585378 0 26200 JOHN UNSWORTH VICE PROVOST / CIO 50.0 0.0 X 288079 0 50804 STEVEN LOCKE SVP, GENERAL COUNSEL 50.0 0.0 X 211984 0 46109 FREDERICK LAWRENCE FACULTY 50.0 0.0 X 858782 0 146984 STEVEN GOLDSTEIN FACULTY 50.0 0.0 X 647191 0 49804 BRUCE MAGID DEAN OF IBS 50.0 0.0 X 388017 0 69612 JON CHILINGERIAN FACULTY 50.0 0.0 X 297843 0 42442 DEBORAH SHUFRIN DIRECTOR OF INVESTMENTS 50.0 0.0 X 325357 0 32846 JEHUDA REINHARZ FORMER PRESIDENT/FACULTY 50.0 0.0 X 181153 0 29235 MARK COLLINS FORMER SVP ADMINISTRATION 0.0 0.0 X 116447 0 751 7116421 0 862013 336 true true false SODEXO INC AFFILIATES PO BOX 360170 PITTSBURGH PA 152516170 FOOD & CONSTRUCTION 20351408 TIMBERLINE CONSTRUCTION CORP 300 PINE STREET CANTON MA 02021 CONSTRUCTION 6237711 SUBURBAN GLASS MIRROR CO INC 2 POWDERMILL ROAD MAYNARD MA 01754 CONSTRUCTION 2054842 LEE KENNEDY CO INC 122 QUINCY SHORE DRIVE QUINCY MA 02171 CONSTRUCTION 1904630 CONSIGLI CONSTRUCTION CO INC 72 SUMNER STREET MILFORD MA 01757 CONSTRUCTION 1457289 185 270601 233909 35824528 9296659 36329038 TUITION & FEES 611710 242840069 242840069 SPONSORED PROGRAMS 611710 63653707 63653707 AUXILIARY SERVICES 721000 37520590 37266009 166276 88305 BRANDEIS NATIONAL COMMITTEE 611710 1564623 1564623 FOSTER BIO LAB 611710 56839 56839 7375023 7371223 3800 353010851 5763004 -1212195 6975199 0 1032187 1032187 1332376 1332376 0 1332376 613987 718389 211634785 166560693 45074092 45074092 3293407 41780685 379062 233909 379062 0 0 0 0 0 MISCELLANEOUS 611710 352245 352245 352245 442893793 353047876 2922114 50594765 4965987 4965987 92794997 92794997 2009537 2009537 0 4876724 968732 3269602 638390 1313437 1313437 143902415 127840987 11084571 4976857 9496853 8462356 718986 315511 15973865 13946047 1435305 592513 9879951 8680779 844585 354587 0 1056302 932888 123414 334126 334126 6050 6050 0 3768213 3768213 6363437 4388659 1947014 27764 1147296 958214 172767 16315 11920676 9213324 2197977 509375 4453701 3231829 1203813 18059 0 20168849 17821776 2100527 246546 7022298 6580102 267357 174839 0 1467416 1388779 62151 16486 9678969 8802839 737287 138843 0 25476524 23171088 1940087 365349 1018274 18627 998187 1460 DINING SERVICES 16317255 15348648 874566 94041 STIPENDS AND FELLOWSHIPS 10050904 10045904 5000 STUDY ABROAD PAYMENTS 4088606 4088606 LIBRARY 3904355 3884455 19900 18803499 12679748 4197039 1926712 432260516 383544395 38302474 10413647 10208455 5676339 46158511 24398913 31401397 22422877 13052075 10498440 0 0 0 0 14571246 13069760 463126 354952 5851341 5880958 723253794 376395389 344357151 346858405 940138529 890239945 0 0 0 0 0 0 10387770 10026667 1416589601 1329427256 31562295 24376414 0 0 25872051 23634574 250314279 242514575 0 0 0 0 2431514 1071442 0 0 29174145 25335677 339354284 316932682 X 195491916 177796409 298586853 235674213 583156548 599023952 1077235317 1012494574 1416589601 1329427256 X 10633277 -75808180 434160 X false true X true true true X 38465958 33638176 41087158 48364246 36329038 197884576 0 0 38465958 33638176 41087158 48364246 36329038 197884576 14761025 183123551 8573599 6898746 7579307 10970543 8162116 42184311 0 111506 66112 77992 99743 88305 443658 240512545 1662367077 0.76139 0.72800 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 6050 6050 false LOBBYING ACTIVITY PART II-B, LINE 1I THE UNIVERSITY IS A MEMBER OF VARIOUS NATIONAL AND STATE ORGANIZATIONS, SUCH AS THE ASSOCIATION OF AMERICAN UNIVERSITIES, ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES IN MASSACHUSETTS, NATIONAL ASSOCIATION OF COLLEGE AND UNIVERSITY BUSINESS OFFICERS, NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES AND SOCIETY FOR HUMAN RESOURCE MANAGEMENT. MEMBERSHIP FEES TO THESE ORGANIZATIONS ALLOCABLE TO LOBBYING ACTIVITIES AMOUNTED TO $6,050. 