2016-11-14T15:13:00-06:00 2015-12-31 941254756 HOOD & STRONG LLP 275 BATTERY STREET STE 900 SAN FRANCISCO CA 94111 990 2015-01-01 205893698 SEIU LOCAL 1021 SEIU 5103509814 447 29TH STREET OAKLAND CA 94609 AMOS EATON TREASURER 5103504527 2016-11-09 1 MAGA E KISRIEV P01008919 4157810793 2015 2017-02-10 21:41:12Z AMOS EATON 447 29TH STREET OAKLAND CA 94609 46854384 0 0647 X WWW.SEIU1021.ORG X 2007 CA TO ENSURE THAT ALL WORKERS AND THEIR FAMILIES HAVE A VOICE IN OUR UNION, WORKPLACE AND GOVERNMENT. 47 36 327 3 0 0 0 0 44616721 46079266 232365 60450 92388 47325 44941474 46187041 57250 208249 0 0 22008779 23665812 0 0 0 19836342 21568260 41902371 45442321 3039103 744720 28584527 28742323 6037556 6096846 22546971 22645477 OUR MISSION IS TO ENSURE THAT ALL WORKERS AND THEIR FAMILIES HAVE A VOICE IN OUR UNION, AS WELL AS OUR WORKPLACE, GOVERNMENT, AND COMMUNITIES. 0 0 LABOR UNION/MEMBERSHIP REPRESENTATION TO PROMOTE, DEVELOP AND DEFEND THE BENEFITS AND WORKING CONDITIONS OF OUR 44,660 MEMBERS AND 11,133 AGENCY FEE PAYERS.AS PART OF A SEIU STATEWIDE REORGANIZATION, THIS UNION WAS ESTABLISHED TO MERGE THE OPERATIONS OF SEVERAL NORTHERN CALIFORNIA SEIU LOCALS. ASSETS FROM ALL LEGACY LOCALS HAVE BEEN TRANSFERRED TO SEIU LOCAL 1021 THROUGH DECEMBER 31, 2015. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 103 0 1 327 1 0 0 0 0 0 0 X 47 36 0 0 0 0 1 1 1 1 0 0 1 1 0 1 1 1 1 1 1 1 0 X ALMI BUSH 5103509814 447 29TH STREET OAKLAND CA 94609 ALEXANDER ALYSABETH VICE PRESIDENT - POLITICS 40.00 X X 64763 0 12233 BRADSHAW LARRY VICE PRESIDENT-REGION D 60.00 X X 68263 0 32868 CAMARILLO PAUL TREASURER 10.00 X X 7567 0 0 HOLMES-MORTON PAMELA SECRETARY (THRU MAY 2015) 5.00 X X 1500 0 0 JIMENEZ GARY F VICE PRESIDENT-REGION C 40.00 X X 16123 0 11075 JOHNSON CRAWFORD L VICE PRESIDENT-REGION A 35.00 X X 3600 0 0 JOUBERT KAREN VICE PRESIDENT-REPRESENTATION 40.00 X X 77965 0 19777 POPENUCK THOMAS VICE PRESIDENT-REGION B 24.00 X X 3600 0 0 SANCHEZ ROXANNE PRESIDENT 40.00 X X 85883 0 14124 TEON-NICOLS RAMSES VICE PRESIDENT-ORGANIZING 50.00 X X 64763 0 12233 WILLIAMS MARCUS C VICE PRESIDENT-REGION E 15.00 X X 3600 0 0 CHADWICK GAYLE EXECUTIVE BOARD MEMBER 6.00 X X 0 0 0 PENA RENATO EXECUTIVE BOARD MEMBER 5.00 X X 0 0 0 ROACH NADEEN EXECUTIVE BOARD MEMBER 4.00 X X 0 0 0 RIGGLEMAN MERCEDES EXECUTIVE BOARD MEMBER 10.00 X 353 0 0 AGBUNAG PRISCILLA EXECUTIVE BOARD MEMBER 5.00 X 3600 0 0 ALBERT PETER H EXECUTIVE BOARD MEMBER 25.00 X 3600 0 0 ATWELL NANCY EXECUTIVE BOARD MEMBER 5.00 X 3600 0 0 BIBB AKBAR EXECUTIVE BOARD MEMBER 5.00 X 3905 0 0 BOUTTE DERRICK EXECUTIVE BOARD MEMBER 5.00 X 3600 0 0 BREAKFIELD THERESA EXECUTIVE BOARD MEMBER 5.00 X 3600 0 0 CASTILLANO GINA EXECUTIVE BOARD MEMBER (THRU AUG 2015) 5.00 