2016-11-11T10:13:39-06:00 2015-12-31 EISNERAMPER LLP 750 THIRD AVENUE NEW YORK NY 100172703 990 2015-01-01 133857105 ITHAKA HARBORS INC % CHRIS VANACORE ITHA 2125002600 2 RECTOR STREET New York NY 10006 KEVIN GUTHRIE PRESIDENT 2123586483 2016-11-01 true CANDICE METH P01306891 2129498700 2015 2017-02-10 21:41:12Z X KEVIN M GUTHRIE 2 RECTOR STREET New York NY 10006 86396865 false X WWW.ITHAKA.ORG X 1995 NY THE ORGANIZATION WORKS WITH THE GLOBAL HIGHER EDUCATION COMMUNITY TO ADVANCE AND PRESERVE KNOWLEDGE AND TO IMPROVE TEACHING AND LEARNING THROUGH THE USE OF DIGITAL TECHNOLOGIES. 17 16 335 762745 -29840 1084458 214503 75676093 79509309 8401501 6026980 570748 646073 85732800 86396865 0 0 0 0 30679593 31451982 0 0 139651 46506152 51155281 77185745 82607263 8547055 3789602 156592109 159440168 66928124 74253019 89663985 85187149 X ITHAKA HARBORS, INC. IS A NOT-FOR-PROFIT ORGANIZATION THAT WORKS WITH THE GLOBAL HIGHER EDUCATION COMMUNITY TO ADVANCE AND PRESERVE KNOWLEDGE AND TO IMPROVE TEACHING AND LEARNING THROUGH THE USE OF DIGITAL TECHNOLOGIES. ITHAKA HAS LAUNCHED SOME OF THE MOST TRANSFORMATIVE AND WIDELY USED SERVICES IN HIGHER EDUCATION: ITHAKA S+R, JSTOR, AND PORTICO. RECENTLY ITHAKA HAS ENHANCED ITS MISSION THROUGH A STRATEGIC ALLIANCE WITH ARTSTOR, FACILITATING ACCESS TO ITS SERVICE FOR RESEARCHERS, TEACHERS, AND STUDENTS WORLDWIDE. false false 69098220 71517120 JSTOR IS A NOT-FOR-PROFIT DIGITAL LIBRARY THAT PROVIDES ACCESS TO MORE THAN 2,300 SCHOLARLY JOURNALS, 40,000 BOOKS, AND MILLIONS OF PRIMARY SOURCE OBJECTS AND DOCUMENTS TO PEOPLE AROUND THE WORLD. JSTOR HELPS SCHOLARS, RESEARCHERS, AND STUDENTS DISCOVER, USE, AND BUILD UPON THIS WIDE RANGE OF CONTENT THROUGH A DYNAMIC ONLINE TEACHING, LEARNING AND RESEARCH PLATFORM, WHILE SERVING AS A DIGITAL ARCHIVE FOR PUBLISHERS AND LIBRARIES TO ENSURE THE CONTENT IS PRESERVED FOR FUTURE GENERATIONS. IN ADDITION TO THE PROGRAM SERVICE REVENUE OF $71,517,120 REPORTED ABOVE, ITHAKA RECEIVED GRANT REVENUE OF $160,503 ALLOCABLE TO JSTOR REPORTED ON PART VIII, LINE 1F. 5480873 6098285 PORTICO IS A NOT-FOR-PROFIT DIGITAL PRESERVATION SERVICE FOR ELECTRONIC JOURNALS, BOOKS, AND OTHER SCHOLARLY CONTENT THAT IS SUPPORTED BY A GLOBAL COMMUNITY OF HUNDREDS OF LIBRARIES AND ACADEMIC PUBLISHERS. PORTICO'S MISSION IS TO ENSURE THAT THESE MATERIALS REMAIN AVAILABLE TO THE SCHOLARLY COMMUNITY FOR THE LONG TERM. 3557565 1893904 ITHAKA S&R IS A NOT-FOR-PROFIT SERVICE THAT PROVIDES RESEARCH AND STRATEGIC GUIDANCE TO HELP THE ACADEMIC COMMUNITY NAVIGATE ECONOMIC AND TECHNOLOGICAL CHANGE. ITS PRINCIPAL AREAS OF FOCUS ARE EDUCATIONAL TRANSFORMATION, AND LIBRARIES AND SCHOLARLY COMMUNICATION. IN ADDITION TO THE PROGRAM SERVICE