2016-09-28T12:09:04-05:00 2016-03-31 420714325 RSM US LLP 1185 AVENUE OF THE AMERICAS NEW YORK NY 100362602 990 2015-04-01 136213516 AMERICAN CIVIL LIBERTIES UNION FOUNDATION INC AMER 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 TERENCE DOUGHERTY COO/GENERAL COUNSEL/ASST TREAS 2125492500 2016-09-28 1 JAMES SWEENEY P01263012 2123721000 2015 2017-02-10 21:41:12Z ANTHONY D ROMERO 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 160923938 0 X WWW.ACLU.ORG X 1966 NY PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND CIVIL LIBERTIES 13 13 364 76 0 0 79581425 89472041 3842201 5422660 9226610 -858562 1397689 1226704 94047925 95262843 6862640 4802314 0 0 37912351 36043236 272174 264514 7293913 40631178 43147578 85678343 84257642 8369582 11005201 327600267 341682167 85866394 96033380 241733873 245648787 X AS NOTED IN ITS ARTICLES OF INCORPORATION, THE MISSION OF THE ACLU FOUNDATION IS "TO ENCOURAGE, SPONSOR, AND FACILITATE THE CULTIVATION AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING OF THE VARIOUS CIVIL LIBERTIES AND CIVIL RIGHTS WHICH ARE PROTECTED BY THE CONSTITUTIONS AND LAWS OF THE UNITED STATES OR OF THE VARIOUS STATES...TO PERSONS INVOLVED IN ACTIVITIES WHEREIN THEIR CIVIL RIGHTS AND LIBERTIES...ARE THREATENED OR INFRINGED..." THE ACLU FOUNDATION TODAY REMAINS FOCUSED ON THE OVERARCHING GOALS SET BY ITS FOUNDERS, SERVING AS THE NATION'S GUARDIAN OF LIBERTY, WORKING DAILY IN COURTS, LEGISLATURES AND COMMUNITIES TO DEFEND AND PRESERVE THE INDIVIDUAL RIGHTS AND LIBERTIES THAT THE CONSTITUTION AND LAWS OF THE US GUARANTEE. THE ACLU ALSO WORKS TO EXTEND RIGHTS TO SEGMENTS OF THE POPULATION THAT HAVE TRADITIONALLY BEEN DENIED THEIR RIGHTS, INCLUDING PEOPLE OF COLOR; WOMEN; LESBIANS, GAY MEN, BISEXUALS AND TRANSGENDER PEOPLE; PRISONERS; AND PERSONS WITH DISABILITIES. 0 0 30635146 381386 5422660 LITIGATION - THE ACLU FOUNDATION'S LITIGATION PROGRAM IS THE CORNERSTONE OF ITS CIVIL LIBERTIES PROGRAM. THE ACLU TODAY IS THE NATION'S PREEMINENT CIVIL LIBERTIES ORGANIZATION, WITH A STAFF OF ATTORNEYS IN THE NATIONAL OFFICE WORKING IN COLLABORATION WITH ATTORNEYS AT AFFILIATE OFFICES NATIONWIDE TO ADDRESS CASES INVOLVING A WIDE RANGE OF CIVIL LIBERTIES ISSUES. THE ACLU APPEARS BEFORE THE U.S. SUPREME COURT MORE THAN ANY OTHER LEGAL SERVICES ORGANIZATION OR GOVERNMENTAL AGENCY EXCEPT THE U.S. DEPARTMENT OF JUSTICE. 31298070 4420928 AFFILIATE SUPPORT - THE ACLU HAS AN AFFILIATE OR CHAPTER IN EVERY STATE AND IN PUERTO RICO. AFFILIATES HANDLE REQUESTS FOR LEGAL ASSISTANCE, LOBBY STATE LEGISLATURES AND HOST EDUCATIONAL FORUMS THROUGHOUT THE YEAR. THE NATIONAL ACLU COORDINATES FUNDRAISING EFFORTS WITH ITS AFFILIATES AND SHARES THE PROCEEDS OF FUNDRAISING EFFORTS WITH AFFILIATES IN ACCORDANCE WITH A DETAILED POLICY. THROUGH ITS AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT, THE NATIONAL ACLU ALSO PROVIDES GRANTS AND SUPPORT TO AFFILIATES ON SPECIFIC INITIATIVES AND PROJECTS THAT HAVE BEEN IDENTIFIED AS INVOLVING MATTERS OF BOTH LOCAL/REGIONAL AND NATIONAL SIGNIFICANCE. THE AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT OFFERS TRAINING AND TECHNICAL ASSISTANCE TO AFFILIATES ACROSS THE COUNTRY ON A VARIETY OF TOPICS OF RELEVANCE. 