12 288316 453576 1014528 true true X X X X false 915087079 27549415 -29715218 14288816 31854694 866777766 861152435 50320741 46096107 15474765 27007439 915087079 766204932 9847167 125121860 13199317 26822207 861152435 674521865 19595377 110316495 12604466 25624339 766204932 703665944 18097358 -11665134 11594796 23981507 674521865 0.13700 0.65650 0.20650 false false 44446763 44446763 318371134 144158509 174212625 197252505 144780040 52472465 146552931 87456840 59096091 16630461 16630461 346858405 0 ESTIMATED LIABILITY TO ANNUITANTS 11629415 DEFERRED COMPENSATION AND SEVERANCE 1962832 ENVIRONMENTAL LIABILITY 5760306 REFUNDABLE STUDENT LOAN ADVANCES 5983124 25335677 X 268947026 -75808180 -94370374 -170178554 439125580 3768213 3768213 442893793 333687769 333687769 3768213 94804534 98572747 432260516 COLLECTIONS OF ART PART III, LINE 1: SFAS116, AUDITED FINANCIAL STATEMENT FOOTNOTE 1(L) COLLECTIONS AT BRANDEIS UNIVERSITY ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. COLLECTIONS ARE NOT CAPITALIZED; SALES AND PURCHASES OF COLLECTION ITEMS ARE RECORDED AS NONOPERATING REVENUE AND EXPENSES IN THE UNIVERSITY'S FINANCIAL STATEMENTS IN THE PERIOD IN WHICH THE ITEMS ARE SOLD OR ACQUIRED, RESPECTIVELY. PART III, LINE 4 FOUNDED IN 1961, THE ROSE ART MUSEUM (THE ROSE) IS AN INTEGRAL PART OF BRANDEIS UNIVERSITY. THE ROSE IS AN EDUCATIONAL AND CULTURAL MUSEUM DEDICATED TO COLLECTING, PRESERVING AND EXHIBITING THE FINEST OF MODERN AND CONTEMPORARY ART. THE PROGRAMS OF THE ROSE ADHERE TO THE OVERALL MISSION OF THE UNIVERSITY, EMBRACING ITS VALUES OF ACADEMIC EXCELLENCE, SOCIAL JUSTICE, AND FREEDOM OF EXPRESSION. THE ROSE IS ACTIVE IN THE ACADEMIC, CULTURAL, AND SOCIAL LIFE OF BRANDEIS. THE ROSE SEEKS TO STIMULATE PUBLIC AWARENESS AND DISSEMINATE KNOWLEDGE OF MODERN AND CONTEMPORARY ART TO ENRICH EDUCATIONAL, CULTURAL, AND ARTISTIC COMMUNITIES REGIONALLY, NATIONALLY, AND INTERNATIONALLY. IT PROMOTES LEARNING AND UNDERSTANDING OF THE EVOLVING MEANINGS, IDEAS, AND FORMS OF VISUAL ART RELEVANT TO CONTEMPORARY SOCIETY. ENDOWMENT FUNDS PART V, LINE 4 BRANDEIS UNIVERSITY'S ENDOWMENT AND QUASI-ENDOWMENT CONSISTS OF APPROXIMATELY 1,900 INDIVIDUAL ENDOWMENT ACCOUNTS ESTABLISHED FOR A VARIETY OF PURPOSES IN ACCORDANCE WITH THE APPLICABLE LAW AND DONOR INTENT AND FUNDS DESIGNATED BY THE UNIVERSITY'S BOARD TO OPERATE AS ENDOWMENT (QUASI-ENDOWMENT). A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL AID ASSISTANCE TO UNDERGRADUATE AND GRADUATE STUDENTS. OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF ENDOWED CHAIRS AND PROFESSORSHIPS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S ENDOWMENT INVESTMENT OBJECTIVES ARE TO MAXIMIZE RISK-ADJUSTED RETURNS FOR A LONG-TERM HORIZON. THE ENDOWMENT INTENDS TO ACHIEVE ITS OBJECTIVES BY INVESTING IN MULTIPLE ASSET CLASSES. IN ORDER TO MEET THE PRIMARY INVESTMENT GOALS FOR ENDOWMENT FUNDS, THE AVERAGE ANNUAL