2016-11-11T18:46:27-06:00 2015-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2015-01-01 366143003 AMERICAN ASSOCIATION OF ENDODONTISTS FOUNDATION AMER 3122667255 211 EAST CHICAGO AVENUE NO 1100 CHICAGO IL 60611 SUBRINA L WOOD EXECUTIVE DIRECTOR 3122669819 2016-11-11 1 SUBRINA L WOOD P00365899 2023319880 2015 2017-02-10 21:41:12Z KENNETH WIDELKA 211 EAST CHICAGO AVENUE NO 1100 CHICAGO IL 60611 20265499 0 X WWW.AAE.ORG/FOUNDATION X 1966 IL TO INSPIRE AND SUPPORT RESEARCH AND EDUCATIONAL PROGRAMS AND OPPORTUNITIES IN ENDODONTOLOGY. 22 22 0 70 0 0 988774 1060872 0 0 1396627 3497911 0 -3000 2385401 4555783 1205039 1369715 0 0 8139 23992 0 0 306669 804645 676701 2017823 2070408 367578 2485375 31138524 28935508 707433 514539 30431091 28420969 THE AAE FOUNDATION SEEKS TO IMPROVE ORAL HEALTH BY SECURING CONTRIBUTIONS, SHEPHERDING RESOURCES AND SHARING GRANT FUNDS THAT SUPPORT RESEARCH, GENERATE NEW KNOWLEDGE AND ENHANCE ENDODONTIC EDUCATION. 0 0 1495858 1369715 RESEARCH GRANTS AND FELLOWSHIPS TO SUPPORT CLINICAL RESEARCH AND THE GENESIS OF NEW KNOWLEDGE IN ENDODONTICS AND TO ENHANCE EDUCATIONAL PROGRAMS. 1495858 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 1 1 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 129 0 1 0 0 0 0 0 0 0 0 0 0 0 X 22 22 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 IL X REBECCA PERRY 8008723636 211 EAST CHICAGO AVENUE SUITE 1100 CHICAGO IL 606112691 LOUIS E ROSSMAN PRESIDENT 1.00 X X 3976 0 0 PETER A MORGAN PRESIDENT-ELECT 1.00 X X 1021 0 0 JACK BURLISON TREASURER 1.00 X X 0 0 0 TOM KENNEDY TREASURER 1.00 X X 671 0 0 MARY T PETTIETTE SECRETARY 1.00 X X 1850 0 0 MARGOT KUSIENSKI SECRETARY 1.00 X X 2851 0 0 SAMUEL O DORN BOARD MEMBER 1.00 X 1560 0 0 SCOTT FEHRS BOARD MEMBER 1.00 X 0 0 0 DAVID C FUNDERBURK BOARD MEMBER 1.00 X 1249 0 0 MO K KANG BOARD MEMBER 1.00 X 0 0 0 KEVIN M KEATING BOARD MEMBER 1.00 X 0 0 0 KIM LIVESAY BOARD MEMBER 1.00 X 0 0 0 MELISSA MARCHESAN BOARD MEMBER 1.00 X 1306 0 0 JOHN M NUSSTEIN BOARD MEMBER 1.00 X 3051 0 0 DANIELLA S PEINADO BOARD MEMBER 1.00 X 0 0 0 ROBERTA PILEGGI BOARD MEMBER 1.00 X 1643 0 0 FIZA SINGH BOARD MEMBER 1.00 X 671 0 0 PATRICIA TORDIK BOARD MEMBER 1.00 X 0 0 0 SUSAN L WOOD BOARD MEMBER 1.00 X 0 0 0 PETER S WEBER EXECUTIVE DIRECTOR 1.00 36.00 X X 0 331168 0 TERRYL PROPPER AAE OFFICER SERVING AS TRUSTEE 1.00 X 768 0 12412 GARY R HARTWELL AAE OFFICER SERVING AS TRUSTEE 1.00 X 0 0 0 LINDA LEVIN AAE OFFICER SERVING AS TRUSTEE 1.00 X 0 0 0 GARRY L MYERS AAE OFFICER SERVING AS TRUSTEE 1.00 X 2701 0 0 ROBERT S RODA AAE OFFICER SERVING AS TRUSTEE 1.00 X 671 0 