10079664 95622 EDUCATION - THROUGH NEWSLETTERS, ITS WEBSITE, ADVERTISEMENTS, OP-ED ARTICLES, MEDIA INTERVIEWS, PUBLICATIONS, SOCIAL MEDIA, AND NUMEROUS MEETINGS AND WORKSHOPS CONDUCTED IN COLLABORATION WITH ITS AFFILIATES THROUGHOUT THE US, THE ACLU FOUNDATION PROVIDES ONGOING EDUCATION TO THE ACLU'S 500,000 MEMBERS NATIONWIDE AND TO THE PUBLIC AT LARGE WITH RESPECT TO A WIDE RANGE OF CIVIL LIBERTIES ISSUES AND CONCERNS. A CORE COMPONENT OF THE ORGANIZATION'S EDUCATIONAL CAMPAIGNS IS THE EMPHASIS ON KEY RIGHTS, INCLUDING FIRST AMENDMENT RIGHTS TO FREE SPEECH, ASSOCIATION AND ASSEMBLY; THE RIGHT TO EQUAL PROTECTION UNDER THE LAW; THE RIGHT TO DUE PROCESS AND TO FAIR TREATMENT WHEN THE LOSS OF LIBERTY OR PROPERTY IS AT STAKE; AND THE RIGHT TO PRIVACY AND FREEDOM FROM UNWARRANTED GOVERNMENT INTRUSION INTO PERSONAL AND PRIVATE AFFAIRS. 940810 LEGISLATIVE ADVOCACY - THE ACLU SEEKS TO IMPACT CIVIL LIBERTIES THROUGH WORK ON LEGISLATION AT THE FEDERAL AND STATE LEVEL, AS APPROPRIATE. THE ORGANIZATION'S LEGISLATIVE ADVOCATES ARE A CONSTANT PRESENCE ON FEDERAL AND STATE CIVIL LIBERTIES LEGISLATIVE ISSUES. UPDATES ON KEY LEGISLATIVE ISSUES IMPACTING CIVIL LIBERTIES ARE INCLUDED IN MAIL, EMAIL, AND OTHER COMMUNICATIONS TO ACLU MEMBERS NATIONWIDE, AS WELL AS IN PUBLIC EDUCATION CAMPAIGNS. IN ADDITION, THE ACLU DEVELOPS POLICY RELATING TO POSITIONS ON CIVIL LIBERTIES ISSUES. 940810 72953690 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 1 0 1 168 0 1 364 1 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AR CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NV NY OH OK OR PA RI SC TN UT WA WI WV X X X TERENCE DOUGHERTY 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 X ANGELOS CLAUDIA DIRECTOR 2.50 2.50 X 0 0 0 BUITRAGO LUZ DIRECTOR 2.50 3.00 X 0 0 0 CHEN RONALD DIRECTOR 2.50 3.00 X 0 0 0 CHESTER ROBERT DIRECTOR 3.00 5.00 X 0 0 0 GOODWIN MICHELE DIRECTOR 2.50 2.50 X 0 0 0 HASAN REHAN THRU 102015 DIRECTOR 2.50 3.00 X 0 0 0 HERMAN SUSAN DIRECTOR/PRESIDENT 5.00 5.50 X X 0 0 0 HERRON AUNDRE DIRECTOR 3.00 3.00 X 0 0 0 KASSAM-REMTULLA ALY DIRECTOR 2.50 3.50 X 0 0 0 LEWIS M CALIEN DIRECTOR 2.50 5.00 X 0 0 0 LITMAN ROSLYN DIRECTOR/GENERAL COUNSEL 2.50 6.50 X X 0 0 0 MAHONEYCARLOS DIRECTOR 2.50 3.00 X 0 0 0 REMAR ROBERT DIRECTOR/VICE PRES/TREASURER/SEC 3.00 7.50 X X 0 0 0 TYLER RONALD DIRECTOR/GENERAL COUNSEL 2.50 3.00 X X 0 0 0 WILLIAMS GARY THRU 12016 DIRECTOR/VICE PRESIDENT 2.50 2.50 X X 0 0 0 GREENWOOD SCOTT GENERAL COUNSEL 2.50 3.00 X 0 0 0 ANTHONY D ROMERO EXECUTIVE DIRECTOR/CEO 26.00 14.00 X 0 483127 39981 TERENCE DOUGHTRY COO/GENERAL COUNSEL/ASST TREAS 26.00 14.00 X 0 363770 42140 DOROTHY M EHRLICH DEPUTY EXEC. DIRECTOR/ASST SECRETARY 26.00 14.00 X 0 408076 95201 MARK WIER CHIEF DEVELOPMENT OFFICER 34.00 6.00 X 294768 0 34659 GERI ROZANSKI DIR AFFILIATE SUPPORT & ADVOCACY 26.00 14.00 X 319614 0 80464 STEVEN SHAPIRO LEGAL DIRECTOR 40.00 0.00 X 362228 0 80345 EMILY TYNES DIRECTOR OF COMMUNICATIONS 26.00 14.00 X 334045 0 97072 MATTHEW COLES LEGAL DIRECTOR/CTR EQUALITY 40.00 0.00 X 242067 0 76822 LOUISE MELLING LEGAL DIRECTOR/CTR LIBERTY 40.00 0.00 X 232342 0 40205 JAMEEL JAFFER LEGAL DIRECTOR/CTR DEMOCRACY 40.00 0.00 X 225364 0 32492 DENNIS PARKER DIRECTOR, RACIAL JUSTICE PROJECT 40.00 