2017-11-07T10:43:54-06:00 2016-12-31 330158349 LINK MURREL & COMPANY LLP 18831 BARDEEN AVENUE STE 200 IRVINE CA 926121520 990 2016-01-01 952021700 ONEOC ONEO 7149535757 1901 E FOURTH STREET NO 100 SANTA ANA CA 92705 TIMOTHY STRAUCH COO 7149535757 2017-10-27 1 CRAIG W MURREL P00969203 9492611120 2017-10-27 70.183.62.210 2017-10-27 09:39:54 PD P 8769AD9C1C1FE5CABDF5DAB4BEDCA8462FD17E53 8769AD9C1C1FE5CABDF5DAB4BEDCA8462FD17E53 2016 2021-01-29 14:40:06Z TIMOTHY STRAUCH 1901 E FOURTH STREET NO 100 SANTA ANA CA 92705 12957123 0 X WWW.ONEOC.ORG X 1958 CA FULL SERVICE, NONPROFIT RESOURCE CENTER WITH AN EXTENSIVE OFFERING OF INTEGRATED SERVICES. 27 26 179 47865 0 0 6641612 10626726 2205889 2144622 1506 691 67005 110698 8916012 12882737 1157961 5419618 0 0 4044652 3769052 0 0 768457 3108267 3249781 8310880 12438451 605132 444286 5357477 6649894 1153826 2049985 4203651 4599909 X ONEOC'S MISSION IS TO ACCELERATE NONPROFIT SUCCESS WITH FUNDING FROM PUBLIC AND PRIVATE SOURCES. ONEOC DELIVERS THE FOLLOWING FOUR SERVICES: VOLUNTEER SERVICES, TRAINING SERVICES, CONSULTING SERVICES AND BUSINESS SERVICES. WE HELP ORANGE COUNTY'S NONPROFITS BECOME AS EFFECTIVE AND EFFICIENT AS THEY ARE PASSIONATE ABOUT THEIR MISSIONS. 0 0 1831286 1099 1679349 VOLUNTEER SERVICES: CONNECTING NONPROFITS WITH VOLUNTEERS IS WHAT WE'VE DONE FOR 56 YEARS. IT'S WHAT WE DO, WHAT WE ARE, HOW WE LIVE. DURING 2016, ONEOC CONNECTED 47,865 INDIVIDUAL, FAMILY AND CORPORATE VOLUNTEERS IN SERVICE, DELIVERING 1,041,872 HOURS TO NONPROFITS VALUED AT $28.7 MILLION TO OUR COMMUNITIES. 357915 109067 TRAINING SERVICES: WE TRAIN HUNDREDS OF ORGANIZATIONS, THEIR STAFFS AND VOLUNTEERS IN OUR SEMINARS, WEBINARS AND TRAINING SESSIONS EVERY YEAR. WE IMPROVED THE SKILLS OF 1,525 NONPROFIT BOARDS, EXECUTIVES, STAFF AND VOLUNTEERS THROUGH QUALITY, AFFORDABLE EDUCATIONAL EXPERIENCES IN BOARD EXCELLENCE, MARKETING, FUNDRAISING, VOLUNTEER MANAGEMENT, LEADERSHIP DEVELOPMENT AND NONPROFIT OPERATIONS. 177544 197866 CONSULTING SERVICES: WE USED A COLLABORATIVE APPROACH TO HELP 40 NONPROFITS ACCELERATE THEIR SUCCESS THROUGH A POOL OF 11 AFFILIATED EXPERT CONSULTANTS WHO SPECIALIZE IN PLANNING AND EVALUATION, ORGANIZATIONAL DEVELOPMENT, BOARD EXCELLENCE, FINANCE AND HUMAN RESOURCES, LEADERSHIP ADVANCEMENT, AND FUNDRAISING AND MARKETING. 