0 DEBBY RICE ASSISTANT EXECUTIVE DIRECTOR 1.00 36.00 X 0 135867 36867 TRINA ANDRESEN COE DEPUTY EXECUTIVE DIRECTOR 1.00 36.00 X 0 134031 20386 23989 601066 69665 0 0 1 0 0 28540 1032332 1060872 1160943 1160943 17990184 15653216 2336968 2336968 2336968 53500 28540 56500 -3000 -3000 4555783 0 0 3494911 822302 822302 515424 515424 31989 31989 23992 23992 14000 14000 37653 37653 55812 39082 16730 40627 10157 10157 20313 127363 16996 76375 33992 10124 2531 2531 5062 5285 5285 COST SHARING REIMBURSEM 380477 95119 95119 190239 ALL OTHER EXPENSES 5360 1340 1340 2680 2070408 1495858 267881 306669 318724 108754 1157747 876240 1508189 1484030 47373 1035 6330 3280 60098 45001 25220 15097 28074941 26447072 31138524 28935508 248795 199280 311268 224708 147370 90551 707433 514539 X 29674545 26936939 756546 1484030 30431091 28420969 31138524 28935508 2485375 -4495497 0 X X 0 1 X 1 0 X X 1 AMERICAN ASSN OF ENDODONTISTS 236191090 9 0 144602 0 1 144602 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 PART IV, SECTION A, LINE 1: THE FOUNDATION'S ARTICLES OF INCORPORATION DO NOT SPECIFICALLY MENTION THE AMERICAN ASSOCIATION OF ENDODONTISTS (AAE) AS BEING A SUPPORTED ORGANIZATION. HOWEVER, AAE AND THE FOUNDATION HAVE A HISTORIC AND CONTINUING RELATIONSHIP. FURTHERMORE, AAE QUALIFIED AS A 509(A)(2) ORGANIZATION AND THERE HAS DEVELOPED A SUBSTANTIAL IDENTITY OF INTERESTS BETWEEN AAE AND THE FOUNDATION. PART IV, SECTION A, LINE 2: THE FOUNDATION'S SUPPORTED ORGANIZATION, AMERICAN ASSOCIATION OF ENDODONTISTS (AAE), IS SUPPORTED BY MEMBERSHIP DUES AND FUNDS RESULTING FROM THE PERFORMANCE OF ITS EXEMPT ACTIVITIES. THE SUPPORT CONSTITUTES MORE THAN ONE-THIRD OF AAE'S SUPPORT AND AAE DOES NOT NORMALLY RECEIVE MORE THAN ONE-THIRD OF ITS SUPPORT FROM ITEMS DESCRIBED IN SECTION 509(A)(2)(B). SINCE MORE THAN ONE-THIRD OF AAE'S SUPPORT IS DERIVED FROM MEMBERSHIP DUES AND FUNDS RESULTING FROM THE PERFORMANCE OF EXEMPT PURPOSES AND NOT MORE THAN ONE-THIRD OF ITS SUPPORT IS FROM ITEMS DESCRIBED IN SECTION 509(A)(2)(B), AAE QUALIFIES AS A PUBLICLY SUPPORTED ORGANIZATION DESCRIBED IN SECTION 509(A)(2) IF IT WERE DESCRIBED IN SECTION 501(C)(3) RATHER THAN SECTION 501(C)(6). PART IV, SECTION A, LINE 3B: THE DETERMINATION WAS MADE IN THE CURRENT YEAR BASED ON A REVIEW OF THE SUPPORTED ORGANIZATION'S MOST RECENTLY FILED FEDERAL FORM 990S. PART IV, SECTION A, LINE 3C: THE FOUNDATION'S ARTICLES REQUIRE IT TO CARRY ON ACTIVITIES DESCRIBED IN THE INTERNAL REVENUE CODE SECTION 170(C)(2)(B). THE FOUNDATION HAS OVERSIGHT IN PLACE THAT ENSURES THAT ALL SUPPORT PROVIDED TO THE SUPPORTED