2017-05-15T13:55:49-05:00 2016-06-30 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2015-07-01 314379585 OHIO WESLEYAN UNIVERSITY OHIO 7403682000 61 SOUTH SANDUSKY STREET DELAWARE OH 43015 ROCKWELL F JONES PRESIDENT 7403682000 2017-05-15 1 CHRISTOPHER B ANDERSON P00226559 2163630100 2015 2021-01-29 14:40:06Z ROCKWELL F JONES 61 SSANDUSKY STREET DELAWARE OH 43015 106005885 0 X WWW.OWU.EDU X 1842 OH OWU IS ONE OF THE NATION'S PREMIER SMALL LIBERAL ARTS COLLEGES, BOASTING STRONG RELATIONSHIPS BETWEEN STUDENTS AND FACULTY AND OPPORTUNITIES THAT PREPARE STUDENTS FOR SERVICE AND LEADERSHIP. 39 38 1756 1287 -12147 -12147 21588810 15078815 87127408 87247517 6733167 32906 3360132 3064102 118809517 105423340 42854346 43561006 0 0 40355613 38641258 0 0 4313961 28746053 28225098 111956012 110427362 6853505 -5004022 390584376 369322053 74518257 58236906 316066119 311085147 X SEE SCHEDULE OOHIO WESLEYAN'S CHARTER PROVIDES THAT "THE UNIVERSITY IS FOREVER TO BE CONDUCTED ON THE MOST LIBERAL PRINCIPLES, ACCESSIBLE TO ALL RELIGIOUS DENOMINATIONS, AND DESIGNED FOR THE BENEFIT OF OUR CITIZENS IN GENERAL." IN THE SPIRIT OF ITS HERITAGE, THE UNIVERSITY DEFINES ITSELF AS A COMMUNITY OF TEACHERS AND STUDENTS DEVOTED TO THE FREE PURSUIT OF TRUTH. IT DEVELOPS IN ITS STUDENTS QUALITIES OF INTELLECT AND CHARACTER THAT WILL BE USEFUL NO MATTER WHAT THEY CHOOSE TO DO IN LATER LIFE. OWU JUDGES ITSELF SUCCESSFUL WHEN IT HAS ACCOMPLISHED THREE OBJECTIVES IN ITS WORK WITH STUDENTS: TO IMPART KNOWLEDGE. TO DEVELOP AND ENHANCE CERTAIN IMPORTANT CAPABILITIES OF STUDENTS. TO PLACE EDUCATION IN THE CONTEXT OF VALUES. 0 0 98315584 43561006 90295203 ONE OF THE NATION'S PREMIER SMALL LIBERAL ARTS COLLEGES, OHIO WESLEYAN UNIVERSITY BOASTS A RIGOROUS CURRICULUM, EXCEPTIONALLY STRONG MENTORING RELATIONSHIPS BETWEEN STUDENTS AND FACULTY, AND A HOST OF EXPERIENTIAL LEARNING OPPORTUNITIES THAT LINK THE LIBERAL ARTS TO PRACTICAL REALITIES AND PREPARE STUDENTS FOR SERVICE AND LEADERSHIP IN THEIR CAREERS AND COMMUNITIES. 98315584 1 1 0 0 0 0 1 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 1 1 1 0 0 1 268 0 1 1756 1 1 1 1 SP 0 0 0 1 1 0 0 0 0 X 39 38 1 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 OH X LAURI J STRIMKOVSKY 7403683351 61 SOUTH SANDUSKY STREET DELAWARE OH 43015 RICHARD ALEXANDER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 NICHOLAS CALIO AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 DOREEN DELANEY CRAWLEY AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 BELINDA BROWN FOUTS AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 DANIEL GLASER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 EDWARD HADDOCK AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 CAROL HILKIRK LATHAM AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 JACK LUIKART AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 TODD LUTTINGER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 KEVIN MCGINTY AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 GREGORY MOORE AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 COLLEEN NISSL AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 