NET TOTAL RETURN OVER AN EXTENDED PERIOD, AFTER ADJUSTING FOR INFLATION, IS DEEMED SUFFICIENT TO SUPPORT THE SPENDING RATE AS DETERMINED BY THE UNIVERSITY'S BOARD OF TRUSTEES. TO HAVE A REASONABLE PROBABILITY OF ACHIEVING THE ENDOWMENT'S PRIMARY INVESTMENT GOAL AT AN ACCEPTABLE RISK LEVEL, THE INVESTMENT COMMITTEE HAS ADOPTED A LONG-TERM ASSET ALLOCATION POLICY. FIN 48 (ASC 740) FOOTNOTE PART X, LINE 2 THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AS AMENDED (THE CODE), AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. THE UNIVERSITY IS REQUIRED TO ASSESS UNCERTAIN TAX POSITIONS AND HAS DETERMINED THAT THERE WERE NO SUCH POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. OTHER REVENUE INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XI, LINE 2D UNIVERSITY FUNDED FINANCIAL AID (94,804,534) CHANGE IN VALUE OF SPLIT INTEREST 434,160 ------------ TOTAL (94,370,374) OTHER EXPENSES INCLUDED ON RETURN BUT NOT FINANCIAL STATEMENTS PART XII, LINE 4B UNIVERSITY FUNDED FINANCIAL AID 94,804,534 ------------ TOTAL 94,804,534 true true true true true true true false false false false false false false false true false true NONDISCRIMINATION POLICY PART I, LINE 3 THE UNIVERSITY'S NON-DISCRIMINATION AND HARASSMENT POLICY IS PUBLICIZED IN THE STUDENT HANDBOOK AND HUMAN RESOURCE AND EMPLOYEE RELATIONS POLICY AND PROCEDURES MANUAL. THE POLICY APPLIES TO ALL BRANDEIS STUDENTS, FACULTY AND STAFF. BRANDEIS UNIVERSITY IS COMMITTED TO PROVIDING ITS STUDENTS, FACULTY AND STAFF WITH AN ENVIRONMENT CONDUCIVE TO LEARNING AND WORKING WHERE ALL PEOPLE ARE TREATED WITH RESPECT AND DIGNITY. TOWARD THAT END, IT IS ESSENTIAL THAT BRANDEIS BE FREE FROM DISCRIMINATION AND HARASSMENT ON THE BASIS OF RACE, COLOR, ANCESTRY, RELIGIOUS CREED, GENDER IDENTITY AND EXPRESSION, NATIONAL OR ETHNIC ORIGIN, SEX, SEXUAL ORIENTATION, AGE, GENETIC INFORMATION, DISABILITY, VIETNAM ERA VETERAN, QUALIFIED SPECIAL, DISABLED VETERAN OR OTHER ELIGIBLE VETERAN STATUS OR ANY OTHER CATEGORY PROTECTED BY LAW. IT IS THE UNIVERSITY'S RESPONSIBILITY TO HELP PREVENT HARASSMENT AND DISCRIMINATION FROM OCCURRING, TO PURSUE CONCERNS OF WHICH IT IS AWARE, TO OBJECTIVELY INVESTIGATE CONCERNS, AND TO TAKE IMMEDIATE AND APPROPRIATE ACTION TO REMEDY ISSUES OF HARASSMENT AND DISCRIMINATION. BRANDEIS TAKES THIS RESPONSIBILITY SERIOUSLY. THEREFORE, VIOLATIONS OF THIS POLICY WILL NOT BE TOLERATED AND MAY RESULT IN CORRECTIVE ACTIONS UP TO AND INCLUDING DISMISSAL FROM SCHOOL OR RELEASE FROM EMPLOYMENT. FUNDS FROM GOVERNMENT AGENCIES PART I, LINE 6A THE UNIVERSITY RECEIVED FUNDS FROM VARIOUS GOVERNMENTAL AGENCIES FOR THE PURPOSE OF PROVIDING FINANCIAL ASSISTANCE TO QUALIFIED RECIPIENTS, TO SUPPORT SPONSORED RESEARCH AND THE CONSTRUCTION OF EDUCATIONAL FACILITIES. true Central America and the Caribbean Program Services STUDY ABROAD 74162 East Asia and the Pacific Program Services STUDY ABROAD 771530 Europe (Including Iceland and Greenland) Program Services STUDY ABROAD 2960299 Middle East and North Africa Program Services STUDY ABROAD 125976 North America Program Services STUDY ABROAD 12325 South America Program Services STUDY ABROAD 177802 South Asia Program Services STUDY ABROAD 143399 Sub-Saharan Africa Program Services STUDY ABROAD 57980 Europe (Including Iceland and Greenland) Program Services CERN 