2016-11-04T22:46:28-05:00 2015-12-31 132781641 MITCHELL & TITUS LLP ONE BATTERY PARK PLAZA NEW YORK NY 10004 990 2015-01-01 202329938 AUTISM SPEAKS INC AUTI 2122528584 1 EAST 33RD STREET 4TH FLOOR NEW YORK NY 10016 KAREN ROBINSON CHIEF FINANCIAL OFFICER 6463858516 2016-11-04 1 Frederick E Davis Jr P00446023 2127094500 2015 2017-02-10 21:41:12Z ANGELA T GEIGER 1 EAST 33RD STREET 4TH FLOOR NEW YORK NY 10016 60956548 0 X WWW.AUTISMSPEAKS.ORG X 2005 DE TO ENHANCE THE LIVES OF INDIVIDUALS AND FAMILIES LIVING WITH AUTISM SPECTRUM DISORDER. 30 28 300 158000 0 0 57552851 58085859 0 0 -4827 508 19022 51900 57567046 58138267 15772796 9253687 0 0 23072534 23276764 89722 441828 12806970 19654500 27645127 58589552 60617406 -1022506 -2479139 16027902 18248413 7342084 12041734 8685818 6206679 X AT AUTISM SPEAKS, OUR GOAL IS TO CHANGE THE FUTURE FOR ALL WHO STRUGGLE WITH AN AUTISM SPECTRUM DISORDER. WE ARE DEDICATED TO FUNDING GLOBAL BIOMEDICAL RESEARCH INTO THE CAUSES, PREVENTION, TREATMENTS AND A POSSIBLE CURE FOR AUTISM. WE STRIVE TO RAISE PUBLIC AWARENESS ABOUT AUTISM AND ITS EFFECTS ON INDIVIDUALS, FAMILIES, AND SOCIETY, AND WE WORK TO BRING HOPE TO ALL WHO DEAL WITH THE HARDSHIPS OF THIS DISORDER. WE ARE COMMITTED TO RAISING THE FUNDS NECESSARY TO SUPPORT THESE GOALS.AUTISM SPEAKS AIMS TO BRING THE AUTISM COMMUNITY TOGETHER AS ONE STRONG VOICE TO URGE THE GOVERNMENT AND PRIVATE SECTOR TO LISTEN TO OUR CONCERNS AND TAKE ACTION TO ADDRESS THIS URGENT GLOBAL HEALTH CRISIS. IT IS OUR FIRM BELIEF THAT, WORKING TOGETHER, WE WILL FIND THE MISSING PIECES OF THE PUZZLE. 0 0 19564193 6729492 THE PROGRAMMATIC GOALS OF AUTISM SPEAKS' SCIENCE PROGRAM STRIVE TO ENHANCE THE LIVES OF PEOPLE AFFECTED BY AUTISM TODAY, AS WELL AS IMPROVE THEIR FUTURE BY ADVANCING INNOVATIVE RESEARCH. IN 2015, AUTISM SPEAKS LAUNCHED THE WORLD'S LARGEST GENETIC DATABASE FOR AUTISM RESEARCH VIA ITS MSSNG WHOLE-GENOME SEQUENCING PROGRAM. THIS WEB-BASED PORTAL FOR QUALIFIED RESEARCHERS AND MEDICAL GENETICISTS WORLDWIDE PROVIDES ANALYTIC TOOLS THAT ALLOWS THEM TO PROBE MSSNG'S FIRST 3,500 SEQUENCED GENOMES. EARLY RESULTS INCLUDED THE DISCOVERY THAT THE GENETIC RISK FACTORS FOR AUTISM OFTEN DIFFER, EVEN BETWEEN TWO SIBLINGS. THE AUTISM SPEAKS AUTISM TREATMENT NETWORK (ATN), A COLLABORATION OF AUTISM SPEAKS AND SOME OF THE FINEST CHILDREN'S HOSPITALS AND ACADEMIC INSTITUTIONS IN NORTH AMERICA, LAUNCHED PROJECT ECHO (EXTENSION FOR COMMUNITY HEALTH OUTCOMES). PROJECT ECHO LINKS EXPERTS AT AUTISM SPEAKS ATN CENTERS WITH PRIMARY CARE PROVIDERS IN OTHER COMMUNITIES. AUTISM SPEAKS ATN CENTERS ALSO DEVELOPED AND EVALUATED PROGRAMS TO HELP FAMILIES EFFECTIVELY NAVIGATE THE COMPLEXITY OF MEDICAL AND BEHAVIORAL SERVICES THEIR CHILDREN NEED.AUTISM SPEAKS AWARDED EIGHT PRE-DOCTORAL WEATHERSTONE FELLOWSHIPS AND FOUR POST-DOCTORAL MEIXNER FELLOWSHIPS IN TRANSLATIONAL RESEARCH. THESE PRESTIGIOUS AWARDS SUPPORT INVESTIGATIONS INTO DIVERSE TOPICS INCLUDING SENSORY PROCESSING IN CHILDREN, MICROBIOME-BASED TREATMENTS AND BIOLOGICAL FACTORS THAT ALTER AUTISM RISK. AUTISM SPEAKS ALSO FUNDED THE PRECLINICAL AUTISM CONSORTIUM FOR THERAPEUTICS (PACT), A CONSORTIUM OF LEADING SCIENCE AND HEALTHCARE EXPERTS WHO IDENTIFIED AND EVALUATED A PLATFORM OF TESTS THAT MEASURE BEHAVIOR AND BRAIN PHYSIOLOGY IN GENETIC ANIMAL MODELS OF AUTISM. 