2017-05-15T11:12:16-05:00 2016-12-31 133547940 KG TRAKAS & COMPANY 230 PARK AVENUE STE 1000 NEW YORK NY 10169 990PF 2016-01-01 134199723 VICK FOUNDATION INC VICK 2036374730 15 EAST POINT LANE OLD GREENWICH CT 06870 EDWARD H VICK PRESIDENT 2036374730 2017-05-09 1 KATHERINE G TRAKAS P01244744 2128670012 24.228.226.216 2017-05-09 11:39:07 ED P 4F2ACA0FFA0C13EE28EE9D9C8957935A8D14FF15 BE9F746F24778C2089346F9AB4476FFEDA3B574E 2016 2021-01-29 14:40:06Z X 1692456 X X 11 11 36660 36660 16935 121475 16935 53606 53606 0 0 0 3631 0 0 12778 12650 0 3660 0 0 250 0 0 20319 12650 0 121477 121477 141796 12650 121477 -88190 40956 156238 108321 108321 780531 740378 959331 618984 618984 624804 120 0 0 1555873 1467683 1692456 0 0 X 0 0 0 0 1555873 1467683 1555873 1467683 1555873 1467683 1555873 -88190 0 1467683 0 1467683 7275.325 SHS WESTCORE GROWTH FUND P 2008-03-05 2016-11-07 64387 104540 -40153 -40153 CAPITAL GAINS DIVIDENDS P 57088 57088 57088 16935 0 53600 1712348 0.031302 167834 1783453 0.094106 64900 1576906 0.041157 78439 1302137 0.060239 95129 1324457 0.071825 0.298629 0.059726 1672953 99919 410 100329 121477 X 410 0 410 0 410 1980 1980 1570 1570 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A LINDA SCHOENTHALER 2129203471 780 THIRD AVENUE NEW YORK NY 10017 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EDWARD H VICK 15 EAST POINT LANE OLD GREENWICH CT 06870 PRESIDENT 0.00 0 0 0 JOSHUA D VICK 340 NELMS AVENUE NE ATLANTA GA 303075433 VICE PRESIDENT 0.00 0 0 0 LINDA SCHOENTHALER 55 ALEX DRIVE WHITE PLAINS NY 10605 SECRETARY & TREASURER 0.00 0 0 0 NONE 0 NONE 0 VICK FOUNDATION, INC. PROVIDES CONTRIBUTIONS TO OTHER TAX EXEMPT ORGANIZATIONS FOR CHARITABLE, SCIENTIFIC, EDUCATIONAL OR CULTURAL PURPOSES. 0 0 1566090 132279 60 1698429 0 0 1698429 25476 1672953 83648 83648 410 410 83238 0 83238 0 83238 121477 0 121477 410 121067 83238 0 0 62879 62879 121477 0 0 0 83238 38239 0 0 101118 0 0 0 0 0 0 0 101118 62879 38239 EDWARD H VICK EDWARD H VICK 15 EAST POINT LANE OLD GREENWICH CT 06870 2036374730 NO SPECIFIC FORM NONE NONE ST JAMES SCHOOL 50 HARVEY PLACE STRATFORD CT 06615 N/A PUBLIC GENERAL FUNDS 100 ROYAL PALM PLAYERS 131 1ST ST W BOCA GRANDE FL 33921 N/A PUBLIC GENERAL FUNDS 1500 YELLOW RIBBON FUND 4905 DEL RAY AVENUE BETHESDA MD 20814 N/A PUBLIC GENERAL FUNDS 1000 SOUND BEACH FIRE DEPT 207 SOUND BEACH AVE OLD GREENWICH CT 06870 N/A PUBLIC GENERAL FUNDS 100 UNC SCHOOL OF MEDIA AND JOURNALISM 114 E CAMERON AVE CHAPEL HILL NC 27514 N/A PUBLIC GENERAL FUNDS 5000 ST ANDREW'S CHURCH 20 CARDINAL HAYES PLACE NEW YORK NY 10007 N/A PUBLIC GENERAL FUNDS 1000 FOOD FOR THE POOR 6401 LYONS ROAD COCONUT CREEK FL 33073 N/A PUBLIC GENERAL FUNDS 250 FRIENDS OF VIETNAM VETERANS PLAZA PO BOX 944 PECK SLIP STATION NEW YORK NY 10272 N/A PUBLIC GENERAL FUNDS 1000 NORWICH UNIVERSITY 158 HARMON DR NORTHFIELD VT 05663 