8821909 5418519 158340 BUSINESS SERVICES: ONEOC OFFERS FISCAL SPONSORSHIP SERVICES FOR COMMUNITY INITIATIVE PROJECTS OF FOUNDATIONS, PHILANTHROPIC COLLABORATIONS, AND SOCIAL ENTREPRENEURS WHO WANT FISCAL SPONSORSHIP INCLUDING NONPROFIT INCUBATION. WE PROVIDE THE FINANCIAL, HUMAN RESOURCES AND OTHER CORE FUNCTIONS TO COMMUNITY INITIATIVES THAT DO NOT HAVE OR POSSIBLY WANT TO OBTAIN THEIR OWN APPROVED IRS NONPROFIT STATUS. ONEOC IS LEGALLY AND FINANCIALLY RESPONSIBLE FOR ALL FISCAL PROJECTS AND ACTIVITIES. AT THE END OF 2016, WE PROVIDED SERVICES TO 42 ACTIVE COMMUNITY INITIATIVES WHICH ALLOWED THEIR STAFF AND VOLUNTEERS TO MORE EFFECTIVELY AND EFFICIENTLY CARRY OUT THEIR MISSIONS. ONEOC ALSO BEGAN OFFERING GIVING SERVICES FOR COMPANIES THAT WANT EASY WAYS TO IMPROVE THEIR PHILANTHROPY IN THE COMMUNITY, EITHER BY ESTABLISHING A COMPANY FOUNDATION THROUGH A DONOR ADVISED FUND AT ONEOC OR EMPOWERING THEIR EMPLOYEES TO GIVE BY USING CHARITABLE GIVING CARDS. 8821909 5418519 158340 11188654 1 1 0 0 0 1 0 0 0 0 1 0 1 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 93 0 1 179 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 27 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X VALERIE FRYER 7149535757 1901 E FOURTH AVENUE STE 100 SANTA ANA CA 92705 MCQUAID DANIEL J PRESIDENT & CEO 37.50 X X 219648 0 13356 QUINTANA KATHY SECRETARY 3.00 X X 0 0 0 TILLOTSON MARK TREASURER 3.00 X X 0 0 0 REINDL ROB BOARD CHAIR 3.00 X X 0 0 0 COPLEY DAVID VICE CHAIR-AUDIT 3.00 X X 0 0 0 DUNCAN PETER VICE CHAIR-EXTERNAL AFFAIRS 3.00 X X 0 0 0 HERD HEATHER VICE CHAIR-BUSINESS/FINANCE 3.00 X X 0 0 0 MEISTER GARY VICE CHAIR-GOVERNANCE 3.00 X X 0 0 0 BANDA MELYSSA DIRECTOR 3.00 X 0 0 0 BENJAMINS SHERRY DIRECTOR 3.00 X 0 0 0 BLACK JEFF DIRECTOR 3.00 X 0 0 0 DIAZ REGINO DIRECTOR 3.00 X 0 0 0 ESBER SUZANNE DIRECTOR 3.00 X 0 0 0 EUSER ANDREW DIRECTOR 3.00 X 0 0 0 FAWAZ BASSAM DIRECTOR 3.00 X 0 0 0 FEUERBORN PAUL DIRECTOR 3.00 X 0 0 0 HART TALLIA DIRECTOR 3.00 X 0 0 0 HEDGES PAM DIRECTOR 3.00 X 0 0 0 HOGAN JOHN DIRECTOR 3.00 X 0 0 0 HURLEY BOB DIRECTOR 3.00 X 0 0 0 KLIMOW KATE DIRECTOR 3.00 X 0 0 0 MIER JAVIER DIRECTOR 3.00 X 0 0 0 MIRMAN E RICHARD DIRECTOR 3.00 X 0 0 0 MISHRIKI JOSEPH DIRECTOR 3.00 X 0 0 0 OYLER TENNYSON DIRECTOR 3.00 X 0 0 0 TALBOT TODD DIRECTOR 3.00 X 0 0 0 VOGEDING STEVEN DIRECTOR 3.00 X 0 0 0 POWERS BARBARA CHIEF DEVELOPMENT OFFICER 37.50 X 123743 0 8606 STRAUCH TIMOTHY CHIEF OPERATING OFFICER 37.50 X 167825 0 7128 FRYER VALERIE DIRECTOR OF FINANCE 37.50 X 113098 0 7332 624314 0 36422 4 0 1 0 0 502370 289510 2052309 7782537 160123 10626726 SERVICE FEES 900099 2144622 2144622 2144622 1175 1175 484 -484 -484 -484 168672 289510 73902 94770 94770 MISCELLANEOUS INCOME 900099 15928 15928 15928 12882737 2144622 0 111389 5419618 5419618 418102 233832 133092 51178 2791515 2294011 150870 346634 327565 254561 43498 29506 231870 186200 19049 26621 