2016-11-30T14:21:19-06:00 2016-06-30 135565207 KPMG LLP 210 PARK AVE SUITE 2850 OKLAHOMA CITY OK 73102 990 2015-07-01 135613797 AMERICAN HEART ASSOCIATION INC AMER 2143736300 7272 GREENVILLE AVENUE DALLAS TX 75231 CYNDI ROBERTS CFO CHIEF FINANCIAL OFFICER 2143736300 2016-11-30 1 STEPHANIE L STEWART P01646944 4052396411 2016-11-30 2015 2017-02-10 21:41:12Z NANCY BROWN 7272 GREENVILLE AVENUE DALLAS TX 75231 1299009397 0 X WWW.HEART.ORG X 1924 NY BUILDING HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE. 22 22 4378 33000000 18724 -83551 650674889 693094040 28554015 29573090 28016546 19712482 73029692 87999811 780275142 830379423 148520852 170177451 0 0 306715428 337725056 3073343 3449683 95811767 285746776 300108703 744056399 811460893 36218743 18918530 1291066077 1326447551 402868134 437037060 888197943 889410491 X BUILDING HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE. 0 0 168592286 152900523 SEE SCHEDULE OSCIENCE AND RESEARCH SINCE 1949, THE AMERICAN HEART ASSOCIATION HAS FUNDED MORE THAN $3.8 BILLION IN RESEARCH PROJECTS THAT EXPLORE THE PREVENTION, DETECTION AND TREATMENT OF CARDIOVASCULAR DISEASES AND STROKE. IN 2015-16:- WE PROVIDED MORE THAN $163 MILLION IN FUNDING FOR 980 NEW RESEARCH AWARDS. - WE ANNOUNCED TWO NEW NETWORKS FOR OUR STRATEGICALLY FOCUSED RESEARCH PLATFORM, FOCUSED ON OBESITY AND CHILDREN'S CARDIOVASCULAR HEALTH. THESE TWO NETWORKS JOIN PREVIOUSLY ANNOUNCED NETWORKS FOR PREVENTION, DISPARITIES, HYPERTENSION, WOMEN'S HEALTH AND HEART FAILURE. - WE ANNOUNCED ONE BRAVE IDEA, A COLLABORATIVE WITH VERILY AND ASTRAZENECA WHICH WILL AWARD $75 MILLION TO A SINGLE RESEARCH TEAM OVER FIVE YEARS TO CONDUCT INVESTIGATIONS WITH THE GOAL OF DEVELOPING NOVEL STRATEGIES TO PREVENT OR REVERSE THE CAUSES AND DRIVERS OF CORONARY HEART DISEASE.- OUR INSTITUTE OF PRECISION CARDIOVASCULAR MEDICINE PRESENTED 10 DISCOVERY AWARDS, EACH FOR $160,000 COVERING 12 MONTHS. THE AREAS OF INQUIRY INCLUDE USING PHENOTYPIC AND POTENTIAL GENETIC AND BIOMARKER DATABASES TO BETTER DEFINE PREDICTORS FOR A CARDIOVASCULAR EVENT; IDENTIFYING NOVEL ASSOCIATIONS BETWEEN BIOMARKERS OF HDL FUNCTIONALITY AND CARDIOVASCULAR RISK AND DETERMINING IF THERE ARE GENOTYPE / PHENOTYPE ASSOCIATIONS DRIVING DISEASE ONSET AND PROGRESSION AND PROGNOSIS OF OUTCOMES IN PATIENTS WITH HFPEF. THE AWARDEES WERE INTRODUCED IN NOVEMBER DURING THE OPENING SESSION OF SCIENTIFIC SESSIONS 2015.- IN COLLABORATION WITH THE JOINT COMMISSION, WE ANNOUNCED THE LAUNCH OF A NEW DISEASE-SPECIFIC CARE ADVANCED CERTIFICATION PROGRAM FOR ACUTE STROKE READY HOSPITALS. THE CERTIFICATION APPLIES SPECIFICALLY TO HOSPITALS THAT ARE NOT CANDIDATES FOR PRIMARY STROKE CENTER OR COMPREHENSIVE STROKE CENTER CERTIFICATION, BUT HAVE THE CAPABILITY AND RESOURCES TO PROVIDE INITIAL DIAGNOSTIC SERVICES AND BASIC CARE TO PATIENTS BEFORE THEY ARE TRANSFERRED TO A PRIMARY OR COMPREHENSIVE FACILITY.- IN JANUARY 2016, THE AMERICAN HEART ASSOCIATION AND THE CHILDREN'S HEART FOUNDATION ANNOUNCED THE FIRST ROUND OF RECIPIENTS OF OUR CONGENITAL HEART DISEASE RESEARCH AWARDS. A TOTAL OF $820,601 WAS AWARDED TO SEVEN DIFFERENT RESEARCH PROJECTS FROM SIX DIFFERENT STATES.- THE AMERICAN HEART ASSOCIATION AND THE PATIENT-CENTERED OUTCOMES RESEARCH INSTITUTE ANNOUNCED A NEW JOINT INITIATIVE TO USE THE POWER OF CROWDSOURCING TO ACCELERATE RESEARCH NEEDED TO IMPROVE CARDIOVASCULAR DISEASE CARE. THE AMERICAN HEART ASSOCIATION AND THE PATIENT-CENTERED OUTCOMES RESEARCH INSTITUTE ARE ASKING HEART, VASCULAR AND STROKE DISEASE SURVIVORS AND THEIR CAREGIVERS TO SHARE THEIR STORIES AND DISCUSS THEIR PROCESS FOR MAKING DECISIONS ABOUT THE CARE THEY RECEIVE AND THE "DECISIONAL DILEMMAS" THEY FACE IN THE PROCESS. BASED ON THEIR VALUABLE INPUT, WE WILL IDENTIFY IMPORTANT CONCERNS TO TARGET RESEARCH THAT WILL LEAD TO BETTER CARE TAILORED TO THE SPECIFIC NEEDS OF PATIENTS. 313440838 5633300 4731536 SEE SCHEDULE OPUBLIC/CONSUMER EDUCATIONIN 2015-16, OUR EMERGENCY CARDIOVASCULAR CARE (ECC) PROGRAM TRAINED MORE THAN 18 MILLION PEOPLE ACROSS THE WORLD IN CARDIOPULMONARY RESUSCITATION, THE USE OF AUTOMATED EXTERNAL DEFIBRILLATORS, AND OTHER LIFESAVING TECHNIQUES.- THE AMERICAN HEART ASSOCIATION INTRODUCED ITS FIRST-EVER PATIENT AMBASSADOR TEAM. ALL EIGHT VOLUNTEER TEAM MEMBERS WILL OFFER HELP AND SUPPORT TO HEART VALVE DISEASE PATIENTS AND HELP EDUCATE THE PUBLIC ABOUT HEART VALVE DISEASE. SEVEN OF OUR AMBASSADORS ARE HEART VALVE DISEASE SURVIVORS, AND ONE IS A CAREGIVER. ALL ARE COMMITTED TO SHARING THEIR PERSONAL EXPERIENCES AND DIRECTING PEOPLE TO HELPFUL AMERICAN HEART ASSOCIATION INFORMATIONAL RESOURCES.- THE AMERICAN HEART ASSOCIATION'S GO RED FOR WOMEN MOVEMENT LAUNCHED GO RED GET FIT, A FREE ONLINE FITNESS CHALLENGE TO HELP WOMEN GET FIT FOR LIFE AND REDUCE THEIR RISK OF HEART DISEASE. THE CHALLENGE IS BASED ON A SERIES OF HEALTHY LIFESTYLE CHALLENGES FOCUSED ON HEALTHY EATING CHOICES AND PHYSICAL ACTIVITY. EACH CHALLENGE WILL LAST 12 WEEKS, THE AMOUNT OF TIME IT TAKES FOR A BEHAVIOR TO BECOME A HABIT. WOMEN CAN PARTICIPATE BY JOINING THE PROGRAM'S ONLINE COMMUNITY, WHICH INCLUDES ADVICE AND ENCOURAGEMENT FROM CELEBRITY TRAINERS. - A NEW AMERICAN HEART ASSOCIATION CAMPAIGN CALLED RISE ABOVE HEART FAILURE WAS LAUNCHED TO RAISE AWARENESS AND SHARE KEY RESOURCES TO HELP PEOPLE LEARN MORE ABOUT THE WARNING SIGNS, RISK FACTORS, PREVENTION AND TREATMENT OF HEART FAILURE, WHICH IMPACTS 6 MILLION AMERICANS. - THE AMERICAN HEART ASSOCIATION UPDATED ITS HEART-CHECK MARK STANDARDS. FOOD COMPANIES MUST NOW MEET MORE STRINGENT CRITERIA LIMITING ADDED SUGAR, SODIUM, TOTAL CALORIES AND RAISING MINIMUM DIETARY FIBER REQUIREMENTS FOR FOODS BEARING THE AMERICAN HEART ASSOCIATION'S HEART-CHECK MARK. THE AMERICAN HEART ASSOCIATION FORMULATES AND PERIODICALLY REVISES ITS OWN HEART-CHECK CRITERIA FOR DIFFERENT FOOD CATEGORIES BASED ON SOUND SCIENCE REGARDING HEALTHY DIET, PRODUCT INGREDIENTS AND NUTRIENT VALUES.- THE AMERICAN HEART ASSOCIATION INSTALLED HANDS-ONLY CPR TRAINING KIOSKS AT SEVERAL U.S. AIRPORTS, INCLUDING ATLANTA, BALTIMORE, CHICAGO, CLEVELAND, AND INDIANAPOLIS. WITH VIDEO TOUCH-SCREENS AND A CPR MANNEQUIN, THE KIOSKS ALLOW TRAVELERS TO LEARN THE SKILLS OF HANDS-ONLY CPR IN JUST A FEW MINUTES. 112043761 6187321 140780590 SEE SCHEDULE OPROFESSIONAL EDUCATION- IN OCTOBER 2015, WE PUBLISHED OUR 2015 GUIDELINES UPDATE FOR CARDIOPULMONARY RESUSCITATION (CPR) AND EMERGENCY CARDIOVASCULAR CARE (ECC). - WE HAVE MORE THAN 33,000 PROFESSIONAL SCIENTIFIC MEMBERS REPRESENTING 74 SPECIALTIES AND 114 COUNTRIES.- WE HOSTED MORE THAN A DOZEN INTERNATIONAL SCIENTIFIC CONFERENCES, INCLUDING SCIENTIFIC SESSIONS AND THE INTERNATIONAL STROKE CONFERENCE, AS WELL AS MEETINGS FOCUSED ON SPECIALTY AREAS INCLUDING HYPERTENSION, PREVENTION, AND QUALITY OF CARE. ATTENDEES AT ALL MEETINGS ARE ELIGIBLE FOR CONTINUING MEDICAL EDUCATION (CME) CREDITS. WE ALSO HOSTED A SUITE OF ONLINE LEARNING PROGRAMS WHICH OFFERED CME CREDITS. - THE AMERICAN HEART ASSOCIATION WAS GRANTED JOINT ACCREDITATION. JOINT ACCREDITATION PROMOTES INTERPROFESSIONAL EDUCATION (IPE) ACTIVITIES SPECIFICALLY DESIGNED TO IMPROVE INTERPROFESSIONAL COLLABORATIVE PRACTICE (IPCP) IN HEALTH CARE DELIVERY. A LEADING MODEL FOR IPCP ITSELF, JOINT ACCREDITATION ESTABLISHES THE STANDARDS FOR EDUCATION PROVIDERS TO DELIVER CONTINUING EDUCATION PLANNED BY THE HEALTHCARE TEAM FOR THE HEALTHCARE TEAM. THIS DISTINCTION IS AWARDED FROM THREE GLOBAL LEADERS IN THE FIELD OF ACCREDITATION: ACCREDITATION COUNCIL FOR CONTINUING MEDICAL EDUCATION (ACCME); ACCREDITATION COUNCIL FOR PHARMACY EDUCATION (ACPE); AND AMERICAN NURSES CREDENTIALING CENTER (ANCC).- IN AUGUST 2015, IN BOSTON, THE AMERICAN HEART ASSOCIATION HOSTED ITS FIRST-EVER VASCULAR DISEASE THOUGHT LEADERS' SUMMIT. MORE THAN 40 LEADING SPECIALISTS CAME TOGETHER TO IDENTIFY OPPORTUNITIES FOR PROGRESS IN THE PREVENTION, DIAGNOSIS AND TREATMENT OF VASCULAR DISEASE. PARTICIPANTS INCLUDED SCIENTISTS, CLINICIANS, AND PATIENTS AND CAREGIVERS, AS WELL AS REPRESENTATIVES FROM FEDERAL HEALTH AGENCIES AND INDUSTRY. THE SUMMIT WAS CHAIRED BY AMERICAN HEART ASSOCIATION PRESIDENT MARK CREAGER, MD. A FINAL PROCEEDINGS REPORT WAS RELEASED IN NOVEMBER 2015 WITH SPECIFIC RECOMMENDATIONS TO IMPROVE VASCULAR DISEASE AWARENESS, PREVENTION, DETECTION AND TREATMENT. - THE AMERICAN HEART ASSOCIATION CREATED A NEW GUIDE TO HELP HEALTHCARE PROFESSIONALS BETTER UNDERSTAND AND DIAGNOSE STROKES OF UNKNOWN CAUSE. THE MOST COMMON TYPE OF STROKE, CALLED "ISCHEMIC," OCCURS WHEN BLOOD VESSELS CARRYING OXYGEN AND NUTRIENTS TO THE BRAIN ARE BLOCKED BY A CLOT, CAUSING BRAIN CELLS TO DIE. THIRTY PERCENT OF ISCHEMIC STROKES HAVE NO KNOWN CAUSE, EVEN AFTER THOROUGH DIAGNOSTIC TESTS ARE PERFORMED. THESE STROKES OF UNCERTAIN ORIGIN ARE DEEMED "CRYPTOGENIC." THE CRYPTOGENIC STROKE GUIDE FOR HEALTHCARE PROFESSIONALS INCLUDES INFORMATION ON DIAGNOSTIC EVALUATION AND DETAILS THE MANY POTENTIAL CAUSES OF CRYPTOGENIC STROKE, LIKE ATRIAL FIBRILLATION. 