25621093 2524195 AWARENESS, FAMILY SERVICES, ADVOCACY: IN ITS SIXTH YEAR, AUTISM SPEAKS' GLOBAL LIGHT IT UP BLUE CAMPAIGN CONTINUED TO RAISE AUTISM AWARENESS AROUND THE WORLD ON APRIL 2 (WORLD AUTISM AWARENESS DAY). MORE THAN 18,600 BUILDINGS AND LANDMARKS IN 142 COUNTRIES JOINED THE CAMPAIGN. AUTISM SPEAKS HOSTED ITS EIGHTH ANNUAL WORLD FOCUS ON AUTISM, WHICH COINCIDED WITH THE 70TH ANNIVERSARY OF THE UNITED NATIONS GENERAL ASSEMBLY. HELD IN NEW YORK CITY, WORLD FOCUS PROMOTES CONVERSATION AMONG FIRST SPOUSES AND INTERNATIONAL DIGNITARIES. AUTISM SPEAKS' FAMILY AND ADULT SERVICES INITIATIVES ARE COMMITTED TO CONNECTING INDIVIDUALS AND FAMILIES WITH RESOURCES AND SUPPORTS TO ENHANCE THEIR LIVES. IN 2015, AUTISM SPEAKS PROMOTED SAFETY IN THE AUTISM COMMUNITY BY PROVIDING TRAINING, EDUCATION AND RESOURCES TO MORE THAN 10,000 PEOPLE WITH AUTISM, THEIR FAMILY MEMBERS, AND FIRST RESPONDERS. AUTISM SPEAKS WORKED WITH THE NATIONAL CENTER FOR MISSING AND EXPLOITED CHILDREN (NCMEC) ON 425 AUTISM WANDERING INCIDENTS. IN ADDITION, AUTISM SPEAKS FUNDED SWIMMING AND WATER SAFETY LESSONS, HOME SAFETY TECHNOLOGY, LOCATING DEVICES AND MORE. THE AUTISM SPEAKS COMMUNITY OUTREACH TEAM ALSO PROVIDED AUTISM SAFETY TRAINING TO 1,365 FIRST RESPONDERS AND HOSTED 10 AUTISM SAFETY FAIRS ACROSS THE COUNTRY. THROUGHOUT THE YEAR, MORE THAN 75,000 AUTISM SPEAKS FAMILY SERVICES TOOL KITS WERE DOWNLOADED FROM THE AUTISM SPEAKS WEBSITE, INCLUDING AN UPDATED VERSION OF THE TRANSITION TOOL KIT. A NEW TOOL KIT LAUNCHED DURING THE YEAR IS A FIRST-OF-ITS-KIND GUIDE FOR ADULTS WHO RECENTLY HAVE BEEN DIAGNOSED WITH AUTISM OR WHO SUSPECT THEY MAY HAVE THE DISORDER. THE AUTISM RESPONSE TEAM (ART) IS A VITAL PART OF AUTISM SPEAKS' FAMILY AND ADULT SERVICES. ART ANSWERS QUESTIONS FROM INDIVIDUALS WITH AUTISM, FAMILY MEMBERS AND PROFESSIONALS. IN 2015, ART RESPONDED TO 31,291 EMAILS AND 19,740 CALLS.IN 2015, AUTISM SPEAKS LAUNCHED THESPECTRUMCAREERS.COM, AN ONLINE PORTAL THAT CONNECTS EMPLOYERS WITH JOB CANDIDATES WHO HAVE AUTISM. AUTISM SPEAKS ALSO LAUNCHED TWO PILOT PROGRAMS PROVIDING TECHNICAL ASSISTANCE TO SMALL BUSINESSES AND ENTREPRENEURS THAT ARE CREATING EMPLOYMENT OPPORTUNITIES FOR ADULTS WITH AUTISM. IN ADDITION, AUTISM SPEAKS HOSTED 21 FAMILY AND ADULT SERVICES TOWN HALL MEETINGS ACROSS THE U.S.AUTISM SPEAKS ADVOCATES FOR THE NEEDS OF INDIVIDUALS AND FAMILIES WITH AUTISM ON THE STATE AND FEDERAL LEVEL. THE ACHIEVING A BETTER LIFE EXPERIENCE ACT (ABLE) WAS SIGNED INTO LAW IN LATE 2014. THROUGHOUT 2015, AUTISM SPEAKS WORKED TO ENACT ABLE PROGRAMS IN ALL STATES. ABLE ACCOUNTS ARE TAX-PREFERRED SAVINGS ACCOUNTS FOR PEOPLE WITH DISABILITIES. AUTISM SPEAKS' STATE ADVOCACY EFFORTS ALSO BROUGHT NEW AUTISM HEALTH INSURANCE COVERAGE TO FIVE STATES: GEORGIA, HAWAII, MISSISSIPPI, NORTH CAROLINA AND SOUTH DAKOTA. AFTER YEARS OF LOBBYING, THE CENTERS FOR MEDICARE & MEDICAID SERVICES TOOK ACTION TO REMIND STATE MEDICAID AGENCIES OF THEIR OBLIGATION TO COVER ALL MEDICALLY NECESSARY CARE FOR MEDICAID-ELIGIBLE CHILDREN WITH AUTISM. ON THE FEDERAL LEVEL, AUTISM SPEAKS CHAMPIONED THE U.S. SENATE'S BIPARTISAN RECOGNIZE, ASSIST, INCLUDE, SUPPORT AND ENGAGE (RAISE) FAMILY CAREGIVERS ACT. THE BIPARTISAN LEGISLATION DIRECTS THE SECRETARY OF HEALTH AND HUMAN SERVICES TO DEVELOP A NATIONAL FAMILY CAREGIVING STRATEGY. AUTISM SPEAKS' FEDERAL ADVOCACY HELPED INCREASE APPROPRIATIONS FOR THE NATIONAL INSTITUTES OF HEALTH BY $2 BILLION FOR 2016. AUTISM SPEAKS ALSO CHAMPIONED THE 21ST CENTURY CURES ACT, LANDMARK MEDICAL INNOVATION LEGISLATION THAT RECEIVED OVERWHELMING SUPPORT IN THE U.S. HOUSE. 