C PAUL PALMER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 THOMAS PALMER AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 FRANK QUINN AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 GEORGE ROMINE AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 TIMOTHY SLOAN AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 KATHERINE BOLES SMITH AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 THOMAS TRITTON AT-LARGE TRUSTEE&CHAIR 6.00 0.00 X X 0 0 0 KARA TROTT AT-LARGE TRUSTEE 1.00 0.00 X 0 0 0 JAN BARAN ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 RICK DOODY ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 JASON DOWNEY ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 EMMA DRONGOWSKI ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 PETER EASTWOOD ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 SALLY CHRISTIANSEN HARRIS ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 CRAIG LUKE ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL MCCLUGGAGE ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 JACOB MILLER ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 JOHN MILLIGAN ALUMNI TRUSTEE&VICE CHAIR 4.00 0.00 X X 0 0 0 CYNTHIA O'NEILL ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 ANAND PHILIP ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 IBRAHIM SAEED ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 KEN STERNAD ALUMNI TRUSTEE 1.00 0.00 X 0 0 0 ROBERT HICKSON EAST OHIO CONFERENCE TRUSTEE 1.00 0.00 X 0 0 0 JEFFREY BENTON WEST OHIO CONFERENCE TRUSTEE 1.00 0.00 X 0 0 0 MYRON MCCOY OTHER CONFERENCES TRUSTEE 1.00 0.00 X 0 0 0 TRACY MALONE EX OFFICIO TRUSTEE 1.00 0.00 X 0 0 0 GREGORY PALMER EX OFFICIO TRUSTEE 1.00 0.00 X 0 0 0 ROCKWELL JONES PRESIDENT 40.00 0.00 X X 312696 0 142154 SUSAN DILENO VP-ENROLLMENT/STRATEGIC COMMUN. 40.00 0.00 X 183028 0 51808 COLLEEN GARLAND VP-UNIVERSITY ADVANCEMENT 40.00 0.00 X 214277 0 62413 DAN HITCHELL VP-FINANCE AND ADMINISTRATION 40.00 0.00 X 185130 0 46992 CHARLES STINEMETZ PROVOST 40.00 0.00 X 197366 0 80205 CRAIG ULLOM 1115-73115 VP-STUDENT AFFAIRS 40.00 0.00 X 159878 0 41785 KIMBERLIE GOLDSBERRY815-1215 INTERIM VP-STUDENT AFFAIRS 40.00 0.00 X 108368 0 27087 LINDA EARLE EXEC.DIR., NY ARTS PROGRAM 40.00 0.00 X 129748 0 30754 BARBARA ANDERECK PROFESSOR-PHYSICS&ASTRONOMY 40.00 0.00 X 128595 0 30900 ALICE SIMON PROFESSOR-ECONOMICS 40.00 0.00 X 126559 0 30677 BRIAN RELLINGER CHIEF INFORMATION OFFICER 40.00 0.00 X 125687 0 30036 HAROLD WIEBE PROFESSOR-MATH&COMPUTER SCIENCE 40.00 0.00 X 125053 0 32834 1996385 0 607645 35 0 1 0 CHARTWELLS 40 ROWLAND AVE DELAWARE OH 43015 FOOD SERVICE 6163317 LINCOLN CONSTRUCTION 4790 SHUSTER ROAD COLUMBUS OH 43214 CONSTRUCTION 3835214 ARAMARK CORPORATION 24818 NETWORK PLACE CHICAGO IL 60673 HOUSEKEEPING 1898518 THOMAS & MARKER CONSTRUCTION PO BOX 250 BELLEFONTAINE OH 43311 CONSTRUCTION 1032331 PNC BANK NA PO BOX 747046 PITTSBURGH PA 15274 BANKING SERVICES 642289 46 20560 1521344 13536911 3561391 15078815 TUITION AND FEES 900099 70526786 70526786 AUXILIARY SERVICES 900099 16665081 16665081 BOOKSTORE 900099 55650 55650 87247517 602368 -12147 