59317842 5456307 36644468 COMMUNITY SERVICESQUALITY OF CARE/SYSTEMS OF CARETHE AMERICAN HEART ASSOCIATION IS CONSTANTLY WORKING TO PUT SYSTEMS IN PLACE TO GUARANTEE THE BEST POSSIBLE CARE FOR EVERY PATIENT IN EVERY COMMUNITY. - OUR GET WITH THE GUIDELINES INITIATIVE, WHICH ENSURES THAT HOSPITALS FOLLOW THE LATEST EVIDENCE-BASED TREATMENT PROTOCOLS, CONTINUED TO GROW, AND HAS NOW BEEN IMPLEMENTED IN MORE THAN 2,269 HOSPITALS, WITH MODULES FOCUSED ON ATRIAL FIBRILLATION, HEART FAILURE, STROKE, RESUSCITATION AND ACUTE MYOCARDIAL INFARCTION.- MISSION: LIFELINE IS THE AMERICAN HEART ASSOCIATION'S INITIATIVE TO IMPROVE SYSTEMS OF CARE FOR PATIENTS WITH TIME-SENSITIVE CONDITIONS. THESE PATIENTS INCLUDE VICTIMS OF HEART ATTACK, STROKE, AND CARDIAC ARREST. MISSION: LIFELINE IMPROVES COORDINATION BETWEEN HOSPITALS AND EMS SYSTEMS WITH THE GOAL OF REDUCING TREATMENT TIMES FOR THESE PATIENTS. IN 2015-16, MORE THAN 800 EMS AGENCIES WERE REPRESENTED IN THE MISSION: LIFELINE EMS RECOGNITION PROGRAM, AND MORE THAN 800 LOCAL STEMI SYSTEMS OF CARE WERE REGISTERED REACHING 83% OF THE U.S. POPULATION.PUBLIC ADVOCACYOUR OFFICE OF ADVOCACY WORKS AT THE LOCAL, STATE AND FEDERAL LEVELS TO DRIVE PUBLIC POLICY DESIGNED TO IMPROVE CARDIOVASCULAR HEALTH. IN 2015-16, OUR EFFORTS CONTRIBUTED TO PROGRESS IN KEY AREAS INCLUDING:- THE ADOPTION IN 10 STATES OF LEGISLATION REQUIRING CPR TRAINING AS A PREREQUISITE FOR HIGH SCHOOL GRADUATION, BRINGING THE TOTAL NUMBER OF STATES WITH THIS LEGISLATION TO 35.- THE NATIONAL INSTITUTES OF HEALTH (NIH) RECEIVED A $2 BILLION INCREASE FOR FY 2016-A 7% INCREASE-THE LARGEST INCREASE SINCE 2003. WITHIN THIS INCREASE, THE NATIONAL INSTITUTE OF NEUROLOGICAL DISORDERS AND STROKE RECEIVED A 6% INCREASE-THE 6TH LARGEST DOLLAR INCREASE OF NIH'S INSTITUTES, CENTERS AND DIVISIONS. THE NATIONAL HEART, LUNG, AND BLOOD INSTITUTE RECEIVED A 4% INCREASE-THE 5TH LARGEST DOLLAR INCREASE OF NIH'S CENTERS AND DIVISIONS.- THE FOOD AND DRUG ADMINISTRATION WAS GIVEN REGULATORY AUTHORITY OVER ALL TOBACCO PRODUCTS, INCLUDING ELECTRONIC CIGARETTES, CIGARS, CIGARILLOS, PIPE TOBACCO AND HOOKAH TOBACCO. - VOICES FOR HEALTHY KIDS, THE AMERICAN HEART ASSOCIATION'S INITIATIVE WITH THE ROBERT WOOD JOHNSON FOUNDATION, COMPLETED ITS THIRD FULL YEAR OF WORK TO FIGHT CHILDHOOD OBESITY. THROUGH ITS FIRST THREE YEARS, VOICES FOR HEALTHY KIDS HAS FUNDED MORE THAN 50 COALITIONS WORKING TO OPEN MORE GROCERY STORES IN LOW-INCOME COMMUNITIES, UNLOCK SCHOOLYARD GATES SO FAMILIES COULD HAVE A SAFE PLACE TO PLAY, ENSURE SUGARY DRINKS WERE NO LONGER SERVED IN CHILDCARE CENTERS, AND SECURE FUNDING FOR SIDEWALKS AND BIKE PATHS IN COMMUNITIES OF NEED.- THE AMERICAN HEART ASSOCIATION HAS DEVELOPED A METRICS-BASED FRAMEWORK FOR DEFINING HEALTHY COMMUNITIES, AND ITS VOLUNTEERS AND STAFF IN LOCAL MARKETS WORKED TO DRIVE LOCAL PUBLIC POLICY AND QUALITY AND SYSTEMS IMPROVEMENT INITIATIVES IN MARKETS NATIONWIDE. THE AMERICAN HEART ASSOCIATION IS WORKING VIA COLLECTIVE IMPACT WITH OTHER ORGANIZATIONS TO MAKE COMMUNITIES HEALTHIER THROUGHOUT THE COUNTRY. MULTICULTURAL HEALTH- THE ASSOCIATION OF BLACK CARDIOLOGISTS ANNOUNCED IN APRIL 2016 THAT IT WILL DEVELOP A CARDIOVASCULAR DISEASE REGISTRY FOR UNDERSERVED POPULATIONS IN COLLABORATION WITH THE MOREHOUSE SCHOOL OF MEDICINE AND THE AMERICAN HEART ASSOCIATION. THE REGISTRY WILL IMPORT DATA DIRECTLY FROM ELECTRONIC HEALTH RECORDS AND OTHER HEALTHCARE TECHNOLOGY PLATFORMS AND WILL BE POWERED BY TECHNOLOGY FROM THE COLLABORATIVE PARTNERS. THE DATA AND KEY MEASUREMENTS COLLECTED AND TRACKED WILL BE USED IN NEW QUALITY IMPROVEMENT INITIATIVES SUPPORTING UNDERSERVED POPULATIONS AND WILL REPORT ON ADHERENCE TO EVIDENCE-BASED GUIDELINES.- THE AMERICAN HEART ASSOCIATION AND THE AFRICAN METHODIST EPISCOPAL CHURCH (AMEC) ANNOUNCED A NEW PARTNERSHIP TO PROMOTE A CULTURE OF HEALTH IN AFRICAN-AMERICAN FAITH-BASED COMMUNITIES, INCLUDING AMEC'S 2.5 MILLION MEMBERS AT MORE THAN 4,000 CHURCHES ACROSS THE WORLD. THE AMERICAN HEART ASSOCIATION WILL WORK WITH AMEC LEADERSHIP TO PROVIDE HEALTH RESOURCES AND INFORMATION FOCUSED ON SMOKING CESSATION, HEALTHY FOODS AND BEVERAGES, FIRST AID/CPR TRAINING, AND RISK FACTOR CONTROL. ACTIVITIES OFFICIALLY KICKED OFF IN JULY 2016 AT AMEC'S 200TH GENERAL CONFERENCE. - IN COLLABORATION WITH THE SHAKOPEE MDEWAKANTON SIOUX COMMUNITY, THE AMERICAN HEART ASSOCIATION HOSTED THE FERTILE GROUND INDIAN COUNTRY FUNDERS ROUNDTABLE I AND II, IN OCTOBER 2015 AND MAY 2016. ATTENDEES DISCUSSED APPROACHES TO IMPROVING FOOD ACCESS AND REDUCING HEALTH DISPARITIES AMONG NATIVE AMERICAN COMMUNITIES.NUTRITION/HEALTHY LIVING - THE AMERICAN HEART ASSOCIATION JOINED WITH ARAMARK, THE LARGEST U.S.-BASED FOOD SERVICE PROVIDER, ON A FIVE-YEAR INITIATIVE TO MAKE THE MEALS IT SERVES HEALTHIER. CHANGES WILL IMPACT MORE THAN 2 BILLION MEALS SERVED EACH YEAR AT SCHOOLS, BUSINESSES, SPORTS VENUES AND ELSEWHERE. THE INITIATIVE, CALLED HEALTHY FOR LIFE 20 BY 20, WILL IMPLEMENT A 20 PERCENT REDUCTION IN CALORIES, SATURATED FAT AND SODIUM AND A 20 PERCENT INCREASE IN FRUITS, VEGETABLES AND WHOLE GRAINS. TOGETHER, OUR GOAL IS TO IMPROVE THE HEALTH OF ALL AMERICANS BY 20 PERCENT BY 2020. - IN OCTOBER 2015, THE ALLIANCE FOR A HEALTHIER GENERATION RECOGNIZED AN ALL-TIME HIGH 376 SCHOOLS FOR THEIR OUTSTANDING PERFORMANCE AS PART OF THE ALLIANCE'S HEALTHY SCHOOLS PROGRAM. PRESENTERS AT THE WASHINGTON, D.C. CEREMONY INCLUDED CHELSEA CLINTON, AMERICAN HEART ASSOCIATION PRESIDENT MARK CREAGER, MD AND CEO NANCY BROWN. THIS YEAR MARKS THE 10TH ANNIVERSARY OF THE ALLIANCE FOR A HEALTHIER GENERATION, WHICH WAS CO-FOUNDED BY THE AMERICAN HEART ASSOCIATION AND THE WILLIAM J. CLINTON FOUNDATION TO ADDRESS CHILDHOOD OBESITY. - THE AMERICAN HEART ASSOCIATION CONTINUED ITS WORK AS A MEMBER ORGANIZATION WITH MILLION HEARTS, AN INITIATIVE LAUNCHED IN 2011 BY THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES TO PREVENT 1 MILLION HEART ATTACKS AND STROKES BY 2017. THROUGH MILLION HEARTS, THE AMERICAN HEART ASSOCIATION PROVIDES TECHNICAL AND PLANNING ASSISTANCE, HELPS DEVELOP COMMUNICATIONS AND PROMOTIONAL CAMPAIGNS, AND SHARE SCIENTIFIC RESOURCES AND RECOMMENDATIONS FOR THE CONTROL OF KEY RISK FACTORS SUCH AS HYPERTENSION. 59317842 5456307 36644468 653394727 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 3479 4 1 4378 1 1 1 0 0 0 1 1 1 1 0 0 0 1 0 X 22 22 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 MD ME MI MN MS NC ND NH NJ NM NY OH OR OK PA RI SC TN UT VA WA WI WV AK AL AR CA CT FL GA HI IL IN KS KY LA MA X X CYNTHIA ROBERTS CFO 2143736300 7272 GREENVILLE AVENUE DALLAS TX 75231 ALVIN L ROYSE JD CPA CHAIRMAN OF THE BOARD 7.00 X X 0 0 0 JAMES J POSTL CHAIRMAN-ELECT 5.00 X 0 0 0 BERNARD P DENNIS IMMEDIATE PAST CHAIRMAN 4.00 X 0 0 0 MARK A CREAGER MD FAHA PRESIDENT 8.00 X X 0 0 0 ELLIOTT M ANTMAN MD FAHA IMMEDIATE PAST PRESIDENT 5.00 X 0 0 0 STEVEN R HOUSER PHD FAHA PRESIDENT-ELECT 5.00 X 0 0 0 RAYMOND P VARA JR TREASURER 6.00 X X 0 0 0 MARY ANN BAUMAN MD BOARD MEMBER 3.00 X 0 0 0 IVOR BENJAMIN MD FAHA FACC BOARD MEMBER 3.00 X 0 0 0 MARY CUSHMAN MD MS FAHA BOARD MEMBER 3.00 X 0 0 0 MITCHELL SV ELKINDMD MS BOARD MEMBER 3.00 X 0 0 0 LINDA GOODEN BOARD MEMBER 3.00 X 0 0 0 RON W HADDOCK BOARD MEMBER 3.00 X 0 0 0 ROBERT A HARRINGTON MD FAHA BOARD MEMBER 3.00 X 0 0 0 MARSHA JONES BOARD MEMBER 3.00 X 0 0 0 WILLIE EDWARD LAWRENCE JR MD BOARD MEMBER 3.00 X 0 0 0 PEGUI MARIDUENA CMC MBA BOARD MEMBER 3.00 X 0 0 0 DAVID L SCHLOTTERBECK BOARD MEMBER 3.00 X 0 0 0 BERTRAM L SCOTT BOARD MEMBER 3.00 X 0 0 0 DAVID A SPINA BOARD MEMBER 3.00 X 0 0 0 BERNARD J TYSON BOARD MEMBER 3.00 X 0 0 0 JOHN J WARNER MD BOARD MEMBER 3.00 X 0 0 0 NANCY BROWN CHIEF EXECUTIVE OFFICER 38.00 X 1782091 0 130451 SUNDER JOSHI CHIEF ADMINISTRATIVE OFFICER 38.00 X 548953 0 69479 LYNNE DARROUZET EVP - CORP SEC/GENERAL COUNSEL 38.00 X 311083 0 51726 CYNTHIA ROBERTS CHIEF FINANCIAL OFFICER 38.00 X 282702 0 44753 ROSE MARIE ROBERTSON CHIEF SCIENCE & MEDICAL OFFICER 38.00 X 621812 0 47534 MEIGHAN GIRGUS CHIEF MARKETING & PROGRAMS OFFICER 38.00 X 544604 0 57968 LESLIE UPTON CHIEF OPERATING OFFICER 38.00 X 533324 0 63656 JOHN J MEINERS CHIEF OF MISSION ALIGNED BUSINESSES 38.00 X 438044 0 63210 KATHLEEN ROGERS AFFILIATE EVP 38.00 X 541995 0 75897 MIDGE EPSTEIN AFFILIATE EVP 38.00 X 554466 0 55764 DAVID MARKIEWICZ AFFILIATE EVP 38.00 X 517826 0 68859 KEVIN HARKER AFFILIATE EVP 38.00 X 490249 0 74393 NICOLE SAPIO AFFILIATE EVP 38.00 X 412805 0 59730 7579954 0 863420 445 0 1 0 FREEMAN EXPOSITIONS INC 1600 VICEROY DRIVE SUITE 100 DALLAS TX 75235 AUDIO-VIDEO SERVICES 5646339 SLINGSHOT LLC 208 NORTH MARKET STREET SUITE 500 DALLAS TX 75202 DIGITAL MEDIA 4911296 DANIEL J EDELMAN 21992 NETWORK PLACE CHICAGO IL 60673 PUBLIC RELATIONS 2804350 INFOCISION MANAGEMENT 325 SPRINGSIDE DRIVE AKRON OH 44333 TELEPHONE MARKETING 2611675 BRIGHAM & WOMENS PHYSICIANS ORG PO BOX 3684 BOSTON MA 02441 EDITORIAL SERVICES 2145603 159 4268947 