2016-11-08T13:00:56-06:00 2015-12-31 231406493 MORISON COGEN LLP 484 NORRISTOWN RD STE 100 BLUE BELL PA 19422 990 2015-01-01 232818395 NATIONAL COMPREHENSIVE CANCER NETWORK NATI 2156900300 275 COMMERCE DRIVE NO 300 FORT WASHINGTON PA 19034 LISA KIMBRO CHIEF FINANCIAL OFFICER 2156900300 2016-11-04 1 JOSEPH M KISTNER CPA P00157086 2674403000 2015 2017-02-10 21:41:12Z ROBERT W CARLSON MD 275 COMMERCE DRIVE NO 300 FORT WASHINGTON PA 19034 29186308 0 X WWW.NCCN.ORG X 1993 DE TO IMPROVE THE QUALITY, EFFECTIVENESS, AND EFFICIENCY OF CANCER CARE SO THAT PATIENTS CAN LIVE BETTER LIVES. 26 26 100 1207 247277 116219 16954382 16644006 10237396 11748409 32666 36143 725414 757750 27949858 29186308 2713763 2545035 0 0 11633809 12420067 0 0 513559 8674301 9296846 23021873 24261948 4927985 4924360 35074025 41493904 15566153 17071359 19507872 24422545 X TO IMPROVE THE QUALITY, EFFECTIVENESS, AND EFFICIENCY OF CANCER CARE SO THAT PATIENTS CAN LIVE BETTER LIVES. 0 0 11958927 10618804 WITH EXPERTS FROM MAJOR ACADEMIC CANCER CENTERS, DEVELOP AND UPDATE CLINICAL PRACTICE GUIDELINES FOR TREATMENT OF CANCER; INCLUDES FREE DISTRIBUTION OF CONTENT, AND EDUCATIONAL CONFERENCES AND SYMPOSIA TO COMMUNICATE CONTENT. 4339322 2545035 DEVELOPMENT OF A CLINICAL RESEARCH NETWORK OF PHYSICIANS AT MEMBER ACADEMIC CANCER CENTERS TO FACILITATE THE CONDUCT OF STUDIES TO ADVANCE THE STATE-OF-THE-ART IN CANCER CARE. 2335519 1171930 DISSEMINATION OF PATIENT INFORMATION BASED ON GUIDELINES; DEVELOPMENT AND DISSEMINATION OF MEASURES TO ACCESS THE QUALITY OF CARE. 1694067 715425 DEVELOPMENT OF OTHER PUBLIC AND PROFESSIONAL INFORMATION PROGRAMS TO FACILITATE ACCESS TO CANCER SPECIALTY SERVICES. 1694067 715425 20327835 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 250 0 1 100 1 1 1 0 0 0 0 0 0 0 0 0 X 26 26 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MS MN MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X LISA KIMBRO 2156900300 275 COMMERCE DRIVE SUITE 300 FORT WASHINGTON PA 19034 NEAL J MEROPOL MD DIRECTOR 2.00 X 0 0 0 MARWAN G FAKIH MD DIRECTOR 2.00 X 0 0 0 MARA G BLOOM JD MS DIRECTOR, SECRETARY 2.00 X 0 0 0 THOMAS A D'AMICO MD DIRECTOR 2.00 X 0 0 0 PAUL F ENGSTROM MD FACP DIRECTOR 2.00 X 0 0 0 PETER F COCCIA MD DIRECTOR 2.00 X 0 0 0 F MARC STEWART MD DIRECTOR 2.00 X 0 0 0 RAY LYNCH CPA MBA DIRECTOR, TREASURER 2.00 X 0 0 0 JAN C BUCKNER MD DIRECTOR 2.00 X 0 0 0 DAVID G PFISTER MD DIRECTOR 2.00 X 0 0 0 LOUIS B HARRISON MD DIRECTOR 2.00 X 0 0 0 AL B BENSON III MD FACP FASCO DIRECTOR 2.00 X 0 0 0 JAMES L MOHLER MD DIRECTOR 2.00 X 0 0 0 TIMOTHY J EBERLEIN MD DIRECTOR, VICE-CHAIR 2.00 X 0 0 0 ALBERTO S PAPPO MD DIRECTOR 2.00 X 0 0 0 DOUGLAS W BLAYNEY MD DIRECTOR 2.00 X 0 0 0 WILLIAM E CARSON III MD DIRECTOR 2.00 X 0 0 0 DAVID S ETTINGER MD FACP FCCP DIRECTOR 2.00 X 0 0 0 RANDAL S WEBER MD DIRECTOR 2.00 X 0 0 0 BARBARA PARKER MD DIRECTOR 2.00 X 0 0 0 ALAN P VENOOK MD DIRECTOR 2.00 X 0 0 0 LISLE M NABELL