957830 940585 7206 10039 10446 10446 53655 31678 9352 12625 251527 208650 10872 32005 113573 29088 56 84429 585887 547331 14938 23618 423250 356703 27573 38974 163818 138437 14360 11021 84945 54456 12722 17767 26170 16997 3727 5446 INKIND SUPPLIES EXPENSE 160123 140066 20057 TELEPHONE AND UTILITIES 83483 70768 5102 7613 DIRECT CLIENT CARE 71998 71998 BANK CHARGES 62974 49384 4891 8699 200102 133845 24032 42225 12438451 11188654 481340 768457 2707003 2397420 1245803 1246675 523736 1966300 348025 378700 2062 992 54110 59891 521160 350215 215299 170945 252873 423905 8566 5066 5357477 6649894 526740 516312 563200 1440246 53522 86242 10364 7185 1153826 2049985 X 1219476 1337074 2984175 3262835 4203651 4599909 5357477 6649894 X 444286 -48028 X X 0 1 X 1 1 1 X 4935153 5491447 5253244 6684760 10626726 32991330 2023424 2217332 1875361 2205889 2313294 10635300 6958577 7708779 7128605 8890649 12940020 43626630 0 2157583 1646877 1713876 2096637 4280967 11895940 2157583 1646877 1713876 2096637 4280967 11895940 31730690 3061 2357 1796 1506 1175 9895 3061 2357 1796 1506 1175 9895 9087 27995 4414 23857 15928 81281 6970725 7739131 7134815 8916012 12957123 43717806 0.72580 0.70440 0.00020 0.00040 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13 3596012 2496111 1099901 1 1 11352 5052 6300 509808 345163 164645 170945 INVESTMENT POOLS 423905 F 423905 CAPITAL LEASE 7185 7185 X 13057732 174511 484 174995 12882737 0 12882737 12613446 174511 484 174995 12438451 0 12438451 PART X, LINE 2: ONEOC FOLLOWS THE PROVISIONS OF FASB ASC 740 WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN A NONPUBLIC ENTITY'S FINANCIAL STATEMENTS. IT DETAILS HOW ENTITIES SHOULD RECOGNIZE, MEASURE, PRESENT, AND DISCLOSE UNCERTAIN TAX POSITIONS THAT HAVE BEEN OR ARE EXPECTED TO BE TAKEN. AS SUCH, FINANCIAL STATEMENTS WILL REFLECT EXPECTED FUTURE TAX CONSEQUENCES OF UNCERTAIN TAX POSITIONS PRESUMING THE TAXING AUTHORITIES' FULL KNOWLEDGE OF THE POSITION AND ALL RELEVANT FACTS. THERE WAS NO IMPACT TO ONEOC'S FINANCIAL STATEMENTS AS A RESULT OF FASB ASC 740. ONEOC'S FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, FOR THE YEARS ENDED DECEMBER 31, 2013 THROUGH 2016 ARE SUBJECT TO EXAMINATION BY THE IRS, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. ONEOC'S CALIFORNIA FORM 199, CALIFORNIA EXEMPT ORGANIZATION ANNUAL INFORMATION RETURN, FOR THE YEARS ENDED DECEMBER 31, 2012 THROUGH 2016 ARE SUBJECT TO EXAMINATION BY THE CALIFORNIA FRANCHISE TAX BOARD, GENERALLY FOUR YEARS AFTER THEY ARE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DISPOSITION OF FIXED ASSETS 484. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DISPOSITION OF FIXED ASSETS 484. SPIRIT OF VOLUNTEERISM 458182 289510 168672 38532 35370 458182 289510 168672 38532 35370 73902 94770 1 FRIENDS OF FAMILY HEALTH CENTER 501 S IDAHO ST LA HABRA CA 90631 271316512 501(C)(3) 12698 HEALTH & EDUCATION SERVICES LUCILLE PACKARD FOUNDATION FOR CHILDREN'S HEALTH 400 HAMILTON AVE STE 240 PALO ALTO CA 94301 770440090 501(C)(3) 200000 CANCER RESEARCH PATIENT SAFETY MOVEMENT FOUNDATION 52 DISCOVERY IRVINE CA 92618 462730379 501(C)(3) 3099901 HEALTH & EDUCATION SERVICES ACCESS CALIFORNIA SERVICES 631 BROOKHURST ST STE 107 ANAHEIM CA 92804 330826205 501(C)(3) 11766 HEALTH & EDUCATION SERVICES ALTAMED 2040 CAMFIELD AVE LOS ANGELES CA 90040 952810095 501(C)(3) 52444 HEALTH & EDUCATION SERVICES ST BALDRICK'S FOUNDATION 3720 STEPHAN M WHITE DR SAN PEDRO CA 90731 330585381 501(C)(3) 25000 CANCER RESEARCH CHILDREN AND FAMILIES COMMISSION OF ORANGE COUNTY 1505 E 17TH ST STE 230 SANTA ANA CA 92705 475394284 GOVERNMENT 5000 HEALTH & EDUCATION SERVICES WEILL CORNELL BRAIN & SPINE 525 E 68TH ST BOX 99 NEW YORK NY 10065 136094042 501(C)(3) 50000 CANCER RESEARCH SOUTHERN CALIFORNIA GRANTMAKERS 1000 N ALAMEDA ST STE 230 LOS ANGELES CA 90012 952831058 501(C)(3) 5100 PHILANTHROPY, VOLUNTARISM & GRANTMAKING ENTRUSTED LEGACY 7850 WHITE LANE STE E-150 BAKERSFIELD CA 93309 272049633 501(C)(3) 11000 EDUCATION CIBAC'S FOUNDATION 21400 MAGNOLIA ST HUNTINGTON BEACH CA 92646 330723897 501(C)(3) 8884 EDUATION 2-1-1 ORANGE COUNTY P O BOX 10473 SANTA ANA CA 92711 330063532 501(C)(3) 65367 HUMAN SERVICES CHARITABLE VENTURES OF ORANGE COUNTY 1505 E 17TH ST STE 101 SANTA ANA CA 92705 208756660 501(C)(3) 187174 HEALTH AND EDUCATION SERVICES THE JOYFUL CHILD P O BOX 12680 WESTMINSTER CA 92685 550794474 501(C)(3) 7500 EDUCATION TACKETT SERVICE DOGS P O BOX 2461 ORANGE CA 92859 462275762 CORPORATION 147304 TRAINING JESSIE REES FOUNDATION P O BOX 80667 RANCHO SANTA MARGARITA CA 92688 451836440 501(C)(3) 11020 HUMAN SERVICES THE SAN DIEGO FOUNDATION 25058 HISTORIC DECATUR SUITE 200 SAN DIEGO CA 92106 952942582 501(C)(3) 33525 PHILANTHROPY, VOLUNTARISM & GRANTMANKING WILLOW INTERNATIONAL 337 N CLARK ST ORANGE CA 92868 352534806 501(C)(3) 17775 FOREIGN AFFAIRS ANAHEIM CITY SCHOOL DISTRICT 101 S EAST ST ANAHEIM CA 92805 956000119 GOVERNMENT 5000 EDUCATION ASSISTANCE LEAGUE OF CAPISTRANO VALLEY 526 N EL CAMINO REAL SAN CLEMENTE CA 92672 953201899 501(C)(3) 5000 HUMAN SERVICES BOYS HOPE GIRLS HOPE 12120 BRIDGETON SQUARE DR BRIDGETON MO 63044 510182614 501(C)(3) 10500 CHILDREN'S AND YOUTH SERVICES BUENA PARK