357127751 9922373 321774969 73125201 693094040 CONFERENCES & SEMINARS 900099 26008445 26008445 MEMBERSHIP DUES 900099 3564645 3564645 29573090 18709503 -40012 18749515 17991670 17991670 1232546 136133 1096413 1096413 1096413 384525503 500 383515406 7618 1010097 -7118 1002979 1002979 19438018 357127751 42890708 -23452690 -23452690 157615 1488 156127 22926 133201 136024672 42078621 93946051 93946051 OTHER REVENUE 900099 4738557 4702747 35810 CHANGE IN VALUE OF SPL 900099 -3009127 -3009127 LOSS ON UNCOLLECTIBLE 900099 -3467190 -3467190 -1737760 830379423 121745571 18724 15521088 169745708 169745708 349561 349561 82182 82182 5829858 5829858 263631319 189743245 28237317 45650757 20554506 14590889 2334219 3629398 27855895 19882453 3156286 4817156 19853478 14140201 2433017 3280260 1066450 518730 384997 162723 1031897 1031897 6071589 6071589 3449683 3449683 1726093 1726093 52413465 51406666 618912 387887 7310484 7310484 115340759 96514692 3747668 15078399 18268039 15450900 1042394 1774745 16543294 12360011 1676447 2506836 26786278 17320836 3537947 5927495 25509816 21573576 1411943 2524297 54760 54760 11372978 8692634 1313688 1366656 1456228 580773 825626 49829 OTHER EXPENSES 15153860 7059597 2888617 5205646 UBI TAX 2713 2713 811460893 653394727 62254399 95811767 X 217375804 139457872 26266919 51651013 21163825 73676253 2210133 7934013 177438732 220404964 16143788 36324860 4250605 6604546 12660866 15316026 210747692 141322445 70044496 69425247 764668930 689416416 3357524 3348535 219127178 203996691 1291066077 1326447551 71261297 77380164 288044259 315572722 6827249 9085392 835000 640000 35900329 34358782 402868134 437037060 X 405837459 381637135 291510194 325573049 190850290 182200307 888197943 889410491 1291066077 1326447551 X 18918530 -17466019 -239963 X 0 1 X 1 1 1 X 532997854 523882707 569646207 653927887 696658685 2977113340 532997854 523882707 569646207 653927887 696658685 2977113340 169841657 2807271683 41572085 43394143 46072477 41116248 37973731 210128684 1571360 6940615 447664 8959639 3196201663 568055031 0.87830 0.87240 X SCHEDULE A, PART II, SECTION B, LINE 10 - OTHER INCOME OTHER INCOME IS GENERALLY COMPRISED OF THE CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS AND UNCOLLECTIBLE ACCOUNTS RECEIVABLE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 630265 1 87636 1 154137 1 4228715 1 615825 1 355012 0 6071590 0 PART II-B, LINE 1, LOBBYING ACTIVITIES: EXPLANATION:IN SUPPORT OF ITS MISSION TO BUILD HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE, THE AMERICAN HEART ASSOCIATION (AHA) PLANS, COORDINATES AND IMPLEMENTS A PUBLIC ADVOCACY PROGRAM. AT THE NATIONAL LEVEL, THIS PROGRAM INCLUDES MAINTAINING AND EXPANDING CONTACTS WITH MEMBERS OF CONGRESS. SIMILAR RELATIONSHIPS ARE BUILT BY THE REGIONAL AFFILIATES, ADVOCATING AT THE STATE AND LOCAL LEVELS. TO GUIDE ITS FEDERAL, STATE AND LOCAL EFFORTS, THE ASSOCIATION IMPLEMENTS A PUBLIC POLICY AGENDA BY MAINTAINING ACTIVE PARTNERSHIPS WITH HEALTH-RELATED COALITIONS WITH OTHER LIKE-MINDED GROUPS; ROBUST POLICY RESEARCH THAT IS SCIENCE AND EVIDENCE-BASED, PRODUCING DOCUMENTS SUCH AS POLICY POSITION STATEMENTS, FACT SHEETS, AND PUBLISHED PAPERS, MEDIA ADVOCACY, INCLUDING LETTERS TO THE EDITOR, OP-ED PIECES, ADVERTORIALS AND NEWS CONFERENCES; MONITORING AND COMMENTING ON REGULATORY PROPOSALS; SUBMITTING TESTIMONY AND STATEMENTS FOR THE RECORD IN RESPONSE TO PROPOSED POLICY INITIATIVES; MAINTAINING AN ACTIVE VOLUNTEER GRASSROOTS NETWORK AVAILABLE TO WRITE, CALL AND/OR VISIT LOCAL, STATE AND FEDERAL POLICYMAKERS; AND LOBBYING OF LOCAL, STATE AND FEDERAL LEGISLATIVE BODIES. THE AMERICAN HEART ASSOCIATION IS COMMITTED THROUGHOUT ITS PUBLIC POLICY WORK TO PROACTIVELY CONFRONT AND ADDRESS THE HEALTH INEQUITIES AND DISPARITIES THAT EXIST IN OUR COUNTRY. THE ASSOCIATION ENCOURAGES CONGRESS AND STATE LEGISLATURES TO JOIN THE FIGHT AGAINST CARDIOVASCULAR DISEASE, INCLUDING STROKE, THE LEADING CAUSE OF DEATH IN THE UNITED STATES. THE ASSOCIATION'S STRATEGIC PUBLIC POLICY PRIORITIES ARE IN THE FOLLOWING AREAS: - HEART DISEASE AND STROKE RESEARCH: A TOP PRIORITY OF THE ASSOCIATION IS TO ENSURE SUPPORT FOR BASIC, CLINICAL, TRANSLATIONAL, HEALTH SERVICES, OUTCOMES, GENOMICS, AND COMPARATIVE EFFECTIVENESS RESEARCH AND THE OVERALL RESEARCH ENVIRONMENT AS WELL AS COMMUNITY HEALTH SERVICES, PUBLIC HEALTH PROGRAMS, POLICY EVALUATION AND ECONOMICS. THE AHA ADVOCATES FOR SIGNIFICANTLY INCREASING FUNDING FOR THE NATIONAL INSTITUTES OF HEALTH AND OTHER STATE AND FEDERAL GOVERNMENT AGENCIES TO ENHANCE HEART AND STROKE RESEARCH. - IMPROVING CARDIOVASCULAR HEALTH (PREVENTION): THE AMERICAN HEART ASSOCIATION PRIORITIZES PUBLIC POLICIES AIMED AT PROMOTING AND IMPROVING THE HEALTH FACTORS FOR ALL AMERICANS. THESE POLICY PRIORITIES ADDRESS OBESITY PREVENTION, DIAGNOSIS AND TREATMENT, INCREASING ACCESS TO HEALTHY AND AFFORDABLE FOODS, HEALTHY DIET AND NUTRITION, INCREASING PHYSICAL ACTIVITY, ADDRESSING TOBACCO CONTROL AND PREVENTION, AND AIR POLLUTION. THE AHA ADDRESSES THESE ISSUES AT THE LOCAL, STATE, AND FEDERAL LEVELS WITH LEGISLATION, REGULATION, AND OTHER POLICY CHANGE. - SUPPORT HIGH QUALITY/HIGH VALUE HEART AND STROKE CARE AND REDUCE HEALTH DISPARITIES: THE AHA PROMOTES PUBLIC POLICIES AIMED AT IMPROVING HEALTH CARE QUALITY, REDUCING HEALTH DISPARITIES, AND PROMOTING HIGH VALUE, EVIDENCE-BASED CARDIOVASCULAR CARE. TO PROMOTE HEALTH CARE QUALITY, THE AHA ADDRESSES CLINICAL GUIDELINES AND TREATMENT PROTOCOLS, DEVELOPMENT OF DISEASE REGISTRIES, THE ROLE OF QUALITY IN HEALTH CARE PAYMENT SYSTEMS, DRUG FORMULARY POLICY, DELIVERY SYSTEM REFORMS AND CONTINUUM OF CARE, IMPROVED CARE COORDINATION, THE ROLE, DEVELOPMENT AND IMPLEMENTATION OF ELECTRONIC MEDICAL RECORDS AND RELATED HEALTH INFORMATION TECHNOLOGY, AND PROMOTING SAFE, EVIDENCE-BASED AND HIGH VALUE TREATMENTS FOR CARDIOVASCULAR DISEASE. - ENSURE APPROPRIATE AND TIMELY ACCESS TO HEART DISEASE AND STROKE CARE: THE AHA ADVANCES COMPREHENSIVE COVERAGE AND TIMELY ACCESS TO APPROPRIATE CARE FOR HEART DISEASE, PERIPHERAL ARTERY DISEASE, AND STROKE WITH A FOCUS ON ADEQUATE AND AFFORDABLE COVERAGE, APPROPRIATE SYSTEMS OF EMERGENCY CARE, TELEMEDICINE AND SURVEILLANCE. THIS INCLUDES PROMOTING SYSTEMS OF CARE AROUND STROKE, ST ELEVATED MYOCARDIAL INFARCTION (STEMI), EMERGENCY CARE, OUT OF HOSPITAL CARDIAC ARREST, AND TELEHEALTH. - CHARITABLE ORGANIZATIONS: THE ASSOCIATION SUPPORTS POLICIES THAT PRESERVE THE VIABILITY OF NON-PROFIT ORGANIZATIONS BY MONITORING, AND AS APPROPRIATE, INCLUDING LEGISLATIVE AND REGULATORY EFFORTS THAT ATTEMPT TO RESTRICT OR PROHIBIT CHARITABLE GIVING AND OTHER NON-PROFIT EFFORTS AND ACTIVITIES. THESE INCLUDE PROTECTING NON-PROFIT SECTOR INTERESTS, PROMOTING TAX POLICY CONDUCIVE TO CHARITABLE ORGANIZATIONS, ENCOURAGING VOLUNTEERISM, PRESERVING PUBLIC FUNDING FOR VOLUNTARY HEALTH ORGANIZATIONS, AND SAFEGUARDING THE ABILITY OF CHARITABLE ORGANIZATIONS TO ENGAGE IN ADVOCACY. 58787778 320261 416395 1918998 57605436 59247803 1000570 724008 2184603 58787778 51925992 1527764 7416550 1622503 59247803 46999292 1794378 4714826 1582504 51925992 48857976 173835 -335017 1697502 46999292 0.78090 0.21910 0 0 10757288 10757288 76220583 43106117 33114466 5354934 3931140 1423794 117984839 93886311 24098528 430048 398877 31171 69425247 SPLIT INTEREST AGREEMENTS 67012012 BENEFICIAL INTEREST IN PERPETUAL TRUSTS 136984679 203996691 CAPITAL LEASE OBLIGATIONS 917440 POST-RETIREMENT BENEFITS 13213913 CHARITABLE GIFT ANNUITIES 12876529 RENT DEFERRALS/AMORTIZATION 2357075 SUPPLEMENTAL RETIREMENT PLAN 4911506 OTHER PAYABLES 82319 34358782 X 863355262 -17466019 10015358 -7450661 870805923 1726093 -42152593 -40426500 830379423 862142714 10015358 239963 10255321 851887393 1726093 -42152593 -40426500 811460893 PART V, LINE 4: THE INTENDED USE OF ENDOWMENT FUNDS IS TO PROVIDE FUNDING FOR RESEARCH AND OTHER MISSION-RELATED PROGRAMS. PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE (IRC) OF 1986, AS AMENDED, AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3). FURTHER, THE ASSOCIATION HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER IRC SECTION 509(A) AND, AS SUCH, CONTRIBUTIONS TO THE ASSOCIATION QUALIFY FOR DEDUCTION AS CHARITABLE CONTRIBUTIONS. HOWEVER, INCOME GENERATED FROM ACTIVITIES UNRELATED TO THE ASSOCIATION'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER IRC SECTION 511. THE ASSOCIATION DID NOT HAVE A MATERIAL UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEARS ENDED JUNE 30, 2016 AND 2015. THE ASSOCIATION BELIEVES THAT IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -42,078,621. RENTAL EXPENSES -136,133. FUNDRAISING EXPENSES 62,161. PART XII, LINE 2D - OTHER ADJUSTMENTS: POST-RETIREMENT (ASC 715) ADJUSTMENT 239,963. PART XII, LINE 4B - OTHER ADJUSTMENTS: REFER TO SCHEDULE D, PART XI, LINE 4B EXPLANATION -42,152,593. SCHEDULE D, PART XII, LINE 2D EFFECT OF ADOPTION OF FASB STATEMENT NO 158 (ASC 715) FASB STATEMENT 158 (ASC 715) REQUIRES EMPLOYERS TO FULLY RECOGNIZE THE OVERFUNDED OR UNDERFUNDED POSITIONS (THE DIFFERENCE BETWEEN THE FAIR VALUE OF PLAN ASSETS AND THE BENEFIT OBLIGATION) OF DEFINED BENEFIT PENSION, RETIREE HEALTHCARE AND OTHER POSTRETIREMENT PLANS IN THEIR BALANCE SHEETS. THE EFFECT OF THIS CHANGE ON AHA IS -$239,963 FOR FISCAL YEAR ENDED JUNE 30, 2016. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 82055 EAST ASIA AND THE PACIFIC 1 2 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 981274 EUROPE (INCL ICELAND / GREENLAND) 1 1 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 834553 MIDDLE EAST AND NORTH AFRICA 1 1 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 1075613 NORTH AMERICA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 1058029 SOUTH AMERICA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 606282 SOUTH ASIA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 440840 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 96094 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING STUDENT SCHOLARSHIP 1000 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING SCIENCE RESEARCH PRIZE AND HONORARIUM 18550 EUROPE (INCL ICELAND / GREENLAND) 0 0 GRANTMAKING STUDENT SCHOLARSHIP 1000 EUROPE (INCL ICELAND / GREENLAND) 0 0 GRANTMAKING SCIENCE RESEARCH PRIZE AND HONORARIUM 39782 NORTH AMERICA 0 0 GRANTMAKING SCIENCE RESEARCH PRIZE AND HONORARIUM 21350 SOUTH ASIA 0 0 GRANTMAKING SCIENCE RESEARCH PRIZE AND HONORARIUM 500 CENTRAL AMERICA AND THE CARIBEAN 0 0 INVESTMENTS 4337000 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 41420000 EUROPE 0 0 INVESTMENTS 76507000 MIDDLE EAST AND NORTH AFRICA 0 0 INVESTMENTS 350000 NORTH AMERICA 0 0 INVESTMENTS 18124000 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 INVESTMENTS 965000 SOUTH AMERICA 0 0 INVESTMENTS 2587000 SOUTH ASIA 0 0 INVESTMENTS 732000 SUB-SAHARAN AFRICA 0 0 INVESTMENTS 912000 3 4 0 0 3 4 5174740 146016182 151190922 STUDENT SCHOLARSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 2 1000 WIRE TRANSFER SCIENCE RESEARCH PRIZE AND HONORARIUM EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 21 18550 WIRE TRANSFER STUDENT SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 1 1000 WIRE TRANSFER SCIENCE RESEARCH PRIZE AND HONORARIUM EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 41 39782 WIRE TRANSFER SCIENCE RESEARCH PRIZE AND HONORARIUM NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 24 21350 WIRE TRANSFER SCIENCE RESEARCH PRIZE AND HONORARIUM SOUTH ASIA 1 500 WIRE TRANSFER 1 0 1 1 0 1 PART I, LINE 2: WITH RESPECT TO GRANTS MADE BY AMERICAN HEART ASSOCIATION TO FOREIGN INDIVIDUALS, THE RECIPIENT OF AHA FUNDS MUST SATISFY CERTAIN REQUIREMENTS OUTLINED IN THE GRANT AGREEMENT. UPON SATISFACTORY COMPLETION OF THE AGREEMENT AND WRITTEN ACCEPTANCE OF ALL SERVICES, AHA REMITS THE REMAINING BALANCE OF THE GRANTED FUNDS TO THE RECIPIENT. PART I, LINE 3: THE ASSOCIATION'S INVESTMENTS IN SECURITIES OF FOREIGN CORPORATIONS ARE MADE THROUGH U.S. BROKERAGE ACCOUNTS. THESE INVESTMENTS ARE MANAGED BY INDEPENDENT INVESTMENT MANAGERS AS PART OF A DIVERSIFIED STRATEGY FOR THE ASSOCIATION'S INVESTMENTS. THE INVESTMENT MANAGERS ARE GUIDED BY THE ASSOCIATION'S INVESTMENT POLICY OVERSEEN BY THE INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. PART IV, LINE 6 THE ASSOCIATION FILED FORM 5713 WITH ITS FEDERAL FORM 990-T TO REPORT SALES OF EDUCATION AND TRAINING MATERIALS IN THE UNITED ARAB EMIRATES (UAE). ALTHOUGH UAE IS CONSIDERED A BOYCOTTING COUNTRY, THE ASSOCIATION DOES NOT PARTICIPATE IN ANY BOYCOTTING ACTIVITIES. X X X X X X X 1 INFOCISION MANAGEMENT CORPORATION 33 SPRINGSIDE DRIVE AKRON OH 44333 TELEMARKETING SOLICITATIONS 0 5407059 3387522 2019437 INSURANCE AUTO AUCTIONS 13085 HAMILTON CROSSING SUITE 500 CARMEL IN 46032 DONATED VEHICLE PROGRAM 1 273505 62161 211344 5680564 3449683 2230781 AL AK AZ AR CA CO CT DE DC FL GA HI ID WY WI WA VA VT UT TX TN SD SC RI PA OR OK OH ND NC NY NM NJ NH NV NE MT MO MS MN MI MA MD ME LA KY KS IA IN IL WV DALLAS HEARTWALK 6577963 6577963 113243 322856 87 17248 3952 DALLAS HEART BALL 4439867 2252105 2187762 10557 346756 2764 36288 80134 7733 298908790 281658534 17250256 11049038 11140680 5391891 1578157 2217548 309926620 290488602 19438018 11172838 11810292 5394742 1631693 2301634 32311199 -12873181 22926 0 134689 1488 0 157615 1488 1488 156127 AL AR DE FL LA MS NY SD TN TX 0 LICENSED WHERE REQUIRED. SOME STATES DO NOT REQUIRE SPECIFIC LICENSURE OR THE ACTIVITY IS BELOW THE SPECIFIED THRESHOLD. 0 0 1 1.00000 CYNTHIA ROBERTS CFO 7272 GREENVILLE AVENUE DALLAS TX 75231 0 SEE SCHEDULE G PART IV 0 SCHEDULE G, PART III, LINE 16 THE ASSOCIATION DOES NOT HAVE AN OVERALL MANAGER FOR GAMING ACTIVITIES. EACH GAMING EVENT IS MANAGED LOCALLY BY THE AFFILIATE OFFICE STAFF RESPONSIBLE FOR EVENTS IN THAT LOCATION. 1 ACTIVE TRANSPORTATION ALLIANCE 9 WEST HUBBARD STREET SUITE 402 CHICAGO IL 60654 363385886 501(C)(3) 161060 CHILDHOOD OBESITY INITIATIVE ADAIR FIRE DEPARTMENT PO BOX 36 ADAIR IA 50002 426163465 CITY OF ADAIR 24500 DEFIBRILLATORS AND MONITORS ADMETSYS 21 DRYDOCK AVENUE SIXTH FLOOR BOSTON MA 02210 208631587 20000 INNOVATION GRANT AFTERSCHOOL ALLIANCE 1616 H STREET NORTHWEST SUITE 820 WASHINGTON DC 20006 522275123 501(C)(3) 292500 CHILDHOOD OBESITY INITIATIVE ALBANY MEDICAL CENTER 47 NEW SCOTLAND AVENUE ALBANY NY 12208 141338310 501(C)(3) 192573 RESEARCH ALBERT EINSTEIN COLLEGE OF MEDICINE 1300 MORRIS PARK AVENUE BRONX NY 10461 131624225 501(C)(3) 311961 RESEARCH ALLEGAN GENERAL HOSPITAL 555 LINN STREET ALLEGAN MI 49010 381359180 501(C)(3) 15000 EMERGENCY EQUIPMENT UPGRADE ALLEGHENY-SINGER RESEARCH INSTITUTE PITTSBURGH 320 EAST NORTH AVENUE PITTSBURGH PA 15212 251320493 501(C)(3) 16835 RESEARCH ALLEN MEMORIAL HOSPITAL CORPORATION 1825 LOGAN AVENUE WATERLOO IA 50703 420698265 501(C)(3) 23400 EMERGENCY EQUIPMENT UPGRADE ALLIANCE FIRE DEPARTMENT 315 CHEYENNE AVENUE ALLIANCE NE 69301 476091967 CITY OF ALLIANCE 25087 DEFIBRILLATORS AND MONITORS ALLIANCE FOR A HEALTHIER GENERATION 55 WEST 125TH STREET NEW YORK NY 10027 272028308 501(C)(3) 2292500 CHILDHOOD OBESITY INITIATIVE ALLISON BRISTOW AMBULANCE PO BOX 281 ALLISON IA 50602 371781154 CITY OF ALLISON 20980 DEFIBRILLATORS AND MONITORS ALMA FIRE DEPARTMENT PO BOX 468 ALMA NE 68920 476006072 CITY OF ALMA 25532 DEFIBRILLATORS AND MONITORS AMERICAN LUNG ASSOCIATION OF THE MIDLAND STATES INC 5900 WILCOX PLACE DUBLIN OH 43016 314379531 501(C)(3) 16000 ANTI-TOBACCO ADVOCACY AMERICAN MEDICAL RESPONSE AMBULANCE INC 6200 SOUTH SYRACUSE WAY SUITE 200 GREENWOOD VILLAGE CO 80111 043147881 23186 DEFIBRILLATORS AND MONITORS ANACONDA DEER LODGE COUNTY 800 MAIN STREET ANACONDA MT 59711 816001354 ANACONDA COUNTY 23133 DEFIBRILLATORS AND MONITORS ANSLEY RURAL FIRE PROTECTION DISTRICT PO BOX 333 ANSLEY NE 68814 476084438 CITY OF ANSLEY 25532 DEFIBRILLATORS AND MONITORS ANTELOPE MEMORIAL HOSPITAL PO BOX 229 NELIGH NE 68756 470393176 501(C)(3) 37169 EMERGENCY EQUIPMENT UPGRADE ARAPAHOE AMBULANCE SERVICE 411 6TH STREET ARAPAHOE NE 68922 476006075 CITY OF ARAPAHOE 22555 DEFIBRILLATORS AND MONITORS ATKINSON AMBULANCE SERVICE 512 EAST PEARL ATKINSON NE 68713 470718654 CITY OF ATKINSON 25170 DEFIBRILLATORS AND MONITORS AUDUBON COUNTY HOSPITAL FOUNDATION 515 PACIFIC AVENUE AUDUBON IA 50025 421422559 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE AUDUBON FIRE DEPARTMENT 113 MARKET STREET AUDUBON IA 50025 421211373 CITY OF AUDUBON 25532 DEFIBRILLATORS AND MONITORS AVERA HOLY FAMILY 826 NORTH 8TH STREET ESTHERVILLE IA 51334 420680370 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE BATON ROUGE SPONSORING COMMITTEE 756 SOUTH ACADIAN THROUGHWAY APT 1 BATON ROUGE LA 70806 800581861 501(C)(3) 44824 CHILDHOOD OBESITY INITIATIVE BATTLE CREEK FIRE AND RESCUE PO BOX 280 BATTLE CREEK NE 68716 476006090 CITY OF BATTLE CREEK 34506 DEFIBRILLATORS AND MONITORS BAUM-HARMON MERCY HOSPITAL 255 NORTH WELCH AVENUE PRIMGHAR IA 51245 421500277 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE BAYCARE HEALTH SYSTEM INC 2985 DREW STREET CLEARWATER FL 33759 592796965 501(C)(3) 6000 ACTION REGISTRY BAYLOR COLLEGE OF MEDICINE PO BOX 301207 DALLAS TX 75303 741613878 501(C)(3) 2002977 RESEARCH BEARTOOTH BILLINGS CLINIC PO BOX 590 RED LODGE MT 59068 810224734 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE BELMOND COMMUNITY HOSPITAL PO BOX 31 BELMOND IA 50421 421242314 501(C)(3) 24500 DEFIBRILLATORS AND MONITORS BELT VOLUNTEER AMBULANCE SERVICE PO BOX 74 BELT MT 59412 562565946 501(C)(3) 25000 EMERGENCY EQUIPMENT UPGRADE BENEFIS HOSPITALS INC 500 15TH AVENUE SOUTH GREAT FALLS MT 59405 810232122 501(C)(3) 28400 EMERGENCY EQUIPMENT UPGRADE BENEFIS TETON MEDICAL CENTER 915 4TH STREET NORTHWEST CHOTEAU MT 59422 473448483 11999 EMERGENCY EQUIPMENT UPGRADE BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVENUE BOSTON MA 02215 042103881 501(C)(3) 916654 RESEARCH BEYOND SOCCER INC 60 ISLAND STREET SUITE 508E LAWRENCE MA 01840 450648718 501(C)(3) 15750 