MD DIRECTOR 2.00 X 0 0 0 W THOMAS PURCELL MD MBA DIRECTOR 2.00 X 0 0 0 SAMUEL M SILVER MD PHD MACP DIRECTOR, CHAIR 2.00 X 0 0 0 MICHAEL N NEUSS MD DIRECTOR 2.00 X 0 0 0 ROGERIO LILENBAUM MD DIRECTOR 2.00 X 0 0 0 ROBERT W CARLSON MD CHIEF EXECUTIVE OFFICER 40.00 X 608208 0 60663 GARY WEYHMULLER CHIEF OPERATING OFFICER 40.00 X 385568 0 70193 LISA G KIMBRO CHIEF FINANCIAL OFFICER 40.00 X 304665 0 46619 JOAN S MCCLURE SENIOR VP, CLINICAL INFORM 40.00 X 301938 0 53995 C LYN FITZGERALD SENIOR VP, US & GLOBAL DEVELOPMENT 40.00 X 247196 0 63243 KRISTINA M GREGORY VP, CLINICAL INFORMATION OPERATIONS 40.00 X 217541 0 32552 DIANE E PAUL VP, ONCOLOGY RESEARCH PROGRAM 40.00 X 186702 0 39556 LINDA LEACH DIRECTOR, ADMINISTRATION AND HUMAN RESOURCE 40.00 X 195477 0 24250 LAUREN GALLAGHER DIRECTOR DRUGS & BIOLOGICS 40.00 X 179746 0 44580 EILEEN CONNOLLY CONTROLLER 40.00 X 172834 0 22760 2799875 0 458411 26 0 1 0 DIPLOMAT RESORT AND SPA 3555 S OCEAN DRIVE HOLLYWOOD FL 33019 CONFERENCE PRODUCTION 1443838 IBM CORPORATION 275 VIGER EAST MONTREAL, QUEBEC CA H2X 3R7 SOFTWARE CONSULTING 697959 CLINICAL CARE OPTIONS LLC 12001 SUNRISE VALLEY DRIVE SUITE 3 RESTON VA 20191 MEDICAL EDUCATION PROGRAM SERVICES 602604 HEALTH RESEARCH INC ELM CARLTON STREETS BUFFALO NY 14263 RESEARCH 419646 RAM PRODUCTIONS 677 FIFTH STREET ATCO NJ 08004 AUDIOVISUAL SERVICES 343672 19 3304584 13339422 16644006 LICENSE FEES 900099 2860192 2860192 PERMISSION FEES 900099 2582431 2582431 GUIDELINE DISTRIBUTION 900099 2162878 2162878 SUBSCRIPTIONS 900099 1328002 1328002 2814906 2814906 11748409 36143 36143 510473 510473 ADVERTISING 541800 247277 247277 247277 29186308 12258882 247277 36143 2545035 2545035 1847575 1432333 370752 44490 7526462 6713430 491711 321321 554930 482084 51087 21759 1901116 1651554 175017 74545 589984 512536 54314 23134 309029 220948 88081 49800 13000 36800 756301 542451 213850 40425 6875 33550 123878 71822 51922 134 1245177 1048967 195954 256 929135 929135 899362 690910 191360 17092 2410989 2410989 102446 16633 85813 108761 282 108479 CONTRACT ADJUSTMENT/BAD 531069 466044 65025 0 HONORARIA 495107 492607 2500 0 PRINTING AND PUBLICATIO 333410 336885 -3475 0 CATERING 288549 222431 64723 1395 673408 450019 213956 9433 24261948 20327835 3420554 513559 10123792 17607921 15676926 15703312 4637665 4526884 3792715 2815690 160984 128802 308138 356579 2017492 1662776 373805 354716 35074025 41493904 1983788 1692694 13582365 15378665 15566153 17071359 X 13762542 18885534 5745330 5537011 19507872 24422545 35074025 41493904 4924360 -9687 0 X X 0 1 X 1 0 X 16909721 14901085 14251457 16954382 16644006 79660651 16909721 14901085 14251457 16954382 16644006 79660651 17269957 62390694 460409 614667 567540 547109 546617 2736342 62096 80716 117219 260031 8829913 7432102 7974208 10237397 11748410 46222030 128879054 0.48410 0.51090 X SCHEDULE A - PART II SECTION B LINE 10 OTHER INCOME INCLUDES THE FOLLOWING ITEMS: GUIDELINE