614515 569462 -569462 -569462 -569462 29499 20560 13083 16416 16416 OTHER INCOME 900099 3047686 3047686 3047686 105423340 90295203 -12147 61469 43187042 43187042 373964 373964 2604032 1484646 842695 276691 24944377 20849771 2144918 1949688 2712043 2198744 294120 219179 6400480 5106939 694129 599412 1980326 1605517 214765 160044 26445 25715 730 83650 83650 4820319 3491686 1102567 226066 53695 27865 24540 1290 554365 231298 188909 134158 811397 768758 34365 8274 2739495 2415609 254746 69140 2553133 2044115 127038 381980 166188 110499 24471 31218 641048 21599 619449 4264009 3922664 307682 33663 289538 288105 963 470 RESIDENTIAL EXPENSE 6130218 6130218 OPERATING SUPPLIES 2162704 1695470 269115 198119 PROGRAM/ATHLETIC 1140816 1123220 13546 4050 OTHER AUX ENT 286576 286576 1501502 951279 530434 19789 110427362 98315584 7797817 4313961 14339035 9518908 13748713 8088157 1732090 1226572 5637442 5431262 115788 146390 680830 988509 187065867 67311818 116755299 119754049 9847727 10307820 222931380 209410265 4796072 4450121 390584376 369322053 13799379 12392305 3802252 3936153 30306421 27678185 26610205 14230263 74518257 58236906 X 73244555 84494882 80916149 58936322 161905415 167653943 316066119 311085147 390584376 369322053 X -5004022 -11837065 11860115 X 0 1 X 1 1 1 X 14415270 22755487 27497533 21588810 15078815 101335915 14415270 22755487 27497533 21588810 15078815 101335915 14354243 86981672 1270400 1909082 625377 637186 602368 5044413 2821933 4292360 5351890 3374111 3077185 18917479 125297807 429910089 0.69420 0.71060 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENTS - 2011 AMOUNT: $ 33,760. 2012 AMOUNT: $ 32,260. 2013 AMOUNT: $ 26,486. 2014 AMOUNT: $ 29,932. 2015 AMOUNT: $ 29,499. OTHER INCOME - 2011 AMOUNT: $ 2,788,173. 2012 AMOUNT: $ 4,260,100. 2013 AMOUNT: $ 5,325,404. 2014 AMOUNT: $ 3,344,179. 2015 AMOUNT: $ 3,047,686. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 1 1 1 1 0 20.00 1 X X X X 0 216062747 7816385 -11810685 10458312 201610135 211649630 8634930 5677678 9899491 216062747 189136269 7344941 24877286 9708866 211649630 176030816 6812507 15902880 9609934 189136269 186632438 4874303 -5965991 9509934 176030816 0.04670 0.77140 0.18190 0 0 3432158 3432158 149535068 47105697 102429371 21942336 16171198 5771138 12156305 4034923 8121382 119754049 INTEREST IN TRUSTS 2781516 F FIXED INCOME 2917718 F OTHER INVESTMENTS 11096 F MULTI-ASSET CLASS 63618673 F INVESTMENT IN STUYVESANT HALL 4235991 F INVESTMENT IN OWU FUND 135845271 F 209410265 POSTRETIREMENT BENEFITS OBLIGATION 10336000 ADVANCES FROM FEDERAL GOVERNMENT 3894263 14230263 X 50631778 -11837065 232546 -11604519 62236297 43187043 43187043 105423340 55595098 -11645222 -11645222 67240320 43187042 43187042 110427362 PART II, LINE 9: CONSERVATION EASEMENT REPORTING - THE UNIVERSITY DOES NOT REFLECT THE CONSERVATION EASEMENT IN ITS BALANCE SHEET OR REVENUE AND EXPENSES. THE VALUE OF THE EASEMENT IS IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS. PART III, LINE 1A: FINANCIAL STATEMENT FOOTNOTE FOR ART COLLECTION - THE UNIVERSITY MAINTAINS A COLLECTION OF ARTWORK IN ITS HUMPHREYS ART HALL. DUE TO THE DIFFICULTY