COMMUNITY IMPACT GRANT BICYCLE TRANSPORTATION 618 NORTHWEST GLISAN SUITE 401 PORTLAND OR 97209 931057956 501(C)(3) 76539 CHILDHOOD OBESITY INITIATIVE BIG HORN HOSPITAL ASSOCIATION 17 NORTH MILES AVENUE HARDIN MT 59034 810384618 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE BIG MOUNTAIN FIREFIGHTERS ASSOCIATION 3790 BIG MOUNTAIN ROAD WHITEFISH MT 59937 820534620 501(C)(3) 25000 EMERGENCY EQUIPMENT UPGRADE BIG SANDY MEDICAL CENTER INC PO BOX 530 BIG SANDY MT 59520 810291695 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE BIG SPRINGS RURAL FIRE PROTECTION DISTRICT 100 EAST 3RD STREET BIG SPRINGS NE 69122 262074916 CITY OF BIG SPRINGS 25626 DEFIBRILLATORS AND MONITORS BILLINGS CLINIC FOUNDATION 1020 NORTH 27TH STREET BILLINGS MT 59101 810407289 501(C)(3) 28400 EMERGENCY EQUIPMENT UPGRADE BIOMEDICAL RESEARCH INSTITUTE OF NEW MEXICO 1501 SAN PEDRO SOUTHEAST ALBUQUERQUE NM 87108 850374063 501(C)(3) 142592 RESEARCH BLAINE I INC PO BOX 1053 CHINOOK MT 59523 810529293 501(C)(3) 25000 DEFIBRILLATORS AND MONITORS BLOOD CENTER OF WISCONSIN PO BOX 78961 MILWAUKEE WI 53278 390807235 501(C)(3) 48541 RESEARCH BLOOMFIELD AMBULANCE PO BOX 261 BLOOMFIELD NE 68718 262074916 CITY OF BLOOMFIELD 25170 DEFIBRILLATORS AND MONITORS BOONE COUNTY HOSPITAL FOUNDATION 723 WEST FAIRVIEW ALBLON NE 68620 421403291 501(C)(3) 23999 EMERGENCY EQUIPMENT UPGRADE BOSTON EMERGENCY MEDICAL SERVICES 1010 MASSACHUSETTS AVENUE BOSTON MA 02118 043316655 CITY OF BOSTON 22500 COMMUNITY IMPACT GRANT BOSTON UNIVERSITY MEDICAL CAMPUS 85 EAST NEWTON STREET BOSTON MA 02118 042103547 501(C)(3) 473518 RESEARCH BOZEMAN DEACONESS FOUNDATION 931 HIGHLAND BOULEAVRD SUITE 3200 BOZEMAN MT 59715 841407943 501(C)(3) 64399 EMERGENCY EQUIPMENT UPGRADE BRIDGEPORT EMS DEPARTMENT PO BOX 280 BRIDGEPORT NE 69336 476006114 CITY OF BRIDGEPORT 25581 DEFIBRILLATORS AND MONITORS BRIGHAM & WOMEN'S HOSPITAL PO BOX 3887 BOSTON MA 02241 042312909 501(C)(3) 1577476 RESEARCH BROWN COUNTY HOSPITAL AUXILIARY INC PO BOX 325 AINSWORTH NE 69210 237198974 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE BUHL FIRE AND AMBULANCE 300 JONES AVENUE BUHL MN 55713 416005020 CITY OF BUHL 23160 DEFIBRILLATORS AND MONITORS CABINET PEAKS MEDICAL CENTER 209 HEALTH PARK DRIVE LIBBY MT 59923 810241755 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE CALIFORNIA CENTER FOR PUBLIC HEALTH ADVOCACY 1947 GALILEO COURT SUITE 101 DAVIS CA 95618 954723901 501(C)(3) 250000 CHILDHOOD OBESITY INITIATIVE CALIFORNIA STATE UNIVERSITY FULLERTON 2600 NUTWOOD AVENUE SUITE 275 FULLERTON CA 92831 952081258 501(C)(3) 144026 RESEARCH CALLAWAY DISTRICT HOSPITAL FOUNDATION PO BOX 100 CALLAWAY NE 68825 470707798 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE CAMPAIGN FOR TOBACCO FREE KIDS ACTION 1400 I STREET NORTHWEST SUITE 1200 WASHINGTON DC 20005 521969967 501(C)(3) 87500 ANTI-TOBACCO ADVOCACY CAPACITY BUILDERS INC 418 WEST BROADWAY SUITE C FARMINGTON NM 87401 261077416 501(C)(3) 31794 CHILDHOOD OBESITY INITIATIVE CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE CLEVELAND OH 44106 341018992 501(C)(3) 383977 RESEARCH CEDARS-SINAI MEDICAL CENTER 6500 WILSHIRE BOULEVARD SUITE 1150 LOS ANGELES CA 90048 951644600 501(C)(3) 727036 RESEARCH CENTRACARE HEALTH SYSTEM 1406 6TH AVENUE NORTH ST CLOUD MN 56303 411813221 501(C)(3) 24400 EMERGENCY EQUIPMENT UPGRADE CENTRACARE HEALTH SYSTEM SAUK CENTRE 425 ELM STREET NORTH SAUK CENTRE MN 56378 452438973 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE CENTRAL IOWA HEALTHCARE 3 SOUTH 4TH AVENUE MARSHALLTOWN IA 50158 420948420 501(C)(3) 23400 EMERGENCY EQUIPMENT UPGRADE CENTRAL MONTANA SURGERY CENTER INC 1411 9TH STREET SOUTH GREAT FALLS MT 59405 841396628 11998 EMERGENCY EQUIPMENT UPGRADE CHADRON VOLUNTEER FIRE DEPARTMENT PO BOX 829 CHADRON NE 69337 800925181 CITY OF CHADRON 25532 DEFIBRILLATORS AND MONITORS CHAPMAN UNIVERSITY ONE UNIVERSITY DRIVE ORANGE CA 92866 951643992 501(C)(3) 216048 RESEARCH CHASE COUNTY COMMUNITY HOSPITAL FOUNDATION INC PO BOX 819 IMPERIAL NE 69033 470839293 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE CHERRY COUNTY HOSPITAL FOUNDATION PO BOX 228 VALENTINE NE 69201 470599096 501(C)(3) 13440 EMERGENCY EQUIPMENT UPGRADE CHI NEBRASKA 12809 WEST DODGE ROAD OMAHA NE 68154 363233121 501(C)(3) 53400 EMERGENCY EQUIPMENT UPGRADE CHICKASAW AMBULANCE SERVICE PO BOX 295 NEW HAMPTON IA 50659 264626913 TRIBAL 25532 DEFIBRILLATORS AND MONITORS CHILDREN AT RISK 2900 WESLAYAN STREET SUITE 400 HOUSTON TX 77027 760360533 501(C)(3) 151598 CHILDHOOD OBESITY INITIATIVE CHILDREN'S HOSPITAL BOSTON 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501(C)(3) 1259768 RESEARCH CHILDREN'S HOSPITAL CINCINNATI 3333 BURNET AVENUE CINCINNATI OH 45229 310833936 501(C)(3) 1090484 RESEARCH CHOTEAU COUNTY DISTRICT HOSPITAL PO BOX 249 FORT BENTON MT 59442 810348783 11999 EMERGENCY EQUIPMENT UPGRADE CITY HARVEST INC 6 EAST 32ND STREET 5TH FLOOR NEW YORK NY 10016 133170676 501(C)(3) 53048 COMMUNITY IMPACT GRANT CITY OF GREAT FALLS 109 9TH STREET SOUTH GREAT FALLS MT 59401 816001269 CITY OF GREAT FALLS 24973 DEFIBRILLATORS AND MONITORS CITY OF OSCEOLA 451 NORTH MAIN STREET OSCEOLA NE 68651 476006310 CITY OF OSCEOLA 33455 DEFIBRILLATORS AND MONITORS CITY OF PRAIRIE CITY PO BOX 607 PRAIRIE CITY IA 50228 426005132 CITY OF PRAIRIE CITY 24500 DEFIBRILLATORS AND MONITORS CITY OF SCRIBNER RESCUE SQUAD 508 3RD STREET SCRIBNER NE 68057 476006352 CITY OF SCRIBNER 23875 DEFIBRILLATORS AND MONITORS CITY OF ST PAUL PO BOX 222 ST PAUL NE 68873 476006345 CITY OF ST. PAUL 25170 DEFIBRILLATORS AND MONITORS CITY UNIVERSITY OF NEW YORK CITY COLLEGE 230 WEST 41ST STREET 7TH FLOOR NEW YORK NY 10036 131988190 501(C)(3) 144032 RESEARCH CLARENCE AMBULANCE SERVICE VOLUNTEERS ASSOCIATION INC 1202 LOMBARD STREET CLARENCE IA 52216 200897024 501(C)(3) 24450 DEFIBRILLATORS AND MONITORS CLEMSON UNIVERSITY 321 BRACKETT HALL CLEMSON SC 29634 576000254 STATE OF SC 234286 RESEARCH CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVENUE CLEVELAND OH 44195 340714585 501(C)(3) 713474 RESEARCH COLO FIRE AND RESCUE 209 MAIN STREET COLO IA 50056 426004410 CITY OF COLO 24500 DEFIBRILLATORS AND MONITORS COLSTRIP AMBULANCE SERVICE 303 WILLOW AVENUE COLSTRIP MT 59325 816001424 CITY OF COLSTRIP 36806 DEFIBRILLATORS AND MONITORS COLUMBIA UNIVERSITY NEW YORK PO BOX 29789 NEW YORK NY 10087 135598093 501(C)(3) 4298336 RESEARCH COLUMBUS COMMUNITY HOSPITAL INC 4600 38TH STREET COLUMBUS NE 68601 470542043 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE COMMUNITY AMBULANCE OF PRESTON IOWA PO BOX 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DEFIBRILLATORS AND MONITORS LE CENTER VOLUNTEER AMBULANCE SERVICE INC 136 SOUTH CORDOVA AVENUE LE CENTER MN 56057 237417033 24849 EMERGENCY EQUIPMENT UPGRADE LEXINGTON REGIONAL HEALTH CENTER PO BOX 980 LEXINGTON NE 68850 456029692 CITY OF LEXINGTON 11999 EMERGENCY EQUIPMENT UPGRADE LIBBY VOLUNTEER AMBULANCE SERVICE INC PO BOX 777 LIBBY MT 59923 810309824 501(C)(3) 24841 DEFIBRILLATORS AND MONITORS LIBERTY COUNTY AMBULANCE PO BOX 459 CHESTER MT 59522 816001385 LIBERTY COUNTY 24841 DEFIBRILLATORS AND MONITORS LIBERTY COUNTY HOSPITAL AND NURSING HOME INC PO BOX 705 CHESTER MT 59522 810515463 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE LITZENBERG MEMORIAL COUNTY HOSPITAL 1715 26TH STREET CENTRAL CITY NE 68826 470710738 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE LOMA LINDA UNIVERSITY 11145 ANDERSON STREET SUITE 205 LOMA LINDA CA 92350 951816009 501(C)(3) 130938 RESEARCH LONE STAR CIRCLE OF CARE 205 EAST UNIVERSITY AVENUE SUITE 200 GEORGETOWN TX 78626 743001674 501(C)(3) 60000 HYPERTENSION 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INSTITUTE OF MEDICINE 500 5TH STREET NORTHWEST WASHINGTON DC 20001 530196932 501(C)(3) 71000 PROFESSIONAL WORKSHOP NATIONAL ASSOCIATION OF HISPANIC NURSES PO BOX 540 YONKERS NY 10701 474047644 501(C)(3) 7000 COMMUNITY IMPACT GRANT NATIONAL JEWISH HEALTH 1400 JACKSON STREET DENVER CO 80206 742044647 501(C)(3) 48541 RESEARCH NATIONWIDE CHILDREN'S HOSPITAL PO BOX 715245 COLUMBUS OH 43271 316056230 501(C)(3) 336417 RESEARCH NELSON VOLUNTEER FIRE DEPARTMENT PO BOX 133 NELSON NE 68961 476006289 CITY OF NELSON 25532 DEFIBRILLATORS AND MONITORS NEMAHA VOLUNTEER RESCUE SQUAD INC 510 1ST STREET NEMAHA NE 68414 363330402 501(C)(3) 25532 DEFIBRILLATORS AND MONITORS NEMOURS FOUNDATION 10140 CENTURION PARKWAY JACKSONVILLE FL 32256 590634433 501(C)(3) 144032 RESEARCH NEW RICHLAND AMBULANCE PO BOX 57 NEW RICHLAND MN 56072 416005411 CITY OF NEW RICHLAND 22449 DEFIBRILLATORS AND MONITORS NEW SHARON FIRE AND RESCUE 201 EAST MARKET STREET NEW SHARON IA 50207 030545705 CITY OF NEW SHARON 24450 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2ND STREET OGALLALA NE 69153 476006302 CITY OF OGALLALA 25581 DEFIBRILLATORS AND MONITORS OGDEN FIRST RESPONDERS 513 WEST WALNUT OGDEN IA 50212 426005060 CITY OF OGDEN 25550 DEFIBRILLATORS AND MONITORS OMRF (OKLAHOMA MEDICAL RESEARCH