0.00 X 214839 0 64251 JUDY RABINOWITZ DEPUTY DIRECTOR IMMIGRANTS' RIGHTS 40.00 0.00 X 204617 0 54173 ALMA MONTCLAIR FORMER DIR OF ADMIN & FIN/ASST TR 5.00 5.00 X 0 172500 0 LAURA W MURPHY FORMER DIR WASHINGTON LEGIS OFFICE 26.00 14.00 X 0 290839 5349 2429884 1718312 743154 96 1 1 0 WEBER SHANDWICK 733 10TH STREET NW WASHINGTON DC 20001 MEDIA STRATEGY 834342 BLACKBAUD INC PO BOX 930256 ATLANTA GA 31193 DONOR DATABASE 749823 MEREDITH CORPORATION PO BOX 731066 DALLAS TX 75373 MAGAZINE PRODUCTION 723605 CONTROL GROUP 233 BROADWAY 21ST FLOOR NEW YORK NY 10279 IT SERVICES 347760 ADVOMATIC LLC 30 VESEY STREET SUITE 900 NEW YORK NY 10007 WEBSITE SERVICES 313138 24 332970 89139071 2683463 89472041 LEGAL EXP AWARDED, NET 541100 5422660 5422660 5422660 5032838 5032838 1131082 0 1131082 1131082 1131082 59769695 65661095 -5891400 -5891400 -5891400 PAMPHLET AND BOOK SALES 511120 83746 83746 OTHER INCOME 900099 11876 11876 95622 95262843 5518282 0 272520 4792314 4792314 10000 10000 2401540 1621656 457331 322553 25058280 20518559 1214653 3325068 3076563 2383618 329765 363180 3552191 2759377 385574 407240 1954662 1514984 215899 223779 188302 58591 70148 59563 168903 168903 264514 264514 697561 519982 84697 92882 5457097 4883697 207068 366332 175597 168821 339 6437 1138365 784090 35498 318777 1686897 1256600 83666 346631 2333507 2078374 84762 170371 1863526 1526720 119499 217307 437196 372339 25628 39229 91616 78352 3869 9395 4025114 3554327 134075 336712 190642 176370 4656 9616 SHARED PORTION - CONTR. 13335930 13335930 SPECIAL AFFILIATE SUBSI 5298817 5298817 SHARED PORTION - BEQUES 3664216 3664216 OTHER EXPENSES 1372441 849151 360551 162739 1021851 746805 23458 251588 84257642 72953690 4010039 7293913 8315038 21059344 6671146 4143262 23921540 39142992 167344 192354 63038146 33790820 28738908 29247326 252411671 240314866 7374620 7582023 327600267 341682167 3640525 3698663 14735000 14220000 67490869 78114717 85866394 96033380 X 142427163 137069113 57024188 62118802 42282522 46460872 241733873 245648787 327600267 341682167 X 11005201 -5489301 -1600986 X 0 1 X 1 0 X 58074573 52043425 55588295 78890183 89472041 334068517 58074573 52043425 55588295 78890183 89472041 334068517 17196210 316872307 7350890 7325387 7701986 7082198 6163920 35624381 34985 34985 48706 99900 97210 25443 95622 366881 370094764 39019446 0.85620 0.84910 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: ROYALTY OTHER MISC INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 180294 789978 970272 83793848 84764120 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 781896 643087 938272 970272 3333527 250000 250000 250000 250000 1000000 1500000 184787 55429 43880 180294 464390 59907150 3352705 -3186663 2232655 57840537 57852676 1343481 2960685 2249692 59907150 55791742 196460 3861857 1997383 57852676 53021155 211920 4206754 1648087 55791742 53004434 1884014 -20724 1846569 53021155 0.78590 0.21410 0 0 4925713 4925713 47161731 27503648 19658083 4391876 2892537 1499339 6558826 3394635 3164191 29247326 SPLIT INTEREST LIABILITY 14259287 DUE TO RELATED PARTY (ACLU - 501(C)(4)) 15041529 BILL OF RIGHTS TRUST HELD FOR AFFILIATES 26776638 DUE TO AFFILIATES 7619309 DUE TO THE ACLU - ALLOCATED SHARE OF PENSION LIABILITY 14417954 78114717 X 93616345 -5489301 5604509 -1600986 -1485778 95102123 160720 160720 95262843 89701431 5604509 5604509 84096922 160720 160720 84257642 PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT FUND IS TO BUILD AN ENDURING ENDOWMENT TO CARRY OUT THE WORK OF THE ACLU AND ITS AFFILIATES IN PROTECTING, PRESERVING AND EXPANDING THE CIVIL LIBERTIES OF ALL PERSONS IN THE UNITED STATES OF AMERICA. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AND IS SUBJECT TO TAXES ON UNRELATED BUSINESS INCOME, AS APPLICABLE. THE LLC IS TREATED AS A DISREGARDED (TAX) ENTITY. THE FOUNDATION FILES TAX AND INFORMATION RETURNS WITH THE INTERNAL REVENUE SERVICE (THE IRS) AND WITH VARIOUS STATES. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADDITIONAL ADJUSTMENT OR DISCLOSURE TO THE ACCOMPANYING FINANCIAL STATEMENTS. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR TAX YEARS BEFORE 2012, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -1,024,006. RECOGNITION OF AFFILIATES SHARE OF PENSION LIABILITY -576,980. X X X X X 1 OMP 1133 19TH ST NW WASHINGTON DC 20036 TELEMARKETING 0 7476003 215395 7260608 DCM INC 330 W 38TH STREET NEW YORK NY 10018 TELEMARKETING 0 104925 32314 72611 DSG LLC 6715 SUNSET BLVD LOS ANGELES CA 90028 TELEMARKETING 0 19218 16805 2413 7600146 264514 7335632 AK AL AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC SD TN UT VA WA WI WV 1 ACLUF OF SOUTHERN CALIFORNIA 1313 W 8TH STREET STE 200 LOS ANGELES CA 90017 952673361 501(C)(3) 899407 AFFILIATE PROGRAM ACLUF OF MISSOURI 454 WHITTIER STREET ST LOUIS MO 63108 436070952 501(C)(3) 365099 AFFILIATE PROGRAM ACLUF OF NEW MEXICO PO BOX 566 ALBUQUERQUE NM 87103 850275276 501(C)(3) 354229 AFFILIATE PROGRAM ACLUF OF COLORADO 303 EAST 17TH AVENUE ROOM 350 DENVER CO 80203 237028224 501(C)(3) 350198 AFFILIATE PROGRAM AMERICAN CIVIL LIBERTIES UNION INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 133871360 501(C)(4) 325000 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLUF OF GEORGIA 1900 THE EXCHANGE ROOM 425 ATLANTA GA 30339 237115937 501(C)(3) 300000 AFFILIATE PROGRAM ACLUF OF MISSISSIPPI PO BOX 2242 JACKSON MS 39225 640694013 501(C)(3) 288065 AFFILIATE PROGRAM ACLUF OF MONTANA PO BOX 1317 HELENA MT 59624 810445339 501(C)(3) 268290 AFFILIATE PROGRAM ACLUF OF ARIZONA PO BOX 17148 PHOENIX AZ 85011 237238580 501(C)(3) 264279 AFFILIATE PROGRAM ACLUF OF MICHIGAN 2966 WOODWARD AVENUE DETROIT MI 48201 237243421 501(C)(3) 202903 AFFILIATE PROGRAM ACLUF OF SOUTH CAROLINA 40 CALHOUN ST SUITE 210 CHARLESTON SC 29401 271942832 501(C)(3) 173000 AFFILIATE PROGRAM ACLUF OF TENNESSEE PO BOX 120160 NASHVILLE TN 37212 620988329 501(C)(3) 150946 AFFILIATE PROGRAM ACLU OF NEW MEXICO PO BOX 566 ALBUQUERQUE NM 87103 850197858 501(C)(4) 110321 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLUF OF OHIO 4506 CHESTER AVE CLEVELAND OH 44103 237137105 501(C)(3) 100000 AFFILIATE PROGRAM ACLU OF ILLINOIS 180 N MICHIGAN AVE SUITE 2300 CHICAGO IL 60601 271629328 501(C)(4) 89386 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLUF OF PENNSYLVANIA P O BOX 40008 PHILADELPHIA PA 19106 231742013 501(C)(3) 75000 AFFILIATE PROGRAM ACLUF OF VIRGINIA 701 E FRANKLIN STREET ROOM 1412 RICHMOND VA 23219 521283242 501(C)(3) 