45185286 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 1 1 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 1 319 0 1 300 1 0 0 0 0 0 1 1 0 0 0 0 X 30 28 1 0 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT DE DC FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X KAREN ROBINSON 6463858516 1 EAST 33RD STREET 4TH FLOOR NEW YORK NY 10016 BRIAN KELLY CHAIR (EFFECTIVE MAY 2015) 20.00 X X 0 0 0 ROBERT WRIGHT CO-FOUNDER & CHAIR THRU MAY 2015 20.00 X X 0 0 0 SUZANNE WRIGHT CO-FOUNDER & VICE-CHAIR 20.00 X X 0 0 0 CURTIS ARLEDGE DIRECTOR 1.00 X 0 0 0 SALLIE BERNARD DIRECTOR 1.00 X 0 0 0 JIM BRODER DIRECTOR (TERM ENDED 2015) 1.00 X 0 0 0 CUONG DO DIRECTOR 1.00 X 0 0 0 NANCI FREDKIN DIRECTOR 1.00 X 0 0 0 PHILIP H GEIER JR DIRECTOR 1.00 X 0 0 0 MATTHEW HIGGINS DIRECTOR 1.00 X 0 0 0 TOMMY HILFIGER DIRECTOR 1.00 X 0 0 0 DEE HILFIGER DIRECTOR 1.00 X 0 0 0 ADRIAN M JONES DIRECTOR 1.00 X 0 0 0 TIM JONES DIRECTOR 1.00 X 0 0 0 MEL KARMAZIN DIRECTOR 1.00 X 0 0 0 ARTIE KEMPNER DIRECTOR (THROUGH JUN 2015) 1.00 X 0 0 0 MARK LANEVE DIRECTOR (THROUGH JUN 2015) 1.00 X 0 0 0 BILLY MANN DIRECTOR 1.00 X 0 0 0 SHAWN MATTHEWS DIRECTOR 1.00 X 0 0 0 GARY MAYERSON DIRECTOR 1.00 X 0 0 0 KEVIN MURRAY DIRECTOR 1.00 X 0 0 0 VALERIE PARADIZ PHD DIRECTOR (EFFECTIVE DEC 2015) 1.00 X 0 0 0 HERBERT PARDES MD DIRECTOR 1.00 X 0 0 0 JAMIE RICHARDSON DIRECTOR (EFFECTIVE DEC 2015) 1.00 X 0 0 0 ANDREW ROBERTSON DIRECTOR 1.00 X 0 0 0 HOLLY ROBINSON PEETE DIRECTOR (THROUGH JUN 2015) 1.00 X 0 0 0 CHUCK SAFTLER DIRECTOR 1.00 X 0 0 0 STUART SAVITZ DIRECTOR 1.00 X 0 0 0 DAN SCHULMAN DIRECTOR 1.00 X 0 0 0 STEPHEN SHORE EDD DIRECTOR (EFFECTIVE DEC 2015) 1.00 X 0 0 0 LAURA SLATKIN DIRECTOR 1.00 X 0 0 0 JOHN B WILSON DIRECTOR 1.00 X 0 0 0 DAVID M WITTELS DIRECTOR 1.00 X 0 0 0 ELIZABETH N FELD PRESIDENT 40.00 X X 396736 0 24577 GARETH THOMAS COO (EFFECTIVE AUG 2015) 40.00 X 96436 0 5720 ROBERT H RING CHIEF SCIENCE OFFICER 40.00 X 364823 0 25615 JOHN GRUBER EVP FINANCE & ADMIN 40.00 X 337920 0 25615 LISA GORING EVP PROGRAMS & SERVICES 40.00 X 240516 0 1544 ALEC M ELBERT CHIEF STRATEGY & DEVELOPMENT 40.00 X 244425 0 1907 PAUL P WANG SENIOR VP, MEDICAL RESEARCH 40.00 X 302575 0 24786 MICHAEL J ROSEN EVP STRATEGIC COMMUNICATIONS 40.00 X 267444 0 18312 ANDY SHIH SVP PUBLIC HEALTH RESEARCH 40.00 X 231344 0 25105 PETER H MORTON VP CORPORATE DEVELOPMENT 40.00 X 226406 0 25324 DANIEL G SMITH SR DIRECTOR RESEARCH DISCOVERY 40.00 X 201251 0 24120 2909876 0 202625 45 0 1 0 MACROGEN INC 10F 254 BEOTKKOT-RO GEUMCHEON-QU SEOUL KS 08511 GENOMIC SEQUENCING 3867350 THE ADVERTISING COUNCIL 815 SECOND AVENUE 9TH FLOOR NEW YORK NY 10017 EDUCATION CAMPAIGN 665799 270 STRATEGIES INC 722 12TH STREET NW WASHINGTON DC 20005 FUNDRAISING CONSULTANT 634781 MANATT PHELPS & PHILLIPS LLP 11355 WEST OLYMPIC BOULEVARD LOS ANGELES CA 90064 LEGAL & ADVOCACY 506330 CIVITAS PUBLIC AFFAIRS GROUP 409 7TH ST NW SUITE 350 WASHINGTON DC 20004 ADVOCACY CONSULTING 423012 18 257086 7083267 237036 50508470 442952 58085859 1929 1929 20022 0 20022 20022 20022 256254 257675 -1421 -1421 -1421 2560106 7083267 2560106 0 32378 500 31878 31878 58138267 0 0 52408 7351247 7351247 1537422 1537422 365018 365018 2348922 1500559 477141 371222 16905817 10613483 809262 5483072 707055 498841 17202 191012 1905933 1186546 119312 600075 1409037 869911 81182 457944 520969 459358 9287 52324 173393 46238 104036 23119 898908 898908 441828 441828 3234690 2776734 32380 425576 1700288 1123047 577241 2624692 1738638 64614 821440 2720764 1902007 61294 