DISTRIBUTION $2,162,878 PERMISSION FEES 2,582,431 SUBSCRIPTION REVENUE FROM THE NCCN COMPENDIA, CHEMOTHERAPY ORDER TEMPLATES AND FLASH UDPATES 1,328,002 LICENSE FEE REVENUE FOR LICENSING OF NCCN PRODUCTS 2,860,192 REGISTRATION FEES FOR NCCN EDUCATIONAL PROGRAMS 487,827 TRENDS SURVEY FEES FOR NCCN TRENDS REPORTS 341,500 TUITION FEES FOR NCCN ACADEMY 458,520 ACCESS FEES FOR NCCN CONTENT 65,000 EXHIBIT FEES FOR EXHIBITING AT NCCN EDUCATIONAL PROGRAMS 687,000 CONSULTING REVENUE 518,153 FELLOWSHIP GRANT 256,906 TOTAL $11,748,409 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 208080 38630 169450 1809412 1624146 185266 354716 29176621 -9687 -9687 29186308 0 29186308 24261948 0 24261948 0 24261948 1 CITY OF HOPE COMPREHENSIVE CANCER CENTER 1500 DUARTE ROAD DUARTE CA 91010 951683875 501(C)(3) 10000 RESEARCH DANA FARBER CANCER INSTITUTE 450 BROOKLINE AVENUE BP320 BOSTON MA 02215 043320640 501(C)(3) 282053 RESEARCH H LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(C)(3) 18739 RESEARCH HEALTH RESEARCH INC ELM AND CARLTON STREETS BUFFALO NY 14263 141402155 501(C)(3) 419646 RESEARCH JOHNS HOPKINS UNIVERSITY 733 N BORADWAY SUITE 117 BALTIMORE MD 21205 520595110 501(C)(3) 130823 RESEARCH MEMORIAL SLOAN KETTERING CANCER CENTER 1275 YORK AVENUE NEW YORK NY 10065 131624182 501(C)(3) 246178 RESEARCH NORTHSIDE HOSPITAL INC 1000 JOHNSON FERRY ROAD NE ATLANTA GA 30342 581954432 501(C)(3) 17896 RESEARCH NORTWESTERN UNIVERSITY HEALTH SYSTEM 750 N LAKE SHORE DRIVE 7TH FLOOR CHICAGO IL 60611 362167817 501(C)(3) 98226 RESEARCH THE OHIO STATE UNIVERSITY COMPREHENSIVE CANCER CENTER 1960 KENNY ROAD COLUMBUS OH 43211 316401599 501(C)(3) 335389 RESEARCH REGENTS OF THE UNIVERSITY OF CALIFORNIA 1855 FOLSOM STREET ROOM 425 SAN FRANCISCO CA 94143 946036493 501(C)(3) 142168 RESEARCH REGENTS OF THE UNIVERSITY OF COLORADO 1800 GRANT STREET SUITE 600 DENVER CO 80203 846000555 501(C)(3) 36479 RESEARCH THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 11 FRANKLIN AVENUE RYE NY 10580 231352685 501(C)(3) 9786 RESEARCH THE UNIVERSITY OF TEXAS 1515 HOLCOMBE AVENUE UNIT 176 HOUSTON TX 77030 746001118 501(C)(3) 85959 RESEARCH UNIVERSITY OF ALABAMA AT BIRMINGHAM COMPREHENSIVE CANCER CENTER 1824 6TH AVENUE SOUTH BIRMINGHAM AL 352943300 636005396 501(C)(3) 10295 RESEARCH UNIVERSITY OF MICHIGAN 3003 S STATE STREET ROOM 2044 ANN ARBOR MI 48104 386006309 501(C)(3) 32283 RESEARCH UNIVERSITY OF NEBRASKA MEDICAL CENTER 985100 NEBRASKA MEDICAL CENTER OMAHA NE 681985100 470049123 501(C)(3) 29997 RESEARCH UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM STREET SAN FRANCISCO CA 94113 946036493 501(C)(3) 62500 RESEARCH UNIVERSITY OF UTAH 75 SOUTH 2000 EAST CIRCLE OF HOPE SALT LAKE CITY UT 841128930 876000525 501(C)(3) 44999 RESEARCH UNIVERSITY OF WASHINGTON 825 EASTLAKE AVENUE SEATTLE WA 98109 916001537 115 104345 RESEARCH VANDERBILT UNIVERSITY MEDICAL CENTER DEPARTMENT OF FINANCE AT40303 ATLANTA GA 311920303 