70000 AFFILIATE PROGRAM ACLUF OF TEXAS PO BOX 8306 HOUSTON TX 77288 760343171 501(C)(3) 65145 AFFILIATE PROGRAM ACLU OF NORTHERN CALIFORNIA 39 DRUMM STREET SAN FRANCISCO CA 94111 942151925 501(C)(4) 50000 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLU OF GEORGIA 1900 THE EXCHANGE ROOM 425 ATLANTA GA 30339 580951433 501(C)(4) 50000 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLUF OF KANSAS 3601 MAIN STREET KANSAS CITY MO 64111 430926406 501(C)(3) 35000 AFFILIATE PROGRAM ACLUF OF OREGON PO BOX 40585 PORTLAND OR 97240 237048829 501(C)(3) 30000 AFFILIATE PROGRAM ACLU OF FLORIDA 4500 BISCAYNE BLVD STE 340 MIAMI FL 33137 590883831 501(C)(4) 30000 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLUF OF UTAH 355 NORTH 300 WEST SALT LAKE CITY UT 84103 870439810 501(C)(3) 30000 AFFILIATE PROGRAM ACLU OF WEST VIRGINIA PO BOX 3952 CHARLESTON WV 25339 237095474 501(C)(4) 24000 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLU OF TEXAS PO BOX 8306 HOUSTON TX 77288 760343140 501(C)(4) 22046 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLUF OF DELAWARE 100 W 10TH STREET SUITE 603 WILMINGTON DE 19801 510220856 501(C)(3) 10000 AFFILIATE PROGRAM ACLUF OF MARYLAND 3600 CLIPER RD SUITE 350 BALTIMORE MD 21211 237209538 501(C)(3) 10000 AFFILIATE PROGRAM ACLU OF MISSOURI 454 WHITTIER STREET ST LOUIS MO 63108 320295491 501(C)(4) 10000 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION WEST ALABAMA AIDS OUTREACH 2720 6TH STREET TUSCALOOSA AL 35401 630995963 501(C)(3) 7500 MEDAL OF LIBERTY AWARD CHESAPEAKE BAY FOUNDATION 6 HERNDON AVENUE ANNAPOLIS MD 21403 526065757 501(C)(3) 7500 MEDAL OF LIBERTY AWARD FIRST STOP INC 206 STOKES ST NW HUNTSVILLE AL 35805 261841014 501(C)(3) 7500 MEDAL OF LIBERTY AWARD ACLU OF WISCONSIN FOUNDATION INC 207 E BUFFALO ST STE 325 MILWAUKEE WI 53202 237052345 501(C)(3) 5000 AFFILIATE PROGRAM ACLU OF UTAH 355 N 300 W SUITE 1 SALT LAKE CITY UT 84103 271307106 501(C)(4) 5000 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION 24 10 AWARD 1 10000 PART I, LINE 2: THE ACLU HAS ESTABLISHED PROCEDURES FOR THE RELEASE OF GRANTS TO ITS AFFILIATES, AS WELL AS FOR MONITORING OF OUTCOMES TO DETERMINE WHETHER THE GOALS OF A PARTICULAR GRANT AWARD HAVE BEEN MET. GRANT AWARDS ARE CONFIRMED IN WRITING AND SUPPORTED BY A WRITTEN AGREEMENT THAT SPECIFIES THE PURPOSE OF THE GRANT, THE SPECIFIC OUTCOMES TO BE ACHIEVED, AND, IF APPLICABLE, THE INDICATORS THAT THE PARTIES AGREE WILL BE USED TO MEASURE PROGRESS TOWARDS AGREED UPON GOALS. WRITTEN AGREEMENTS DETAIL THE SPECIFIC ACTIVITIES FOR WHICH FUNDING IS TO BE PROVIDED AND DOCUMENT THE AFFILIATE'S COMMITMENT TO USING THE FUNDS PROVIDED TO PURSUE SPECIFIC STRATEGIES IN ADDRESSING PROGRAM GOALS AND TARGET OUTCOMES. AFFILIATES AND OTHER ORGANIZATIONS THAT RECEIVE GRANT AWARDS MAY BE REQUIRED TO PROVIDE QUANTITATIVE AND/OR QUALITATIVE REPORTS, AND THESE REPORTS MAY BE USED TO DETERMINE WHETHER ADDITIONAL FUNDING MAY BE REQUIRED AND/OR TO ENHANCE FUTURE GRANT PROGRAMS. FOR GRANTS TO INDIVIDUALS A SELECTION COMMITTEE OF THREE PERSONS AFFILIATED WITH THE ACLU AND FOUR UNAFFILIATED WITH THE ACLU SHALL CHOOSE THE WINNER OF THE NORMAN DORSEN PRESIDENTIAL PRIZE. THE SELECTION COMMITTEE RECOMMENDS ONE TO THREE