X 21064 0 1679 CAULFIELD-SCHARDT JANET EXECUTIVE BOARD MEMBER 15.00 X 4629 0 0 CAVNESS KATHRYN EXECUTIVE BOARD MEMBER 11.75 X 3600 0 0 COOPER NORLISSA EXECUTIVE BOARD MEMBER 7.00 X 50077 0 0 CORREA GREGORY L EXECUTIVE BOARD MEMBER 5.00 X 3600 0 0 CURIEL EVELYN EXECUTIVE BOARD MEMBER 5.00 X 3815 0 0 DAVIS RHEA EXECUTIVE BOARD MEMBER 5.00 X 8400 0 0 DIEP TINA EXECUTIVE BOARD MEMBER 5.00 X 4169 0 0 EATON AMOS EXECUTIVE BOARD MEMBER 15.00 X 4441 0 0 FAUCETT KARLA EXECUTIVE BOARD MEMBER 12.50 X 3600 0 0 FLEMING DAVID EXECUTIVE BOARD MEMBER 5.00 X 3600 0 0 GHANIM NANCY EXECUTIVE BOARD MEMBER 5.00 X 3600 0 0 GREENWOOD RICHARD EXECUTIVE BOARD MEMBER 9.00 X 3600 0 0 HAMPTON JESSE EXECUTIVE BOARD MEMBER 5.00 X 3000 0 0 LA ROSSA MARGARET EXECUTIVE BOARD MEMBER 15.00 X 5884 0 0 LANDRY CYNTHIA EXECUTIVE BOARD MEMBER 5.00 X 4587 0 0 LITTLE PAUL EXECUTIVE BOARD MEMBER 10.00 X 7610 0 0 LUTRARIO ROSA EXECUTIVE BOARD MEMBER (THRU JUL 2015) 5.00 X 2169 0 0 MARR DOUGLAS EXECUTIVE BOARD MEMBER 3.00 X 3600 0 0 MEDINA OMAR EXECUTIVE BOARD MEMBER 24.00 X 3600 0 0 MEYERS JULIE EXECUTIVE BOARD MEMBER 8.00 X 7262 0 0 MOSES KIMBERLY EXECUTIVE BOARD MEMBER 20.00 X 1500 0 0 RUSSELL-BENSON VALORIA EXECUTIVE BOARD MEMBER 5.00 X 3600 0 0 SANTIAGO ZENAIDA EXECUTIVE BOARD MEMBER 5.00 X 5800 0 0 STERN ERIC EXECUTIVE BOARD MEMBER 4.00 X 4770 0 0 TAYLOR ROBERT EXECUTIVE BOARD MEMBER 16.00 X 3600 0 0 TERRY RENITA EXECUTIVE BOARD MEMBER 5.00 X 3600 0 0 WATKINS ERIKA EXECUTIVE BOARD MEMBER 5.00 X 3300 0 0 WISE JAMES EXECUTIVE BOARD MEMBER 10.00 X 3600 0 0 STEAD-MENDEZ JOHN EXECUTIVE DIRECTOR 40.00 X 138386 0 48143 SCHAPIRO SETH HEAD OF OPERATIONS & LABOR RELATIONS 40.00 X 131036 0 46639 LYNCH KRISTIN DEPUTY DIRECTOR FOR EXTERNAL CAMPAIGNS 40.00 X 124139 0 51993 CANHAM DAVID E FIELD DIRECTOR 40.00 X 118622 0 40743 MOROWITZ LISA MBR ENGMNT/STAFF DEVLPMT DIRECTOR 40.00 X 111940 0 32375 1229685 0 323882 20 0 1 0 WEINBERG ROGER & ROSENFELD 1001 MARINA VILLAGE PKWY 200 ALAMEDA CA 94501 LEGAL SERVICES 570897 1 MEMBERSHIP DUES 561000 46079266 46079266 46079266 77579 77579 650214 667343 -17129 -17129 -17129 MISCELLANEOUS 900099 47325 47325 47325 46187041 46126591 0 60450 208249 709548 14257846 2864866 4062443 1771109 821001 84123 33291 391257 3742 727891 764601 2176437 1317840 809157 107197 12220116 311629 140629 CONSTITUENT ACTIVITIES 1580865 SUBSCRIPT./PUBLICATIONS 34364 44120 45442321 5761758 6123654 12215357 12418407 3067019 2592906 6886635 1750407 5048439 5136228 2468990 2460813 22964 10315 28584527 28742323 3603594 3836132 2155841 2082940 278121 177774 6037556 6096846 X 22546971 22645477 22546971 22645477 28584527 28742323 X 744720 -108000 -538214 X 0 1 X 1 0 CANDIDATE PAC 555 CAPITOL MALL SUITE 1425 SACRAMENTO CA 95814 