REVENUE OF $1,893,904 REPORTED ABOVE, ITHAKA RECEIVED GRANT REVENUE OF $54,000 ALLOCABLE TO ITHAKA S+R REPORTED ON PART VIII, LINE 1F. 78136658 true true false false false false false false false true true true false false true true false true false true true false false false false false false false false true false false false false false false false false false false false false true false false false false true 99 0 true 335 true true true false false false false false false false false false X 17 16 false false false false false false false true true false false true true true true true true true true false MA NJ NY OR X CHRIS VANACORE 2123586483 2 RECTOR STREET NEW YORK NY 10006 Henry S Bienen CHAIR/TRUSTEE 2.0 0.0 X X 5000 0 0 Judith Shapiro VICE CHAIR/TRUSTEE 2.0 0.0 X X 0 0 0 REBECCA M BLANK TRUSTEE 2.0 0.0 X 5000 0 0 WILLIAM G BOWEN TRUSTEE 2.0 0.0 X 5000 0 0 CHRISTOPHER L EISGRUBER TRUSTEE 2.0 0.0 X 0 0 0 IRA H FUCHS TRUSTEE 2.0 0.0 X 5000 0 0 SUSAN GIBBONS TRUSTEE 2.0 0.0 X 5000 0 0 CATHARINE BOND HILL TRUSTEE 2.0 0.0 X 5000 0 0 ALEXANDRA W LOGUE TRUSTEE 2.0 0.0 X 5000 0 0 EUGENE Y LOWE JR TRUSTEE 2.0 0.0 X 5000 0 0 W DRAKE MCFEELY TRUSTEE (TO 6/17/2015) 2.0 0.0 X 2500 0 0 DAVID PAKMAN TRUSTEE 2.0 0.0 X 5000 0 0 STEVEN G POSKANZER TRUSTEE (AS OF 6/17/2015) 2.0 0.0 X 2500 0 0 MICHAEL H SCHILL TRUSTEE 2.0 0.0 X 5000 0 0 JEFFREY A SINE TRUSTEE 2.0 0.0 X 0 0 0 STEPHEN M STIGLER TRUSTEE 2.0 0.0 X 5000 0 0 HERBERT S WINOKUR JR TRUSTEE 2.0 0.0 X 5000 0 0 KEVIN M GUTHRIE TRUSTEE & PRESIDENT 40.0 0.0 X X 472489 0 31800 LAURA BROWN EVP, JSTOR MANAGING DIRECTOR 40.0 0.0 X 362764 0 31800 NANCY KOPANS VP, GENERAL COUNSEL/SECRETARY 40.0 0.0 X 279101 0 31800 DEANNA MARCUM MANAGING DIRECTOR, ITHAKA S+R 40.0 0.0 X 249215 0 30000 GERARD AURIGEMMA VP,FINANCE/OPERATION/TREASURER 40.0 0.0 X 236724 0 28900 ROBERT HETERICK VP INSTITUTIONAL PARTICIPATION 40.0 0.0 X 305581 0 27054 FRANK SMITH DIRECTOR, BOOKS AT JSTOR 40.0 0.0 X 239563 0 28568 DALE MYERS VP, PLATFORM ENGINEERING 40.0 0.0 X 229624 0 24731 JOHN LENAHAN ASSOC VP, PARTICIPATION/STRAT 40.0 0.0 X 228368 0 23603 JABIN WHITE VP, CONTENT MANAGEMENT 40.0 0.0 X 218500 0 26183 KATE WITTENBERG MANGING DIRECTOR, PORTICO 40.0 0.0 X 207523 0 25201 HEIDI BARTOLACCI VP, MARKETING & COMMUNICATIONS 36.0 0.0 X 203678 0 24394 LACHONNE WALTON VP, WORK LIFE AND CULTURE 40.0 0.0 X 188491 0 22915 CHRIS VANACORE CONTROLLER 40.0 0.0 X 171892 0 20311 ARCHIBALD COWAN CHIEF ARCHITECT 40.0 0.0 X 186889 0 21000 ALEX HUMPHREYS Assoc VP, JSTOR Labs/NEW BUS 40.0 0.0 X 183668 0 22718 HEATHER JENSEN Deputy General Counsel 40.0 0.0 X 176040 0 21239 RONALD SNYDER Director of Research/DEVELOP 40.0 0.0 X 171902 0 20589 MARTIN KURZWEIL PROGRAM