IN ESTABLISHING A VALUE FOR COLLECTION PIECES DONATED TO THE UNIVERSITY, THESE ASSETS ARE NOT RECORDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. COLLECTION PURCHASES ARE EXPENSED AS PURCHASED. THE UNIVERSITY PROVIDES A CLEAN, SECURE AND STABLE ENVIRONMENT FOR ITS PERMANENT COLLECTIONS. THE ARTWORK IS GIVEN REASONABLE CARE TOWARD ITS PRESERVATION. PART III, LINE 4: MUSEUM'S PERMANENT COLLECTION: - ALL OF OUR EXHIBITIONS ARE OPEN TO THE PUBLIC. THOSE ARE MOUNTED IN THE MUSEUM OR IN EITHER GALLERY 2001 IN BEEGHLY LIBRARY OR THE ALUMNI GALLERY IN MOWRY ALUMNI CENTER. - STUDENTS REGULARLY USE THE ITEMS ON DISPLAY IN FEATURE EXHIBITIONS AND/OR ITEMS FROM THE MUSEUM'S PERMANENT COLLECTION FOR RESEARCH PROJECTS ASSIGNED TO THEM BY OUR ART HISTORY INSTRUCTOR. OTHER ART INSTRUCTORS FREQUENTLY BRING THEIR CLASSES TO THE MUSEUM OR TO ONE OF THE MUSEUM'S SATELLITE GALLERIES TO VIEW AND DISCUSS ITEMS ON DISPLAY IN FEATURE EXHIBITIONS MOUNTED AT EITHER OR BOTH OF THESE LOCATIONS. - WE HAVE A LARGE PERMANENT COLLECTION WHICH IS HOUSED IN THE MUSEUM'S SECOND FLOOR ARCHIVE AREA. THE ITEMS IN THE COLLECTION ARE SECURED IN A LOCKED AND TEMPERATURE/HUMIDITY CONTROLLED STORAGE AREA. ALL ITEMS ARE STORED IN A WAY THAT ASSURES THEIR SAFEKEEPING AND PRESERVATION FOR FUTURE GENERATIONS. - WE HAVE LOANED ITEMS FROM THE MUSEUM'S PERMANENT COLLECTION TO BOTH PUBLIC AND PRIVATE MUSEUMS ON SEVERAL OCCASIONS. - THE COLLECTION IS COMPOSED PRIMARILY OF ORIGINAL WORKS ON PAPER. WHILE THE COLLECTION INCLUDES DRAWINGS AND PAINTINGS ON PAPER, BY FAR THE LARGEST NUMBER OF WORKS ON PAPER ARE PRINTS (LITHOGRAPHS, ETCHINGS, INTAGLIO, AND SCREEN PRINTS) AND PHOTOGRAPHS. THERE ARE A FEW PIECES OF CERAMICS, SCULPTURE, AND JEWELRY IN THE COLLECTION, AND AT LEAST ONE PAINTING ON CANVAS. DUE TO LIMITED STORAGE SPACE AND COST OF ACQUIRING "ONE-OF-A-KIND" OBJECTS, IN 1972 IT WAS THE DECISION OF THE MEMBERS OF THE FINE ARTS FACULTY TO COMMENCE THE BUILDING OF A PERMANENT COLLECTION OF THE ORIGINAL WORKS OF ART THAT WOULD BE COMPOSED PRIMARILY OF WORKS ON PAPER. PART V, LINE 4: INTENDED USE OF ENDOWMENT ASSETS - PERMANENTLY RESTRICTED ENDOWMENT FUNDS REPRESENT FUNDS WHICH ARE RESTRICTED IN PERPETUITY. DISTRIBUTIONS FROM ENDOWMENT FUNDS ARE SPENT IN COMPLIANCE WITH THE DONOR'S RESTRICTION APPLICABLE TO THE FUNDS BEING DISTRIBUTED. EXPENDITURES FROM OTHER ENDOWMENT FUNDS ARE APPROVED BY THE BOARD OF TRUSTEES AND ARE SPENT ON ACTIVITIES WHICH FURTHER THE EXEMPT EDUCATIONAL PURPOSES OF THE UNIVERSITY. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE - FEDERAL INCOME TAX: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, EXCEPT ON NET INCOME DERIVED FROM UNRELATED BUSINESS ACTIVITIES. THE UNIVERSITY RECOGNIZES THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE UNIVERSITY, THE CONTINUED TAX-EXEMPT STATUS OF BONDS ISSUED BY THE UNIVERSITY AND VARIOUS POSITIONS RELATED TO POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME. THE UNIVERSITY BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN AND, AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF JUNE 30, 2016, THE UNIVERSITY'S INCOME TAX YEARS FROM 2012 AND THEREAFTER REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, AS WELL AS VARIOUS STATE AND LOCAL TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL ADJUSTMENT OF SPLIT-INTEREST AGREEMENTS -138,502. REVENUE OF AFFILIATES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 371,048. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID, WHICH WAS SHOWN AS A REDUCTION OF REVENUE ON FINANCIAL STATEMENTS BUT AS AN EXPENSE IN PART IX OF FORM 990 43,187,042. ROUNDING ERROR 1. PART XII, LINE 2D - OTHER ADJUSTMENTS: POSTRETIREMENT BENEFIT OBLIGATION -12,453,000. PENSION-RELATED CHARGES OTHER THAN NET PERIODIC PENSION COST 454,190. EXPENSES OF AFFILIATES INCLUDED IN CONSOLIDATED FIN.STATEMENTS 353,588. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID, WHICH WAS SHOWN AS A REDUCTION OF REVENUE ON FINANCIAL STATEMENTS BUT AS AN EXPENSE IN PART IX OF FORM 990 43,187,042. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY IS EXEMPT FROM THIS REQUIREMENT UNDER SECTION 4(03)2(B) REVENUE PROCEDURE 75-50. THE UNIVERSITY PUBLISHES ITS RACIAL NON-DISCRIMINATION POLICY IN ALL MAJOR FINANCIAL AID AND ADMISSIONS PUBLICATIONS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY PARTICIPATES IN THE GOVERNMENT'S VARIOUS TITLE IV STUDENT FINANCIAL AID PROGRAMS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 61617 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION 7400 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EDUCATION 155704 NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 17747 SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 62047 SOUTH ASIA 0 0 PROGRAM SERVICES EDUCATION 11750 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES EDUCATION 57699 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 25772216 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 7871101 NORTH AMERICA 0 0 INVESTMENTS 5151248 0 0 0 0 0 0 26146180 13022349 39168529 UNIVERSITY GRANTS CENTRAL AMERICA AND THE CARIBBEAN 24 61617 CHECK UNIVERSITY GRANTS EAST ASIA AND THE PACIFIC 2 7400 CHECK UNIVERSITY GRANTS EUROPE (INCLUDING ICELAND & GREENLAND) 48 155704 CHECK UNIVERSITY GRANTS NORTH AMERICA 16 17747 CHECK UNIVERSITY GRANTS SOUTH AMERICA 22 62047 CHECK UNIVERSITY GRANTS SOUTH ASIA 5 11750 CHECK UNIVERSITY GRANTS SUB-SAHARAN AFRICA 16 57699 CHECK 1 0 1 0 1 0 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - GRANTS ARE AWARDED TO ADMITTED STUDENTS BASED ON AN EVALUATION OF THEIR ACADEMIC PROFILE AND A CAREFUL ANALYSIS OF THEIR DEMONSTRATED FINANCIAL NEED. STUDENTS AWARDED GRANT FUNDS MUST MAINTAIN SATISFACTORY ACADEMIC PROGRESS AND REMAIN ENROLLED AT THE UNIVERSITY ON A FULL TIME ACADEMIC BASIS. AT THE END OF EVERY TERM, EACH STUDENT'S ACADEMIC STATUS (I.E., GPA) IS MONITORED TO DETERMINE CONTINUED ELIGIBILITY FOR ALL GRANT FUNDS RECEIVED. FOR MONITORING PURPOSES, ELECTRONIC REPORTS GENERATED FROM OUR DATABASE ARE UTILIZED FOR THE AWARD DETERMINATION AND STATUS REVIEW PROCESS. THE UNIVERSITY ENSURES THAT ITS GRANT FUNDS ARE USED FOR EDUCATIONAL PURPOSES BY CREDITING THE SCHOLARSHIPS AND OTHER FINANCIAL AID DIRECTLY TO THE STUDENTS' ACCOUNTS RATHER