2016-11-08T11:03:36-06:00 2015-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2015-01-01 383678458 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FOUNDATIONINC NATI 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 IRENE MATH CFO 2123128800 2016-11-06 1 GARRETT M HIGGINS P00543209 2122862600 2016-09-22 2015 2017-02-10 21:41:12Z 911 MEMORIAL IRENE MATH 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 88174504 0 X WWW.911MEMORIAL.ORG X 2003 NY SEE SCHEDULE O 50 49 439 527 0 0 87241530 17044358 41902330 61853013 6275 757990 4907553 4092141 134057688 83747502 0 0 0 0 18371187 22246773 48000 48000 4071804 72563766 85739205 90982953 108033978 43074735 -24286476 798768602 738516252 69015870 33253831 729752732 705262421 X SEE SCHEDULE O 0 0 74022526 5053982 OPERATIONS:THE 9/11 MEMORIAL CONTINUED TO OPERATE AS A WORLD-CLASS, TOP NYC DESTINATION OPEN DAILY, YEAR-ROUND. THROUGH THE END OF 2015, THE MEMORIAL HAD WELCOMED NEARLY 24 MILLION LIFETIME VISITORS WITH 6.3 MILLION IN 2015 ALONE - AN INCREASE OVER PRIOR YEARS DUE IN PART TO THE FIRST FULL YEAR OF OPEN PEDESTRIAN ACCESS TO SITE. AS SURROUNDING PROJECTS WERE COMPLETED, THE NORTHEAST SIDE OF THE MEMORIAL PLAZA WAS COMPLETED AND OPENED FOR VISITOR ACCESS. SEE SCHEDULE O FOR CONTINUATIONTHE 9/11 MEMORIAL MUSEUM, IN ITS FIRST FULL CALENDAR YEAR OF OPERATION, WELCOMED ABOUT 3 MILLION VISITORS BRINGING THE LIFETIME ATTENDANCE TO NEARLY 5 MILLION THROUGH THE END OF 2015. VISITORS FROM ALL 50 STATES AND OVER 160 COUNTRIES FROM AROUND THE WORLD HAVE EXPERIENCED THE MUSEUM. 17158706 61853013 MUSEUM & PUBLIC PROGRAMS:CALENDAR YEAR 2015 MARKED THE 9/11 MEMORIAL MUSEUM'S FIRST FULL YEAR OF OPERATION. IN ADDITION TO SERVING MILLIONS OF VISITORS THROUGH ITS CORE EXHIBITION OFFERINGS, THE MUSEUM PRESENTED ITS FIRST FULL SEASON OF PUBLIC PROGRAMS; INITIATED WHAT WILL BE AN ONGOING PROGRAM OF OBJECT AND EXHIBITION ROTATIONS (NECESSITATED BY CONSERVATION REQUIREMENTS, LOAN TERMINATIONS, AND A DESIRE TO FEATURE MORE OF THE PERMANENT COLLECTION); AND ADVANCED WORK ON THE OFFICIAL COMPANION PUBLICATION TO THE MUSEUM, A BOOK TO BE PUBLISHED IN 2016 IN CONJUNCTION WITH THE 15TH ANNIVERSARY OF THE 9/11 ATTACKS. SEE SCHEDULE O FOR CONTINUATIONDURING 2015, MUSEUM VISITORS HELPED TO GROW THE DIGITAL RESOURCES USED IN THE CORE EXHIBITIONS WITH MORE THAN 1,500 NEW VIDEO RECORDINGS OF REFLECTIONS ABOUT 9/11; NEARLY 2,000 AUDIO RECORDINGS ABOUT THEIR DAY-OF-9/11 OR AFTERMATH EXPERIENCES; MORE THAN 100 AUDIO RECORDINGS FOR THE MEMORIAL EXHIBITION, IN MEMORIAM; MORE THAN 210,000 SIGNATURES AND MESSAGES IN THE DIGITAL GUEST BOOK; AND MORE THAN 3,000 NEW PROFILES IN THE REGISTRY OF RESCUE AND RECOVERY WORKERS. DRAWING FROM THESE VISITOR CONTRIBUTIONS, THE MUSEUM CONTINUALLY ADDED TO THE EXHIBITIONS, INCLUDING MORE THAN 50 NEW VOICES IN THE INSTALLATION REFLECTING ON 9/11 AND MORE THAN 300 UPDATED PROFILES IN THE MEMORIAL EXHIBITION. THANKS TO DONATIONS SURROUNDING THE MUSEUM'S OPENING FROM THE FAMILY, FRIENDS, AND COWORKERS OF THE VICTIMS OF THE 9/11/01 AND 2/26/93 TERRORIST ATTACKS, THE MUSEUM WAS ABLE TO UPDATE 14 IMAGES IN THE MEMORIAL EXHIBITION'S "WALL OF FACES" (WHICH PRESENTS PORTRAITS OF THE VICTIMS) AND ADD FIVE IMAGES FOR INDIVIDUALS FOR WHOM A PORTRAIT HAD NOT PREVIOUSLY BEEN OBTAINED. IN 2015, THE MUSEUM INSTALLED A NEW PHOTOGRAPHY EXHIBITION, BEYOND GROUND ZERO: 9/11 IN THE AMERICAN LANDSCAPE, PHOTOGRAPHS BY JONATHAN C. HYMAN, IN THE SOUTH TOWER GALLERY AND REMOUNTED A SECOND PHOTOGRAPHY EXHIBITION, WITNESS AT GROUND ZERO: SEPTEMBER 12-16, 2001, PHOTOGRAPHS BY STEPHANE SEDNAOUI, IN THE NORTH TOWER EXCAVATION. THE MUSEUM ALSO MOUNTED A NEW EXHIBIT ON THE NATIONAL 9/11 FLAG, A DAMAGED FLAG FROM GROUND ZERO THAT TRAVELED TO ALL 50 STATES ON A NATIONWIDE JOURNEY OF RESTORATION FOR BOTH THE FLAG AND PARTICIPATING COMMUNITIES, IN TRIBUTE WALK, AND A NEW INSTALLATION