DIRECTOR, S+R 40.0 0.0 X 169696 0 21012 4546708 0 483818 81 false true false PRODUCT OPS 1347 PACIFIC AVENUE SANTA CRUZ CA 950603940 SOFTWARE DEVELOPMENT 4102480 EIT PROFESSIONALS 42180 FORD ROAD CANTON MI 48187 SOFTWARE DEVELOPMENT 624639 SOFTCOM SYSTEMS 475 WALL STREET PRINCETON NJ 08540 SOFTWARE DEVELOPMENT 611503 TEK SYSTEMS PO BOX 198568 ATLANTA GA 303848568 SOFTWARE DEVELOPMENT 505584 KDDM 22591 ARDEN GLEN COURT NOVI MI 48374 SOFTWARE DEVELOPMENT 478250 32 214503 214503 JSTOR 519100 71517120 71517120 PORTICO 519100 6098285 6098285 ITHAKA S+R 519100 1893904 1893904 79509309 6026980 6026980 0 0 0 0 0 0 0 0 0 SHARED SERVICE FEES 519100 756650 756650 LOSS ON CURRENCY CONVERSION 900099 -116672 -116672 OTHER REVENUE 519100 6095 6095 646073 86396865 79509309 762745 5910308 X 0 0 0 0 3593512 3130444 360383 102685 0 20056171 18630892 1425279 2923221 2711740 197631 13850 3045945 2785192 246322 14431 1833133 1650975 173473 8685 0 75981 75981 122188 3299 118889 0 0 0 9547569 9383005 164564 115541 115541 1175294 944117 231177 8077036 8069619 7417 0 3084734 2776261 308473 1875817 1842116 33701 0 376198 370458 5740 124219 124219 0 5471352 5220192 251160 241993 5200 236793 JOURNAL ACQUISITION/SCANNING 3546378 3539539 6839 COMMISSIONS 454160 454160 FEES AND PUBLISHER PAYMENTS 15809362 15809362 ALL OTHER EXPENSES 1057459 618565 438894 82607263 78136658 4330954 139651 145 80 12275979 8785894 991836 337377 9012264 8408410 0 0 0 0 0 0 0 0 1254446 1803163 49222050 28789064 15606113 20432986 0 0 116959888 119186177 0 0 0 0 491438 486081 156592109 159440168 23826721 23054999 0 0 36246136 46500521 0 0 0 0 0 0 6250000 3750000 0 0 605267 947499 66928124 74253019 X 88033791 84620891 1630194 566258 0 0 89663985 85187149 156592109 159440168 3789602 -8266438 X false true X true false X 988956 2543714 3858367 1084458 214503 8689998 57768409 63434221 69812813 75267168 79509309 345791920 0 0 0 58757365 65977935 73671180 76351626 79723812 354481918 0 800588 800588 800588 800588 353681330 4025345 4626599 11153213 8032426 6026980 33864563 1341313 930769 765884 775283 762745 4575994 5366658 5557368 11919097 8807709 6789725 38440557 0 6085 -85190 -182209 -204535 -116672 -582521 64130108 71450113 85408068 84954800 86396865 392339954 0.90147 0.89840 0.09798 0.08551 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 54113121 -1548985 52564136 56704580 -2591459 54113121 49776204 6928376 56704580 43669855 6106349 49776204 44543475 -873620 43669855 1.00000 0.00000 0.00000 false false 3178459 2017549 1160910 21650314 19801390 1848924 24393277 6970125 17423152 20432986 TIFF MULTI-ASSET MUTUAL FUND 105701310 F WORLD STOCK INDEX FUND 13484867 F 119186177 0 DEFERRED RENT 947499 947499 X