296677 Central America and the Caribbean Investments 274979634 Europe (Including Iceland and Greenland) Investments 35250684 314850468 314850468 SCHOLARSHIP AND FINANCIAL AID Central America and the Caribbean 3 73575 SEE PART V SCHOLARSHIP AND FINANCIAL AID East Asia and the Pacific 26 309661 SEE PART V SCHOLARSHIP AND FINANCIAL AID Europe (Including Iceland and Greenland) 90 1358879 SEE PART V SCHOLARSHIP AND FINANCIAL AID Middle East and North Africa 6 65045 SEE PART V SCHOLARSHIP AND FINANCIAL AID North America 1 7500 SEE PART V SCHOLARSHIP AND FINANCIAL AID South America 8 80864 SEE PART V SCHOLARSHIP AND FINANCIAL AID South Asia 5 56033 SEE PART V SCHOLARSHIP AND FINANCIAL AID Sub-Saharan Africa 4 57980 SEE PART V true false true true true false PROCEDURE FOR MONITORING USE OF GRANT FUNDS TO INDIVIDUALS PART I, LINE 2 BRANDEIS UNIVERSITY PROVIDES GRANTS AND SCHOLARSHIPS TO STUDENTS THAT ARE STUDYING ABROAD. THE UNIVERSITY ENSURES THAT SUCH GRANTS AND OTHER ASSISTANCE ARE USED FOR STUDY ABROAD PURPOSES OR ARE NOT OTHERWISE DIVERTED FROM THE INTENDED USE BY DIRECTLY APPLYING THE GRANTS AND ASSISTANCE TO THE STUDY ABROAD INSTITUTIONS. MANNER OF CASH DISBURSEMENT PART III, COLUMN (E) STUDENT SCHOLARSHIPS AND FINANCIAL AID ARE CREDITED TO EACH STUDENT'S ACCOUNT AND PAID DIRECTLY TO THE INSTITUTIONS AT WHICH THE STUDENT IS STUDYING ABROAD. LUNCHEON 159102 64572 94530 22541 54849 17140 LUNCHEON 62010 24230 37780 2415 29526 5839 21 391859 145107 246752 86040 113514 47198 612971 233909 379062 110996 197889 70177 379062 true BEDFORD VA RESEARCH CORPORATION INC 200 SPRINGS ROAD MS151 BEDFORD MA 01730 043512440 501(C)(3) 20632 BOSTON UNIVERSITY 72 TYNG ROAD TYNGSBORO MA 01879 042103547 501(C)(3) 69287 BRIGHAM & WOMEN'S HOSPITAL 75 FRANCIS STREET BOSTON MA 02115 042312909 501(C)(3) 40868 BROWN UNIVERSITY PO BOX 1839 PROVIDENCE RI 029121839 050258809 501(C)(3) 180577 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD PASADENA CA 91125 951643307 501(C)(3) 403453 CARNEGIE MELLON UNIVERSITY 500 FORBES AVE PITTSBURGH PA 152133890 250969449 501(C)(3) 101553 COLD SPRING HARBOR LABORATORY 1 BUNGTOWN RD COLD SPRING HARBOR NY 11724 112013303 501(C)(3) 304174 COMMONWEALTH OF MASSACHUSETTS 1 ASHBURTON PLACE BOSTON MA 02108 046002284 GOV'T 38610 EMORY UNIVERSITY 201 DOWMAN DRIVE ATLANTA GA 30322 580566256 501(C)(3) 411792 FLORIDA STATE UNIVERSITY 874 TRADITIONS WY TALLAHASSEE FL 32306 591961248 GOV'T 87661 HARVARD UNIVERSITY HARVARD UNIVERSITY CAMBRIDGE MA 02138 042103580 501(C)(3) 6679 HEBREW REHABILITATION CENTER 1200 CENTRE STREET ROSLINDALE MA 02131 042104298 501(C)(3) 63472 IJIS INSTITUTE 44983 KNOLL SQUARE ASHBURN VA 20147 311783179 501(C)(3) 130696 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 041564655 501(C)(3) 240685 NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVE BOSTON MA 02115 041679980 501(C)(3) 63176 PALO ALTO INSTITUTE FOR RESEARCH 3801 MIRANDA AVE PALO ALTO CA 943040038 770207331 501(C)(3) 69958 PRESIDENT & FELLOWS OF HARVARD COLLEGE PO BOX 415649 BOSTON MA 022415649 042103580 501(C)(3) 652843 STANFORD UNIVERSITY 450 SERRA MALL STANFORD CA 94305 941156365 501(C)(3) 307804 STATE OF WASHINGTON PO BOX 45600 OLYMPIA WA 98504 916001088 GOV'T 118745 THE SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES RD LA JOLLA CA 92037 990435954 