753236075 387983 1 1 0 574485 574485 6312150 1750407 4561743 5136228 DEFERRED RENT 177774 177774 X 46079041 -108000 -108000 46187041 0 46187041 45891342 449021 449021 45442321 0 45442321 PART X, LINE 2: NO PROVISION HAS BEEN MADE FOR INCOME TAXES AS THE UNION IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(5) OF THE INTERNAL REVENUE CODE AND THE APPLICABLE STATE OF CALIFORNIA CODE SECTION. THE UNION FOLLOWS ASC 740 ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PROVIDES GUIDANCE ON THE RECOGNITION, DE-RECOGNITION AND MEASUREMENT OF BENEFITS RELATED TO AN ENTITY'S UNCERTAIN TAX POSITIONS. MANAGEMENT EVALUATED THE UNION'S TAX POSITIONS AND CONCLUDED THAT THE UNION HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRED RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. PART XII, LINE 2D - OTHER ADJUSTMENTS: PAC EXPENSES 449,021. 1 A PHILIP RANDOLPH INSTITUTE SF 1301 EVANS AVENUE SAN FRANCISCO CA 94124 132548181 501(C)(4) 5000 DONATION - GALA/DINNER ACCE INSTITUTE 2501 INTERNATIONAL BLVD 1D OAKLAND CA 94602 271487442 501(C)(3) 12500 DONATION - GALA/DINNER ALAMEDA COUNTY CLC 7750 PARDEE LN 105 OAKLAND CA 94621 940376350 501(C)(5) 21500 DONATIONS - GALA/DINNER ASIAN HEALTH SERVICES 818 WEBSTER STREET OAKLAND CA 94607 942235908 501(C)(3) 5500 DONATION - GALA/DINNER CAMPAIGN FOR A HEALTHY CALIFORNIA 2000 FRANKLIN ST OAKLAND CA 94612 940362060 501(C)(5) 5100 DONATION - GALA/DINNER CAPITAL REGION ORGANIZING PROJECT 1225 8TH STR STE 350 SACRAMENTO CA 95814 461234722 501(C)(5) 5000 SUPPORT CAUSE COMMUNITY FOUNDATION OF SAN JOAQUIN 501 W WEBER AVENUE SUITE 200-D STOCKTON CA 95203 261476916 501(C)(3) 5000 DONATION EBASE 1814 FRANKLIN STREET 325 OAKLAND CA 94612 943314108 501(C)(3) 5000 DONATION KALEO CHRISTIAN FELLOWSHIP 7700 MOUNTAIN BLVD OAKLAND CA 94606 680189430 501(C)(3) 5000 DONATION MUJERES UNIDAS Y ACTIVAS 3543 - 18TH STREET 23 SAN FRANCISCO CA 94110 202986926 501(C)(3) 5000 DONATION - ANNIVERSARY EVENT NORTH BAY JOBS WITH JUSTICELIVING WAGE COALITION PO BOX 427 SANTA ROSA CA 95402 680043657 501(C)(5) 10000 SUPPORT CAUSE NORTH BAY ORGANIZING PROJECT PO BOX 503 GRATON CA 95444 452369887 501(C)(3) 10500 SUPPORT CAUSE SEIU INTERNATIONAL 1800 MASSACHUSETTS AVE NW WASHINGTON DC 20036 360852885 501(C)(5) 5000 DONATION - NEPAL RELIEF USLAW - US LABOR AGAINST THE WAR 1718 M STR NW 153 WASHINGTON DC 20036 593795492 501(C)(4) 6250 SUPPORT CAUSE 7 7 PART I, LINE 2: GRANTS ARE APPROVED BY THE EXECUTIVE BOARD, AND INCLUDED IN THE MINUTES. THE ORGANIZATION MAKES GRANTS ONLY TO QUALIFIED RECIPIENTS AND MONITORS THE USE OF FUNDS. PRIOR TO APPROVAL OF THE GRANT, SEIU LOCAL 1021 RECEIVES CONFIRMATION FROM ANY RECIPIENT THAT AMOUNTS GIVEN WILL BE SPENT IN ACCORDANCE WITH THE