FOUNDATION) 825 NORTHEAST 13TH STREET OKLAHOMA CITY OK 73104 730580274 501(C)(3) 92545 RESEARCH ORANGE CITY AREA HEALTH FOUNDATION 1000 LINCOLN CIRCLE SOUTHEAST ORANGE CITY IA 51041 421408402 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE ORD VOLUNTEER FIRE DEPARTMENT 1628 M STREET ORD STREET NE 68862 237237808 CITY OR ORD 25532 DEFIBRILLATORS AND MONITORS OREGON HEALTH & SCIENCE UNIVERSITY PORTLAND 690 SOUTHWEST BANCROFT STREET PORTLAND OR 97239 931176109 STATE OF OR 855827 RESEARCH ORGANIZING PEOPLE ACTIVATING LEADERS 2407 SOUTHEAST 49TH AVENUE PORTLAND OR 97206 202782595 501(C)(3) 9464 CHILDHOOD OBESITY INITIATIVE OSCEOLA COMMUNITY HOSPITAL INC 600 9TH AVENUE NORTH SIBLEY IA 51249 420890973 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE OSF SAINT LUKE MEDICAL CENTER 1051 WEST SOUTH STREET KEWANEE IL 61443 362167767 501(C)(3) 9000 EMERGENCY EQUIPMENT UPGRADE OSMOND GENERAL HOSPITAL INC PO BOX 429 OSMOND NE 68765 237161473 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE OVERTON VOLUNTEER FIRE AND RESCUE 501 D STREET OVERTON NE 68863 476006313 CITY OF OVERTON 25517 DEFIBRILLATORS AND MONITORS OWATONNA HOSPITAL AUXILIARY 2250 NORTHWEST 26TH STREET OWATONNA MN 55060 416029502 501(C)(3) 24000 EMERGENCY EQUIPMENT UPGRADE OXFORD VOLUNTEER FIRE AND RESCUE DEPARTMENT PO BOX 385 OXFORD NE 68967 476006314 CITY OF OXFORD 23305 DEFIBRILLATORS AND MONITORS PALO ALTO VETERANS INSTITUTE FOR RESEARCH 3801 MIRANDA AVENUE PALO ALTO CA 94304 770207331 501(C)(3) 144032 RESEARCH PARADISE VALLEY FIRE SERVICE AREA PO BOX 1634 EMIGRANT MT 59027 133429115 PARK COUNTY 23135 DEFIBRILLATORS AND MONITORS PARK NICOLLET 6500 EXCELSIOR BOULEVARD ST LOUIS PARK MN 55426 455023260 501(C)(3) 35000 EMERGENCY EQUIPMENT UPGRADE PARTNERSHIP FOR A HEALTHY MISSISSIPPI 200 PARK CIRCLE 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TIBBALS STREET HOLDREGE NE 68949 470481628 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE PHILLIPS COUNTY AMBULANCE SERVICE PO BOX 289 MALTA MT 59538 816001405 PHILLIPS COUNTY 24841 DEFIBRILLATORS AND MONITORS PHILLIPS COUNTY HOSPITAL ASSOCIATION PO BOX 640 MALTA MT 59538 816016152 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE PIERSON FIRE AND AMBULANCE PO BOX 80 PIERSON IA 51048 421195599 CITY OF PIERSON 24500 DEFIBRILLATORS AND MONITORS PINE MEDICAL CENTER 190 COURT AVENUE SOUTH SANDSTONE MN 55072 411884597 501(C)(3) 24000 EMERGENCY EQUIPMENT UPGRADE PIONEER MEDICAL CENTER PO BOX 1228 BIG TIMBER MT 59011 475347700 501(C)(3) 12712 EMERGENCY EQUIPMENT UPGRADE PIPESTONE COUNTY MEDICAL CENTER 916 4TH AVENUE SOUTHWEST PIPESTONE MN 56164 411392082 24000 EMERGENCY EQUIPMENT UPGRADE PLAINS COMMUNITY AMBULANCE INC PO BOX 268 PLAINS MT 59859 810468021 501(C)(3) 25000 DEFIBRILLATORS AND MONITORS PONDERA MEDICAL CENTER PO BOX 668 CONRAD MT 59425 810232406 501(C)(3) 36840 EMERGENCY EQUIPMENT UPGRADE POWDER RIVER FIRST RESPONDERS LTD 29 BELL CREEK ROAD BOYES MT 59316 465320932 501(C)(3) 25381 DEFIBRILLATORS AND MONITORS POWELL COUNTY MEMORIAL HOSPITAL ASSOCIATION 1100 HOLLENBECK LANE DEER LODGE MT 59722 810469886 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE PRESIDENT AND FELLOWS OF HARVARD COLLEGE 1033 MASSACHUSETTS AVENUE SUITE 3 CAMBRIDGE MA 02138 042103580 501(C)(3) 9000 COMMUNITY IMPACT GRANT PRIMGHAR AMBULANCE TEAM PO BOX 39 PRIMGHAR IA 51245 426005137 CITY OF PRIMGHAR 8450 DEFIBRILLATORS AND MONITORS PRINCETON UNIVERSITY 701 CARNEGIE STREET PRINCETON NJ 08540 210634501 501(C)(3) 95912 RESEARCH PROVIDENCE MEDICAL CENTER 1200 PROVIDENCE ROAD WAYNE NE 68787 470566524 501(C)(3) 11998 EMERGENCY EQUIPMENT UPGRADE PROVIDENCE MONTANA HEALTH FOUNDATION 500 WEST BROADWAY MISSOULA MT 59802 237056976 501(C)(3) 28400 EMERGENCY EQUIPMENT UPGRADE PUBLIC HEALTH INSTITUTE 555 12TH STREET 10TH FLOOR OAKLAND CA 94607 941646278 501(C)(3) 85927 CHILDHOOD OBESITY INITIATIVE PUBLIC HEALTH LAW CENTER INC 875 SUMMIT AVENUE ST PAUL MN 55105 411896367 501(C)(3) 75912 CHILDHOOD OBESITY INITIATIVE PURDUE UNIVERSITY WEST LAFAYETTE 155 SOUTH GRANT STREET WEST LAFAYETTE IN 47907 356002041 STATE OF IN 796458 RESEARCH RANDOLPH RESCUE UNIT PO BOX 143 RANDOLPH NE 68771 476006336 CITY OF RANDOLPH 25720 DEFIBRILLATORS AND MONITORS RANGE REGIONAL HEALTH SERVICES 750 EAST 34TH STREET HIBBING MN 55746 411293970 501(C)(3) 12000 DEFIBRILLATORS AND MONITORS RED LODGE FIRE DEPARTMENT 801 NORTH BROADWAY RED LODGE MT 59068 CITY OF RED LODGE 25000 DEFIBRILLATORS AND MONITORS REDWATER VALLEY AMBULANCE SERVICE PO BOX 567 CIRCLE MT 59215 816022852 501(C)(3) 24841 DEFIBRILLATORS AND MONITORS REGENERATIVE RESEARCH FOUNDATION 1 DISCOVERY DRIVE RENSSELAER NY 12144 203654626 501(C)(3) 288065 RESEARCH REGIONAL WEST GARDEN COUNTY 1100 WEST 2ND STREET OSHKOSH NE 69154 391904975 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE REGIONAL WEST MEDICAL CENTER 4021 AVENUE B SCOTTSBLUFF NE 69361 470385129 501(C)(3) 11999 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AMBULANCE ASSOCIATION PO BOX 52 ROCK VALLEY IA 51247 426005162 CITY OF ROCK VALLEY 25532 DEFIBRILLATORS AND MONITORS ROOSEVELT MEDICAL HEALTH CARE FOUNDATION PO BOX 419 CULBERTSON MT 59218 810529284 501(C)(3) 25000 EMERGENCY EQUIPMENT UPGRADE ROSEBUD COMMUNITY HOSPITAL INC 383 NORTH 17TH AVENUE FORSYTH MT 59327 810405434 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE RUBY VALLEY AMBULANCE SERVICE INC PO BOX 777 SHERIDAN MT 59749 810513600 501(C)(3) 24841 DEFIBRILLATORS AND MONITORS RUBY VALLEY HOSPITAL FOUNDATION INC PO BOX 638 SHERIDAN MT 59749 810503938 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE RUSH UNIVERSITY MEDICAL CENTER 1700 WEST VAN BUREN STREET SUITE 250 CHICAGO IL 60612 362174823 501(C)(3) 144032 RESEARCH RUSHVILLE VOLUNTEER RESCUE FIRE PO BOX 641880 OMAHA NE 68164 476006342 CITY OF RUSHVILLE 20720 DEFIBRILLATORS AND MONITORS RUTGERS THE STATE UNIVERSITY OF NEW JERSEY RBHS 65 DAVIDSON ROAD SUITE 306 PISCATAWAY NJ 08854 462354111 STATE OF NJ 675830 RESEARCH SACRED HEART HEALTH SERVICES 1503 MAIN STREET CREIGHTON NE 68729 460225483 11999 EMERGENCY EQUIPMENT UPGRADE SAFE ROUTES TO SCHOOL NATIONAL PARTNERSHIP 2323 BROADWAY AVENUE SUITE 109-B OAKLAND CA 94612 462694434 501(C)(3) 69166 CHILDHOOD OBESITY INITIATIVE SAINT ELIZABETH'S HOSPITAL OF WABASHA INC 1200 GRANT BOULEVARD WEST WABASHA MN 55981 410693877 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE SAN DIEGO STATE UNIVERSITY RESEARCH FOUNDATION 5250 CAMPANILE DRIVE SAN DIEGO CA 92182 956042721 STATE OF CA 1211016 RESEARCH SANBORN AMBULANCE 102 MAIN STREET SANBORN IA 51248 426005185 CITY OF SANBORN 25532 DEFIBRILLATORS AND MONITORS SANFORD HEALTH 1305 WEST 18TH STREET SIOUX FALLS SD 57117 311527032 501(C)(3) 58035 EMERGENCY EQUIPMENT UPGRADE SANFORD HEALTH OF NORTHERN MINNESOTA 1300 ANNE STREET NORTHWEST BEMIDJI MN 56601 411266009 501(C)(3) 47900 EMERGENCY EQUIPMENT UPGRADE SANFORD MEDICAL CENTER THIEF RIVER FALLS 120 LABREE AVENUE SOUTH THIEF RIVER FALLS MN 56701 410709579 501(C)(3) 24000 EMERGENCY EQUIPMENT UPGRADE SANFORD MEDICAL CENTER WHEATON 401 12TH STREET NORTH WHEATON MN 56296 272042143 501(C)(3) 24000 EMERGENCY EQUIPMENT UPGRADE SANFORD-BURNHAM MEDICAL RESEARCH INSTITUTE 10901 NORTH TORREY PINES ROAD LA JOLLA CA 92037 510197108 501(C)(3) 496261 RESEARCH SCOTT & WHITE MEMORIAL HOSPITAL 201 SOUTH 31ST STREET TEMPLE TX 76508 741166904 501(C)(3) 117500 HYPERTENSION IMPACT PROJECT SCRIPPS RESEARCH INSTITUTE 10550 NORTH TORREY PINES RD LA JOLLA CA 92037 330435954 501(C)(3) 288609 RESEARCH SEATTLE CHILDREN'S HOSPITAL PO BOX 5371 SEATTLE WA 98145 910564748 501(C)(3) 144030 RESEARCH SEELEY LAKE VOLUNTEER FIRE COMPANY PO BOX 997 SEELEY LAKE MT 59868 462039679 501(C)(3) 24841 DEFIBRILLATORS AND MONITORS SERGEANT BLUFF FIRE AND RESCUE PO BOX 703 SERGEANT BLUFF IA 51054 426005190 CITY OF SERGEANT BLU 25532 DEFIBRILLATORS AND MONITORS SIOUX CENTER HEALTH 1101 9TH STREET SOUTHEAST SIOUX CENTER IA 51250 420796764 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE SIOUX VALLEY MEMORIAL HOSPITAL ASSOCIATION 300 SIOUX VALLEY DRIVE CHEROKEE IA 51012 420707096 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE SLEEPY EYE HEALTHCARE FOUNDATION 400 4TH AVENUE NORTHWEST SLEEPY EYE MN 56085 050542561 501(C)(3) 13196 EMERGENCY EQUIPMENT UPGRADE SLOW ROLL CHICAGO 899 SOUTH PLYMOUTH COURT APT 110 CHICAGO IL 60605 472015307 501(C)(3) 11040 CHILDHOOD OBESITY INITIATIVE SPENCER VOLUNTEER RESCUE UNIT 100 EAST MAIN STREET SPENCER NE 68777 476006366 CITY OF SPENCER 24459 DEFIBRILLATORS AND MONITORS ST ANTHONY REGIONAL HOSPITAL AND NURSING HOME PO BOX 628 CARROLL IA 51401 420733472 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE ST ANTHONY'S HOSPITAL FOUNDATION 300 NORTH 2ND STREET ONEILL NE 68763 470728707 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE ST EDWARD FIRE AND RESCUE 1302 STATE HIGHWAY 39 ST EDWARD NE 68660 476006344 CITY OF ST. EDWARD 25532 DEFIBRILLATORS AND MONITORS ST JAMES HEALTHCARE 400 SOUTH CLARK STREET BUTTE MT 59701 