501(C)(3) 67108 TRUSTEES OF BOSTON COLLEGE 140 COMM AVE CHESTNUT HILL MA 02467 042103545 501(C)(3) 38334 TRUSTEES OF TUFTS COLLEGE 419 BOSTON AVE MEDFORD MA 02155 042103634 501(C)(3) 924256 UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 GOV'T 163935 UNIVERSITY OF FLORIDA 123 GRINTER HALL PO BOX 113301 GAINESVILLE FL 326117305 596002052 GOV'T 88573 UNIVERSITY OF HOUSTON 4800 CALHOUN ROAD HOUSTON TX 77004 746001399 GOV'T 18359 UNIVERSITY OF ILLINOIS 506 S WRIGHT STREET 209 HAB MC 33 URBANA IL 61801 376000511 GOV'T 16205 UNIVERSITY OF MASSACHUSETTS - AMHERST 140 HICKS WAY AMHERST MA 01003 043167352 GOV'T 86033 UNIVERSITY OF MASSACHUSETTS - WORCESTER 55 N LAKE AVE WORCESTER MA 01655 043167352 GOV'T 32932 UNIVERSITY OF MISSOURI - COLUMBIA AR PO BOX 807012 KANSAS CITY MO 641807012 436003859 GOV'T 137083 UNIVERSITY OF PENNSYLVANIA 3451 WALNUT ST PHILADELPHIA PA 191046205 231352682 GOV'T 66228 UNIVERSITY OF SOUTH CAROLINA 1600 HAMPTON ST COLUMBIA SC 29208 576001153 GOV'T 10639 31 UNDERGRADUATE FINANCIAL AID 2123 62322819 MASTERS PROGRAM FINANCIAL AID 883 15957909 DOCTORAL PROGRAM FINANCIAL AID 530 12625553 CONTINUING PROGRAM FINANCIAL AID 17 186745 OTHER FINANCIAL AID 157 521266 TRAINEE TUITION AND FEES 189 988278 TUITION DISCOUNT 123 192427 PROCEDURE OF MONITORING USE OF GRANTS TO GOVERMENTAL AGENCIES & GOVERMENTS PART I, LINE 2 THE UNIVERSITY MAINTAINS ITS GRANT FUNDS IN INDIVIDUAL GRANT ACCOUNTS AND IS REQUIRED TO BE AUDITED ANNUALLY (A-133). IN ADDITION, THE UNIVERSITY HAS ESTABLISHED RESEARCH POLICIES AND PROCEDURES AS GUIDELINES TO PRINCIPAL INVESTIGATORS IN MANAGING THEIR GRANT AT BRANDEIS UNIVERSITY. PROCEDURE OF MONITORING USE OF GRANTS AND ASSISTANCE TO INDIVIDUALS PART III THE UNIVERSITY PROVIDES GRANTS AND SCHOLARSHIPS TO STUDENTS AND APPLIES THE FINANCIAL AID DIRECTLY CREDITING EACH STUDENT'S ACCOUNT. X X X X X X true true false false false false false false false LISA LYNCH INTERIM PRESIDENT 435537 0 0 0 22112 0 26500 0 66225 0 550374 0 0 0 PETER GIUMETTE ASSISTANT SECRETARY 157678 0 0 0 6287 0 8500 0 965 0 173430 0 0 0 DAVID BUNIS CHIEF LEGAL COUNSEL/ADVISOR 385054 0 0 0 191138 0 26500 0 40279 0 642971 0 0 0 IRVING EPSTEIN INTERIM PROVOST 333971 0 0 0 5676 0 26500 0 3503 0 369650 0 0 0 STEVEN MANOS SVP / CHIEF OPERATING OFFICER 383015 0 0 0 6242 0 18500 0 650 0 408407 0 0 0 MARIANNE CWALINA SVP FOR FINANCE & TREASURER 274201 0 0 0 7268 0 26500 0 24766 0 332735 0 0 0 JEHUDA REINHARZ FORMER PRESIDENT/FACULTY 177260 0 0 0 3893 0 18248 0 11880 0 211281 0 0 0 JAMES GRAY VP FOR OPERATIONS 220662 0 0 0 3184 0 11267 0 9481 0 244594 0 0 0 ANDREW FLAGEL SVP, STUDENTS & ENROLLMENT 246539 0 75000 0 1440 0 20600 0 27634 0 371213 0 0 0 NANCY WINSHIP SVP, INSTITUTIONAL ADVANCEMENT 403934 0 25000 0 26252 0 26500 0 14678 0 496364 0 0 0 NICHOLAS WARREN CHIEF INVESTMENT OFFICER 430625 0 141750 0 13003 0 21200 0 6698 0 613276 0 0 0 JOHN UNSWORTH VICE PROVOST / CIO 280977 0 0 0 7102 0 26500 0 26238 0 340817 0 0 0 STEVEN LOCKE SVP, GENERAL COUNSEL 210303 0 0 0 1681 0 21940 0 25559 0 259483 0 0 0 MARK COLLINS FORMER SVP ADMINISTRATION 0 0 0 0 116447 0 0 0 751 0 117198 0 0 0 FREDERICK LAWRENCE FACULTY 722987 0 0 0 135795 0 76500 0 72201 0 1007483 0 0 0 STEVEN GOLDSTEIN FACULTY 555588 0 0 0 91603 0 26500 0 25338 0 699029 0 0 0 BRUCE MAGID DEAN OF IBS 367399 0 