620476822 501(C)(3) 269726 RESEARCH WASHINGTON UNIVERSITY 700 ROSEDALE AVENUE ST LOUIS MO 63112 430653611 501(C)(3) 120191 RESEARCH YALE UNIVERSITY SCHOOL OF MEDICINE PO BOX 208087 HEW HAVEN CT 065208087 060646973 501(C)(3) 37357 RESEARCH 22 0 PART I, LINE 2: NATIONAL COMPREHENSIVE CANCER NETWORK (NCCN) ENTERS INTO RESEARCH GRANT AGREEMENTS WITH INSTITUTIONS TO CONDUCT RESEARCH FOR INDIVIDUAL STUDY PROJECTS APPROVED BY NCCN'S SCIENTIFIC REVIEW COMMITTEES. THE SCOPE AND NATURE OF STUDIES TO BE PERFORMED BY GRANT RECIPIENTS ARE IN ACCORDANCE WITH THE APPROVED PROTOCOLS DEVELOPED BY THE PRINCIPAL INVESTIGATORS AND CONSISTENT WITH THE PROPOSALS SUBMITTED TO AND APPROVED BY THE NCCN SCIENTIFIC REVIEW COMMITTEES. PRINCIPAL INVESTIGATORS OR THEIR INSTITUTION MUST ATTEST THAT THEY WILL ABIDE BY THE TERMS OF THE NCCN RESEARCH AGREEMENT AND THAT THE PRINCIPAL INVESTIGATOR HAS NOT BEEN DISBARRED UNDER ANY RELEVANT STATUTES. IF AN INSTITUTION DOES NOT COMMENCE A STUDY WITHIN THE REQUIRED TIMELINE, NCCN MAY TERMINATE THE STUDY IF A CORRECTIVE ACTION PLAN IS NOT SUBMITTED BY THE INVESTIGATOR AND APPROVED BY NCCN. FUNDING THAT HAD BEEN SUPPLIED BY NCCN TO AN INSTITUTION FOR A STUDY THAT DOES NOT COMMENCE WITHIN THE APPLICABLE SPECIFIED TIME PERIOD MUST BE RETURNED IMMEDIATELY TO NCCN BY THE INSTITUTION. DURING THE TERM OF THE GRANT, INSTITUTIONS REPORT TO NCCN ON A QUARTERLY BASIS THE STATUS AND PROGRESS OF THE FUNDED STUDIES. REPORTS INCLUDE AN ASSESSMENT OF TOTAL ENROLLMENT, ELIGIBILITY, AND ACCRUAL OF PATIENTS. IN CONSIDERATION FOR PERFORMANCE OF THE STUDY, NCCN DISTRIBUTES GRANT MONIES TO INSTITUTIONS WHEN CERTAIN BENCHMARKS FOR PATIENT ACCRUAL ARE MET AND THE FINAL PAYMENT IS DISBURSED UPON RECEIPT OF FINAL REPORTS AND / OR MANUSCRIPTS. INSTITUTIONS THAT DO NOT ENROLL THEIR STUDIES FULLY ARE REQUIRED TO RECONCILE STUDY EXPENSES AT TERMINATION OR COMPLETION AND RETURN UNUSED FUNDS TO NCCN WHICH ARE IN TURN RETURNED TO THE GRANTOR. X X X X 0 0 0 0 0 0 0 0 0 ROBERT W CARLSON MD CHIEF EXECUTIVE OFFICER 531768 0 76440 0 0 0 26500 0 34163 0 668871 0 0 0 GARY WEYHMULLER CHIEF OPERATING OFFICER 351818 0 33750 0 0 0 26500 0 43693 0 455761 0 0 0 LISA G KIMBRO CHIEF FINANCIAL OFFICER 277389 0 27276 0 0 0 26500 0 20119 0 351284 0 0 0 JOAN S MCCLURE SENIOR VP, CLINICAL INFORM 274326 0 27612 0 0 0 26500 0 27495 0 355933 0 0 0 C LYN FITZGERALD SENIOR VP, US & GLOBAL DEVELOPMENT 225460 0 21736 0 0 0 23280 0 39963 0 310439 0 0 0 KRISTINA M GREGORY VP, CLINICAL INFORMATION OPERATIONS 197833 0 19708 0 0 0 19987 0 12565 0 250093 0 0 0 DIANE E PAUL VP, ONCOLOGY RESEARCH PROGRAM 167198 0 19504 0 0 0 17110 0 22446 0 226258 0 0 0 LINDA LEACH DIRECTOR, ADMINISTRATION AND HUMAN R 177770 0 17707 0 0 0 11755 0 12495 0 219727 0 0 0 LAUREN GALLAGHER DIRECTOR DRUGS & BIOLOGICS 179746 0 0 0 0 0 12042 0 32538 0 224326 0 0 0 EILEEN CONNOLLY CONTROLLER 157205 0 15629 0 0 0 10351 0 12409 0 195594 0 0 0 FORM 990, PART I, LINE 