THAN ISSUING CHECKS. X X 1 RUFFALO NOEL LEVITZ 1025 KIRKWOOD PKWY SW CEDAR RAPIDS IA 52404 PHONATHON 0 106528 53250 53278 106528 53250 53278 OH TEAM OWU GOLF EVENT 50059 20560 29499 2410 4823 2636 3214 50059 20560 29499 2410 4823 2636 3214 13083 16416 B 1 SCHOLARSHIPS 1625 43187042 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - GRANTS ARE AWARDED TO ADMITTED STUDENTS BASED ON AN EVALUATION OF THEIR ACADEMIC PROFILE AND A CAREFUL ANALYSIS OF THEIR DEMONSTRATED FINANCIAL NEED. STUDENTS AWARDED GRANT FUNDS MUST MAINTAIN SATISFACTORY ACADEMIC PROGRESS AND REMAIN ENROLLED AT THE UNIVERSITY ON A FULL TIME ACADEMIC BASIS. AT THE END OF EVERY TERM, EACH STUDENT'S ACADEMIC STATUS (I.E., GPA) IS MONITORED TO DETERMINE CONTINUED ELIGIBILITY FOR ALL GRANT FUNDS RECEIVED. FOR MONITORING PURPOSES, ELECTRONIC REPORTS GENERATED FROM OUR DATABASE ARE UTILIZED FOR THE AWARD DETERMINATION AND STATUS REVIEW PROCESS. THE UNIVERSITY ENSURES THAT ITS GRANT FUNDS ARE USED FOR EDUCATIONAL PURPOSES BY CREDITING THE SCHOLARSHIPS AND OTHER FINANCIAL AID DIRECTLY TO THE STUDENTS' ACCOUNTS RATHER THAN ISSUING CHECKS. X X 0 1 X X X X X X 0 1 0 0 0 0 0 0 0 ROCKWELL JONES PRESIDENT 312696 0 0 0 0 0 88225 0 53929 0 454850 0 0 0 SUSAN DILENO VP-ENROLLMENT/STRATEGIC COMMUN. 183028 0 0 0 0 0 31275 0 20533 0 234836 0 0 0 COLLEEN GARLAND VP-UNIVERSITY ADVANCEMENT 214277 0 0 0 0 0 49647 0 12766 0 276690 0 0 0 DAN HITCHELL VP-FINANCE AND ADMINISTRATION 185130 0 0 0 0 0 22051 0 24941 0 232122 0 0 0 CHARLES STINEMETZ PROVOST 197366 0 0 0 0 0 22638 0 57567 0 277571 0 0 0 CRAIG ULLOM 1115-73115 VP-STUDENT AFFAIRS 159878 0 0 0 0 0 15857 0 25928 0 201663 0 0 0 LINDA EARLE EXEC.DIR., NY ARTS PROGRAM 129748 0 0 0 0 0 15010 0 15744 0 160502 0 0 0 BARBARA ANDERECK PROFESSOR-PHYSICS&ASTRONOMY 128595 0 0 0 0 0 14630 0 16270 0 159495 0 0 0 ALICE SIMON PROFESSOR-ECONOMICS 126559 0 0 0 0 0 14454 0 16223 0 157236 0 0 0 BRIAN RELLINGER CHIEF INFORMATION OFFICER 125687 0 0 0 0 0 14385 0 15651 0 155723 0 0 0 HAROLD WIEBE PROFESSOR-MATH&COMPUTER SCIENCE 125053 0 0 0 0 0 12808 0 20026 0 157887 0 0 0 PART I, LINE 1A BENEFITS PROVIDED - THE PRESIDENT OF THE UNIVERSITY IS REQUIRED TO LIVE IN RESIDENCE AS PART OF HIS CONTRACT. THE RESIDENCE WAS USED FOR OVER 51 UNIVERSITY FUNCTIONS WITH OVER 3,075 GUESTS IN ATTENDANCE DURING THE FISCAL YEAR. THE VALUE OF THE HOUSE HAS BEEN DETERMINED TO BE $24,000 PER YEAR. THE UNIVERSITY DOES NOT TREAT THIS BENEFIT AS TAXABLE INCOME TO THE PRESIDENT. SPOUSAL TRAVEL IS PERMITTED ONLY FOR THE PRESIDENT'S WIFE AND ONLY WHEN AN APPROPRIATE BUSINESS PURPOSE FOR THE TRIP HAS BEEN ESTABLISHED. THIS SPOUSAL TRAVEL BENEFIT IS ADMINISTERED IN ACCORDANCE WITH IRS GUIDELINES. PART I, LINE 1B WRITTEN REIMBURSEMENT POLICY - THE BENEFITS LISTED ABOVE WERE ENUMERATED IN THE PRESIDENT'S EMPLOYMENT CONTRACT. THIS CONTRACT WAS DELIBERATED ON AND REVIEWED BY THE BOARD OF TRUSTEES AND LEGAL COUNSEL. PART I, LINE 4B NONQUALIFIED DEFERRED COMPENSATION PLANS - THE UNIVERSITY SPONSORS A SECTION 457(B) AND SECTION 457(F) PLAN FOR CERTAIN EXECUTIVES. THE UNIVERSITY MADE CONTRIBUTIONS FOR ROCKWELL F. JONES OF $18,500 TO THE SECTION 457(B) PLAN AND $39,000 TO THE SECTION 457(F) PLAN. PART II, COLUMN D - ADDITIONAL INFORMATION REGARDING BENEFITS FOR PRESIDENT THE COMPONENTS OF THE NONTAXABLE BENEFITS PROVIDED BY THE UNIVERSITY IN COLUMN D FOR ROCKWELL F. JONES ARE AS FOLLOWS: WELFARE BENEFITS: $15,379; PAYROLL TAXES: $14,695; TUITION BENEFITS FOR ONE CHILD: $23,855; TOTAL: $53,929. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756ANLO 2004-09-30 6000000 REFUND 1994 BONDS 1 1 0 B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2011-12-16 15000000 EDUCATIONAL FACILITIES 0 0 0 C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2015-05-06 17339201 REFUND 2009 BONDS 0 0 0 A 6000000 290423 18755 2004 1 0 1 1 B 15000000 33904 2012 1 0 0 0 C 17339201 147548 2015 1 0 0 0 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 1 0 0 0 1 C 0 1 0 0 1 0 0 0 1 A 0 B 0 C 0 69165 FIN.AID EDUC.ASSIST. RELATED TO SUBSTANTIAL CONTRIBUTOR RELATED TO SUBSTANTIAL CONTRIBUTOR 397283 INVESTMENT ADVISORY SERVICES 0 X 58 0 N/A X 152 3471391 FMV X 1 90000 CASH SALES PRICE 17 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE UNIVERSITY USES THE SERVICES OF STOCK BROKERS TO SELL THE DONATED SECURITIES THAT IT RECEIVES. THE BROKERAGE FIRMS ARE INDEPENDENT OF THE UNIVERSITY, AND THE FEES CHARGED ARE IN ACCORDANCE WITH FAIR MARKET VALUE. PART I, LINE 33: GIFTS FOR WHICH REVENUE IS NOT RECORDED - AS MORE FULLY EXPLAINED IN SCHEDULE D, PART III, THE UNIVERSITY DOES NOT RECORD A VALUE FOR DONATED ARTWORK, AS PERMITTED UNDER STATEMENT OF FINANCIAL ACCOUNTING STANDARDS 116. FORM 990, PART VI, SECTION A, LINE 2 REPORTABLE RELATIONSHIPS - C. PAUL PALMER AND TOM PALMER HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OF THE ORGANIZATION - THE MEMBERS OF THE ORGANIZATION ARE THE TRUSTEES. THE BOARD OF TRUSTEES IS COMPRISED OF THE FOLLOWING MEMBERS: THE PRESIDENT OF OHIO WESLEYAN UNIVERSITY, THE PRESIDING BISHOPS OF THE WEST OHIO AREA AND EAST OHIO AREA OF THE UNITED METHODIST CHURCH, NOT MORE THAN EIGHT MEMBERS REPRESENTING THE WEST OHIO AND EAST OHIO CONFERENCE OF THE UNITED METHODIST CHURCH, NOT MORE THAN FIFTEEN MEMBERS OF THE OHIO WESLEYAN ALUMNI ASSOCIATION, AND NOT MORE THAN TWENTY TRUSTEES-AT-LARGE ELECTED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWER OF ELECTION - THE BOARD OF TRUSTEES (NOT INCLUDING THE TRUSTEES-AT-LARGE) ELECTS NOT MORE THAN TWENTY TRUSTEES-AT-LARGE. THESE TRUSTEES-AT-LARGE HAVE THE SAME VOTING RIGHTS AS THE OTHER MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 REVIEW - THE BOARD OF TRUSTEES HAS DELEGATED THE AUTHORITY TO REVIEW FORM 990 TO THE BOARD'S AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWS FORM 990 WITH THE ASSISTANCE OF THE VICE PRESIDENT FOR FINANCE AND THE INDEPENDENT PUBLIC ACCOUNTING FIRM. FORM 990, PART VI, SECTION B, LINE 11 PROVIDING FORM 990 TO GOVERNING BODY - THE UNIVERSITY HAS PROVIDED A COPY OF FORM 990 TO ALL MEMBERS OF THE GOVERNING BODY BEFORE FILING BUT HAS REDACTED THE NAMES AND ADDRESSES OF DONORS ON SCHEDULE B. THE UNIVERSITY BELIEVES THAT THIS DONOR INFORMATION IS CONFIDENTIAL. AS SUCH, WE ARE REQUIRED TO ANSWER "NO" TO QUESTION 11A IN