SCHOOL DISTRICT 6885 ORANGETHORPE AVE BUENA PARK CA 90620 460681058 GOVERNMENT 5000 EDUCATION CAL STATE FULLERTON PHILANTHROPIC FOUNDATION 2600 NUTWOOD AVE CP500-13 FULLERTON CA 92831 330567945 501(C)(3) 10000 PHILANTHROPY, VOLUNTARISM & GRANTMAKING COALITION OF ORANGE COUNTY COMMUNITY CLINICS 17701 COWAN AVENUE SUITE 220 IRVINE CA 926146057 952900725 501(C)(3) 175000 HEALTH AND EDUCATION SERVICES COMMUNITY HEALTHY INITIATIVE OF ORANGE COUNTY 1505 E 17TH STREET SUITE 121 SANTA ANA CA 92705 472671013 501(C)(3) 339147 HEALTH & EDUCATION SERVICES CYPRESS SCHOOL DISTRICT 9470 MOODY ST CYPRESS CA 90630 330365485 GOVERNMENT 8500 EDUCATION DREAMS FOR SCHOOLS 16381 SCIENTIFIC WAY IRVINE CA 92618 364683422 501(C)(3) 34653 ARTS, CULTURE, HUMANITY EARTHHEART CO INQUIRING SYSTEMS INC PO BOX 2037 SONOMA CA 95476 942524840 501(C)(3) 6435 ANIMALS & EDUCATION ENVISION EXCELLENCE IN STEM EDUCATION 2108 LAMBERTON ROAD CLEVELAND HEIGHTS CA 44118 208622102 501(C)(3) 15620 EDUCATION FOOD FINDERS 3744 N INDUSTRY AVE SUITE 401 LAKEWOOD CA 90712 330412749 501(C)(3) 23242 FOOD BANK, FOOD PANTRIES FOUNTAIN VALLEY SCHOOL DISTRICT 10055 SLATER AVE FOUNTAIN VALLEY CA 92708 953794172 GOVERNMENT 8500 EDUCATION FULLERTON SCHOOL DISTRICT EDUCATIONAL FOUNDATION PO BOX 5317 FULLERTON CA 92838 330755742 501(C)(3) 5000 EDUCATION ILLUMINATION FOUNDATION 2691 RICHTER AVE 107 IRVINE CA 92606 711047686 501(C)(3) 5270 HUMAN SERVICES INTERVENTION CENTER FOR EARLY CHILDHOOD 17461 DERIAN AVE SUITE 114 IRVINE CA 92614 953850651 501(C)(3) 5000 DISEASE, DISORDERS, MEDICAL DISCIPLINES JAMBOREE HOUSING CORPORATION 17701 COWAN AVENUE SUITE 220 IRVINE CA 92614 330413518 501(C)(3) 14006 HOUSING DEVELOPMENT CONSTRUCTION MANAGEMENT KIDS CONNECTED 26071 MERIT CIRCLE SUITE 103 LAGUNA HILLS CA 92653 330754654 501(C)(3) 5000 HUMAN SERVICES KIDSWORKS 1902 W CHESTNUT AVE SANTA ANA CA 92703 743081569 501(C)(3) 7500 HEALTH & EDUCATION SERVICES LAUREL HOUSE ONE HOPE DRIVE TUSTIN CA 92782 330098433 501(C)(3) 6500 HOUSING MUSEUM OF HERITAGE AND AVIATION FOUNDATION 2233 WOODBLUFF RD LAKE FOREST CA 92630 454782811 501(C)(3) 10449 ARTS, CULTURE, HUMANITY NEMA DBA PROVISIONAL BRIDGE PO BOX 337 TALLULAH FALLS GA 30573 274357830 501(C)(3) 36690 PHILANTROPHY, VOLUNTARISM & GRANTMAKING OCEAN INSTITUTE 24200 DANA POINT HARBOR DR DANA POINT CA 92629 330203488 501(C)(3) 6570 EDUCATION OCEAN VIEW SCHOOL DISTRICT 4200 OLDS ROAD OXNARD CA 93033 956002237 GOVERNMENT 5000 EDUCATION ORANGEWOOD CHILDREN'S FOUNDATION 1575 E 17TH STREET SANTA ANA CA 92705 953616628 501(C)(3) 7830 HUMAN SERVICES ORANGE COUNTY DEPARTMENT OF EDUCATION