757463 2048994 1394471 146654 507869 1600042 1199508 12552 387982 1393568 1262572 3396 127600 577232 380973 34634 161625 202189 133376 12980 55833 GENOMIC SEQUENCING 4948678 4948678 TEAM UP & WALK EXPENSES 2220323 1554226 666097 DIRECT MAIL 1559148 1036954 522194 DONATION PROCESSING 621017 6763 614254 600232 399808 24970 175454 60617406 45185286 2625150 12806970 X 17950391 9387359 210663 8352369 1781474 4953395 4588847 2524191 4063139 6079206 3215541 2767062 498091 714157 2325225 1429687 1527741 895538 8352 9349 344717 305515 16027902 18248413 4402512 6335629 2939572 4314947 0 1391158 7342084 12041734 X -1064573 -1338388 9750391 7545067 8685818 6206679 16027902 18248413 -2479139 0 X 0 1 X 1 0 X 57775385 53245999 63725069 57552851 58085859 290385163 57775385 53245999 63725069 57552851 58085859 290385163 4621069 285764094 5689 19195 20220 4058 21951 71113 290456276 0.98380 0.97730 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 1 197053 0 0 1 1101084 1 330219 1 15828 1644184 0 Part II-B, Line 1: IN 2015, AUTISM SPEAKS CHAMPIONED THE U.S. SENATE'S BIPARTISAN RECOGNIZE, ASSIST, INCLUDE, SUPPORT AND ENGAGE (RAISE) FAMILY CAREGIVERS ACT. THE BIPARTISAN LEGISLATION DIRECTS THE SECRETARY OF HEALTH AND HUMAN SERVICES TO DEVELOP A NATIONAL FAMILY CAREGIVING STRATEGY, WITH A SPECIAL EMPHASIS ON THOSE CARING FOR INDIVIDUALS WITH DISABILITIES SUCH AS AUTISM. AUTISM SPEAKS' FEDERAL ADVOCACY EFFORTS ALSO HELP INCREASE APPROPRIATIONS FOR THE NATIONAL INSTITUTES OF HEALTH BY $2 BILLION FOR 2016. IN ADDITION, AUTISM SPEAKS CHAMPIONED THE 21ST CENTURY CURES ACT, LANDMARK MEDICAL INNOVATION LEGISLATION THAT RECEIVED OVERWHELMING SUPPORT IN THE U.S. HOUSE. IF ENACTED, THE LEGISLATION WILL ACCELERATE THE DEVELOPMENT OF NEW THERAPIES AND PERSONALIZED MEDICINES. AUTISM SPEAKS' STATE ADVOCACY EFFORTS RESULTED IN NEW AUTISM HEALTH INSURANCE COVERAGE IN FIVE STATES: GEORGIA, HAWAII, MISSISSIPPI, NORTH CAROLINA AND SOUTH DAKOTA. AFTER NEARLY A DECADE OF BATTLE, THE ACHIEVING A BETTER LIFE EXPERIENCE ACT (ABLE) WAS SIGNED INTO LAW IN LATE 2014. THROUGHOUT 2015, AUTISM SPEAKS WORKED TO ENACT ABLE PROGRAMS IN ALL STATES. ABLE ACCOUNTS ARE TAX-PREFERRED SAVINGS ACCOUNTS FOR PEOPLE WITH DISABILITIES, MUCH LIKE 529 COLLEGE-SAVINGS ACCOUNTS. IN ADDITION, STATE ADVOCACY EFFORTS IN 2015 INCLUDED SIGNIFICANT BUDGET COMMITMENTS TO ENSURE AUTISM-SUPPORTIVE HOUSING AND COMMUNITY-BASED SERVICES IN FLORIDA AND NEW JERSEY, AS WELL AS ONGOING ENGAGEMENT IN ILLINOIS. 557040 313300 243740 520813 360706 160107 1247372 755681 491691 895538 DEFERRED RENT 1337158 ANNUITY LIABILITY 54000 1391158 X Part X, Line 2: AS STATED IN THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS RECEIVED FOR THE YEAR ENDED DECEMBER 31, 2015: ALL SIGNIFICANT TAX POSITIONS HAVE BEEN CONSIDERED BY MANAGEMENT AND IT HAS BEEN DETERMINED THAT ALL TAX POSITIONS WOULD BE SUSTAINED UPON EXAMINATION BY TAXING AUTHORITIES. THERE ARE NO UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS OR FURTHER DISCLOSURE IN THE NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS. 1 North America GRANTMAKING 59500 Europe (Including Iceland & Greenland) GRANTMAKING 305518 0 0 0 0 0 0 365018 0 365018 Europe (Including Iceland & Greenland) SCIENCE & RESEARCH 200000 CHECK Europe (Including Iceland & Greenland) SCIENCE & RESEARCH 105518 WIRE 2 DENNIS WEATHERSTONE PRE-DOCTORAL FELLOWSHIP North America 2 59500 CHECK 0 0 0 0 0 0 Part I, Line 2: ALL GRANT PAYMENTS ARE DEPENDENT ON THE GRANTEE