NOMINEES TO THE ACLU FOUNDATION BOARD, AND THE BOARD SHALL SELECT THE WINNER FROM ONE OF THOSE RECOMMENDED. THE PRIZE IS TO BE GIVEN BIENNIALLY TO A FULL-TIME ACADEMIC IN ANY DISCIPLINE FOR OUTSTANDING CONTRIBUTIONS TO CIVIL LIBERTIES. X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 ANTHONY D ROMERO EXECUTIVE DIRECTOR/CEO 0 473929 0 0 0 9198 0 19527 0 20454 0 523108 0 0 TERENCE DOUGHTRY COO/GENERAL COUNSEL/ASST TREAS 0 350707 0 0 0 13063 0 14970 0 27170 0 405910 0 0 DOROTHY M EHRLICH DEPUTY EXEC. DIRECTOR/ASST SECRETARY 0 398100 0 0 0 9976 0 66865 0 28336 0 503277 0 0 MARK WIER CHIEF DEVELOPMENT OFFICER 300169 0 0 0 -5401 0 12376 0 22283 0 329427 0 0 0 GERI ROZANSKI DIR AFFILIATE SUPPORT & ADVOCACY 319639 0 0 0 -25 0 50277 0 30187 0 400078 0 0 0 STEVEN SHAPIRO LEGAL DIRECTOR 358080 0 0 0 4148 0 51718 0 28627 0 442573 0 0 0 EMILY TYNES DIRECTOR OF COMMUNICATIONS 319639 0 0 0 14406 0 62488 0 34584 0 431117 0 0 0 MATTHEW COLES LEGAL DIRECTOR/CTR EQUALITY 246507 0 0 0 -4440 0 47641 0 29181 0 318889 0 0 0 LOUISE MELLING LEGAL DIRECTOR/CTR LIBERTY 236057 0 0 0 -3715 0 24240 0 15965 0 272547 0 0 0 JAMEEL JAFFER LEGAL DIRECTOR/CTR DEMOCRACY 225607 0 0 0 -243 0 11149 0 21343 0 257856 0 0 0 DENNIS PARKER DIRECTOR, RACIAL JUSTICE PROJECT 222470 0 0 0 -7631 0 32202 0 32049 0 279090 0 0 0 JUDY RABINOWITZ DEPUTY DIRECTOR IMMIGRANTS' RIGHTS 208610 0 0 0 -3993 0 36855 0 17318 0 258790 0 0 0 ALMA MONTCLAIR FORMER DIR OF ADMIN & FIN/ASST TR 0 172500 0 0 0 0 0 0 0 0 0 172500 0 0 LAURA W MURPHY FORMER DIR WASHINGTON LEGIS OFFICE 0 96089 0 0 0 194750 0 2615 0 2734 0 296188 0 0 PART I, LINE 1A GROSS-UP PAYMENTS TO EMPLOYEES WITH DOMESTIC PARTNER COVERAGE THROUGH APRIL 30TH; ALL TREATED AS TAXABLE INCOME. PART I, LINE 4A ONE INDIVIDUAL RECEIVED SEVERANCE PAYMENTS; THE AMOUNTS ARE REPORTED ON SCHEDULE J. DUE TO CONFIDENTIALITY CONCERNS, THE NAME OF THE INDIVIDUAL IS NOT DISCLOSED. THE DETAILED INFORMATION IS AVAILABLE TO THE IRS UPON REQUEST. FORM 990, SCHEDULE J PART II: COLUMN B(I) INCLUDES BASE COMPENSATION, COLUMN B(II) INCLUDES BONUS PAYMENTS (THERE WERE NONE IN 2015) AND COLUMN B(III) INCLUDES ALL OTHER REPORTABLE COMPENSATION, INCLUDING ANY "GROSS UPS" FOR DOMESTIC PARTNER HEALTH COVERAGE, AND REDUCTIONS TO TAXABLE COMPENSATION RELATED TO PARTICIPATION IN HEALTH OR DEPENDENT SPENDING ACCOUNTS, IF/AS APPLICABLE. NEGATIVE NUMBERS IN COLUMN B(III) OCCUR WHEN THE AMOUNTS DEDUCTED FROM REPORTABLE COMPENSATION ARE GREATER THAN THE COSTS OF OTHER TAXABLE BENEFITS REPORTED IN THIS COLUMN. COLUMN C INCLUDES EMPLOYER CONTRIBUTIONS TO THE DEFINED BENEFIT PENSION PLAN OR, FOR EMPLOYEES HIRED ON OR AFTER APRIL 1, 2009, TO THE DEFINED CONTRIBUTION 401(K) PLAN, AND CONTRIBUTIONS, IF ANY, TO THE 457(B) PLAN; THE TOTALS SHOWN REFLECT AMOUNTS EARNED DURING THE YEAR, WHETHER OR NOT THE EMPLOYEE IS FULLY VESTED. COLUMN D INCLUDES NON-TAXABLE BENEFITS, SUCH AS HEALTH AND OTHER INSURANCE, AS WELL AS AMOUNTS SET ASIDE BY EMPLOYEES IN THE HEALTH AND/OR DEPENDENT CARE FLEXIBLE SPENDING PLANS, WHICH HAVE BEEN ADDED BACK TO PROVIDE THE FULLEST PICTURE POSSIBLE OF TOTAL COMPENSATION. A NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 64971C3V4 2005-01-05 20000000 SEE PART VI FOR DETAILS 0 0 0 A 5780000 