PO BOX 9050 COSTA MESA CA 92628 956000943 GOVERNMENT 5000 EDUCATION ORANGE COUNTY EDUCATION & RESEARCH INSTITUTE 2 PARK PLAZA IRVINE CA 926148561 953851959 501(C)(3) 5000 EDUCATION ORANGE COUNTY RONALD MCDONALD HOUSE 4560 FOUNTAIN AVENUE LOS ANGELES CA 90029 953167869 501(C)(3) 15695 HUMAN SERVICES ORANGE ELDERLY SERVICES 170 S OLIVE ST ORANGE CA 92866 330035445 501(C)(3) 5515 HUMAN SERVICES ORANGE UNIFIED SCHOOL DISTRICT 1401 N HANDY ST ORANGE CA 92867 956004968 GOVERNMENT 5000 EDUCATION PEDIATRIC BRAIN TUMOR RESEARCH FUND PO BOX 9784 SEATTLE WA 98109 753202608 501(C)(3) 25000 RESEARCH PROJECT ACCESS 3900 BIRCH STREET 113 NEWPORT BEACH CA 92660 330834635 501(C)(3) 7500 FAMILY SERVICES PROJECT TOMORROW 15707 ROCKFIELD BLVD SUITE 250 IRVINE CA 92618 954581958 501(C)(3) 6500 FAMILY SERVICES SANTA ANA UNIFIED SCHOOL DISTRICT 1601 EAST CHESTNUT AVENUE SANTA ANA CA 927016322 956002823 GOVERNMENT 5000 EDUCATION SERVING KIDS HOPE 2100 W ALTON AVE STE 2 SANTA ANA CA 92704 471518476 501(C)(3) 187055 HUMAN SERVICES SPARKHOUSE 2850 REDHILL AVE SUITE 140 SANTA ANA CA 92705 270870113 501(C)(3) 6000 EDUCATION SPECIAL OLYMPICS ORANGE COUNTY 1600 FORBES WAY SUITE 200 LONG BEACH CA 90810 954538450 501(C)(3) 6500 RECREATION, SPORTS, LEISURE TALLER SAN JOSE 801 N BROADWAY SANTA ANA CA 92701 593816355 501(C)(3) 12500 TRAINING THE LITERACY PROJECT 124 TUSTIN AVE SUITE 103 NEWPORT BEACH CA 92663 330395322 501(C)(3) 6500 EDUCATION TIGER WOOD FOUNDATION ONE TIGER WOODS WAY ANAHEIM CA 92801 200677815 501(C)(3) 75000 EDUCATION UNION RESCUE MISSION 545 S SAN PEDRO ST LOS ANGELES CA 90013 951709293 501(C)(3) 37100 TEMPORARY SHELTER FOR THE HOMELESS VETERANS TRANSITION SUPPORT 1716 NISSON RD C TUSTIN CA 92780 471391543 501(C)(3) 8000 EMPLOYMENT SPECIAL OLYMPICS OF SOUTHERN CALIFORNIA 1600 FORBES WAY SUITE 200 LONG BEACH CA 90810 954538450 501(C)(3) 5625 RECREATION, SPORTS, LEISURE 52 10 PART I, LINE 2: ONEOC ESTABLISHED A DIRECT SPONSORSHIP MODEL WHEREBY ONEOC IS SOLELY RESPONSIBLE FOR EACH PROJECT ("GRANTEE ORGANIZATION). THE PROJECT'S ASSETS ARE THE PROPERTY OF ONEOC AND THE LIABILITIES ARE THE OBLIGATIONS OF ONEOC. ONEOC IS THE EMPLOYER OF RECORD FOR ANY EMPLOYEES ASSIGNED TO THE PROJECTS AND ACTS AS THE PRINCIPAL FOR SUBSTANTIALLY ALL OF THE TRANSACTIONS INCLUDING RECEIPT OF CASH FOR THE FISCAL SPONSORED PROJECTS OR THEIR ACTIVITIES AS WELL AS RECORDING RELATED INCOME AND EXPENSES, ALL OF WHICH ARE INCLUDED IN THE CENTER'S FINANCIAL STATEMENTS AND TAX RETURNS. EACH OF THE FISCALLY SPONSORED PROJECTS HAVE AN ADVISORY BODY THAT DECIDES WHICH CHARITIES SHALL RECEIVE THE