810231785 501(C)(3) 31300 EMERGENCY EQUIPMENT UPGRADE ST JOSEPH'S HOSPITAL AND MEDICAL CENTER 350 WEST THOMAS ROAD PHOENIX AZ 85013 721561134 501(C)(3) 288065 RESEARCH ST LOUIS UNIVERSITY 3700 WEST PINE MALL DRIVE ST LOUIS MO 63108 430654872 501(C)(3) 48634 RESEARCH ST LUKE'S HEALTH SYSTEM INC 2720 STONE PARK BOULEVARD SIOUX CITY IA 51104 421294091 501(C)(3) 47400 EMERGENCY EQUIPMENT UPGRADE ST LUKE'S HOSPITAL OF DULUTH 915 EAST 1ST STREET DULUTH MN 55805 410714079 501(C)(3) 28500 EMERGENCY EQUIPMENT UPGRADE ST MARY'S COMMUNITY HOSPITAL 1301 GRUNDMAN BOULEVARD NEBRASKA CITY NE 68410 470443636 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE ST MARY'S MEDICAL CENTER 407 EAST THIRD STREET DULUTH MN 55805 410695604 501(C)(3) 21500 EMERGENCY EQUIPMENT UPGRADE ST PETER'S COMMUNITY HOSPITAL FOUNDATION 209 SOUTH CALIFORNIA HELENA MT 59601 810392270 501(C)(3) 105300 EMERGENCY EQUIPMENT UPGRADE ST VINCENT HEALTHCARE FOUNDATION 1106 NORTH 30TH STREET BILLINGS MT 59101 810468034 501(C)(3) 28400 EMERGENCY EQUIPMENT UPGRADE STANFORD UNIVERSITY SCHOOL OF MEDICINE PO BOX 44253 SAN FRANCISCO CA 94144 941156365 501(C)(3) 3086407 RESEARCH STARK COUNTY SCHOOL DISTRICT 418 SOUTH FRANKLIN STREET TOULON IL 61480 STATE OF IL 37144 COMMUNITY IMPACT GRANT STATE CENTER FIRE DEPARTMENT AND EMS 118 EAST MAIN STREET STATE CENTER IA 50247 426005249 CITY OF STATE CENTER 24500 DEFIBRILLATORS AND MONITORS STATE UNIVERSITY OF IOWA FOUNDATION PO BOX 4550 IOWA CITY IA 52244 420796760 501(C)(3) 76800 ACTION REGISTRY STATE UNIVERSITY OF NEW YORK PO BOX 9 ALBANY NY 12201 141368361 STATE OF NY 475120 RESEARCH STEVENS COMMUNITY MEDICAL CENTER INC 400 EAST 1ST STREET MORRIS MN 56267 363311936 501(C)(3) 24000 EMERGENCY EQUIPMENT UPGRADE STUDENTS FOR SERVICE INC 1650 BROADWAY AVENUE SUITE 406 NEW YORK NY 10019 453591508 501(C)(3) 71952 COMMUNITY IMPACT GRANT SWARTHMORE COLLEGE 500 COLLEGE AVENUE SWARTHMORE PA 19081 231352683 501(C)(3) 43958 RESEARCH SYRACUSE RESCUE SERVICE PO BOX 225 SYRACUSE NE 66446 476006383 CITY OF SYRACUSE 25715 DEFIBRILLATORS AND MONITORS SYRACUSE UNIVERSITY 211 LYMAN HALL SYRACUSE NY 13244 150532081 501(C)(3) 151702 RESEARCH TEMPLE UNIVERSITY PO BOX 824242 PHILADELPHIA PA 19172 231365971 501(C)(3) 1617371 RESEARCH TEXAS A&M UNIVERSITY 400 HARVEY MITCHELL PARKWAY SUITE 300 COLLEGE STATION TX 77845 746000541 STATE OF TX 144032 RESEARCH TEXAS A&M UNIVERSITY HEALTH SCIENCE CENTER 400 HARVEY MITCHELL PARKWAY SUITE 300 COLLEGE STATION TX 77845 742907553 STATE OF TX 419330 RESEARCH TEXAS A&M UNIVERSITY HEALTH SCIENCE CENTER 400 HARVEY MITCHELL PARKWAY SOUTH SUITE 300 COLLEGE STATION TX 77845 742907553 501(C)(3) 102147 ANCHOR STUDY TEXAS HEART INSTITUTE 6700 BERTNER STREET SUITE C550 HOUSTON TX 77030 746053200 501(C)(3) 432097 RESEARCH TEXAS TECH UNIVERSITY HEALTH SCIENCE CENTER 3601 4TH STREET LUBBOCK TX 79430 752668104 STATE OF TX 216048 RESEARCH THAYER COUNTY HEALTH SERVICES 120 PARK AVENUE HEBRON NE 68370 476084438 THAYER COUNTY 37169 DEFIBRILLATORS AND MONITORS THE FINLEY HOSPITAL 350 NORTH GRANDVIEW AVENUE DUBUQUE IA 52001 420680354 501(C)(3) 23400 EMERGENCY EQUIPMENT UPGRADE THE FOOD TRUST 1617 JFK BOULEVARD SUITE 900 PHILADELPHIA PA 19103 232678383 501(C)(3) 211998 CHILDHOOD OBESITY INITIATIVE THE OHIO STATE UNIVERSITY 1960 KENNY ROAD COLUMBUS OH 43210 316025986 STATE OF OH 1552153 RESEARCH THE OPEN DOOR INC 28 EMERSON AVENUE GLOUCESTER MA 01930 222513482 501(C)(3) 20250 COMMUNITY IMPACT GRANT THE ROCKEFELLER UNIVERSITY 1230 YORK AVENUE NEW YORK NY 10065 131624158 501(C)(3) 365130 RESEARCH THOMAS JEFFERSON UNIVERSITY 1020 WALNUT STREET PHILADLEPHIA PA 19107 231352651 501(C)(3) 603252 RESEARCH THOMPSON FALLS AMBULANCE PO BOX 1055 THOMPSON FALLS MT 59873 810364853 501(C)(3) 25000 DEFIBRILLATORS AND MONITORS THREE RIVERS EMS PO BOX 1411 COLUMBIA FALLS MT 59912 810384613 501(C)(3) 5695 DEFIBRILLATORS AND MONITORS THURMAN RESCUE 800 FILMORE THURMAN IA 51654 426004263 CITY OF THURMAN 24500 DEFIBRILLATORS AND MONITORS TIDES CENTER 1014 TORNEY AVENUE SAN FRANCISCO CA 94129 943213100 501(C)(3) 53322 CHILDHOOD OBESITY INITIATIVE TILDEN RESCUE UNIT 202 SOUTH CENTER TILDEN NE 68781 476006388 CITY OF TILDEN 25116 DEFIBRILLATORS AND MONITORS TOBACCO FREE KIDS ACTION FUND 1400 I STREET NORTHWEST SUITE 1200 WASHINGTON DC 20005 521974904 501(C)(3) 187500 ANTI-TOBACCO ADVOCACY TOWNSEND HEALTH SYSTEMS INC 110 NORTH OAK STREET TOWNSEND MT 59644 810398400 501(C)(3) 36999 EMERGENCY EQUIPMENT UPGRADE TRACY AREA MEDICAL SERVICES FOUNDATION 251 5TH STREET TRACY MN 56175 411940312 501(C)(3) 24000 EMERGENCY EQUIPMENT UPGRADE TRI VALLEY HEALTH SYSTEM 1305 WEST HIGHWAY 6 AND 34 CAMBRIDGE NE 69022 476028103 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE TRINITY HEALTH SYSTEMS INC 802 KENYON ROAD FORT DODGE IA 50501 421222877 501(C)(3) 23400 EMERGENCY EQUIPMENT UPGRADE TRINITY MEDICAL CENTER 2701 17TH STREET ROCK ISLAND IL 61201 362739299 501(C)(3) 101799 EMERGENCY EQUIPMENT UPGRADE TRUMAN AMBULANCE SERVICE PO BOX 398 TRUMAN MN 56088 416005585 CITY OF TRUMAN 23110 DEFIBRILLATORS AND MONITORS TUFTS MEDICAL CENTER 800 WASHINGTON STREET BOSTON MA 02111 043400617 501(C)(3) 380610 RESEARCH TUFTS UNIVERSITY 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 501(C)(3) 471153 RESEARCH TULANE UNIVERSITY NEW ORLEANS 800 EAST COMMERCE ROAD SUITE 203 HARAHAN LA 70123 720423889 501(C)(3) 377481 RESEARCH TULANE UNIVERSITY NEW ORLEANS 800 EAST COMMERCE ROAD SUITE 203 HARAHAN LA 70123 720423889 501(C)(3) 89978 CHILDHOOD OBESITY INITIATIVE TYLER HEALTHCARE CENTER INC 240 WILLOW STREET TYLER MN 56178 410853163 501(C)(3) 24000 EMERGENCY EQUIPMENT UPGRADE UNIFORMED SERVICES UNIVERSITY BETHESDA 4301 JONES BRIDGE ROAD SUITE 844 BETHESDA MD 20814 521360807 501(C)(3) 48541 RESEARCH UNITED AFRICAN AMERICAN MINISTERIAL ACTION COUNCIL 404 EUCLID AVENUE SAN DIEGO CA 92114 330959000 501(C)(3) 40398 COMMUNITY IMPACT GRANT UNITED HOSPITAL DISTRICT INC PO BOX 160 BLUE EARTH MN 56013 454165628 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE UNITED NEIGHBORHOOD HOUSES OF NEW YORK 70 WEST 36TH STREET SUITE 503 NEW YORK NY 10018 135563409 501(C)(3) 25000 COMMUNITY IMPACT GRANT UNIVERSITY OF AKRON 302 BUCHTEL AVENUE AKRON OH 44325 346002924 STATE OF OH 288065 RESEARCH UNIVERSITY OF ALABAMA PO BOX 870142 TUSCALOOSA AL 35487 636001138 501(C)(3) 144032 RESEARCH UNIVERSITY OF ALABAMA AT BIRMINGHAM 1720 2ND AVENUE SOUTH BIRMINGHAM AL 35294 636005396 STATE OF AL 1808171 RESEARCH UNIVERSITY OF ARIZONA PO BOX 3520 TUCSON AZ 85722 742652689 STATE OF AZ 1080974 RESEARCH UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES 4301 WEST MARKHAM STREET SUITE 560 LITTLE ROCK AR 72205 716046242 STATE OF AR 264589 RESEARCH UNIVERSITY OF CALIFORNIA BERKELEY 2195 HEARST AVENUE SUITE 130 BERKELEY CA 94720 946002123 STATE OF CA 635257 RESEARCH UNIVERSITY OF CALIFORNIA DAVIS PO BOX 989062 WEST SACRAMENTO CA 95798 946036494 STATE OF CA 1145314 RESEARCH UNIVERSITY OF CALIFORNIA IRVINE 260 ALDRICH HALL IRVINE CA 92697 952226406 STATE OF CA 805810 RESEARCH UNIVERSITY OF CALIFORNIA LOS ANGELES 405 HILGARD AVENUE LOS ANGELES CA 90095 956006143 STATE OF CA 2310409 RESEARCH UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 STATE OF CA 5284021 RESEARCH UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM STREET SAN FRANCISCO CA 94143 946036493 STATE OF CA 1680759 RESEARCH UNIVERSITY OF CHICAGO 1427 EAST 60TH STREET CHICAGO IL 60637 362177139 501(C)(3) 310068 RESEARCH UNIVERSITY OF CINCINNATI PO BOX 691031 CINCINNATI OH 45269 316000989 STATE OF OH 664980 RESEARCH UNIVERSITY OF COLORADO PO BOX 910238 DENVER CO 80291 846000555 501(C)(3) 5103655 RESEARCH UNIVERSITY OF CONNECTICUT 438 WHITNEY ROAD EXTENSION UNIT 1 STORRS CT 06269 060772160 501(C)(3) 59611 CHILDHOOD OBESITY INITIATIVE UNIVERSITY OF CONNECTICUT FARMINGTON 263 FARMINGTON AVENUE FARMINGTON CT 06030 521725543 STATE OF CT 370330 RESEARCH UNIVERSITY OF DAYTON 300 COLLEGE PARK AVENUE DAYTON OH 45469 310536715 501(C)(3) 144032 RESEARCH UNIVERSITY OF DELAWARE 220 HULLIHEN HALL NEWARK DE 19716 516000297 501(C)(3) 356243 RESEARCH UNIVERSITY OF DENVER 2199 SOUTH UNIVERSITY BOULEVARD DENVER CO 80210 840404231 501(C)(3) 346895 RESEARCH UNIVERSITY OF FLORIDA 219 GRINTER HALL GAINESVILLE FL 32611 596002052 STATE OF FL 1012575 RESEARCH UNIVERSITY OF GEORGIA 475 NORTH LUMPKIN STREET ATHENS GA 30601 586001998 STATE OF GA 252651 RESEARCH UNIVERSITY OF GEORGIA RESEARCH FOUNDATION INC 475 NORTH LUMPKIN STREET ATHENS GA 30606 581353149 501(C)(3) 98862 RESEARCH UNIVERSITY OF HAWAII 2600 CAMPUS ROAD HONOLULU HI 96822 996000354 STATE OF HI 432331 RESEARCH UNIVERSITY OF HOUSTON HOUSTON 4800 CALHOUN ROAD HOUSTON TX 77004 746001399 STATE OF TX 309727 RESEARCH UNIVERSITY OF ILLINOIS PO BOX 20787 SPRINGFIELD IL 62708 376000511 STATE OF IL 2419859 RESEARCH UNIVERSITY OF IOWA 125 NORTH MADISON STREET IOWA CITY IA 52242 426004813 STATE OF IA 2487115 RESEARCH UNIVERSITY OF KANSAS CENTER FOR RESEARCH INC 2385 IRVING HILL ROAD