SUBMITTING THE NECESSARY DOCUMENTATION. THE FIRST PAYMENT REQUIRES A FULLY EXECUTED AGREEMENT, ETHICS APPROVAL, AND A TIMELINE BY WHICH THE FUNDED RESEARCH WILL BE COMPLETED. ALL GRANTEES ARE REQUIRED TO SUBMIT FINANCIAL AND PROGRESS REPORTS AT DEFINED INTERVALS DURING THE TERM OF THE AWARD. AUTISM SPEAKS' GRANTS AND SCIENCE STAFF REVIEW ALL DOCUMENTS FOR SATISFACTORY AND ACCURATE REPORTING BEFORE APPROVING SUBSEQUENT PAYMENTS. X X X X X X X 1 IPM ADVANCEMENT 2340 E BEARDSLEY RD PHOENIX AZ 85024 DIRECT MAIL CONSULTING 0 1059553 313763 745790 270 STRATEGIES INC 722 12TH ST NW WASHINGTON DC 20005 CONSULTING 0 575515 128065 447450 1635068 441828 1193240 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY CHEF GALA NYC 1217963 805526 412437 340114 26831 165097 CHEF GALA LA 1296022 724219 571803 341681 65022 1569 43924 35 7129388 5553522 1575866 163967 974115 252576 29308 155902 9643373 7083267 2560106 163967 1655910 344429 30877 364923 2560106 0 32378 500 0 32378 500 500 31878 IL MA NJ NY PA 1 0 1 0 1.00000 KAREN ROBINSON 1 EAST 33RD STREET 4TH FLOOR NEW YORK NY 10016 0 ANNE MARIE FORBES RECORDKEEPING X 0 PART I, LINE 2B, COLUMN V FUNDRAISING EXPENSE REIMBURSEMENTS PAID TO IPM OF $1,559,148 ARE NOT INCLUDED. ALL REIMBURSEMENTS REQUIRE PRE-APPROVAL AND ARE INVOICED SEPARATELY. 1 DREXEL UNIVERSITY 3020 MARKET STREET SUITE 560 PHILADELPHIA PA 19104 231352630 501(c)(3) 25000 FAMILY SERVICES AQUAEXCEL 6426 ADMIRALTY WAY FREELAND WA 98249 463741916 7600 FAMILY SERVICES AQUA-TOTS 655 EAST US HWY 30 SCHERERVILLE IN 46375 461620856 7000 FAMILY SERVICES UNIVERSITY OF MASSACHUSETTS EUNICE KENNEDY SHRIVER CTR 55 LAKE AVE N S3-301 WORCESTER MA 01655 043167352 115 24955 FAMILY SERVICES BEHAVIOR CHANGE INSTITUTE LLC 4096 PIEDMONT AVE 161 OAKLAND CA 94611 463976250 25000 FAMILY SERVICES CAMP PUZZLE PEACE INC 3861 ORCHARD STREET WALWORTH NY 14568 461887844 501(c)(3) 5330 FAMILY SERVICES CONNECTICUT CHILDREN'S MEDICAL CENTER 282 WASHINGTON STREET HARTFORD CT 06106 060646755 501(c)(3) 25000 FAMILY SERVICES EASTER SEALS LILY ACADEMY 2438 SECOND STREET FORT MYERS FL 33901 590637848 501(c)(3) 6000 FAMILY SERVICES EXCEPTIONAL MINDS 13400 RIVERSIDE DRIVE SUITE 201 SHERMAN OAKS CA 91423 800392843 501(c)(3) 25000 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UNIVERSITY OF ST THOMAS 2115 SUMMIT AVENUE ST PAUL MN 55105 410693970 501(c)(3) 25000 FAMILY SERVICES UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK INC 184 ELDRIDGE STREET NEW YORK NY 10002 135562374 501(c)(3) 6000 FAMILY SERVICES WINTHROP UNIVERSITY 701 OAKLAND AVE ROCK HILL SC 29733 576001204 501(c)(3) 25000 FAMILY SERVICES YOUNG MENS CHRISTIAN ASSOCIATION OF SOUTH PALM BEACH COUNTY INC 6631 PALMETTO CIRCLE SOUTH BOCA RATON FL 33433 591416281 501(c)(3) 5027 FAMILY SERVICES THE YOUNG MEN'S CHRISTIAN ASSOCIATION OF THE TRIANGLE AREA INC 801 CORPORATE CENTER RALEIGH NC 27607 560591307 501(c)(3) 5750 FAMILY SERVICES YOUNGSTOWN STATE UNIVERSITY 1 UNIVERSITY PLAZA YOUNGSTOWN OH 44555 341011998 501(c)(3) 25000 FAMILY SERVICES THE GILLEN BREWER SCHOOL 410 EAST 92ND STREET NEW YORK NY 10128 133676916 501(c)(3) 397181 FAMILY SERVICES NY COLLABORATES FOR AUTISM 3 EAST 54TH STREET 5TH FLOOR NEW YORK NY 10022 571136147 501(c)(3) 647929 FAMILY SERVICES UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION 100 THEORY SUITE 250 IRVINE CA 92617 952540117 501(c)(3) 10000 FAMILY SERVICES ARKANSAS CHILDREN'S HOSPITAL RESEARCH INSTITUTE 13 CHILDRENS WAY LITTLE ROCK AR 72202 