OF PERSONAL ARTIFACTS AND MEMENTOS IN THE MEMORIAL EXHIBITION. A LONG-TERM DISPLAY OF THE FLAGS OF THE MORE THAN 90 NATIONS WHO LOST COUNTRYMEN AND WOMEN IN THE 9/11 TERRORIST ATTACKS WAS ADDED TO THE MUSEUM'S ENTRANCE PAVILION. FOR THE 14TH ANNIVERSARY OF THE 9/11 ATTACKS, THE MUSEUM PRODUCED TRIBUTE IN LIGHT, THE ICONIC ANNUAL MEMORIAL THAT DOMINATES THE LOWER MANHATTAN SKYLINE FROM DUSK ON SEPTEMBER 11 TO DAWN ON SEPTEMBER 12. A NEW WEB TIMELINE FOCUSED ON THE 1993 BOMBING AT THE WORLD TRADE CENTER WAS ALSO LAUNCHED.PUBLIC PROGRAMS AND EDUCATIONAL OFFERINGS GREATLY INCREASED DURING THE FIRST FULL YEAR OF THE MUSEUM'S OPERATION. MORE THAN 115,000 VISITORS TOOK GUIDED TOURS OF THE MUSEUM. TOURS OF THE MEMORIAL, WHICH BEGAN TO BE OFFERED IN SPRING 2015, SERVED MORE THAN 27,000 VISITORS. WEEKLY YOUTH AND FAMILY PROGRAMS SAW OVER 4,800 PARTICIPANTS IN 83 PROGRAMS, AND OVER 7,200 STUDENTS TOOK PART IN 363 CLASSROOM WORKSHOPS IN THE EDUCATION CENTER. A FULL SEASON OF EVENING PUBLIC PROGRAMS IN THE MUSEUM'S AUDITORIUM FOCUSED PRINCIPALLY ON DEEPENING UNDERSTANDING OF CURRENT EVENTS IN THE MIDDLE EAST AND THEIR CONNECTION TO TERROR THREATS, AND IN TOTAL THE MUSEUM HOSTED 19 PROGRAMS AND NEARLY 1,900 ATTENDEES IN 2015. ATTENDANCE AT MULTIPLE DAILY SCREENINGS OF THE MUSEUM-PRODUCED FILMS FACING CRISIS: AMERICA UNDER ATTACK AND FACING CRISIS: A CHANGED WORLD TOTALED 576,000, AND 258 LIVE, WEEKDAY TALKS BROUGHT AN ADDITIONAL 30,000 VISITORS TO THE AUDITORIUM. THE MUSEUM ALSO TRAINED A NEW CLASS OF 19 VOLUNTEER DOCENTS. SUPPORTING THE PUBLIC-FACING ACTIVITY OF THE MUSEUM WERE ONGOING EFFORTS TO BUILD, MAINTAIN, CATALOGUE, AND MAKE ACCESSIBLE (BOTH ONLINE AND VIA SELECTIVE LOANS) ARTIFACTS FROM THE PERMANENT COLLECTION. THROUGH DONATIONS, STRATEGIC PURCHASE, AND PROFESSIONALLY CONDUCTED INTERVIEWS, THE MUSEUM CONTINUED ACTIVELY TO GROW ITS PERMANENT COLLECTION WITH NEW OBJECTS, DOCUMENTS, AND ORAL TESTIMONIES. BY THE END OF 2015, THE MUSEUM HAD ACQUIRED MORE THAN 10,000 THREE-DIMENSIONAL OBJECTS, 40,000 PRINT AND DIGITAL IMAGES, 300 MOVING IMAGES, AND 3,000 ORAL HISTORIES. NOTABLE ACQUISITIONS IN 2015 INCLUDED: THE NATIONAL TRIBUTE QUILT, ORGANIZED AND ASSEMBLED IN 2002 BY THE "STEEL QUILTERS," FOUR WOMEN WHO WORKED IN THE PITTSBURGH, PA, STEEL INDUSTRY, AND A UNIQUE, 7.5-FOOT TALL CERAMIC SCULPTURE CREATED BY RICHARD SEAN MANNING, TITLED "9/11 MEMORIAL TOWER OF UNITY." FROM AUGUST TO DECEMBER 2015, COLLECTION MATERIALS PREVIOUSLY HOUSED AT SURROUNDART IN THE BROOKLYN NAVY YARD WERE SUCCESSFULLY RELOCATED FROM INTERIM STORAGE AT THE MUSEUM'S ROTTERDAM FACILITY IN UPSTATE NEW YORK TO MANA FINE ARTS, A NEWLY-LEASED, OFF-SITE STORAGE FACILITY LOCATED IN JERSEY CITY, NJ. A SIGNIFICANT OUTGOING LOAN WAS FACILITATED IN 2015, NAMELY, A SELECTION OF ARTIFACTS REFLECTING THE IMPACT OF THE 9/11 ATTACKS BORROWED BY THE FLIGHT 93 NATIONAL MEMORIAL IN WESTERN PENNSYLVANIA. ADDITIONALLY, TWO NEW INCOMING LOANS WERE FINALIZED IN 2015 FOR ROTATION INTO THE HISTORICAL EXHIBITION, WITH ANOTHER NINE LOANS RENEWED AND EXTENDED WITH BOTH INSTITUTIONAL AND INDIVIDUAL LENDERS. OVER THE COURSE OF THE YEAR, WORK PROGRESSED ON THE DEVELOPMENT OF A PUBLIC WEBSITE FOR THE MUSEUM'S CATALOG, AND STAFF BEGAN PREPARING UPWARDS OF 500 RECORDS TO BE INCLUDED IN THE LAUNCH OF THE SITE. THE LAUNCH IS CURRENTLY ON TRACK FOR 2016, TIED TO THE 15TH ANNIVERSARY OF 9/11. CONSTRUCTION: SOME PUNCH LIST WORK CONTINUED ON BUILDING SYSTEMS THROUGHOUT 2015. 