20225905 225905 390719 160000 15782366 3665915 2008 1 0 1 1 A 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 1 1 JP MORGAN CHASE 5.000000000000 0 0 0 NA 0 1 1 A 1 SCHEDULE K SUPPLENTAL INFORMATION SCHEDULE K, PART I, LINE A, COLUMN F: DESCRIPTION OF PURPOSE: (1) PAY PORTION OF THE COSTS OF PURCHASING, RENOVATING, AND EQUIPPING THE 19TH FLOOR AND THE COST OF PURCHASING A PROPORTIONAL COMMON INTEREST IN LAND ASSOCIATED WITH THE 17TH, 18TH AND 19TH FLOORS AT 125 BROAD STREET, NY, NY; (2) REFUNDING THE 1997 BONDS, AND (3) COST OF ISSUANCE. SCHEDULE K, PART III, LINE 4: FOLLOWING IMPLEMENTATION OF VOLUNTARY CLOSING AGREEMENT WITH IRS EFFECTIVE NOVEMBER 7, 2011. SCHEDULE K, PART IV, LINE 2C: CALCULATION DONE OCTOBER 7, 2010 AS OF JANUARY 4, 2010. SCHEDULE K, PART IV, LINE 4E: THE HEDGE EXPIRED PURSUANT TO ITS TERMS IN 2010. SCHEDULE K, PART IV, LINE 6: PROCEEDS INVESTED AT BELOW ARBITRAGE YIELD ON BONDS. SCHEDULE K, PART IV, LINE 7: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. GARY D SOWARDS SPOUSE OF AN OFFICER/KEY EMPLOYEE 218596 PAYMENT FOR LEGAL SERVICES 0 PART IV DURING FISCAL YEAR 2016 GARY D. SOWARDS, THE SPOUSE OF OFFICER/KEY EMPLOYEE, DOROTHY EHRLICH, PROVIDED LEGAL SERVICES IN CONNECTION WITH THE ACLU FOUNDATION'S JOHN ADAMS PROJECT, WHICH HAS ARRANGED FOR THE REPRESENTATION OF AN INDIVIDUAL CHARGED WITH A CAPITAL CRIME. A NATIONALLY KNOWN EXPERT IN CAPITAL PUNISHMENT, MR. SOWARDS WAS RETAINED VIA A DECISION MAKING PROCESS THAT DID NOT INVOLVE THE OFFICER/KEY EMPLOYEE AND AT RATES THAT ARE CUSTOMARY FOR THE SERVICES PROVIDED. X 114 2683463 SELLING PRICE 0 1 1 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS ABOVE REPRESENTS THE TOTAL NUMBER OF DONORS OF NON-CASH CONTRIBUTIONS DURING THE YEAR. PART I, LINE 32B: WE ENGAGE BROKERS, WITH EXPERTISE SELLING PROPERTY CONTRIBUTED TO THE ORGANIZATION, TO FACILITATE SALES OF NONCASH PROPERTY ON OUR BEHALF. FORM 990, PART VI, SECTION A, LINE 6 ACLU FOUNDATION IS A MEMBERSHIP ORGANIZATION. ITS MEMBERS ARE THE BOARD DIRECTORS OF THE AMERICAN CIVIL LIBERTIES UNION. FORM 990, PART VI, SECTION A, LINE 7A ACLU FOUNDATION'S MEMBERS ELECT THE BOARD DIRECTORS OF ACLU FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B ACLU FOUNDATION'S MEMBERS HAVE THE AUTHORITY TO AMEND ITS BYLAWS, AND UNDER NEW YORK LAW, THE ORGANIZATION'S MEMBERS HAVE THE RIGHT TO APPROVE A DECISION BY THE BOARD TO DISSOLVE, MERGE/CONSOLIDATE WITH ANOTHER ORGANIZATION OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ORGANIZATION'S ASSETS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY MANAGEMENT IN CONSULTATION WITH THE ORGANIZATION'S AUDITORS. THE ORGANIZATION'S AUDIT COMMITTEE AND ITS TREASURER REVIEWED A DRAFT OF THE 990 AND PROVIDED COMMENTS. A COMPLETE COPY OF THE FORM 990 WAS PROVIDED TO THE ORGANIZATION'S GOVERNING BODY BEFORE IT WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION DISTRIBUTES ITS CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS TO EVERY KEY EMPLOYEE, OFFICER, BOARD DIRECTOR AND STANDING COMMITTEE MEMBER AND REQUESTS DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST. THE CHIEF OPERATING OFFICER/GENERAL COUNSEL/ASSISTANT TREASURER OF THE ORGANIZATION REVIEWS ANY DISCLOSURES MADE DURING THIS ANNUAL REVIEW. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A BOARD MEMBER, AN OFFICER OR A STANDING COMMITTEE MEMBER, HE REFERS THE MATTER TO THE BOARD PRESIDENT AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A KEY EMPLOYEE, HE REFERS THE MATTER TO THE EXECUTIVE DIRECTOR OR HIS DESIGNEE AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. BOARD DIRECTORS, OFFICERS, STANDING COMMITTEE MEMBERS AND KEY EMPLOYEES ALSO MAY REPORT TO THE BOARD ANY POTENTIAL CONFLICTS OF INTEREST THAT ARISE DURING THE YEAR. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY REQUIRES, AMONG OTHER THINGS, THAT INDIVIDUALS WITH CONFLICTS OF INTEREST WITH RESPECT TO A TRANSACTION OR ACTION MAY NOT PARTICIPATE IN THE DECISION-MAKING WITH RESPECT TO THAT TRANSACTION OR ACTION AND IN SOME CIRCUMSTANCES MAY NOT PARTICIPATE IN THE DISCUSSION. FORM 990, PART VI, SECTION B, LINE 15 ON AN ANNUAL BASIS, A COMMITTEE OF THE BOARD OF THE ORGANIZATION ESTABLISHES THE EXECUTIVE DIRECTOR'S COMPENSATION, AND THE AUDIT COMMITTEE APPROVES THE COMPENSATION OF ALL OTHER KEY EMPLOYEES, AS RECOMMENDED BY THE EXECUTIVE DIRECTOR. NO MEMBER OF EITHER COMMITTEE HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT. EACH COMMITTEE REVIEWS COMPENSATION STUDIES AND COMPARABLE COMPENSATION DATA FOR FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. EACH COMMITTEE CONTEMPORANEOUSLY DOCUMENTS AND RECORDS, IN ITS MINUTES, ITS DELIBERATIONS AND DECISIONS. NO ACLU OFFICER RECEIVES COMPENSATION IN HIS/HER CAPACITY AS AN OFFICER. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FORM 990, FOR THE PAST THREE OR MORE YEARS, EXCLUDING SCHEDULE B, IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. COPIES OF THE ORGANIZATION'S FORM 990 ARE ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. THE ORGANIZATION'S IRS FORM 1023, BYLAWS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS FOR THE PRIOR THREE OR MORE YEARS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE AVAILABLE UPON REQUEST OR THROUGH THE NEW YORK OFFICE OF THE SECRETARY OF STATE. FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B THE NUMBER OF HOURS REPORTED FOR THOSE INDIVIDUALS RECEIVING COMPENSATION IS BASED ON WEEKLY HOURS FOR PAYROLL PURPOSES. THE ACTUAL NUMBER OF HOURS WORKED IS CONSIDERABLY HIGHER. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -1,024,006. RECOGNITION OF AFFILIATES SHARE OF PENSION LIABILITY -576,980. 915 15TH STREET LLC 915 15TH STREET NW WASHINGTON DC 20005 136213516 REAL ESTATE HOLDING COMPANY DC 716705 7766691 N/A AMERICAN CIVIL LIBERTIES UNION INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 133871360 PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND LIBERTIES DC 501(C)(4) N/A 0 RBSO INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 043730759 SUPPORTING ORGANIZATION DE 501(C)(3) LINE 11D, III-O N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 AMERICAN CIVIL LIBERTIES UNION N 4875741 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION O 3676349 REVENUE BASED ALLOCATION METHOD AMERICAN CIVIL LIBERTIES UNION P 4875741 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION Q 3676349 REVENUE BASED ALLOCATION METHOD AMERICAN CIVIL LIBERTIES UNION B 325000 ACTUAL