710694931 501(c)(3) 106786 SCIENCE & RESEARCH CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE CLEVELAND OH 44106 341018992 501(c)(3) 5867 SCIENCE & RESEARCH CHILDREN'S HOSPITAL LOS ANGELES 4650 SUNSET BLVD LOS ANGELES CA 90027 951690977 501(c)(3) 161402 SCIENCE & RESEARCH CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVENUE CINCINNATI OH 45229 310833936 501(c)(3) 252557 SCIENCE & RESEARCH DREXEL UNIVERSITY 3201 ARCH STREET NO 420 PHILADELPHIA PA 19104 231352630 501(c)(3) 398424 SCIENCE & RESEARCH FOUNDATION ASSOCIATES LLC 160 FIFTH AVE 7TH FLOOR NEW YORK NY 10010 463285543 501(c)(3) 625000 SCIENCE & RESEARCH HUGO W MOSER RESEARCH INSTITUTE AT KENNEDY KRIEGER INC 707 N BROADWAY BALTIMORE MD 21205 521524967 501(c)(3) 32000 SCIENCE & RESEARCH JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD NO N4327B BALTIMORE MD 21211 520595110 501(c)(3) 98366 SCIENCE & RESEARCH MARCUS AUSTIM CENTER INC 1584 TULLIE CIRCLE ATLANTA GA 30329 262809380 501(c)(3) 288037 SCIENCE & RESEARCH NEW YORK-PRESBYTERIAN FUND INC 525 EAST 68TH STREET NEW YORK NY 10065 133160356 501(c)(3) 214285 SCIENCE & RESEARCH OREGON HEALTH & SCIENCE UNIVERSITY FOUNDATION 1121 SW SALMON STREET 100 PORTLAND OR 97205 237083114 501(c)(3) 34855 SCIENCE & RESEARCH PARTNERS HEALTHCARE SYSTEM INC 55 FRUIT STREET BOSTON MA 02114 042697983 501(c)(3) 254999 SCIENCE & RESEARCH REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS 1 SHIELDS AVENUE SACRAMENTO CA 95616 946036494 501(c)(3) 467969 SCIENCE & RESEARCH REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 WILSHIRE BLVD SUITE 620 LOS ANGELES CA 90024 956006143 501(c)(3) 85339 SCIENCE & RESEARCH RESEARCH INSTITUTE AT NATIONWIDE CHILDRENS HOSPITAL 700 CHILDRENS DRIVE COLUMBUS OH 43205 316056230 501(c)(3) 247085 SCIENCE & RESEARCH SAINT LOUIS UNIVERSITY 221 NORTH GRAND BLVD ST LOUIS MO 63103 430654872 501(c)(3) 57925 SCIENCE & RESEARCH SOUTHWEST AUTISM RESEARCH AND RESOURCE CENTER (SARRC) 300 NORTH 18TH STREET PHOENIX AZ 85006 311496646 501(c)(3) 507525 SCIENCE & RESEARCH THE CHILDREN'S HOSPITAL OF PHILADELPHIA 34TH STREET CIVIC CENTER BLVD PHILADELPHIA PA 19104 231352166 501(c)(3) 93260 SCIENCE & RESEARCH THE CURATORS OF THE UNIVERSITY OF MISSOURI 118 UNIVERSITY HALL COLUMBIA MO 62511 436003859 115 79322 SCIENCE & RESEARCH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA IRVINE 1400 BIOLOGICAL SCIENCES 3 IRVINE CA 92697 952226406 501(c)(3) 69340 SCIENCE & RESEARCH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO 220 MONTGOMERY STREET SAN FRANCISCO CA 94143 946036493 501(c)(3) 50908 SCIENCE & RESEARCH THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORK PO BOX 9 ALBANY NY 12201 141368361 501(c)(3) 149963 SCIENCE & RESEARCH THE TRUSTEES OF THE UNIVERSITY OF COLUMBIA IN NEW YORK 615 WEST 131ST STREET MC 8741 NEW YORK NY 10027 135598093 501(c)(3) 150000 SCIENCE & RESEARCH TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(c)(3) 93889 SCIENCE & RESEARCH UNIVERSITY OF CALIFORNIA SANTA BARBARA 552 UNIVERSITY ROAD SANTA BARBARA CA 93106 956006145 501(c)(3) 50064 SCIENCE & RESEARCH UNIVERSITY OF NORTH CAROLINA 220 EAST CAMERON AVENUE CHAPEL HILL NC 27599 566001393 115 149997 SCIENCE & RESEARCH UNIVERSITY OF PITTSBURGH 116 ATWOOD STREET SUITE 201 PITTSBURGH PA 15260 250965591 501(c)(3) 121196 SCIENCE & RESEARCH UNIVERSITY OF ROCHESTER 910 GENESEE ST BROOKS LANDING BUSINESS CENTER ROCHESTER NY 14611 160743209 501(c)(3) 134474 SCIENCE & RESEARCH VANDERBILT UNIVERSITY PMB 406310 