91181232 1 1 0 1 0 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 1 0 0 0 1 0 0 0 1 46 0 439 1 0 0 0 0 0 1 1 0 0 0 0 X 50 49 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X MS IRENE MATH CFO 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 MICHAEL R BLOOMBERG CHAIRMAN 2.50 0.10 X X 0 0 0 ANDREW M SENCHAK TREASURER 2.50 0.10 X X 0 0 0 RICHARD H BAGGER DIRECTOR 2.50 0.10 X 0 0 0 VIRGINIA S BAUER DIRECTOR 2.50 0.10 X 0 0 0 DAVID BEAMER DIRECTOR 2.50 0.10 X 0 0 0 PAULA GRANT BERRY DIRECTOR 2.50 0.10 X 0 0 0 FRANK BISIGNANO DIRECTOR 2.50 0.10 X 0 0 0 DEBRA BURLINGAME DIRECTOR 2.50 0.10 X 0 0 0 JOHN P CAHILL DIRECTOR 2.50 0.10 X 0 0 0 RUSSELL L CARSON DIRECTOR 2.50 0.10 X 0 0 0 KENNETH I CHENAULT DIRECTOR 2.50 0.10 X 0 0 0 KEATING CROWN DIRECTOR 2.50 0.10 X 0 0 0 BILLY CRYSTAL DIRECTOR 2.50 0.10 X 0 0 0 ROBERT DE NIRO DIRECTOR 2.50 0.10 X 0 0 0 SAMUEL A DIPIAZZA JR DIRECTOR 2.50 0.10 X 0 0 0 RICHARD EDELMAN DIRECTOR 2.50 0.10 X 0 0 0 CHRISTINE A FERER DIRECTOR 2.50 0.10 X 0 0 0 ANNE M FINUCANE DIRECTOR 2.50 0.10 X 0 0 0 MAURICE R GREENBERG DIRECTOR 2.50 0.10 X 0 0 0 DR VARTAN GREGORIAN DIRECTOR 2.50 0.10 X 0 0 0 PATRICIA E HARRIS DIRECTOR 2.50 0.10 X 0 0 0 WILLIAM B HARRISON JR DIRECTOR UNTIL JANUARY 2015 2.50 0.10 X 0 0 0 GERALD L HASSELL DIRECTOR 2.50 0.10 X 0 0 0 LEE A IELPI DIRECTOR 2.50 0.10 X 0 0 0 ROBERT IGER DIRECTOR 2.50 0.10 X 0 0 0 MONICA IKEN DIRECTOR 2.50 0.10 X 0 0 0 ROBERT WOOD JOHNSON IV DIRECTOR 2.50 0.10 X 0 0 0 THOMAS S JOHNSON DIRECTOR 2.50 0.10 X 0 0 0 ROBERT KASDIN DIRECTOR 2.50 0.10 X 0 0 0 ANTHOULA KATSIMATIDES DIRECTOR 2.50 0.10 X 0 0 0 PETER M LEHRER DIRECTOR 2.50 0.10 X 0 0 0 HOWARD W LUTNICK DIRECTOR 2.50 0.10 X 0 0 0 JULIE MENIN DIRECTOR 2.50 0.10 X 0 0 0 IRA M MILLSTEIN DIRECTOR 2.50 0.10 X 0 0 0 HOWARD MILSTEIN DIRECTOR 2.50 0.10 X 0 0 0 PAUL NAPOLI DIRECTOR 2.50 0.10 X 0 0 0 PETER G PETERSON DIRECTOR UNTIL FEBRUARY 2015 2.50 0.10 X 0 0 0 EMILY K RAFFERTY DIRECTOR 2.50 0.10 X 0 0 0 KEVIN M RAMPE DIRECTOR 2.50 0.10 X 0 0 0 SCOTT RECHLER DIRECTOR 2.50 0.10 X 0 0 0 DR JUDITH RODIN DIRECTOR 2.50 0.10 X 0 0 0 THOMAS H ROGER DIRECTOR 2.50 0.10 X 0 0 0 JANE ROSENTHAL DIRECTOR 2.50 0.10 X 0 0 0 E JOHN ROSENWALD JR DIRECTOR 2.50 0.10 X 0 0 0 AVI SCHICK DIRECTOR 2.50 0.10 X 0 0 0 JERRY I SPEYER DIRECTOR 2.50 0.10 X 0 0 0 CRAIG ROBERTS STAPLETON DIRECTOR 2.50 0.10 X 0 0 0 JON STEWART DIRECTOR 2.50 0.10 X 0 0 0 ANNE M TATLOCK DIRECTOR 2.50 0.10 X 0 0 0 DANIEL R TISHMAN DIRECTOR 2.50 0.10 X 0 0 0 SETH WAUGH DIRECTOR 2.50 0.10 X 0 0 0 CARL WEISBROD DIRECTOR 2.50 0.10 X 0 0 0 JOHN C WHITEHEAD DIRECTOR UNTIL FEBRUARY 2015 2.50 0.10 X 0 0 0 JOHN E ZUCCOTTI DIRECTOR UNTIL NOVEMBER 2015 2.50 0.10 X 0 0 0 JOSEPH DANIELS PRESIDENT/CEO 40.00 0.10 X 491995 0 51064 ALLISON BLAIS COO & SECRETARY 40.00 0.10 X 271359 0 46844 IRENE MATH CFO 40.00 0.10 X 218466 0 31305 ALICE GREENWALD EVP FOR PROGRAMS/ DIRECTOR OF MUSEUM 40.00 X 421769 0 37141 LUIS F MENDES EVP OF FACILITIES, DESIGN & CONSTRUCTION 40.00 X 244594 0 48489 LAWRENCE MANNION VP/CHIEF OF SECURITY 40.00 X 187885 0 35561 CATHY BLANEY EVP OF INSTITUTIONAL ADVANCEMENT 22.00 X 164081 0 18167 JERMEY FRAZIER EVP OF COMMUNICATIONS & MARKETING 40.00 X 209225 0 42364 HEIDI HAYDEN CHIEF PEOPLE OFFICER 40.00 X 199141 0 28534 NOELLE LILIEN GENERAL COUNSEL 40.00 X 192147 0 43091 CLIFFORD CHANIN SVP EDUCATION & PUBLIC PROGRAMS 40.00 X 188852 0 32875 JOSEPH WEINKAM SVP OF GVMT AND COMMUNITY AFFAIRS 40.00 X 176992 0 41074 2966506 0 456509 34 0 1 0 BOVIS LEND LEASE 200 PARK AVENUE 9TH FLOOR NEW YORK NY 10166 CONSTRUCTION MGMT 15639907 ABM FACILITY SERVICES 321 WEST 44TH ST SUITE 701 NEW YORK NY 10036 BUILDING MAINTENANCE 11409349 ANDREWS INTERNATIONAL INC PO BOX 935461 ATLANTA GA 31193 SECURITY SERVICES 9589460 CITYPASS INC 27 ARROW ROOT LANE VICTOR ID 83455 TICKETS/ATTRACTIONS 851525 NYC COMMEMORATION PROJECT INC 1990 BUNDY DRIVE LOS ANGELES CA 90025 COMMEMORATION PROJECT CONSULTING 825000 54 2499777 8685393 5859188 770692 17044358 MUSEUM ADMISSIONS & SERVICE FEES 611710 57099500 57099500 MUSEUM & MEMORIAL TOURS 611710 3459325 3459325 MEMBERSHIP 900099 1285906 1285906 COLLECTIONS LICENSING & OTHER 900099 8282 8282 61853013 5140 5140 75277 75277 186971 6215 180756 180756 180756 1000000 247150 752850 752850 752850 163080 2499777 1424916 -1261836 -1261836 7802703 2748721 5053982 5053982 REBATES/REIMBURSEMENTS 900099 36459 36459 FILMING FEES 900099 2000 2000 CASH FOUND ON PROPERTY 900099 999 999 4504 4504 43962 83747502 66906995 0 -203851 2268640 1146792 560720 561128 15868497 12393920 2000725 1473852 1037382 804998 143259 89125 1560610 1345238 150943 64429 1511644 1016013 263485 232146 137000 127192 9808 923646 213291 710355 110000 110000 48000 48000 1336996 647183 674112 15701 713311 624574 24385 64352 3476397 2554415 259201 662781 2021166 1634632 305052 81482 21755 21755 8023942 6642886 1143139 237917 321560 189823 14420 117317 190767 90278 33249 67240 48984 48984 38397585 34263736 3984506 149343 3641632 3532395 72824 36413 JANITORIAL & ENGINEERIN 11667787 9865544 1767228 35015 SECURITY 9843544 9843544 EQUIP REPAIRS & MAINT 3103683 2641358 452590 9735 COMMEMORATIVE EVENTS 1415554 1415554 343896 166111 161957 15828 108033978 91181232 12780942 4071804 12912295 15539943 5908225 4321408 36739625 24154901 199450 2329009 1679150 1502949 3183317 3226177 800645698 114707810 726892444 685937888 1615 11252481 1503977 798768602 738516252 58374369 21448388 1218692 1834313 7500000 7500000 1922809 2471130 69015870 33253831 X 705932063 685380854 23820669 19881567 729752732 705262421 798768602 738516252 X -24286476 11392 -215227 X X 0 1 X 1 0 X 78345395 73475877 77461405 87241531 17044358 333568566 78345395 73475877 77461405 87241531 17044358 333568566 1365946 332202620 255211 106784 49369 45879 267388 724631 4068 1056611 410425 894416 43962 2409482 336702679 146849374 0.98660 0.99120 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FEMA REIMBURSEMENTS - 2014 AMOUNT: $ 888,964. MEDIA GUIDE FEES - 2011 AMOUNT: $ 1,275. JURY DUTY/EXPENSE REIMBURSEMENTS - 2011 AMOUNT: $ 2,645. 2012 AMOUNT: $ 3,370. 2013 AMOUNT: $ 15,474. CASH FOUND ON PROPERTY - 2011 AMOUNT: $ 148. 2012 AMOUNT: $ 3,241. 2013 AMOUNT: $ 1,332. 2014 AMOUNT: $ 2,735. 2015 AMOUNT: $ 999. INSURANCE REIMBURSEMENTS - 2012 AMOUNT: $ 1,050,000. 2013 AMOUNT: $ 393,619. REBATES/REIMBURSEMENTS - 2015 AMOUNT: $ 36,459. FILMING FEES - 2015 AMOUNT: $ 2,000. MISCELLANEOUS - 2014 AMOUNT: $ 2,717. 2015 AMOUNT: $ 4,504. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 154311 154311 103807862 103962173 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 262887 272247 102639 154311 792084 250000 250000 250000 250000 1000000 1500000 X X X X 1 709187499 79224615 629962884 28773845 6837000 21936845 35191425 17180688 18010737 27492929 11465507 16027422 685937888 DEFERRED RENT 2039875 DUE TO PORT AUTHORITY 431255 2471130 X 84648030 11392 1104364 -215227 900529 83747501 0 83747501 109138341 1104364 1104364 108033977 0 108033977 PART III, LINE 1A: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE STATEMENT OF ACTIVITIES. PURSUANT TO THE ORGANIZATION'S COLLECTIONS AND MANAGEMENT POLICY, PROCEEDS FROM DEACCESSIONS ARE TO BE USED EXCLUSIVELY TO ACQUIRE OTHER ITEMS FOR THE COLLECTION AND WILL BE RECORDED AS UNRESTRICTED NET ASSETS DESIGNATED FOR ACQUISITIONS OF COLLECTION ITEMS. PART III, LINE 4: SIGNIFICANT USE OF COLLECTION ITEMS: PUBLIC EXHIBITION (I) THE MUSEUM IS CURRENTLY DISPLAYING SEVERAL HUNDRED OBJECTS FROM ITS PERMANENT COLLECTION IN THE MUSEUM'S PUBLIC EXHIBITION SPACES. ANNUAL ROTATIONS OF COLLECTION OBJECTS ARE REGULARLY SCHEDULED IN VARIOUS INSTALLATIONS THROUGHOUT THE MUSEUM. SCHOLARLY RESEARCH (II) THE MUSEUM WELCOMES RESEARCHERS BY APPOINTMENT AND FACILITATED APPROXIMATELY 25 RESEARCH REQUESTS IN 2015 WHICH INCLUDED EITHER AN ON-SITE VISIT TO THE MUSEUM'S COLLECTIONS OR STUDY OF ACCESSIONED MATERIALS CATALOGUED IN THE MUSEUM'S COLLECTIONS DATABASE INVOLVING SIGNIFICANT ASSISTANCE FROM IN-HOUSE STAFF. IMPLEMENTED IN 2014, A SEPARATE E-MAIL SYSTEM FOR ADDRESSING GENERAL COLLECTION QUERIES RECEIVED VIA VISITOR COMMENT CARDS IS NOW FACILITATING RAPID RESPONSES TO MORE READILY ANSWERED PUBLIC