0 0 20618 0 26500 0 46970 0 461487 0 0 0 JON CHILINGERIAN FACULTY 183158 0 113101 0 1584 0 19139 0 24032 0 341014 0 0 0 DEBORAH SHUFRIN DIRECTOR OF INVESTMENTS 319778 0 0 0 5579 0 21200 0 12443 0 359000 0 0 0 PART III PART I, QUESTION 1 OTHER BUSINESS EXPENSES: THE UNIVERSITY REIMBURSES ITS OFFICERS AND KEY EMPLOYEES FOR ORDINARY AND NECESSARY BUSINESS EXPENSES INCURRED WHILE CONDUCTING BUSINESS OF THE UNIVERSITY. SUCH REIMBURSEMENT IS MADE UNDER AN ACCOUNTABLE PLAN AND REQUIRES SUBSTANTIATION USING THE ORIGINAL EXPENSE DOCUMENTATIONS AND APPROVAL BY APPROPRIATE PARTIES AS AUTHORIZED UNDER UNIVERSITY POLICY. SEVERANCE OR CHANGE OF CONTROL PAYMENT PART I, LINE 4A THE UNIVERSITY HAS AN EMPLOYMENT AND SEPARATION POLICY THAT COVERS MEMBERS OF THE SENIOR MANAGEMENT GROUP, INCLUDING SOME OF THE LISTED INDIVIDUALS. THE SEVERANCE PROVISION RANGES FROM 4 WEEKS TO 16 WEEKS, DEPENDING ON THE TERM OF EMPLOYMENT. IN ADDITION, SOME OF THE LISTED INDIVIDUALS HAVE A SEVERANCE PROVISION AS PART OF THEIR EMPLOYMENT ARRANGEMENT. THE SEVERANCE PROVISION RANGES FROM 12 MONTHS TO 24 MONTHS. OTHER THAN THE PAYMENTS DESCRIBED BELOW, NO AMOUNTS WERE PAID TO THE LISTED INDIVIDUALS DURING THE CALENDAR YEAR ENDED DECEMBER 31,2015. MARK COLLINS, SENIOR VICE PRESIDENT FOR ADMINISTRATION, LEFT HIS POSITION AT THE END OF CALENDAR YEAR 2013. AS PART OF HIS SEPARATION AGREEMENT, MR. COLLINS RECEIVED SEVERANCE OF $116,447, WHICH WAS INCLUDED IN HIS W-2 AND REPORTED ON SCHEDULE J, PART II, COLUMN B(III). PART I, LINE 4B DEFERRED COMPENSATION ARRANGEMENT FORMER PRESIDENT LAWRENCE PARTICIPATES IN A NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENT UNDER IRS CODE SECTION 457(F). PROVIDED FORMER PRESIDENT LAWRENCE IS EMPLOYED BY THE UNIVERSITY, THE UNIVERSITY WILL CREDIT A DEFERRED COMPENSATION ACCOUNT EACH JANUARY 1. ON JANUARY 1, 2015 THE UNIVERSITY CREDITED $50,000 TO FORMER PRESIDENT LAWRENCE'S DEFERRED COMPENSATION ACCOUNT. THE AMOUNT IS NOT VESTED OR TAXABLE AND IS INCLUDED IN SCHEDULE J, PART II, COLUMN C AS DEFERRED COMPENSATION. A MA DEVELOPMENT FINANCE AGENCY - 2008 SERIES N 043431814 57583RZB8 2008-08-06 48160410 CONSTRUCTION OF BUILDINGS false false false B MA DEVELOPMENT FINANCE AGENCY - 2010 SERIES O 043431814 57583RW92 2010-03-09 188794806 CONSTRUCTION, REFUND '98 BOND false false false C MA DEVELOPMENT FINANCE AGENCY - 2013 SERIES P 043431814 2013-07-18 36500000 CONSTRUCTION, REFUND '04 BOND false false false A 4200410 0 48160410 0 6802005 0 559405 0 0 40000000 799000 0 2009 false false true true B 32159806 0 188794806 0 0 0 1501706 0 6500000 18000000 162793100 0 2010 true false true true C 215000 0 36500000 0 0 0 403050 0 0 14951609 21145341 0 2014 true false true true A false false false true false 0.01840 0.00000 0.01840 false false false true B false false false true false 0.01480 0.00000 0.01480 false false false true C false false false false false 0.01410 0.00000 0.01410 false false false true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true false false 0 false 0 false true A true B true C true PART I, COLUMN F PROCEEDS FROM THE SERIES O BOND WERE USED FOR THE REFUND OF '98 BOND ISSUED ON 11/15/1998. PROCEEDS FROM THE SERIES P BOND WERE USED FOR THE REFUND OF '04 BOND ISSUED ON 01/08/2004. PART IV, LINE 2C Arbitrage rebate computations: The arbitrage