2301 VANDERBILT PLACE NASHVILLE TN 37240 620476822 501(c)(3) 301104 SCIENCE & RESEARCH WAKE FOREST UNIVERSITY PO BOX 7201 WINSTON SALEM NC 27109 560532138 501(c)(3) 60000 SCIENCE & RESEARCH NATIONAL ACADEMY OF SCIENCES 2101 CONSTITUTION AVE NW WASHINGTON DC 20418 530196932 501(c)(3) 125000 SCIENCE & RESEARCH AKILI INTERACTIVE LABS INC 125 BROAD STREET 4TH FLOOR BOSTON MA 02110 453990296 100000 SCIENCE & RESEARCH INFINITEACH INC 641 WEST LAKE STREET SUITE 200 CHICAGO IL 60661 472754006 10000 SCIENCE & RESEARCH BEHAVIOR IMAGING SOLUTIONS 1423 WEST FRANKLIN STREET BOISE ID 83702 203822912 15000 SCIENCE & RESEARCH PUZZLE PIECE 41856 IVY STREET SUITE 110 MURRIETA CA 92562 465244751 25000 SCIENCE & RESEARCH 62 9 EQUIPMENT 1056 462060 FMV IPADS, IPAD CASES, AND HOME SAFETY PACKAGES FINANCIAL ASSISTANCE 152 145097 DENNIS WEATHERSTONE PRE-DOCTORAL FELLOWSHIP 15 421313 MEIXNER TRANSLATIONAL POST-DOCTORAL FELLOWSHIP 9 508952 Part I, Line 2: ALL GRANT PAYMENTS ARE DEPENDENT ON THE GRANTEE SUBMITTING THE NECESSARY DOCUMENTATION. THE FIRST PAYMENT REQUIRES A FULLY EXECUTED AGREEMENT, ETHICS APPROVAL, AND A TIMELINE BY WHICH THE FUNDED RESEARCH WILL BE COMPLETED. ALL GRANTEES ARE REQUIRED TO SUBMIT FINANCIAL AND PROGRESS REPORTS AT DEFINED INTERVALS DURING THE TERM OF THE AWARD. AUTISM SPEAKS' GRANTS AND SCIENCE STAFF REVIEW ALL DOCUMENTS FOR SATISFACTORY AND ACCURATE REPORTING BEFORE APPROVING SUBSEQUENT PAYMENTS. X X X X X 1 0 0 0 0 0 0 0 0 ELIZABETH N FELD PRESIDENT 346736 0 50000 0 0 0 1612 0 22965 0 421313 0 0 0 ROBERT H RING CHIEF SCIENCE OFFICER 339823 0 25000 0 0 0 2650 0 22965 0 390438 0 0 0 JOHN GRUBER EVP FINANCE & ADMIN 337920 0 0 0 0 0 2650 0 22965 0 363535 0 0 0 LISA GORING EVP PROGRAMS & SERVICES 240516 0 0 0 0 0 1544 0 0 0 242060 0 0 0 ALEC M ELBERT CHIEF STRATEGY & DEVELOPMENT 190875 0 0 0 53550 0 1907 0 0 0 246332 0 0 0 PAUL P WANG SENIOR VP, MEDICAL RESEARCH 302575 0 0 0 0 0 1821 0 22965 0 327361 0 0 0 MICHAEL J ROSEN EVP STRATEGIC COMMUNICATIONS 267444 0 0 0 0 0 2650 0 15662 0 285756 0 0 0 ANDY SHIH SVP PUBLIC HEALTH RESEARCH 231344 0 0 0 0 0 2140 0 22965 0 256449 0 0 0 PETER H MORTON VP CORPORATE DEVELOPMENT 226406 0 0 0 0 0 2359 0 22965 0 251730 0 0 0 DANIEL G SMITH SR DIRECTOR RESEARCH DISCOVERY 201251 0 0 0 0 0 919 0 23201 0 225371 0 0 0 Part I, Line 3 THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS CEO COMPENSATION OF SEVERAL NATIONAL NON-PROFITS OF LIKE SIZE WHEN DETERMINING APPROPRIATE COMPENSATION FOR AUTISM SPEAKS' PRESIDENT AND OTHER SENIOR EXECUTIVES. ADDITIONALLY, AUTISM SPEAKS HAS A FORMAL COMPENSATION STRUCTURE BASED ON MARKET DATA OF SIMILAR SIZED ORGANIZATIONS, WHICH DETERMINES A SALARY RANGE BY JOB. AUTISM SPEAKS' AIMS TO PAY INDIVIDUALS AT COMPETITIVE MARKET RATES. Part I, Line 4a ALEC ELBERT - SEVERANCE PAYMENT $43,350 THE ADVERTISING COUNCIL COMMON BOARD MEMBER 927838 EDUCATION CAMPAIGN 0 X 13 36339 FMV X SPECIAL EVENT SUPPLIES & EQUIPMENT 9 267927 FMV X SOFTWARE 1 71898 FMV X HOME SAFETY 1 50000 FMV X IPAD CASES 1 16788 FMV 0 0 1 Part I, Column (b): THE NUMBER REPORTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS. Part I, Line 32b: THE ORGANIZATION USES AN INVESTMENT FIRM TO SELL STOCK CONTRIBUTIONS. Form 990, Part VI, Section A, line 2 ROBERT WRIGHT (CO-FOUNDER) AND SUZANNE WRIGHT (CO-FOUNDER) ARE HUSBAND AND WIFE. TOMMY HILFIGER (DIRECTOR) AND DEE HILFIGER (DIRECTOR) ARE HUSBAND AND WIFE. Form 990, Part VI, Section A, line 4 DURING 2015, THE ORGANIZATION AMENDED ITS