INQUIRIES. MUSEUM STAFF ANTICIPATES THAT RESEARCH REQUESTS WILL INCREASE WITH THE LAUNCH OF ITS ON-LINE COLLECTIONS CATALOGUE, A PILOT VERSION OF WHICH WILL APPEAR IN SEPTEMBER 2016. IN ADDITION, THE MUSEUM INAUGURATED ITS SCHOLARLY FELLOWS PROGRAM IN 2015, WITH FUNDING PROVIDED BY THE ANDREW W. MELLON FOUNDATION. THE FIRST CLASS OF 9/11 MEMORIAL MUSEUM MELLON FELLOWS (TWO POST-DOCTORAL PROFESSIONALS SELECTED FROM A COMPETITIVE POOL OF 21 APPLICANTS) BEGAN THEIR ON-SITE INDEPENDENT PROJECTS IN THE FALL OF 2015, PURSUING RESEARCH ON THE TOPICS OF COMMUNAL HOSPITALITY IN RESPONSE TO LARGE-SCALE DISASTERS AND MOTIVATIONS FOR MILITARY ENLISTMENT FOLLOWING 9/11. THEY WILL REMAIN RESIDENT SCHOLARS THROUGH THE FALL OF 2017. PRESERVATION FOR FUTURE GENERATIONS (III) THE MUSEUM ACTIVELY WORKS TO CONSERVE ITS COLLECTION THROUGH BEST-PRACTICE STANDARDS AIMED AT THE CORRECT HANDLING AND STORAGE OF MUSEUM COLLECTIONS. FOR EXAMPLE, COLLECTION OBJECTS ARE REHOUSED AND STORED USING ARCHIVAL MATERIALS. ENVIRONMENTAL AND SECURITY CONTROLS ARE ALSO IN PLACE IN STORAGE AND EXHIBITION SPACES TO ENSURE THE SAFETY OF THE COLLECTION. ADDITIONALLY, ONLY TRAINED AND AUTHORIZED PERSONNEL MAY HANDLE COLLECTION OBJECTS. IN 2015, THE COLLECTIONS TEAM COMPLETED A MAJOR CONSERVATION PROJECT THAT RESULTED IN THE SAFE REMOUNTING OF ARTIST SPENCER FINCH'S INSTALLATION TRYING TO REMEMBER THE COLOR OF THE SKY THAT SEPTEMBER MORNING. THIS COMMISSIONED ARTWORK CONSISTS OF 2,983 INDIVIDUAL WATERCOLORS, EACH OF WHICH REQUIRED A NEW ARCHIVAL MOUNT AND THOROUGH CLEANING BEFORE GOING BACK ON DISPLAY. CONSERVATORS ALSO PREPARED THE NATIONAL 9/11 FLAG FOR EXHIBITION, VACUUMING THE MONUMENTAL SIZED FLAG, REPAIRING TEARS TO THE FLAG AND ITS MUSLIN BACKING, AND CREATING A STABLE MOUNTING SYSTEM ALLOWING IT TO BE DISPLAYED SAFELY. CUSTOM ARCHIVAL HOUSING WAS CREATED FOR APPROXIMATELY 350 WORKS OF ART COLLECTIVELY KNOWN AS THE UNITY CANVAS. LOAN OR EXCHANGE PROGRAMS (IV) IN 2015, THE MUSEUM FINALIZED ONE MULTI-OBJECT LOAN FROM ITS COLLECTIONS TO THE FLIGHT 93 NATIONAL MEMORIAL, THEREBY INCREASING ACCESS TO ITS COLLECTIONS THROUGH EXCHANGE. OUTGOING LOAN REQUESTS ARE EXPECTED TO INCREASE AS INSTITUTIONS BECOME MORE FAMILIAR WITH THE MUSEUM'S HOLDINGS THROUGH ITS ON-LINE COLLECTIONS PORTAL. ADDITIONALLY, THE MUSEUM PROCESSED 65 INCOMING LOANS FOR EXHIBITION DISPLAY. THE ORGANIZATION CONTINUES TO BUILD ITS PERMANENT COLLECTION AND HAS ADOPTED A COLLECTIONS MANAGEMENT POLICY TO DEFINE THE SCOPE AND INTELLECTUAL FRAMEWORK OF CONTENT ASSETS AND THE PROCEDURES BY WHICH THESE MATERIALS ARE ACCESSIONED, CATALOGUED AND PRESERVED. THAT DOCUMENT IS REVIEWED, REVISED, AND UPDATED AS NEEDED ON A ONCE EVERY TWO-YEAR BASIS. THROUGH LEADERSHIP OF THE BOARD AND STAFF, THE ORGANIZATION STRIVES TO ESTABLISH, PRESERVE AND DOCUMENT PRIMARY RECORDS, MATERIAL EVIDENCE, SPOKEN TESTIMONY AND OTHER WIDE-RANGING CULTURAL DOCUMENTATION RELATED TO THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS, THE HISTORICAL CONTEXT LEADING UP TO THEM, AND THEIR AFTERMATH AND ONGOING REPERCUSSIONS. THE ORGANIZATION ALSO COLLECTS ARTIFACTS, SPOKEN REMEMBRANCES AND OTHER MATERIALS WHICH HONOR AND COMMEMORATE THE VICTIMS OF THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS AND THEIR LEGACIES. THE ORGANIZATION MAKES ITS COLLECTION AVAILABLE AS LOANS TO OTHER MUSEUMS AND PRESENTING INSTITUTIONS, IN THE U.S. AND ABROAD, THAT MEET OUR SECURITY AND ENVIRONMENTAL CRITERIA. THE COLLECTION IS ALSO AVAILABLE, THROUGH ITS CATALOGUE AND BY APPOINTMENT, TO THE PUBLIC FOR RESEARCH PURPOSES AND IN COOPERATION WITH OUR PROFESSIONAL STAFF AND SCHOOL EDUCATORS FOR THE CREATION OF LESSON PLANS THAT ARE THEN MADE AVAILABLE THROUGH OUR WEBSITE. THE MUSEUM'S COLLECTIONS ARE ALSO USED IN EDUCATIONAL AND PUBLIC PROGRAMS FOR THE BENEFIT OF VISITORS. IN 2015, THE ORGANIZATION SPENT $61,787 ON ACQUISITIONS OF COLLECTION ITEMS. THIS INCLUDES A PARTIAL PAYMENT FOR A UNIQUE FILM THAT IS BEING ACQUIRED FROM ITS ARTIST-MAKER OVER SIX ANNUAL PURCHASE INSTALLMENTS, WHICH CONCLUDE IN 2020. THESE ACQUISITIONS WERE FUNDED IN PART BY TEMPORARILY RESTRICTED CASH CONTRIBUTIONS. PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2012. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS FROM DISPOSAL OF EQUIPMENT -215,227. EUROPE 0 0 PROGRAM SERVICES CONFERENCES/MEETINGS/INTERNATIONAL TRUST PROGRAM 51498 NORTH AMERICA 0 0 PROGRAM SERVICES INTERNATIONAL TRUST PROGRAM 17779 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES INTERNATIONAL TRUST PROGRAM 29976 0 0 0 0 0 0 99253 0 99253 0 0 0 0 0 0 PART I, LINE 3, COLUMN (F): TOTAL EXPENDITURES WERE ACCOUNTED FOR USING THE ACCRUAL METHOD. X X X X X X 1 THE LUKENS COMPANY 2800 SHIRLINGTON RD SUITE 900 ARLINGTON VA 22206 DIRECT MAIL CONSULTING/MANAGEMENT 0 1232279 48000 1184279 1232279 48000 1184279 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI BENEFIT DINNER 2292187 2131587 160600 283524 567855 5K RUN/WALK 280270 280270 568399 2 90400 87920 2480 5138 2662857 2499777 163080 283524 1141392 1424916 -1261836 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE LUKENS COMPANY ("TLC") AND THE ORGANIZATION HAVE A NON-EXCLUSIVE AGREEMENT FOR DIRECT RESPONSE MARKETING CONSULTATION AND MANAGEMENT, THE CREATION AND PRODUCTION OF DIRECT MAIL PACKAGES AND SPACE ADVERTISEMENTS. TLC RECEIVED A MONTHLY RETAINER FEE OF $4,000 PER MONTH PLUS REIMBURSEMENT OF ALL MAILING, COPY CREATION, AND OTHER SERVICE FEES INCURRED UNDER THE CONTRACT AGREEMENT. THE ORGANIZATION DISTINGUISHES BETWEEN PAYMENT FOR CONSULTING FEES AND EXPENSE REIMBURSEMENT WITH TLC BASED ON SPECIFIC CONTRACT ARRANGEMENTS AND ITEMIZED INVOICING. IN ADDITION TO THE $48,000 OF CONSULTANT FEES PAID, TLC ALSO RECEIVED ADDITIONAL AMOUNTS OF $475,663 AS REIMBURSEMENT FOR POSTAGE AND PRINTING EXPENSES INCURRED. FORM 990, PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11: THE PROPER COMPLETION OF FORM 990 REQUIRES ORGANIZATIONS TO REPORT THE ACTIVITY FROM FUNDRAISING EVENTS THAT SUBSTANTIALLY FURTHER THE ORGANIZATION'S EXEMPT PURPOSE IN PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11. FUNDRAISING EVENTS OFTEN GENERATE BOTH CONTRIBUTIONS AND INCOME, SUCH AS WHEN AN INDIVIDUAL PAYS MORE THAN THE RETAIL VALUE FOR THE GOODS OR SERVICES FURNISHED. DURING THE YEAR ENDED DECEMBER 31, 2015 THE MEMORIAL CONDUCTED THREE SUCCESSFUL FUNDRAISING EVENTS GENERATING CONTRIBUTION REVENUE TOTALING $2,499,777. THIS CONTRIBUTION REVENUE IS REQUIRED TO BE REPORTED ON PART VIII, LINE 1C OF THE FORM 990 AS CONTRIBUTIONS FROM FUNDRAISING EVENTS PER THE IRS INSTRUCTIONS. THIS RESULTED IN A LOSS FROM FUNDRAISING EVENTS IN THE AMOUNT OF $1,261,836 BUT AN OVERALL NET GAIN OF $1,237,940. X X X X 0 0 0 0 0 0 0 0 0 JOSEPH DANIELS PRESIDENT/CEO 491455 0 0 0 540 0 26500 0 24564 0 543059 0 0 0 ALLISON BLAIS COO & SECRETARY 271144 0 0 0 215 0 24712 0 22132 0 318203 0 0 0 IRENE MATH CFO 217975 0 0 0 491 0 21237 0 10068 0 249771 0 0 0 ALICE GREENWALD EVP FOR PROGRAMS/ DIRECTOR OF MUSEUM 418799 0 0 0 2970 0 26500 0 10641 0 458910 0 0 0 LUIS F MENDES EVP OF FACILITIES, DESIGN & CONSTRUCTION 243562 0 0 0 1032 0 23365 0 25124 0 293083 0 0 0 LAWRENCE MANNION VP/CHIEF OF SECURITY 185848 0 0 0 2037 0 18585 0 16976 0 223446 0 0 0 CATHY BLANEY EVP OF INSTITUTIONAL ADVANCEMENT 163764 0 0 0 317 0 16199 0 1968 0 182248 0 0 0 JERMEY FRAZIER EVP OF COMMUNICATIONS & MARKETING 209044 0 0 0 181 0 18081 0 24283 0 251589 0 0 0 HEIDI HAYDEN CHIEF PEOPLE OFFICER 199026 0 0 0 115 0 15769 0 12765 0 227675 0 0 0 NOELLE LILIEN GENERAL COUNSEL 191966 0 0 0 181 0 18090 0 25001 0 235238 0 0 0 CLIFFORD CHANIN SVP EDUCATION & PUBLIC PROGRAMS 187784 0 0 0 1068 0 19120 0 13755 0 221727 0 0 0 JOSEPH WEINKAM SVP OF GVMT AND COMMUNITY AFFAIRS 176843 0 0 0 149 0 18122 