2017-07-25T13:53:01-05:00 2016-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2015-10-01 237092671 NATIONAL COUNCIL FOR BEHAVORIAL HEALTH NATI 2026847457 1400 K STREET NW NO 400 WASHINGTON DC 20005 LINDA ROSENBERG PRESIDENT/CEO 2026847457 2017-07-25 1 FRANK H SMITH P00639053 2028225000 2017-07-11 2015 2021-01-29 14:40:06Z MENTAL HEALTH FIRST AID USA SUSAN BLUE 1400 K STREET NW NO 400 WASHINGTON DC 20005 47744660 0 X WWW.THENATIONALCOUNCIL.ORG X 1980 DC TO ENSURE THAT PERSONS W/MENTAL ILLNESS/ADDICTION DISORDERS HAVE THE OPPORTUNITY TO LIVE FULL LIVES. 34 34 110 39 282514 128226 13655055 20062864 17289386 19184969 230356 262670 367865 -1006682 31542662 38503821 0 70500 0 0 8265325 10780710 0 0 0 20056097 26703890 28321422 37555100 3221240 948721 27308667 31041803 8280182 10800473 19028485 20241330 X NATIONAL COUNCIL FOR BEHAVIORAL HEALTH (NATIONAL COUNCIL) IS THE UNIFYING VOICE OF AMERICA'S MENTAL HEALTH AND ADDICTIONS TREATMENT ORGANIZATIONS. TOGETHER WITH 2,800+ MEMBER ORGANIZATIONS, SERVING 10 MILLION ADULTS, CHILDREN AND FAMILIES LIVING WITH MENTAL ILLNESSES AND 0 0 9871035 107500 PRACTICE IMPROVEMENT - PRACTICE IMPROVEMENT ACTIVITIES PROVIDE CUSTOMIZED TRAINING AND TECHNICAL SUPPORT TO IMPROVE CLINICAL PRACTICE, ENHANCE WORKFORCE CAPACITY, AND CREATE OPERATIONS EFFICIENCIES FOR SPECIALTY BEHAVIORAL AND PRIMARY HEALTH CARE AGENCIES WITH THE GOAL OF DELIVERING HIGH QUALITY, CULTURALLY AND CLINICALLY COMPETENT MENTAL HEALTH AND ADDICTIONS CARE. 9398717 70500 9518817 EDUCATIONAL AND CONSULTING SERVICES - EDUCATIONAL AND CONSULTING SERVICES OFFER STATE-OF-THE-SCIENCE INFORMATION, RESEARCH, TRAINING AND EXPERT TECHNICAL ASSISTANCE TO HELP MEMBER ORGANIZATIONS AND OTHER SPECIALTY HEALTH CARE PROVIDER AGENCIES TO ACHIEVE OPERATIONAL EFFICIENCIES, SHARPEN PRACTICE SKILLS, AND ENRICH THE LIVES OF ADULTS, CHILDREN AND FAMILIES WITH MENTAL AND ADDICTION DISORDERS. A NATIONAL MENTAL HEALTH AND ADDICTIONS CONFERENCE WAS HELD IN MARCH 5-7, 2016, IN LAS VEGAS, NV AND WE HAD 5,000 ATTENDEES. 6681258 4330262 PUBLIC EDUCATION - PUBLIC EDUCATION ACTIVITIES FOCUS ON THE DEVELOPMENT AND DELIVERY OF MENTAL HEALTH FIRST AID USA - A PUBLIC EDUCATION PROGRAM TO HELP PEOPLE LEARN THE SIGNS OF MENTAL ILLNESSES AND ADDICTIONS AND HOW TO OFFER SUPPORT TO THOSE IN NEED. MORE THAN ONE MILLION PEOPLE HAVE BEEN TRAINED IN THE PROGRAM. 