BY-LAWS TO INCLUDE THE FOLLOWING CHANGES: (1) THE EXECUTIVE POWERS AND AUTHORITIES NECESSARY TO OPERATE THE CORPORATION CHANGED FROM THE CHAIRMAN OF THE BOARD OF DIRECTORS TO THE PRESIDENT AND CHIEF EXECUTIVE OFFICER (2) THE NUMBER OF BOARD MEMBERS CHANGED FROM NOT LESS THAN THREE DIRECTORS TO NOT LESS THAN FIFTEEN DIRECTORS; AND (3) A NEW CLAUSE WAS ADDED STATING NO MORE THAN FOUR DIRECTORS MAY BE: (I) CURRENTLY COMPENSATED BY AUTISM SPEAKS FOR SERVICES RENDERED WITHIN THE PREVIOUS TWELVE MONTHS, WHETHER AS A FULL-TIME OR PART-TIME EMPLOYEE, INDEPENDENT CONTRACTOR, GRANT RECIPIENT OR OTHERWISE; OR (II) ANY SPOUSE, DOMESTIC PARTNER, SIBLING (BY WHOLE OR HALF-BLOOD), SPOUSES OF SIBLINGS (BY WHOLE OR HALF-BLOOD), PARENTS, GRANDPARENTS, ANCESTORS, CHILDREN, GRANDCHILDREN OR GREAT GRANDCHILDREN OF ANY SUCH PERSON, OR ANY SPOUSE OF ANY CHILDREN, GRANDCHILDREN, OR GREAT GRANDCHILDREN OF ANY SUCH PERSON. Form 990, Part VI, Section B, line 11 THE FORM 990 IS PREPARED BY FINANCE DEPARTMENT STAFF MEMBERS AND REVIEWED BY EXTERNAL INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS. ONCE COMPLETED, THE COMPLETE FORM 990 IS PRESENTED TO THE BOARD OF DIRECTORS IN ADVANCE OF FILING WITH THE IRS. Form 990, Part VI, Section B, line 12c THE CONFLICT OF INTERESTS POLICY IS REVIEWED ANNUALLY AT A BOARD MEETING WITH KEY EXECUTIVES PRESENT. BOARD MEMBERS, KEY EXECUTIVES, AND ALL STAFF ARE REQUIRED TO REVIEW AND SIGN THE POLICY ON AN ANNUAL BASIS AND DISCLOSE ANY BUSINESS ENTITY WHICH PROVIDED SERVICES TO AUTISM SPEAKS OR TO WHICH AUTISM SPEAKS PROVIDED GRANTS OR SERVICES THAT THEY OR THEIR SPOUSE HAVE AN INTEREST. ALSO REQUIRED TO BE LISTED IS ANY ENTITY, WHETHER BUSINESS, INSTITUTION, OR NON-PROFIT ORGANIZATION, WITH WHICH THEY ARE CURRENTLY AFFILIATED WITH IN ANY WORKING CAPACITY. THE AUTISM SPEAKS STAFF REVIEW EACH GRANT AWARDED FOR POTENTIAL CONFLICTS OF INTEREST. EVERY BUSINESS ENTITY REPORTED BY BOARD MEMBERS OR STAFF WITH WHICH A WORKING RELATIONSHIP OUTSIDE OF AUTISM SPEAKS EXISTS IS INVESTIGATED FOR A POTENTIAL CONFLICT OF INTEREST. AUTISM SPEAKS MAY IMPOSE SANCTIONS ON A COVERED PERSON FOR NON-COMPLIANCE, INCLUDING TERMINATION. Form 990, Part VI, Section B, line 15 THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS CEO COMPENSATION OF SEVERAL NATIONAL NON-PROFITS OF LIKE SIZE WHEN DETERMINING APPROPRIATE COMPENSATION FOR AUTISM SPEAKS' PRESIDENT AND OTHER SENIOR EXECUTIVES. ADDITIONALLY, AUTISM SPEAKS HAS A FORMAL COMPENSATION STRUCTURE BASED ON MARKET DATA OF SIMILAR SIZED ORGANIZATIONS, WHICH DETERMINES A SALARY RANGE BY JOB. AUTISM SPEAKS' AIMS TO PAY INDIVIDUALS AT COMPETITIVE MARKET RATES. Form 990, Part VI, Section C, line 19 AUTISM SPEAKS' AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE ON ITS WEBSITE- AUTISMSPEAKS.ORG AND ARE AVAILABLE UPON REQUEST. AUTISM SPEAKS' FORM 1023, CONFLICT OF INTERESTS POLICY AND BY-LAWS ARE AVAILABLE UPON REQUEST. DELIVERING SCIENTIFIC INNOVATION FOR AUTISM LLC 1060 STATE ROAD PRINCETON NJ 08540 461157381 TO FUND PRODUCT DEVELOPMENT TO MEET THE NEEDS OF THE AUTISM COMMUNITY DE 1 283 AUTISM SPEAKS ADVANCING FUTURES FOR ADULTS WITH AUTISM INC 1 EAST 33RD STREET NEW YORK NY 10016 264813657 TO PROVIDE SUPPORT FOR ADULTS WITH AUTISM DE 501(c)(3) Line 7 AUTISM SPEAKS 1 AUTISM SPEAKS CANADA 2450 VICTORIA PARK AVENUE UNIT 120 TORONTO ON CA M2J 4A2 869420208 AUTISM RESEARCH, AWARENESS, & FAMILY SERVICES CA AUTISM SPEAKS 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0