SCHEDULE D, PART V, LINE 4 ITHAKA'S BOARD OF TRUSTEES HAS DESIGNATED A PORTION OF ARCHIVE CAPITAL FEES COLLECTED TO FUNCTION AS AN ENDOWMENT TO PROVIDE A RESERVE FOR THE LONG-TERM PRESERVATION, MAINTENANCE, AND SUPPORT OF THE ARCHIVE. SCHEDULE D, PART X, LINE 1 ITHAKA is subject to the provisions of the Financial Accounting Standards Board's ("FASB") Accounting StandardS Codification ("ASC") Topic 740, Income Taxes, as it relates to accounting and reporting for uncertainty in income taxes. ITHAKA is subject to potential unrelated business income tax (UBIT) relating to its shared services revenue. Because of ITHAKA's general tax-exempt status, ASC Topic 740 has not had, and is not expected to have, a material impact on ITHAKA's consolidated financial statements. Europe (Including Iceland and Greenland) 1 1 Program Services BUSINESS DEVELOPMENT 185407 East Asia and the Pacific 1 Program Services BUSINESS DEVELOPMENT 44545 1 2 1 2 229952 229952 false false false false false false X X X false true false false false false false false false KEVIN M GUTHRIE TRUSTEE & PRESIDENT 457489 0 15000 0 0 0 31800 0 0 0 504289 0 0 LAURA BROWN EVP, JSTOR MANAGING DIRECTOR 352764 0 10000 0 0 0 31800 0 0 0 394564 0 0 0 NANCY KOPANS VP, GENERAL COUNSEL/SECRETARY 279101 0 0 0 0 0 31800 0 0 0 310901 0 0 0 DEANNA MARCUM MANAGING DIRECTOR, ITHAKA S+R 249215 0 0 0 0 0 30000 0 0 0 279215 0 0 0 GERARD AURIGEMMA VP,FINANCE/OPERATION/TREASURER 236724 0 0 0 0 0 28900 0 0 0 265624 0 0 0 ROBERT HETERICK VP INSTITUTIONAL PARTICIPATION 274168 0 31413 0 0 0 27054 0 0 0 332635 0 0 0 FRANK SMITH DIRECTOR, BOOKS AT JSTOR 239563 0 0 0 0 0 28568 0 0 0 268131 0 0 0 DALE MYERS VP, PLATFORM ENGINEERING 204624 0 25000 0 0 0 24731 0 0 0 254355 0 0 0 JOHN LENAHAN ASSOC VP, PARTICIPATION/STRAT 196955 0 31413 0 0 0 23603 0 0 0 251971 0 0 0 JABIN WHITE VP, CONTENT MANAGEMENT 218500 0 0 0 0 0 26183 0 0 0 244683 0 0 0 KATE WITTENBERG MANGING DIRECTOR, PORTICO 207523 0 0 0 0 0 25201 0 0 0 232724 0 0 0 HEIDI BARTOLACCI VP, MARKETING & COMMUNICATIONS 198678 0 5000 0 0 0 24394 0 0 0 228072 0 0 0 LACHONNE WALTON VP, WORK LIFE AND CULTURE 188491 0 0 0 0 0 22915 0 0 0 211406 0 0 0 CHRIS VANACORE CONTROLLER 166892 0 5000 0 0 0 20311 0 0 0 192203 0 0 0 ARCHIBALD COWAN CHIEF ARCHITECT 172633 0 14256 0 0 0 21000 0 0 0 207889 0 0 0 ALEX HUMPHREYS Assoc VP, JSTOR Labs/NEW BUS 183668 0 0 0 0 0 22718 0 0 0 206386 0 0 0 HEATHER JENSEN Deputy General Counsel 176040 0 0 0 0 0 21239 0 0 0 197279 0 0 0 RONALD SNYDER Director of Research/DEVELOP 170402 0 1500 0 0 0 20589 0 0 0 192491 0 0 0 MARTIN KURZWEIL PROGRAM DIRECTOR, S+R 169696 0 0 0 0 0 21012 0 0 0 190708 0 0 0 RETIREMENT PLANS ITHAKA MAINTAINS A 457(B) DEFERRED-COMPENSATION