6, VOLUNTEERS: NCCN HAD 1,207 VOLUNTEERS COMMIT APPROXIMATELY 26,411 VOLUNTEER HOURS AS PANEL MEMBERS UPDATING EACH OF THE NCCN GUIDELINES FOR CANCER TREATMENT. FORM 990, PART VI, SECTION B, LINE 11 NCCN PROVIDES A DRAFT COPY OF THE FORM 990 TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS FOR ITS REVIEW AND APPROVAL PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C NCCN REQUIRES OFFICERS, DIRECTORS, AND KEY EMPLOYEES TO ANNUALLY COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE. THIS QUESTIONNAIRE SHALL BE UPDATED AS NECESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. COMPLETED QUESTIONNAIRES SHALL BE AVAILABLE FOR INSPECTION BY ANY BOARD MEMBER AND MAY BE REVIEWED BY NCCN'S LEGAL COUNSEL. SENIOR NCCN STAFF REVIEW THE CONFLICT OF INTEREST FORMS ANNUALLY, PROVIDE A REPORT TO THE EXECUTIVE COMMITTEE AND TAKE CORRECTIVE ACTION IF NEEDED. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF NCCN'S CEO IS REVIEWED PERIODICALLY BY AN INDEPENDENT ORGANIZATION ENGAGED BY THE CHAIRMAN OF NCCN'S BOARD OF DIRECTORS TO CONDUCT A SALARY COMPARABILITY STUDY AND SURVEY. A SALARY COMPARABILITY STUDY WAS CONDUCTED BY AN INDEPENDENT ORGANIZATION DURING 2015. THE INFORMATION FROM THE SURVEY CONDUCTED BY THE INDEPENDENT ORGANIZATION IS FORWARDED TO NCCN'S EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS FOR THEIR REVIEW. EACH YEAR, THE EXECUTIVE COMMITTEE OF NCCN'S BOARD OF DIRECTORS RECEIVES INFORMATION REGARDING THE CEO'S PAST SALARY HISTORY AS WELL AS THE CEO'S ACCOMPLISHMENTS. NCCN'S EXECUTIVE COMMITTEE SCHEDULES A CONFERENCE CALL TO REVIEW THIS INFORMATION AND TO DISCUSS RECOMMENDATIONS FOR THE CEO'S SALARY AND BONUS FOR THE UPCOMING YEAR. FORM 990, PART VI, SECTION B, LINE 15B: THE COMPENSATION OF NCCN'S CHIEF OPERATING OFFICER (COO), CHIEF FINANCIAL OFFICER (CFO), SENIOR VICE PRESIDENT OF CLINICAL INFORMATION AND PUBLICATIONS, AND SENIOR VICE PRESIDENT U.S. & GLOBAL DEVELOPMENT IS REVIEWED PERIODICALLY BY AN INDEPENDENT ORGANIZATION ENGAGED BY THE CEO OF NCCN. THE ORGANIZATION CONDUCTS A SALARY COMPARABILITY STUDY AND SURVEY FOR COMPARABLE POSITIONS IN SIMILAR ORGANIZATIONS. A SALARY COMPARABILITY STUDY WAS CONDUCTED BY AN INDEPENDENT ORGANIZATION DURING 2015. THE CEO REVIEWS THE SALARY STUDY AND SURVEY TO DETERMINE THE COMPENSATION FOR THE ABOVE KEY EMPLOYEES OF NCCN. FORM 990, PART VI, SECTION C, LINE 19 NCCN MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE FINANCE COMMITTEE ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. NCCN FOUNDATION 275 COMMERCE DRIVE STE 300 FORT WASHINGTON PA 19034 271536314 FOUNDATION DE 501(C)(3) LINE 7 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 NCCN FOUNDATION L 480165 FMV NCCN FOUNDATION O 574008 FMV PART V LINE 2C SALARIES AND BENEFITS $479,971 PROFESSIONAL FEES 32,426 TRAVEL AND MEETINGS 45,270 OFFICE EXPENSE 5,009 SUPPLIES AND PRINTING 4,197 OTHER EXPENSES 4,898 TELEPHONE 2,237 TOTAL $574,008