8910803 2944086 PUBLIC POLICY, INTEGRATED HEALTH, MEMBERSHIP SERVICES, COMMUNICATIONS 8910803 2944086 34861813 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 114 0 1 110 1 1 1 0 0 0 0 0 0 0 0 0 X 34 34 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X BRUCE PELLEU 2026847457 1400 K STREET NW NO 400 WASHINGTON DC 20005 SUSAN BLUE CHAIR 1.50 X X 0 0 0 DONALD MISKOWIEC 1ST VICE CHAIR 1.50 X X 0 0 0 JEFF RICHARDSON 2ND VICE CHAIR 1.50 X X 0 0 0 TIM SWINFARD SECRETARY/TREASURER 1.50 X X 0 0 0 VICTOR ARMSTRONG BOARD MEMBER 1.50 X 0 0 0 MATT BROOKS BOARD MEMBER 1.50 X 0 0 0 KEVIN CAMPBELL BOARD MEMBER 1.50 X 0 0 0 DANETTE CASTLE BOARD MEMBER 1.50 X 0 0 0 CARI CHO BOARD MEMBER 1.50 X 0 0 0 CARL CLARK BOARD MEMBER 1.50 X 0 0 0 PAT COLEMAN BOARD MEMBER 1.50 X 0 0 0 KITA CURRY BOARD MEMBER - UNTIL 06/2016 1.50 X 0 0 0 ROBERT DAVISON BOARD MEMBER 1.50 X 0 0 0 VIC DIGRAVIO III BOARD MEMBER 1.50 X 0 0 0 VITKA EISEN BOARD MEMBER 1.50 X 0 0 0 MARK FONTAINE BOARD MEMBER 1.50 X 0 0 0 THOMAS FORD BOARD MEMBER - UNTIL 06/2016 1.50 X 0 0 0 CHRISTOPHER HANSEN BOARD MEMBER - UNTIL 06/2016 1.50 X 0 0 0 ALAN HARTL BOARD MEMBER 1.50 X 0 0 0 SHIRLEY HAVENGA BOARD MEMBER - UNTIL 06/2016 1.50 X 0 0 0 WALTER HILL BOARD MEMBER 1.50 X 0 0 0 SARA HOWE BOARD MEMBER 1.50 X 0 0 0 SUSIE HUHN BOARD MEMBER 1.50 X 0 0 0 MARK ISHAUG BOARD MEMBER 1.50 X 0 0 0 DAVID JOHNSON BOARD MEMBER 1.50 X 0 0 0 JOHN KASTAN BOARD MEMBER 1.50 X 0 0 0 RICH LECLERC BOARD MEMBER 1.50 X 0 0 0 BRENT MCGINTY BOARD MEMBER 1.50 X 0 0 0 LINDA MCKINNON BOARD MEMBER 1.50 X 0 0 0 KEVIN NORTON BOARD MEMBER 1.50 X 0 0 0 MICK PATTINSON BOARD MEMBER 1.50 X 0 0 0 CONNIE PETERS BOARD MEMBER 1.50 X 0 0 0 STEVEN RONIK BOARD MEMBER 1.50 X 0 0 0 ARTHUR SCHUT BOARD MEMBER 1.50 X 0 0 0 CHRISTINE STONER-MERTZ BOARD MEMBER 1.50 X 0 0 0 PHILLIP TATE BOARD MEMBER 1.50 X 0 0 0 JEFFREY WALTER BOARD MEMBER 1.50 X 0 0 0 RICK WEAVER BOARD MEMBER - UNTIL 06/2016 1.50 X 0 0 0 ED WOODS BOARD MEMBER 1.50 X 0 0 0 LINDA ROSENBERG PRESIDENT/CEO 45.00 X 770610 0 36743 BRUCE PELLEU CFO/VP FINANCE & ADMIN 45.00 X 210768 0 31281 JEANNIE CAMPBELL EXECUTIVE VP 45.00 X 289997 0 37272 CHARLES INGOLIA EXECUTIVE VP 45.00 X 277004 0 37922 BETSY SCHWARTZ VP PUBLIC EDUCATION & SPECIAL INITIATIVES 45.00 X 196344 0 30032 MOHINI VENKATESH VP, PRACTICE IMPROVEMENT 45.00 X 151171 0 24787 ALICIA AEBERSOLD SR VP COMMUNICATIONS/STRATEGIC DEV. 45.00 X 207181 0 13093 REBECCA VAUGHN VP, ADDICTIONS 45.00 X 169447 0 27143 JOAN KING INTEGRATED HEALTH SENIOR CONSULTANT 45.00 X 161172 0 16775 LAURA GALBREATH VP, CENTER FOR INT. HEALTH SOLUTION 45.00 X 137321 0 23484 JEFF CAPOBIANCO DIRECTOR, PRACTICE IMPROVEMENT 45.00 X 126452 0 19803 2697467 0 298335 16 0 1 0 MTM SERVICES LLC PO BOX 1027 HOLLY SPRINGS NC 27540 BEHAVIORAL HEALTH CONSULTING SERVICES 2379984 MARRIOTT BUSINESS SERVICES PO BOX 402642 ATLANTA GA 30384 ANNUAL CONFERENCE 1569110 ADVOCATES FOR HUMAN POTENTIAL INC 490-B BOSTON POST RD 100 SUNBURY MA 01776 COACHING & CURRICULUM DEV. 987218 BOARD OF REGENTS OF THE UW- MADISON 4502 EAST 41ST ST TULSA OK 74135 