PLAN FOR ELIGIBLE EMPLOYEES, AS DESIGNATED AND APPROVED BY ITHAKA'S BOARD OF TRUSTEES. UNDER THE TERMS OF THIS PLAN, ELIGIBLE EMPLOYEES MAY MAKE ELECTIVE DEFERRALS UP TO THE MAXIMUM AMOUNT PERMITTED BY LAW. ITHAKA DOES NOT CONTRIBUTE TO THIS PLAN. FORM 990, PART III, LINE 4A JSTOR GENERATES INCOME TO SUPPORT ITS SERVICES PRIMARILY THROUGH AN ARCHIVE CAPITAL FEE ("ACF") AND ANNUAL ACCESS FEES ("AAF"). AN ACF IS A ONE-TIME, NON-REFUNDABLE FEE THAT PROVIDES FOR LONG-TERM PRESERVATION OF THE ARCHIVE AND OTHER MISSION-RELATED PURPOSES. AAF'S ARE CHARGED TO EACH PARTICIPATING INSTITUTION TO COVER THE RECURRING COSTS OF UPDATING, MAINTAINING, AND PROVIDING ACCESS TO THE JSTOR JOURNAL ARCHIVES. FORM 990, PART VI, LINE 11B THE FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE AND IT APPROVES RELEASE TO THE ENTIRE BOARD FOR AN OPPORTUNITY TO REVIEW PRIOR TO ELECTRONIC FILING OF THE FORM. FORM 990, PART VI, LINE 12C ITHAKA'S CONFLICTS OF INTEREST POLICY APPLIES TO ITS GOVERNING BOARD, CORPORATE OFFICERS, KEY EMPLOYEES, AND OTHERS REPRESENTING THE ORGANIZATION. MEMBERS OF ITHAKA'S GOVERNING BOARD ARE REQUIRED TO DISCLOSE ALL CONFLICTS OF INTEREST AT THE TIME THEY ARISE AND ANNUALLY VIA A WRITTEN DISCLOSURE PROCESS. THE AUDIT COMMITTEE IS CHARGED WITH REVIEWING CONFLICTS OF INTEREST TRANSACTIONS AND ASSOCIATED DECISIONS AND MAKING A DETERMINATION REGARDING ANY RESTRICTIONS TO BE IMPOSED ON THE TRANSACTION. ITHAKA'S OFFICERS AND KEY EMPLOYEES ARE LIKEWISE REQUIRED TO DISCLOSE TO THEIR SUPERVISORS PROMPTLY ALL CONFLICTS OF INTEREST THAT ARISE AND COMPLETE AN ANNUAL CONFLICTS OF INTEREST DISCLOSURE STATEMENT. FORM 990, PART VI, LINE 15a & 15B THE COMPENSATION AND BENEFITS COMMITTEE OF THE BOARD CONDUCTS AN ANNUAL REVIEW OF OFFICERS' COMPENSATION AND THE COMPENSATION OF HIGHLY PAID EMPLOYEES. AS PART OF THIS REVIEW, THE COMMITTEE REFERENCES AVAILABLE MARKET DATA FOR COMPARABLE POSITIONS AND INTERNAL EQUITY CONSIDERATIONS, AND IT UTILIZES AN ANALYSIS OF OFFICER SALARIES USING INDUSTRY BENCHMARKING DATA FROM SEVERAL SOURCES. THE REVIEW PROCESS COVERS ALL OFFICERS AND HIGHLY PAID EMPLOYEES. FORM 990, PART VI, LINE 19 ITHAKA'S FORM 990 AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G FEES FOR SERVICES - OTHER AS REPORTED ON FORM 990, PART IX, LINE 11G REPRESENT THOSE COSTS INCURRED RELATED TO SOFTWARE DEVELOPMENT WHICH IS INTEGRAL TO ITHAKA'S VARIOUS PROGRAMS. EXTENSION OF TIME TO FILE FORMS' 8868 APPLICATIONS FOR EXTENSION OF TIME AN EXEMPT ORGANIZATION RETURN WERE ELECTRONICALLY FILED. FORM 990 PART IX LINE 11G DESCRIPTION:DEVELOPMENT CONTRACTORS TOTAL FEES:9547569 Ithaka International LLC 2 RECTOR STREET new york NY 10006 BUS DEVLPMT DE 78533 ITHAKA HBRS