ORGANIZATION IS FOR PURPOSES DESCRIBED IN INTERNAL REVENUE CODE SECTION 170(C)(2)(B). PART IV, SECTION C, LINE 1: THE MAJORITY OF THE BOARD OF TRUSTEES OF THE FOUNDATION ARE ELECTED BY THE GENERAL ASSEMBLY OF AMERICAN ASSOCIATION OF ENDODONTISTS (AAE). IN ADDITION TO THE BOARD MEMBERS ELECTED BY THE AAE GENERAL ASSEMBLY, FOUR OF THE FOUNDATION'S BOARD OFFICERS ARE REQUIRED TO BE THE FOUR OFFICERS OF AAE, AS DEFINED IN AAE'S BYLAWS. THE EXECUTIVE DIRECTOR OF AAE IS ALSO AN EX OFFICIO MEMBER OF THE FOUNDATION'S BOARD WITH A VOTE. BASED ON THESE FACTS, CONTROL AND MANAGEMENT OF THE FOUNDATION IS VESTED IN THE SAME PERSONS THAT CONTROL AND MANAGE AAE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 60098 45001 15097 15097 DUE TO AFFILIATE 90551 90551 116786 -4495497 56500 -4438997 4555783 0 4555783 2126908 56500 56500 2070408 0 2070408 PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES 56,500. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES 56,500. 1 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 10000 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 21989 0 0 0 0 0 0 31989 0 31989 EAST ASIA AND THE PACIFIC SECOND YEAR RFA FUNDING 10000 CHECK NORTH AMERICA SPRING 2015 RESEARCH GRANT 15989 CHECK NORTH AMERICA RESIDENT RESEARCH GRANTS 6000 CHECK 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION HAS THREE GRANTEES OUTSIDE THE UNITED STATES. ONE IS A MULTI-SITE RESEARCH GRANT WHERE THE PRINCIPAL INVESTIGATOR, WHO PROVIDES OVERSIGHT TO THE PROJECT, IS IN THE UNITED STATES. THE PRINCIPAL INVESTIGATOR PROVIDES ANNUAL PROGRESS REPORTS ON THE STATUS OF THE RESEARCH. THE OTHER TWO GRANTS ARE IN CANADA. PART I, LINE 3: METHOD USED TO ACCOUNT FOR EXPENDITURES ON THE ORGANIZATION'S FINANCIAL STATEMENTS: GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES OF AMERICA. AAE FOUNDATION AUCTION 82040 28540 53500 56500 82040 28540 53500 56500 56500 -3000 1 AMERICAN ASSOCIATION OF ENDODONTISTS 211 EAST CHICAGO AVENUE SUITE 1100 CHICAGO IL 60611 236191090 501(C)(6) 144602 EDUCATION RELATED CONFERENCES AND EVENTS UNIVERSITY OF CALIFORNIA LOS ANGELES 405 HILGARD AVENUE LOS ANGELES CA 90095 956006143 501(C)(3) 100000 RESEARCH GRANT UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON 7000 FANNIN STREET 1200 HOUSTON TX 77030 741761309 501(C)(3) 283333 RESEARCH GRANT UNIVERSITY OF WISCONSIN UNIVERSITY OF WISCONSIN MADISON WI 53706 916001537 501(C)(3) 33333 RESEARCH GRANT UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL 103 SOUTH BUILDING CHAPEL HILL NC 27599 566001393 501(C)(3) 33333 RESEARCH GRANT NEW YORK UNIVERSITY 