BUSINESS OPERATIONS SERVICES 773202 HEALTH MANAGEMENT ASSOCIATES 120 N WASHINGTON SQ 705 LANSING MI 48933 SUBJECT MATTER EXPERTS 668933 28 11209930 8852934 20062864 TRAINING AND SUPPORT 900099 5999664 5999664 CONSULTING SERVICES 900099 5297611 5297611 REGISTRATION FEES 900099 3875219 3875219 MEMBERSHIP DUES 900099 2799337 2799337 EXHIBIT FEES 900099 899275 899275 313863 31349 282514 19184969 263330 263330 30286 30286 6074896 6075556 -660 -660 -660 2062768 3165283 -1102515 -1102515 MISCELLANEOUS 900099 65547 65547 65547 38503821 16900665 282514 1257778 X 70500 70500 2088496 1775225 313271 5767218 4902573 864645 418398 370014 48384 1918251 1679559 238692 588347 514791 73556 327087 273922 53165 62338 62338 279742 279742 24896 24896 15776205 15527770 248435 2187194 1721473 465721 991335 714232 277103 644808 644808 2228318 2211627 16691 3808085 3808085 312005 312005 30591 30591 INCOME TAXES 31286 31286 37555100 34861813 2693287 0 1342900 1820904 14464107 8498859 6344761 8060223 0 216853 335034 497155 3414230 1156455 1448977 2257775 3182975 9500121 42000 42000 147913 147913 27308667 31041803 3999001 6269188 2871673 2843200 1409508 1688085 8280182 10800473 X 16880623 16499197 2147862 3742133 19028485 20241330 27308667 31041803 948721 264124 0 X 0 1 X 1 1 1 X 9996952 10571420 11276036 13655055 20062864 65562327 10139955 10997918 15179470 17060474 20965223 74343040 20136907 21569338 26455506 30715529 41028087 139905367 0 141221 1233817 2271251 2383871 1136239 7166399 141221 1233817 2271251 2383871 1136239 7166399 132738968 140814 226113 468815 563948 293616 1693306 71956 76153 73222 89708 105552 416591 212770 302266 542037 653656 399168 2109897 22046 127515 9081 39450 65547 263639 20371723 21999119 27006624 31408635 41492802 142278903 0.93290 0.92780 0.01480 0.01660 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2011 AMOUNT: $ 22,046. 2012 AMOUNT: $ 127,515. 2013 AMOUNT: $ 9,081. 2014 AMOUNT: $ 39,450. 2015 AMOUNT: $ 65,547. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 722537 722537 39934090 40656627 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 308014 375879 717728 722537 2124158 250000 250000 250000 250000 1000000 1500000 1338111 178416 1159695 547760 204306 343454 1528359 773733 754626 2257775 DEFERRED RENT AND LEASE INCENTIVE 1688085 1688085 X PART X, LINE 2: THE COUNCIL PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED SEPTEMBER 30, 2016, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 LEADERSHIP TRAINING PROGRAM 13 68000 OTHER SCHOLARSHIPS 1 2500 PART I, LINE 2: DUE TO THE NATURE OF THESE SMALL AWARDS, NO ADDITIONAL FORMAL MONITORING IS INVOLVED BEYOND ENSURING APPROPRIATE DOCUMENTATION OF THE AWARD AND LEGITIMACY OF THE RECIPIENT