N/A PUBLIC GENERAL FUNDS 500 GIVE AN HOUR NONPROFIT CORP PO BOX 5918 BETHESDA MD 20824 N/A PUBLIC GENERAL FUNDS 11000 THE EPISCOPAL ACADEMY 1785 BISHOP WHITE DR NEWTOWN SQ PA 19073 N/A PUBLIC GENERAL FUNDS 53812 BARRIER ISLAND PARKS SOCIETY PO BOX 637 BOCA GRANDE FL 33921 N/A PUBLIC GENERAL FUNDS 100 THE ISLAND SCHOOL 442 E HOUSTON ST NEW YORK NY 10002 N/A PUBLIC GENERAL FUNDS 100 GICIA 131 1ST ST W 8 BOCA GRANDE FL 33921 N/A PUBLIC GENERAL FUNDS 10000 BOCA GRANDE HEALTH CLINIC FOUNDATION 280 PARK AVENUE BOCA GRANDE FL 33921 N/A PUBLIC GENERAL FUNDS 1000 ST ANDREW'S SOCIETY 150 E 55TH ST 3 NEW YORK NY 10022 N/A PUBLIC GENERAL FUNDS 65 BOCA GRANDE HISTORICAL SOCIETY 170 PARK AVENUE BOCA GRANDE FL 33921 N/A PUBLIC GENERAL FUNDS 450 PURPLE HEART HOMES 1551 SALISBURY RD STATESVILLE NC 28677 N/A PUBLIC GENERAL FUNDS 10000 NY CENTER FOR CHILDREN 333 E 70TH ST 1 NEW YORK NY 10021 N/A PUBLIC GENERAL FUNDS 5000 CHILDREN'S LEARNING CENTER HEAD START 95 LINCOLN AVE NEW ROCHELLE NY 10801 N/A PUBLIC GENERAL FUNDS 10000 FIRST TEE OF EAST LAKE 425 SOUTH LEGACY TRAIL ST AUGUSTINE FL 32092 N/A PUBLIC GENERAL FUNDS 7500 NYC OUTWARD BOUND SCHOOLS 2946 NORTHERN BLVD LONG ISLAND CITY NY 11101 N/A PUBLIC GENERAL FUNDS 1000 INSTITUTE FOR RESPONSIBLE CITIZENSHIP 1227 25TH ST NW 600 WASHINGTON DC 20037 N/A PUBLIC GENERAL FUNDS 1000 121477 0 14 11 14 36660 18 16935 0 53606 0 53606 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 3631 0 0 $50,000 PAR VALUE AT&T 5.50%, 2/1/18 48991 51887 $50,000 PAR VALUE BHP BILLITON FIN 5.40%, 3/29/17 48093 50440 $50,000 PAR VALUE SWISS RE AMERICA 6.45%, 3/1/19 50985 53864 $50,000 PAR VALUE GLAXOSMITHKLINE 2.85%, 5/8/22 51306 50310 $50,000 PAR VALUE TOYOTA AUTO 4.25%, 1/11/21 57314 53672 $50,000 PAR VALUE HONEYWELL INTL 3.35%, 12/1/23 50370 51272 $50,000 PAR VALUE MICROSOFT CORP. 4%, 2/8/21 54905 53433 $50,000 PAR VALUE TOTAL CAP INTL SA 3.70%, 1/15/24 50475 52106 $50,000 PAR VALUE THE HOME DEPOT 3.75%, 2/15/24 50900 52516 $50,000 PAR VALUE METLIFE INC. 4.368%, 9/15/23 52711 53757 $50,000 PAR VALUE PUB SVC ELEC GAS 3.75%, 3/15/24 51737 52278 $50,000 PAR VALUE SHERWIN WILLIAMS 3.45%, 8/1/25 51197 49269 696.682 SHARES DODGE & COX STOCK FUND 82938 128398 1940.524 SHARES GABELLI ASSET FUND 84277 103488 2753.496 SHARES HARBOR CAP APPR FUND 81227 155986 3429.601 SHARES T ROWE PRICE EQUITY INCOME FUND 89603 107964 3994.904 SHARES T ROWE PRICE MID CAP VALUE FUND 91510 116092 7275.325 SHARES WESTCORE GROWTH FUND 0 0 4912.837 SHARES ADIRONDACK SMALL CAP FD 81561 109458 3267.465 SHARES INVESCO CHARTER FD CL A 63964 55710 9427.635 SHARES NATIONWIDE HIGHMARK LARGE CAP CORE EQ A 100911 117091 1136.69 SHARES VANGUARD GROWTH INDEX FD 64387 65144 ACCRUED INTEREST 120 FILING FEE 250 0 0 INVESTMENT MANAGEMENT FEES 12650 12650 0 OTHER PROFESSIONAL FEES 128 0 0 TAX ON INVESTMENT INCOME 3660 0 0