0 22952 0 218066 0 0 0 SEE PART V PART V PART V X 7500000 7500000 0 1 1 7500000 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: (A) NAME OF INTERESTED PERSON: MICHAEL BLOOMBERG(B) RELATIONSHIP WITH ORGANIZATION: BOARD MEMBER, CHAIRMAN(C) PURPOSE OF LOAN: OPERATIONAL SUPPORT X 4900 X 45078 FAIR MARKET VALUE X 4 9216 FAIR MARKET VALUE X EQUIP/SUPPLIES 10 634489 FAIR MARKET VALUE X MACHINERY 1 46909 FAIR MARKET VALUE X AIRFARE 1 35000 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN PART I, COLUMN (B) FOR ALL ITEMS WITH THE EXCEPTION OF DONATED ART-HISTORICAL TREASURES. PART I, LINE 33: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENTS OF FINANCIAL POSITION, AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. FORM 990, PART I, LINE 1 THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM HAS A DUAL MISSION OF COMMEMORATION AND EDUCATION. THE 9/11 MEMORIAL OPENED ON SEPTEMBER 11, 2011, MARKING THE 10TH ANNIVERSARY OF THE 9/11 ATTACKS AND THE MUSEUM OPENED ON MAY 21, 2014. THE MEMORIAL AND MUSEUM CONTINUE TO BE ONE OF OUR NATION'S MOST VISITED SITES, AS PEOPLE FROM ALL OVER THE WORLD COME TO HONOR THOSE WHO WERE KILLED ON SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 AND REFLECT ON THE COMPASSION AND HUMANITY EVIDENCED IN THE AFTERMATH OF THE ATTACKS. IN 2015, THE 9/11 MEMORIAL & MUSEUM WELCOMED VISITORS FROM ACROSS THE SPECTRUM, INCLUDING SOME OF THE MOST INFLUENTIAL POLITICAL, MILITARY, AND CULTURAL FIGURES THROUGHOUT THE WORLD. THESE VISITORS INCLUDED POPE FRANCIS, WHO HOSTED A HISTORIC MULTIRELIGIOUS MEETING FOR PEACE, AND WORLD LEADERS LIKE CHANCELLOR ANGELA MERKEL OF GERMANY AND JENS STOLTENBERG, SECRETARY GENERAL OF NATO, ALONG WITH PRESIDENTS FROM POLAND, ISRAEL, UKRAINE, AUSTRIA, MALTA, LATVIA, AND LITHUANIA, AND THE PRIME MINISTERS OF SWEDEN, LIECHTENSTEIN, CZECH REPUBLIC, MAURITIUS, GREECE AND SAMOA, ALL WHO CAME TO PAY THEIR RESPECTS. THE MUSEUM ALSO HOSTED OVER 50 MEMBERS OF CONGRESS AND OVER 50,000 VETERANS AND ACTIVE AND RETIRED MEMBERS OF THE MILITARY, AS WELL AS FACILITATED OVER 100 REENLISTMENT AND PROMOTIONAL CEREMONIES ON THE MEMORIAL, REINFORCING THE STRONG BOND BETWEEN THE MEMORIAL AND THOSE WHO CHOSE TO DEFEND OUR NATION. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: THE MEMORIAL MISSION: -REMEMBER AND HONOR THE THOUSANDS OF INNOCENT MEN, WOMEN, AND CHILDREN MURDERED BY TERRORISTS IN THE HORRIFIC ATTACKS OF FEBRUARY 26, 1993 AND SEPTEMBER 11, 2001. -RESPECT THIS PLACE MADE SACRED THROUGH TRAGIC LOSS. -RECOGNIZE THE ENDURANCE OF THOSE WHO SURVIVED, THE COURAGE OF THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS, AND THE COMPASSION OF ALL WHO SUPPORTED US IN OUR DARKEST HOURS. -MAY THE LIVES REMEMBERED, THE DEEDS RECOGNIZED, AND THE SPIRIT REAWAKENED BE ETERNAL BEACONS, WHICH REAFFIRM RESPECT FOR LIFE, STRENGTHEN OUR RESOLVE TO PRESERVE FREEDOM, AND INSPIRE AN END TO HATRED, IGNORANCE AND INTOLERANCE. THE MEMORIAL MUSEUM MISSION: THE NATIONAL SEPTEMBER 11 MEMORIAL MUSEUM AT THE WORLD TRADE CENTER WILL BEAR SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993. THE MUSEUM WILL HONOR THE NEARLY 3,000 VICTIMS OF THESE ATTACKS AND ALL THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS. IT WILL FURTHER RECOGNIZE THE THOUSANDS WHO SURVIVED AND ALL WHO DEMONSTRATED EXTRAORDINARY COMPASSION IN THE AFTERMATH. DEMONSTRATING THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND ITS IMPACT ON COMMUNITIES AT THE LOCAL, NATIONAL AND INTERNATIONAL LEVELS, THE MUSEUM WILL ATTEST TO THE TRIUMPH OF HUMAN DIGNITY OVER HUMAN DEPRAVITY AND AFFIRM AN UNWAVERING COMMITMENT TO THE FUNDAMENTAL VALUE OF HUMAN LIFE. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL BLOOMBERG AND PATRICIA HARRIS HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 IN JANUARY 2015, THE BOARD APPROVED CHANGES TO THE ORGANIZATION'S BY-LAWS. THE BY-LAWS WERE REVISED TO REFLECT THE ADDITION OF A NEW COMMITTEE -- THE EXTERNAL AFFAIRS COMMITTEE, AND THE RETIREMENT OF THE PROGRAM COMMITTEE. IN ADDITION, THE NAME OF THE DEVELOPMENT COMMITTEE WAS CHANGED TO THE INSTITUTIONAL ADVANCEMENT COMMITTEE AND THE CONSTRUCTION OPERATIONS AND REAL ESTATE COMMITTEE WAS RENAMED THE BUILDINGS COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE 990 IS SHARED ELECTRONICALLY AND IN PAPER FORM WITH THE AUDIT COMMITTEE AND FINANCE AND INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. EACH COMMITTEE REVIEWS AND THE AUDIT COMMITTEE APPROVES THE 990 IN ADVANCE OF FILING. PRIOR TO FILING, ELECTRONIC AND PAPER COPIES ARE ALSO PROVIDED TO THE FULL BOARD FOR REVIEW AND THE BOARD HAS AN OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C SINCE ITS INCEPTION, THE MEMORIAL HAS ENFORCED AND ACTIVELY MONITORED ITS BOARD-APPROVED CONFLICT OF INTEREST POLICY. IN 2014, THE MEMORIAL'S EXISTING POLICY WAS UPDATED TO COMPLY WITH THE REQUIREMENTS OF THE NEW YORK NONPROFIT REVITALIZATION ACT OF 2013. THE POLICY MANDATES THAT ALL EMPLOYEES AND MEMBERS OF THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. EMPLOYEES AND MEMBERS OF THE BOARD HAVE BEEN REQUIRED TO COMPLETE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRES ANNUALLY SINCE THE ORGANIZATION'S INCEPTION, AND THIS LAST OCCURRED IN 2015. THE QUESTIONNAIRE MUST ALSO BE COMPLETED ON AN INTERIM BASIS IF NECESSARY DUE TO EMERGING CONFLICTS. THE MEMBERS OF THE GOVERNING BODY'S SIGNED CONFLICT OF INTEREST QUESTIONNAIRES ARE FILED WITH THE GENERAL COUNSEL OF THE MEMORIAL. EMPLOYEES' CONFLICT OF INTEREST FORMS ARE FILED WITH THE CHIEF PEOPLE OFFICER. COPIES OF ALL COMPLETED CONFLICT OF INTEREST QUESTIONNAIRES ARE PROVIDED TO THE MEMBERS OF THE AUDIT AND NOMINATING, COMPENSATION AND GOVERNANCE COMMITTEE MEMBERS. IF A CONFLICT IS REPORTED, THE GENERAL COUNSEL IS CONSULTED. IF AN ACTUAL CONFLICT EXISTS AND INVOLVES A PARTICULAR TRANSACTION INVOLVING A MEMBER OF THE GOVERNING BODY, AN OFFICER OR EMPLOYEE THE TRANSACTION IS EVALUATED AND APPROVED BY A MAJORITY OF THE INDEPENDENT MEMBERS OF A BOARD COMMITTEE BEFORE ANY CONTRACT CAN BE EXECUTED BY THE MEMORIAL. THE AFFECTED MEMBER OF THE GOVERNING BODY IS NOT ENTITLED TO VOTE, DELIBERATE OR OTHERWISE USE HIS OR HER PERSONAL INFLUENCE ON THE MATTER IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM HAS ESTABLISHED A COMPENSATION POLICY FOR ITS COMPENSATION COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR THE PRESIDENT/CEO AND TOP MANAGEMENT OFFICIALS. THE APPROVING COMPENSATION COMMITTEE, WHICH IS FREE FROM CONFLICTS OF INTEREST, REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMPENSATION COMMITTEE USES A VARIETY OF INFORMATION TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMPENSATION COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT, INCLUDING THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THE PROCESS WAS LAST UNDERTAKEN IN 2015. FORM 990, PART VI, SECTION C, LINE 19 THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM MAKES ITS FORM 990, FORM 1023, CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY AVAILABLE FOR PUBLIC INSPECTION BY POSTING THEM ON ITS WEBSITE. THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS AS PART OF FORM 1023 ARE ALSO POSTED ON THE WEBSITE. IN ADDITION, FORMS 990 AND 1023 AS WELL AS THE FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST AT 200 LIBERTY STREET, 16TH FL., NEW YORK, NY 10281 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-312-8800. FORM 990, PART XI, LINE 9: LOSS FROM DISPOSAL OF EQUIPMENT -215,227. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. NATIONAL SEPTEMBER 11 MEMORIAL AND MUSEUM AT THE WTC 200 LIBERTY PLAZA 16TH FLOOR NEW YORK NY 10281 611745872 TO OWN AND MAINTAIN A MUSEUM AT THE MEMORIAL SITE NY PENDING PENDING N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0