ORGANIZATION. GRANTS AWARDED ARE BASED ON THE UNDERSTANDING THAT RECIPIENTS ARE RESPONSIBLE FOR ENSURING THAT GRANTS ARE USED FOR PROPER PURPOSES AND IN COMPLIANCE WITH ALL LEGAL REQUIREMENTS. X X X 0 0 0 0 0 0 0 1 0 LINDA ROSENBERG PRESIDENT/CEO 595610 0 25000 0 150000 0 34450 0 2293 0 807353 0 0 0 BRUCE PELLEU CFO/VP FINANCE & ADMIN 195768 0 15000 0 0 0 23063 0 8218 0 242049 0 0 0 JEANNIE CAMPBELL EXECUTIVE VP 274997 0 15000 0 0 0 29054 0 8218 0 327269 0 0 0 CHARLES INGOLIA EXECUTIVE VP 262004 0 15000 0 0 0 28804 0 9118 0 314926 0 0 0 BETSY SCHWARTZ VP PUBLIC EDUCATION & SPECIAL INITIA 196344 0 0 0 0 0 21814 0 8218 0 226376 0 0 0 MOHINI VENKATESH VP, PRACTICE IMPROVEMENT 151171 0 0 0 0 0 16674 0 8113 0 175958 0 0 0 ALICIA AEBERSOLD SR VP COMMUNICATIONS/STRATEGIC DEV. 207181 0 0 0 0 0 4094 0 8999 0 220274 0 0 0 REBECCA VAUGHN VP, ADDICTIONS 169447 0 0 0 0 0 18787 0 8356 0 196590 0 0 0 JOAN KING INTEGRATED HEALTH SENIOR CONSULTANT 161172 0 0 0 0 0 14482 0 2293 0 177947 0 0 0 LAURA GALBREATH VP, CENTER FOR INT. HEALTH SOLUTION 137321 0 0 0 0 0 15266 0 8218 0 160805 0 0 0 PART I, LINE 7 BONUSES FOR THE EMPLOYEES LISTED ON PART VII, SECTION A WAS DETERMINED BASED ON THE DISCRETION OF PRESIDENT/CEO. THE BONUS PAYMENTS FOR THE PRESIDENT/CEO WERE BASED ON AN EMPLOYEE CONTRACT WITH THE BOARD. FORM 990, PART III, LINE 1 DESCRIPTION OF ORGANIZATION MISSION: ADDICTION, THE NATIONAL COUNCIL IS COMMITTED TO ALL AMERICANS HAVING ACCESS TO COMPREHENSIVE, HIGH-QUALITY CARE THAT AFFORDS EVERY OPPORTUNITY FOR RECOVERY. THE NATIONAL COUNCIL WAS INSTRUMENTAL IN BRINGING MENTAL HEALTH FIRST AID TO THE USA AND MORE THAN ONE MILLION INDIVIDUALS HAVE BEEN TRAINED. IN 2014, THE NATIONAL COUNCIL MERGED WITH THE STATE ASSOCIATIONS OF ADDICTION SERVICES (SAAS). A NOT-FOR-PROFIT 501(C)(3) ASSOCIATION, THE NATIONAL COUNCIL FOR BEHAVIORAL HEALTH'S MISSION IS TO ADVANCE OUR MEMBERS' ABILITY TO DELIVER INTEGRATED HEALTH CARE. THE NATIONAL COUNCIL ADVOCATES FOR POLICIES THAT ENSURE PEOPLE WHO HAVE MENTAL HEALTH AND SUBSTANCE USE PROBLEMS CAN ACCESS COMPREHENSIVE HEALTH CARE SERVICES. WE ALSO OFFER STATE-OF-THE-SCIENCE EDUCATION AND PRACTICE IMPROVEMENT CONSULTING AND RESOURCES TO ENSURE SERVICES ARE EFFICIENT AND EFFECTIVE. FORM 990, PART VI, SECTION A, LINE 6 A MEMBER OF THE NATIONAL COUNCIL SHALL BE ANY ENTITY OR ASSOCIATION OF ENTITIES THAT DIRECTLY OR INDIRECTLY PROVIDES BEHAVIORAL HEALTHCARE SERVICES AND SUBSCRIBES TO THE VISION AND MISSION STATEMENTS OF THE NATIONAL COUNCIL. FORM 990, PART VI, SECTION A, LINE 7A TWENTY (20) REGIONAL DIRECTORS SHALL BE ELECTED BY A BALLOT OF THE NATIONAL COUNCIL VOTING MEMBERS OF THE RESPECTIVE REGIONS. THE OFFICERS OF THE BOARD ARE BOARD CHAIR, FIRST