PART VI EVEN THOUGH FORM 990 (EXCEPT FOR DONORS' NAMES AND ADDRESSES) HAS BEEN PROVIDED TO THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY - THE CONFLICT POLICY IS MONITORED BY THE UNIVERSITY'S ADMINISTRATIVE OFFICERS, AS NEEDED. WHEN A CONFLICT ARISES, THE PERSON WITH THE CONFLICT IS NOT PERMITTED TO PARTICIPATE IN THE DISCUSSION OF THE TRANSACTION OR TO VOTE. THE DECISION ABOUT THE TRANSACTION IS MADE BY PERSONS WHO ARE INDEPENDENT OF THE INDIVIDUAL WITH THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL - DURING JULY, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS ALL OFFICER COMPENSATION. COMPENSATION COMPARABILITY DATA FROM THE GREAT LAKES COLLEGE ASSOCIATION AND NATIONAL CUPA DATA ARE USED TO DETERMINE THE COMPENSATION OF ALL OFFICERS. BOARD MEMBERS ARE INDEPENDENT OF THE PERSONS FOR WHICH COMPENSATION IS BEING DETERMINED. THE COMMITTEE DOCUMENTS ITS DELIBERATIONS AND DECISIONS IN THE MINUTES. THE BOARD OF TRUSTEES VOTES ON THE APPOINTMENT AND COMPENSATION FOR THE UNIVERSITY PRESIDENT UPON RECOMMENDATION OF THE PRESIDENTIAL SEARCH COMMITTEE, AIDED BY A PROFESSIONAL CONSULTING FIRM. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS - THE UNIVERSITY MAKES IT FINANCIAL STATEMENTS AVAILABLE ON ITS WEB SITE. IT MAKES ITS GOVERNING DOCUMENTS AND CONFLICT POLICY AVAILABLE UPON REQUEST. FORM 990, PART VI, LINE 16B - JOINT VENTURE POLICY: ALTHOUGH THE UNIVERSITY DOES NOT HAVE A WRITTEN JOINT VENTURE POLICY THAT HAS BEEN APPROVED BY THE BOARD OF TRUSTEES, THE UNIVERSITY HAS REVIEWED ITS PARTICIPATION IN SUCH VENTURES TO ENSURE THAT THE UNIVERSITY'S TAX-EXEMPT STATUS HAS NOT BEEN COMPROMISED. THE 3 FOR-PROFIT ENTITIES THAT ARE CURRENTLY TREATED AS "JOINT VENTURES" ARE OWNED 100% (STUYVESANT HALL HOLDINGS, INC. AND O.W.U. PROPERTIES) AND 60% (STUYVESANT HALL, LLC) BY THE UNIVERSITY, AND AS SUCH, THE UNIVERSITY HAS SUFFICIENT CONTROL TO ENSURE THAT THE FOR-PROFIT ENTITIES OPERATE IN A MANNER THAT FURTHERS THE EXEMPT PURPOSES OF THE UNIVERSITY. THE 2 STUYVESANT HALL FOR-PROFIT ENTITIES WERE FORMED TO FACILITATE THE QUALIFICATION FOR AND USE OF HISTORIC AND OTHER TAX CREDITS FOR THE UNIVERSITY'S STUYVESANT HALL RENOVATION. O.W.U. PROPERTIES WAS FORMED TO BE THE GENERAL PARTNER IN A LIMITED PARTNERSHIP WHICH OPERATES A RESIDENCE HALL/APARTMENT COMPLEX. FORM 990, PART XI, LINE 9: POSTRETIREMENT BENEFIT OBLIGATION 12,453,000. PENSION-RELATED CHARGES OTHER THAN NET PERIODIC PENSION COST -454,190. ACTUARIAL ADJUSTMENT OF SPLIT-INTEREST AGREEMENTS -138,502. ROUNDING ADJUSTMENT -193. STUYVESANT HALL LLC 61 S SANDUSKY ST DELAWARE OH 43015 364713349 REAL ESTATE OH OWU EXCLUDED -114914 10994529 0 0 0.60000 OWU FUND LP 61 S SANDUSKY ST DELAWARE OH 43015 454089884 INVESTMENTS OH OWU EXCLUDED 2331792 136475055 0 16293 0 0.99990 OWU PROPERTIES INC 61 S SANDUSKY ST DELAWARE OH 43015 311183503 REAL ESTATE OH OWU C -16684 1049899 1.00000 1 STUYVESANT HALL HOLDINGS INC 61 S SANDUSKY ST DELAWARE OH 43015 453743299 REAL ESTATE OH OWU C -119504 8899967 1.00000 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 STUYVESANT HALL HOLDINGS INC D 5535646 FMV OWU FUND LP S 12183384 FMV