rebate computations for the Series N, O, and P bonds were performed on July 19, 2016, November 21, 2012, and October 25, 2016, respectively. MARGOT DAVIS SPOUSE OF TRUSTEE J DAVIS 69351 EMPLOYEE COMPENSATION false PART IV THE UNIVERSITY ENGAGES FAMILY MEMBERS OF OFFICERS OR TRUSTEES OF THE UNIVERSITY, IN THE ORDINARY COURSE OF BUSINESS, AS FOLLOWS: MARGOT T. DAVIS, SPOUSE OF UNIVERSITY TRUSTEE JONATHAN G. DAVIS, IS EMPLOYED BY THE UNIVERSITY AS A PART-TIME SENIOR RESEARCH ASSOCIATE. DR. DAVIS RECEIVED EMPLOYEE COMPENSATION OF $69,351. TRUSTEE DAVIS DOES NOT PARTICIPATE IN ESTABLISHING THE COMPENSATION OF DR. DAVIS. X 48 1941303 APPRAISAL & GALLERY X 162 7156872 AVERAGE OF HIGH LOW X BOOK COLLECTION 52 198484 APPRAISAL 54 false true false NUMBER OF CONTRIBUTIONS LINE 1, COLUMN (B) THE UNIVERSITY IS REPORTING IN PART 1, COLUMN (B) THE NUMBERS OF ITEMS RECEIVED. GIFT ACCEPTANCE POLICY PART I, LINE 31 BRANDEIS UNIVERSITY'S GIFT ACCEPTANCE POLICY IS AVAILABLE ONLINE AT WWW.BRANDEIS.EDU. ORGANIZATION'S MISSION FORM 990, PART I, LINE 1 BRANDEIS UNIVERSITY IS A COMMUNITY OF SCHOLARS AND STUDENTS UNITED BY THEIR COMMITMENT TO THE PURSUIT OF KNOWLEDGE AND ITS TRANSMISSION FROM GENERATION TO GENERATION. AS A RESEARCH UNIVERSITY, BRANDEIS IS DEDICATED TO THE ADVANCEMENT OF THE HUMANITIES, ARTS AND SOCIAL SCIENCES, AND NATURAL AND PHYSICAL SCIENCES. AS A LIBERAL ARTS COLLEGE, BRANDEIS AFFIRMS THE IMPORTANCE OF A BROAD AND CRITICAL EDUCATION IN ENRICHING THE LIVES OF STUDENTS AND PREPARING THEM FOR FULL PARTICIPATION IN A CHANGING SOCIETY. IN THIS MANNER, BRANDEIS SEEKS TO ENSURE ITS STUDENTS ARE CAPABLE OF PROMOTING THEIR OWN WELFARE WHILE REMAINING DEEPLY CONCERNED ABOUT THE WELFARE OF OTHERS. IN A WORLD OF CHALLENGING SOCIAL AND TECHNOLOGICAL TRANSFORMATION, BRANDEIS REMAINS A CENTER OF OPEN INQUIRY AND TEACHING, CHERISHING ITS INDEPENDENCE FROM ANY DOCTRINE OF GOVERNMENT. IT STRIVES TO REFLECT THE HETEROGENEITY OF THE UNITED STATES AND OF THE WORLD COMMUNITY, WHOSE IDEAS AND CONCERNS IT SHARES. IN THE BELIEF THAT THE MOST IMPORTANT LEARNING DERIVES FROM THE PERSONAL ENCOUNTER AND JOINT WORK OF TEACHERS AND STUDENTS, BRANDEIS ENCOURAGES UNDERGRADUATES AND POSTGRADUATES TO PARTICIPATE WITH DISTINGUISHED FACULTY IN RESEARCH, SCHOLARSHIP, AND ARTISTIC ACTIVITIES. REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE OFFICE IS RESPONSIBLE FOR DRAFTING FORM 990. THE COMPLETED DRAFT IS SUBMITTED FOR REVIEW BY THE UNIVERSITY'S TAX ADVISORY FIRM. RECOMMENDED CHANGES ARE DISCUSSED WITH THE FINANCE OFFICE AND INCORPORATED INTO THE RETURN, AS APPROPRIATE. FOR FISCAL YEAR 2016, THE BOARD OF TRUSTEES HAS DELEGATED THE REVIEW OF THE FORM 990 TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWED THE FORM 990 AND DISCUSSED ANY QUESTIONS WITH THE FINANCE OFFICE AND THE UNIVERSITY'S TAX ADVISORY FIRM. AFTER THE AUDIT COMMITTEE REVIEW, AND PRIOR TO FILING THE COMPLETED FORM 990, A COPY OF THE FORM 990 WAS SENT TO EACH MEMBER OF THE BOARD OF TRUSTEES. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C THE BRANDEIS UNIVERSITY CONFLICT OF INTEREST POLICY FOR TRUSTEES, OFFICERS AND COMMITTEE MEMBERS ESTABLISHES A PROCESS WHEREBY POTENTIAL, APPARENT AND ACTUAL CONFLICTS OF INTEREST OF TRUSTEES, OFFICERS AND NON-TRUSTEE COMMITTEE MEMBERS MAY PROPERLY BE AVOIDED OR MANAGED SO THAT THE BEST INTERESTS OF THE UNIVERSITY ARE PROTECTED. OFFICERS, TRUSTEES AND COMMITTEE MEMBERS COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM, WHICH IS CONSISTENT WITH THE POLICY AND THE APPLICABLE REGULATORY AND AUDITING REQUIREMENTS. THE INVESTMENT COMMITTEE MEMBERS COMPLETE AN ANNUAL DISCLOSURE FORM WITH ADDITIONAL QUESTIONS RELATED TO THE UNIVERSITY'S INVESTMENTS. CERTAIN SENIOR OFFICERS AND FINANCIAL EMPLOYEES ARE ALSO REQUIRED TO COMPLETE AN ANNUAL DISCLOSURE FORM WITH RESPECT TO THE UNIVERSITY'S INVESTMENTS. THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, WITH THE ASSISTANCE OF THE SVP & GENERAL COUNSEL, OVERSEES THE COLLECTION AND REVIEW OF THE DISCLOSURE FORMS. IN THE CASE OF A POTENTIAL, APPARENT, OR ACTUAL RELATED PARTY TRANSACTION OR OTHER SITUATION PRESENTING A POSSIBLE CONFLICT OF INTEREST, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CHAIR IS RESPONSIBLE FOR DECIDING WHETHER TO SUBMIT THE TRANSACTION OR SITUATION TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES OR THE BOARD FOR A DETERMINATION. IN ADDITION, THE UNIVERSITY HAS ESTABLISHED A SEPARATE CONFLICT OF INTEREST POLICY FOR ITS EMPLOYEES. UNDER THIS POLICY, DISCLOSURE FORMS ARE COMPLETED ANNUALLY BY ALL SENIOR OFFICERS, THE PRESIDENT'S CABINET, DEPARTMENT CHAIRS, HEADS OF CENTERS AND INSTITUTES, PRINCIPAL INVESTIGATORS AND OTHER DESIGNATED SENIOR OFFICIALS AND FINANCIAL PERSONNEL. PERSONS WITH A CONFLICT ARE RECUSED FROM DISCUSSIONS AND DO NOT VOTE OF RESOLUTIONS THAT PERTAIN DIRECTLY TO THEIR CONFLICT. COMPENSATION POLICY FORM 990, PART VI, SECTION B, LINE 15B THE UNIVERSITY IS COMMITTED TO ATTRACTING, RETAINING AND MOTIVATING QUALIFIED EMPLOYEES, RELATING COMPENSATION TO PERFORMANCE, PROMOTING AN EQUITABLE RELATIONSHIP BETWEEN COMPENSATION AND RESPONSIBILITY AND ENSURING COMPLIANCE WITH LAW AND REGULATION. THIS PROCESS IS THE FOUNDATION OF ALL HIRING, ANNUAL PERFORMANCE EVALUATIONS AND SALARY ADJUSTMENTS. THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS AUTHORIZED BY THE BOARD OF TRUSTEES AND DIRECTED TO PERFORM A DIRECT REVIEW AND APPROVAL AT REGULAR INTERVALS OF THE PERFORMANCE AND COMPENSATION OF THE OFFICERS AND, WHERE APPROPRIATE, OTHER SENIOR MANAGEMENT OF THE UNIVERSITY. THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES UTILIZES INDEPENDENT EXTERNAL CONSULTANTS TO ASSIST WITH BOTH THE REVIEW OF COMPENSATION AGREEMENTS AND THE GATHERING OF COMPARABILITY DATA IN DETERMINING THE REASONABLENESS OF COMPENSATION AND COMPLIANCE WITH THE PROCEDURES DESCRIBED IN TREASURY REGULATION SECTION 53.4958-6. 2015 COMPENSATION AS REPORTED ON FORM 990 PART VII AND SCHEDULE J PART II WAS SUBJECT TO THE DIRECT REVIEW AND APPROVAL OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE ONLINE AT WWW.BRANDEIS.EDU/FINANCIALAFFAIRS. THE UNIVERSITY'S GOVERNING DOCUMENTS ARE AVAILABLE ONLINE AT WWW.BRANDEIS.EDU. THE ORGANIZATION'S FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO AVAILABLE AT THE WEBSITE OF THE MASSACHUSETTS ATTORNEY GENERAL. OTHER CHANGES IN NET ASSETS FORM 990, PART XI, LINE 9 CHANGE IN VALUE OF SPLIT INTEREST 434,160 ------- TOTAL 434,160 CHARITABLE REMAINDER TRUSTS (16) NA false false false false false false false false false false false false false false false false false false true CHARITABLE REMAINDER TRUST S 69482 FMV