GRANTEE'S CHARITABLE PURPOSES. X 0 0 0 STEAD-MENDEZ JOHN EXECUTIVE DIRECTOR 133386 0 0 0 5000 0 26677 0 21466 0 186529 0 0 0 SCHAPIRO SETH HEAD OF OPERATIONS & LABOR RELATIONS 126036 0 0 0 5000 0 25207 0 21432 0 177675 0 0 0 LYNCH KRISTIN DEPUTY DIRECTOR FOR EXTERNAL CAMPAIG 119139 0 0 0 5000 0 23828 0 28165 0 176132 0 0 0 CANHAM DAVID E FIELD DIRECTOR 105545 0 0 0 13077 0 21109 0 19634 0 159365 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS REGULAR MEMBERS THAT CAN ELECT THE EXECUTIVE BOARD AND OFFICERS. FORM 990, PART VI, SECTION A, LINE 7A THE REGULAR MEMBERS, WITH THEIR VOTES, DETERMINE THE EXECUTIVE BOARD AND OFFICERS. THROUGH VOTING AND EXECUTIVE BOARD APPROVAL, GOVERNING ISSUES ARE ESTABLISHED. FORM 990, PART VI, SECTION A, LINE 7B GOVERNANCE DECISIONS ARE SUBJECT TO APPROVAL BY REGULAR MEMBERS. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DOES NOT HAVE A COMMITTEE WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990, PREPARED BY THE ACCOUNTANTS, WAS NOT REVIEWED BY THE GOVERNING BODY THIS YEAR BEFORE FILING. HOWEVER, THE BUDGET & FINANCE COMMITTEE REVIEWED THE FORM 990. THE BUDGET & FINANCE DIRECTOR ADDRESSED ANY QUESTIONS FROM THE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL ACKNOWLEDGEMENT IS REQUESTED BY OFFICERS, DIRECTORS AND MANAGERIAL EMPLOYEES THAT THE POLICY HAS BEEN READ, UNDERSTOOD, AND AGREED TO ITS COMPLIANCE. PERIODIC REVIEWS BY THE OPERATIONS DEPARTMENT WILL BE CONDUCTED TO MONITOR COMPLIANCE. IF A CONFLICT ARISES, IT IS REVIEWED BY THE OPERATIONS DEPARTMENT AND IF NECESSARY, THE INDIVIDUAL WILL BE EXCLUDED FROM MAKING DECISIONS IN RELATION TO APPLICABLE TRANSACTIONS. FORM 990, PART VI, SECTION B, LINE 15 ALL COMPENSATION, WHICH INCLUDES APPROVAL OF STAFF COLLECTIVE BARGAINING AGREEMENTS; STIPEND AMOUNTS AND POLICY; CALCULATIONS FOR KEY EMPLOYEES, DIRECTORS, AND OTHER SUPERVISORY STAFF ARE APPROVED BY THE EXECUTIVE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. THE ORGANIZATION'S BYLAWS ARE ALSO AVAILABLE THROUGH THE ORGANIZATION'S WEBSITE. THESE DOCUMENTS ARE AVAILABLE FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D). FORM 990, PART XI, LINE 9: PAC EXPENSES -449,021. PAC CASH -87,942. PAC ACCRUED EXPENSES -1,251. 100 OAK STREET CORPORATION 100 OAK STREET OAKLAND CA 94607 943195450 TITLE HOLDING COMPANY FOR EXEMPT ORGANIZATION CA 501(C)(2) SEIU LOCAL 1021 1 SEIU LOCAL 1021 INDEPENDENT EXPENDITURE PAC 555 CAPITOL MALL STE 1425 SACRAMENTO CA 958144602 753236080 POLITICAL CA 527 SEIU LOCAL 1021 1 SEIU LOCAL 1021 CANDIDATE PAC 555 CAPITOL MALL STE 1425 SACRAMENTO CA 958144602 753236075 POLITICAL CA 527 SEIU LOCAL 1021 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 SEIU LOCAL 1021 CANDIDATE PAC R 387983 CASH