NET PROCEEDS FROM THE EVENT. THE ADVISORY BODY THEN REQUESTS TO RELEASE THE FUNDS AS DIRECTED BY THE MISSION OF THE PROJECT. X X X X 0 0 0 0 0 0 0 0 0 MCQUAID DANIEL J PRESIDENT & CEO 153145 0 43003 0 23500 0 0 0 13356 0 233004 0 0 0 STRAUCH TIMOTHY CHIEF OPERATING OFFICER 134502 0 15323 0 18000 0 0 0 7128 0 174953 0 0 0 PART I, LINE 3 IN ADDITION TO THE BOXES CHECKED, SEE EXPLANATION FOR FORM 990, PART VI, SECTION B, LINE 15 (SCHEDULE O) FOR FURTHER EXPLANATION REGARDING THE ESTABLISHMENT OF THE CEO'S COMPENSATION. X GIFT BASKETS 0 160123 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS HAS DELEGATED THE REVIEW OF THE FORM 990 TO THE AUDIT COMMITTEE. THE ORGANIZATION'S FINANCE DIRECTOR WORKS CLOSELY WITH THE OUTSIDE ACCOUNTING FIRM IT ENGAGES TO REVIEW THE RETURN; AND THE FINAL DRAFT OF FORM 990 IS ALSO REVIEWED BY THE CEO & COO PRIOR TO PROVIDING THE DRAFT TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE ALSO MET WITH THE ACCOUNTING FIRM HIRED TO PREPARE THE FORM 990. SUBSEQUENT TO ITS REVIEW, THE AUDIT COMMITTEE REPORTS BACK TO THE BOARD REGARDING ITS OVERSIGHT OF THE FORM 990 AND THE FINAL DRAFT IS PROVIDED TO THE ENTIRE VOTING BOARD BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ONEOC DOES HAVE A WRITTEN CONFLICT OF INTEREST POLICY ON FILE. THE BUSINESS AND FINANCE COMMITTEE OF THE BOARD IS CHARGED WITH MONITORING PROPOSED OR ONGOING TRANSACTIONS FOR CONFLICTS OF INTEREST AND ADDRESSING ANY POTENTIAL OR ACTUAL CONFLICTS. PURSUANT TO THE CONFLICTS OF INTEREST POLICY, AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE, AIMED AT DETERMINING ANY FAMILY AND BUSINESS RELATIONSHIPS AND TRANSACTIONS OR OTHER TRANSACTIONS THAT MAY POSE A POTENTIAL CONFLICT, IS DISTRIBUTED TO ALL COVERED PERSONS (I.E., BOARD MEMBERS, OFFICERS AND EXECUTIVE LEADERSHIP OR KEY EMPLOYEES). COVERED PERSONS ARE REQUIRED TO DISCLOSE REAL OR POTENTIAL CONFLICTS AT THE TIME WHEN SUCH CONFLICTS ARISE. WHEN SOMEONE BECOMES A COVERED PERSON AND ANNUALLY THEREAFTER, EACH COVERED PERSON IS REQUIRED TO SIGN A STATEMENT AFFIRMING THAT HE/SHE: (1) HAS RECEIVED A COPY OF THE CONFLICTS OF INTEREST POLICY; (2) HAS READ THE POLICY AND UNDERSTANDS SAID POLICY; AND (3) AGREES TO COMPLY WITH ALL REQUIREMENTS OF THE POLICY, INCLUDING COMPLETING THE CONFLICTS OF INTEREST QUESTIONNAIRE. THE COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE BUSINESS AND FINANCE COMMITTEE AND ANY PERSONS WITH ACTUAL OR POTENTIAL CONFLICTS ARE INFORMED VIA WRITTEN COMMUNICATION. THE PROCEDURES FOR ADDRESSING ANY CONFLICT OF INTEREST INCLUDES, BUT IS NOT LIMITED TO, THE FOLLOWING: (1) THE CONFLICTING INTEREST IS FULLY DISCLOSED TO THE BOARD; (2) THE INTERESTED PERSON RESPONDS TO FACTUAL QUESTIONS RELATED TO THE SUBSTANCE OF THE TRANSACTION OR ARRANGEMENT BEING CONSIDERED, AFTER WHICH HE/SHE SHALL LEAVE THE MEETING; (3) THE PERSON WITH THE CONFLICT OF INTEREST IS EXCLUDED FROM THE DISCUSSION AND APPROVAL OF SUCH TRANSACTION; (4) ALTERNATIVES TO THE PROPOSED TRANSACTION ARE INVESTIGATED, COMPETITIVE BIDS OR COMPARABLE VALUATIONS ARE OBTAINED; (5) ANY CONFLICTING ISSUES DURING THE COURSE OF A BOARD MEETING WHICH CANNOT BE RESOLVED IS REFERRED BACK TO THE BUSINESS AND FINANCE COMMITTEE; AND (6) THE TRANSACTION OR ACTION MUST BE APPROVED BY A MAJORITY OF DISINTERESTED PERSONS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD ASSIGNS A STANDING GOVERNANCE COMMITTEE, COMPRISED SOLELY OF INDEPENDENT DIRECTORS, NONE OF WHICH HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT, TO BE ACCOUNTABLE FOR SETTING REASONABLE COMPENSATION PACKAGES FOR THE CEO. THE COMMITTEE DEVELOPS, CONSISTENT WITH THE ORGANIZATION'S PHILOSOPHY AND PRINCIPLES, THE ANNUAL PERFORMANCE GOALS AND CRITERIA TO BE USED IN DETERMINING MERIT INCREASES AND VARIABLE COMPENSATION CRITERIA FOR THE CEO. THE COMMITTEE USES BENCHMARKING DATA FOR THE TOTAL COMPENSATION AND BENEFITS PACKAGES OF THE CEO, I.E., TOTAL ECONOMIC BENEFITS PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR SIMILAR JOB RESPONSIBILITIES AND THE ANNUAL COMPENSATION & BENEFIT GUIDE BY THE CENTER FOR NONPROFIT MANAGEMENT. THE COMMITTEE PRESENTS ITS REPORT TO THE BOARD OF DIRECTORS FOR A DISCUSSION WHICH IS DOCUMENTED IN THE BOARD MINUTES. A SIMILAR PROCESS TAKES PLACE BY THE CEO FOR EACH OF THE KEY OFFICERS AND HIGHLY COMPENSATED EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 WHILE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS BE MADE AVAILABLE FOR PUBLIC INSPECTION, THE ORGANIZATION MAKES IT FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: EMANCIPATION TRANSFER OF ASSETS OF INTO OWN 501(C) EXEMPT ORGANIZATIONS TERRAMICA -5,966. SERVING KIDS HOPE -42,062. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART XI: IN KEEPING WITH THE FISCAL SPONSOR MODEL WITHIN ONEOC BUSINESS SERVICES, AFTER GUIDANCE, TRAINING, AND EDUCATION ON HOW TO ADMINISTER A CHARITABLE ENTERPRISE, TWO FISCAL PROJECTS WERE ABLE TO FORM THEIR OWN 501(C)(3) EXEMPT ORGANIZATION AND BEGAN INDEPENDENT OPERATIONS. ON MAY 2, 2016, ONEOC COMPLETED IT'S INCUBATION OF THE FISCALLY SPONSORED PROJECT TERRAMICA. ON JULY 31, 2016, SERVING KIDS HOPE ALSO EMANCIPATED INTO THEIR OWN 501(C)(3) EXEMPT ORGANIZATION.