VICE CHAIR, SECOND VICE CHAIR, AND SECRETARY-TREASURER AND THE NATIONAL BOARD SHALL ELECT THE OFFICERS. THE IMMEDIATE PAST CHAIR SHALL SERVE AS A VOTING MEMBER OF THE NATIONAL BOARD. THE PUBLIC POLICY COMMITTEE CHAIR AND THE ASSOCIATION EXECUTIVES COMMITTEE CHAIR SHALL SERVE AS A NATIONAL BOARD MEMBERS. THE 100% ASSOCIATIONS/100% STATES SHALL ALSO ELECT ONE (1) REPRESENTATIVE TO THE NATIONAL BOARD. THE NATIONAL BOARD MAY ALSO CREATE A MAXIMUM OF SIX (6) AT-LARGE DIRECTORS. THE NATIONAL BOARD WILL DETERMINE THE METHOD OF ELECTION OR APPOINTMENT AND AFFILIATION REQUIREMENTS OF AT-LARGE DIRECTORS AT THEIR TIME OF CREATION. AT-LARGE DIRECTORS SHALL BE VOTING MEMBERS OF THE NATIONAL BOARD. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS OF THE NATIONAL COUNCIL CAN VOTE TO AMEND THE BYLAWS OR ANY CORPORATE CHARTER DOCUMENTS. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE REVIEWS AND APPROVES THE FEDERAL FORM 990 PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. THE BOARD OF DIRECTORS VIEWS THE DRAFT VERSION OF THE FORM 990 AND HAS THE OPPORTUNITY TO INQUIRE AND COMMENT TO MANAGEMENT OR THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS PART OF THE BOARD OF DIRECTORS POLICY MANUAL, WHICH IS REVIEWED AT LEAST ANNUALLY BY THE BOARD OF DIRECTORS. THE POLICY IS ALSO INCLUDED IN THE PERSONNEL MANUAL, WHICH IS PROVIDED TO ALL EMPLOYEES. VENDORS ARE SENT A COPY, WHICH ASKS THEM TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS NEGOTIATES AN ANNUAL CONTRACT WITH THE PRESIDENT/CEO THE BOARD OF DIRECTORS REVIEWS SALARY AND FRINGE COMPARABILITY DATA FROM THE AMERICAN SOCIETY OF ASSOCIATION EXECUTIVES' ANNUAL SURVEYS OF SIMILAR SIZE NON-PROFIT ASSOCIATIONS. THE BOARD OF DIRECTORS ALSO COMPARES CEO SALARIES OF OTHER BEHAVIORAL HEALTH ASSOCIATIONS. ALL BOARD MEMBERS PARTICIPATE IN AN ANNUAL PERFORMANCE REVIEW, THE RESULTS OF WHICH ARE SHARED WITH THE CEO AS PART OF THE COMPENSATION REVIEW. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS AND POLICIES ARE SENT TO MEMBERS AND AVAILABLE UPON REQUEST TO THE GENERAL PUBLIC. THE ANNUAL REPORT INCLUDES FINANCIAL STATEMENTS AND IS DISTRIBUTED TO MEMBERS, CONFERENCE REGISTRANTS AND IS POSTED ON THE NATIONAL COUNCIL'S PUBLIC WEB SITE. FORM 990, PART IX, LINE 11G CONSULTING: PROGRAM SERVICE EXPENSES 14,566,354. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 14,566,354. OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 961,416. MANAGEMENT AND GENERAL EXPENSES 248,435. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,209,851. NATIONAL SERVICE SYSTEMS 1400 K STREET NW 400 WASHINGTON DC 20005 521759841 MARKETING CONTRACTS MD N/A C 5752 306946 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0