726 BROWADWAY NEW YORK NY 10003 135562308 501(C)(3) 33333 RESEARCH GRANT 5 1 EDUCATOR GRANTS IN THE FIELD OF ENDODONTICS 10 32489 RESEARCH GRANTS IN THE FIELD OF ENDODONTICS 110 267394 OTHER GRANTS IN THE FIELD OF ENDODONTICS 1 705 EDUCATOR 10TH ANNIVERSITY GRANTS 6 60000 ENDOWED FACULTY GRANT 1 100000 FELLOWSHIP GRANTS 1 54836 PART I, LINE 2: PERIODIC REPORTS ARE RECEIVED FROM ORGANIZATIONS AND INDIVIDUALS RECEIVING GRANTS AND REVIEWED BY MANAGEMENT. X X X X 0 0 0 0 0 0 0 0 0 PETER S WEBER EXECUTIVE DIRECTOR 0 306168 0 0 0 25000 0 0 0 0 0 331168 0 0 DEBBY RICE ASSISTANT EXECUTIVE DIRECTOR 0 130568 0 5299 0 0 0 11174 0 25693 0 172734 0 0 TRINA ANDRESEN COE DEPUTY EXECUTIVE DIRECTOR 0 129551 0 4480 0 0 0 8398 0 11988 0 154417 0 0 FORM 990, PART VI, SECTION A, LINE 7A BOARD MEMBERS ELECT OTHER BOARD MEMBERS, ALSO, AMERICAN ASSOCIATION OF ENDODONTISTS GENERAL ASSEMBLY ELECTS CERTAIN MEMBERS OF THE FOUNDATION'S BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF FEDERAL FORM 990 WAS REVIEWED BY THE TREASURER AND EXECUTIVE DIRECTOR PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C REVIEWS ARE DONE PERIODICALLY TO ENSURE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE EXECUTIVE DIRECTOR IS DETERMINED BY THE AMERICAN ASSOCIATION OF ENDODONTISTS, A RELATED ORGANIZATION, BASED UPON A WRITTEN CONTRACT WHICH IS REVIEWED AND APPROVED BY THAT ORGANIZATION'S BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 1: DURING 2015, MANAGEMENT CHANGED ITS METHOD FOR DETERMINING THE AMOUNT OF IMPLIED TIME RESTRICTIONS ASSOCIATED WITH PLEDGES RECEIVABLE. IMPLIED TIME RESTRICTIONS ARE NOW ASSOCIATED WITH ALL PLEDGES RECEIVABLE, NOT JUST THOSE DUE AFTER ONE YEAR. THIS CHANGE WAS APPLIED RETROACTIVELY TO AMOUNTS PREVIOUSLY REPORTED FOR 2014. AS A RESULT, TEMPORARILY RESTRICTED NET ASSETS AS OF DECEMBER 31, 2013 WERE INCREASED BY $862,661 AND UNRESTRICTED NET ASSETS AS OF THAT DATE WERE DECREASED BY THAT SAME AMOUNT. SIMILARLY, TEMPORARILY RESTRICTED NET ASSETS AS OF DECEMBER 31, 2014 WERE INCREASED BY $751,644 AND UNRESTRICTED NET ASSETS WERE DECREASED BY THE SAME AMOUNT FROM AMOUNTS PREVIOUSLY REPORTED. FORM 990, PART XII, LINE 2C: THE FOUNDATION'S BOARD OF TRUSTEES ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM PRIOR YEARS. AMERICAN ASSOCIATION OF ENDODONTISTS 211 EAST CHICAGO AVENUE SUITE 1100 CHICAGO IL 60611 216191090 TRADE ASSOCIATION FOR ENDODONTISTS IL 510(C)(6) N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 AMERICAN ASSOCIATION OF ENDODONTISTS N 380477 FAIR VALUE AMERICAN ASSOCIATION OF ENDODONTISTS B 144602 FAIR VALUE