LAWRENCE KS 66045 480680117 501(C)(3) 92545 RESEARCH UNIVERSITY OF KANSAS MEDICAL CENTER 3901 RAINBOW BOULEVARD KANSAS CITY KS 66160 481108830 STATE OF KS 1224275 RESEARCH UNIVERSITY OF KENTUCKY UNIVERSITY OF KENTUCKY LEXINGTON KY 40506 616033693 STATE OF KY 1442988 RESEARCH UNIVERSITY OF LOUISVILLE 2301 SOUTH 3RD STREET LOUISVILLE KY 40292 611029626 STATE OF KY 3231825 RESEARCH UNIVERSITY OF MARYLAND BALTIMORE PO BOX 41428 BALTIMORE MD 21203 526002033 STATE OF MD 433687 RESEARCH UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 043167352 STATE OF MA 1708654 RESEARCH UNIVERSITY OF MIAMI PO BOX 248106 CORAL GABLES FL 33124 590624458 501(C)(3) 703280 RESEARCH UNIVERSITY OF MICHIGAN MEDICAL CENTER 3003 SOUTH STATE STREET ANN ARBOR MI 48109 386006309 STATE OF MI 1005110 RESEARCH UNIVERSITY OF MINNESOTA 200 OAK STREET SOUTHEAST MINNEAPOLIS MN 55455 416007513 STATE OF MN 1106680 RESEARCH UNIVERSITY OF MISSISSIPPI JACKSON 2500 NORTH STATE STREET JACKSON MS 39216 646008520 STATE OF MS 864194 RESEARCH UNIVERSITY OF MISSOURI 310 JESSE HALL COLUMBIA MO 65211 436003859 STATE OF MO 425655 RESEARCH UNIVERSITY OF NEBRASKA PO BOX 880439 LINCOLN NE 68588 470049123 501(C)(3) 144032 RESEARCH UNIVERSITY OF NEBRASKA MEDICAL CENTER OMAHA 985100 NEBRASKA MEDICAL CENTER DRIVE OMAHA NE 68198 470049123 501(C)(3) 454614 RESEARCH UNIVERSITY OF NEVADA 1664 NORTH VIRGINIA STREET RENO NV 89557 886000024 STATE OF NV 137018 RESEARCH UNIVERSITY OF NEW MEXICO - HEALTH SCIENCES CENTER 1 UNIVERSITY OF NEW MEXICO DRIVE ALBUQUERQUE NM 87131 856000642 STATE OF NM 261877 RESEARCH UNIVERSITY OF NORTH CAROLINA 104 AIRPORT DRIVE STE 2200 CHAPEL HILL NC 27599 566001393 STATE OF NC 677137 RESEARCH UNIVERSITY OF NORTH TEXAS HEALTH SCIENCE CENTER FORT WORTH 3500 CAMP BOWIE BOULEVARD FORT WORTH TX 76107 756064033 STATE OF TX 359052 RESEARCH UNIVERSITY OF NOTRE DAME 836 GRACE HALL NOTRE DAME IN 46556 350868188 501(C)(3) 216048 RESEARCH UNIVERSITY OF OKLAHOMA 201 STEPHENSON PARKWAY SUITE 3100 NORMAN OK 73019 731377584 STATE OF OK 287175 RESEARCH UNIVERSITY OF OKLAHOMA HEALTH SCIENCES CENTER 1100 NORTH LINDSAY STREET OKLAHOMA CITY OK 73104 736017987 STATE OF OK 214189 RESEARCH UNIVERSITY OF OREGON 5219 UNIVERSITY OF OREGON DRIVE EUGENE OR 97403 464727800 STATE OF OR 190796 RESEARCH UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 705057 RESEARCH UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 100000 RESEARCH UNIVERSITY OF PITTSBURGH PO BOX 371220 PITTSBURGH PA 15251 250965591 501(C)(3) 1431812 RESEARCH UNIVERSITY OF ROCHESTER MEDICAL CENTER 910 GENESEE STREET ROCHESTER NY 14611 160743209 501(C)(3) 229750 RESEARCH UNIVERSITY OF SOUTH ALABAMA MOBILE 307 UNIVERSITY BOULEVARD MOBILE AL 36688 630477348 STATE OF AL 572474 RESEARCH UNIVERSITY OF SOUTH DAKOTA 414 EAST CLARK STREET VERMILLION SD 57069 466003541 501(C)(3) 52375 RESEARCH UNIVERSITY OF SOUTH FLORIDA TAMPA PO BOX 864568 ORLANDO FL 32886 593102112 STATE OF FL 356661 RESEARCH UNIVERSITY OF SOUTHERN CALIFORNIA 900 WEST 34TH STREET LOS ANGELES CA 90074 951642394 501(C)(3) 1243351 RESEARCH UNIVERSITY OF TENNESSEE HEALTH SCIENCE CENTER MEMPHIS 62 SOUTH DUNLAP STREET SUITE 300 MEMPHIS TN 38163 626001636 STATE OF TN 937426 RESEARCH UNIVERSITY OF TEXAS 101 EAST 27TH STREET AUSTIN TX 78713 746000203 STATE OF TX 95912 RESEARCH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON PO BOX 301418 DALLAS TX 75303 741761309 STATE OF TX 1272950 RESEARCH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO 7703 FLOYD CURL DRIVE SAN ANTONIO TX 78229 741586031 STATE OF TX 598389 RESEARCH UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER PO BOX 4486 HOUSTON TX 77210 746001118 STATE OF TX 48541 RESEARCH UNIVERSITY OF TEXAS MEDICAL BRANCH PO BOX 660120 DALLAS TX 75266 746000949 STATE OF TX 311676 RESEARCH UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER PO BOX 841753 DALLAS TX 75284 756002868 STATE OF TX 3443602 RESEARCH UNIVERSITY OF TEXAS ARLINGTON 219 WEST MAIN STREET ARLINGTON TX 76019 756000121 STATE OF TX 288065 RESEARCH UNIVERSITY OF TEXAS SAN ANTONIO ONE UTSA CIRCLE SAN ANTONIO TX 78249 741717115 STATE OF TX 666383 RESEARCH UNIVERSITY OF TOLEDO HEALTH SCIENCE CAMPUS PO BOX 72327 CLEVELAND OH 44192 346401483 STATE OF OH 720162 RESEARCH UNIVERSITY OF UTAH 201 PRESIDENTS CIRCLE SUITE 408 SALT LAKE CITY UT 84112 876000525 STATE OF UT 3199482 RESEARCH UNIVERSITY OF VERMONT 85 SOUTH PROSPECT STREET ROOM 333 BURLINGTON VT 05405 030179440 501(C)(3) 432097 RESEARCH UNIVERSITY OF VIRGINIA CHARLOTTESVILLE PO BOX 400195 CHARLOTTESVILLE VA 22904 546001796 STATE OF VA 890288 RESEARCH UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DRIVE CHICAGO IL 60693 916001537 STATE OF WA 1597475 RESEARCH UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DRIVE CHICAGO IL 60693 916001537 STATE OF WA 300000 OUTCOMES CONSORTIUM REGISTRY UNIVERSITY OF WISCONSIN 21 NORTH PARK STREET MADISON WI 53715 396006492 STATE OF WI 845452 RESEARCH UNIVERSITY OF WYOMING 1000 EAST UNIVERSITY AVENUE LARAMIE WY 82071 836000331 STATE OF WY 130938 RESEARCH UTAH STATE UNIVERSITY 1490 OLD MAIN HILL LOGAN UT 84322 876000528 STATE OF UT 130938 RESEARCH VANDERBILT UNIVERSITY 1400 18TH AVENUE SOUTH NASHVILLE TN 31192 620476822 501(C)(3) 3308267 RESEARCH VERDIGRE VOLUNTEER FIRE AND RESCUE 106 3RD AVENUE VERDIGRE NE 68783 810660883 CITY OF VERDIGRE 25251 DEFIBRILLATORS AND MONITORS VILLAGE OF SUTHERLAND RESCUE 1200 FIRST STREET SUTHERLAND NE 69165 421211373 CITY OF SUTHERLAND 24487 DEFIBRILLATORS AND MONITORS VIRGINIA COMMONWEALTH UNIVERSITY RICHMOND PO BOX 843039 RICHMOND VA 23284 546001758 STATE OF VA 792178 RESEARCH VIRGINIA POLYTECHNIC INSTITUTE 300 TURNER STREET NORTHWEST BLACKSBURG VA 24061 546001805 STATE OF VA 216048 RESEARCH VOICES FOR ALABAMA'S CHILDREN PO BOX 4576 MONTGOMERY AL 36103 582020321 501(C)(3) 125515 CHILDHOOD OBESITY INITIATIVE VRMC FOUNDATION INC 901 9TH STREET NORTH VIRGINIA MN 55792 411748809 501(C)(3) 24000 EMERGENCY EQUIPMENT UPGRADE WAKE FOREST UNIVERSITY MEDICAL CENTER BOULEVARD WINSTONSALEM NC 27157 223849199 501(C)(3) 379452 RESEARCH WALLACE RURAL FIRE PROTECTION DISTRICT 106 NORTH WALLACE ROAD WALLACE NE 69169 900140194 CITY OF WALLACE 25532 DEFIBRILLATORS AND MONITORS WARREN COMMUNITY HOSPITAL INC 300 WEST GOOD SAMARITAN DRIVE WARREN MN 56762 411384358 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE WASHINGTON UNIVERSITY SCHOOL OF MEDICINE 700 ROSEDALE AVENUE ST LOUIS MO 63112 430653611 501(C)(3) 825167 RESEARCH WAUSA RURAL FIRE DISTRICT PO BOX 167 WAUSA NE 68786 470664658 CITY OF WAUSA 25532 DEFIBRILLATORS AND MONITORS WAVERLY HEALTH CENTER FOUNDATION 312 9TH STREET SOUTHWEST WAVERLY IA 50677 421301352 501(C)(3) 12000 EMERGENCY EQUIPMENT UPGRADE WAYNE STATE UNIVERSITY 5057 WOODWARD STREET 13TH FLOOR DETROIT MI 48202 386028429 STATE OF MI 52375 RESEARCH WEBSTER COUNTY COMMUNITY HOSPITAL FOUNDATION INC PO BOX 465 RED CLOUD NE 68970 363850120 501(C)(3) 37531 DEFIBRILLATORS AND MONITORS WEST VIRGINIA HEALTHY KIDS AND FAMILIES COALITION 1324 VIRGINIA STREET EAST CHARLESTON WV 25301 452857448 501(C)(3) 59755 CHILDHOOD OBESITY INITIATIVE WEST VIRGINIA UNIVERSITY ONE WATERFRONT PLACE MORGANTOWN WV 26506 550665758 STATE OF WV 264589 RESEARCH WHEATLAND COUNTY AMBULANCE 203 A AVENUE NORTHWEST HARLOWTON MT 59036 816001445 WHEATLAND COUNTY 36839 DEFIBRILLATORS AND MONITORS WHITE EARTH RESERVATION AMBULANCE SERVICE 35500 EAGLE VIE ROAD WHITE EARTH MN 56591 420698265 CITY OF WHITE EARTH 27160 DEFIBRILLATORS AND MONITORS WHITEHALL VOLUNTEER AMBULANCE PO BOX 529 WHITEHALL MT 59759 TOWN OF WHITEHALL 25000 DEFIBRILLATORS AND MONITORS WINTHROP UNIVERSITY HOSPITAL ASSOCIATION 259 1ST STREET MINEOLA NY 11501 111633486 501(C)(3) 185184 RESEARCH WISDOM RURAL FIRE DEPARTMENT PO BOX 325 WISDOM MT 59761 810415537 501(C)(3) 25000 DEFIBRILLATORS AND MONITORS WISNER RESCUE SQUAD PO BOX 367 WISNER NE 68791 476006417 CITY OF WISNER 25532 DEFIBRILLATORS AND MONITORS WOOD RIVER FIRE DEPARTMENT 105 WEST 9TH STREET WOOD RIVER NE 68883 476006420 CITY OF WOOD RIVER 24500 DEFIBRILLATORS AND MONITORS WRIGHT STATE UNIVERSITY 3640 COLONEL GLENN HIGHWAY DAYTON OH 45435 310732831 501(C)(3) 288065 RESEARCH YALE UNIVERSITY 309 EDWARDS STREET NEW HAVEN CT 06511 060646973 501(C)(3) 2797267 RESEARCH YMCA OF AUSTIN 3208 RED RIVER AUSTIN TX 78705 741193464 501(C)(3) 47499 CHILDHOOD OBESITY INITIATIVE 541 16 LECTURE HONORARIA 9 10000 TRAVEL STIPENDS TO SCIENTIFIC CONFERENCES 124 110700 INVESTIGATOR AND SCIENCE RESEARCH PRIZES 251 204861 SCHOLARSHIP 26 24000 PART I, LINE 2 RESEARCH GRANTS ARE AWARDED BY THE AMERICAN HEART ASSOCIATION ANNUALLY AND PAID TO THE GRANTEE'S INSTITUTION QUARTERLY OVER THE MULTI-YEAR LIFE OF THE AWARD. GRANTEES ARE REQUIRED TO SUBMIT REPORTS OF SCIENTIFIC PROGRESS ANNUALLY PRIOR TO ISSUING EACH SUBSEQUENT YEAR'S PAYMENTS. THESE REPORTS MAY BE REVIEWED BY VOLUNTEER COMMITTEES COMPRISED PRIMARILY OF ACTIVE AND EXPERIENCED RESEARCHERS. AN ANNUAL FINANCIAL REPORT IS REQUIRED PRIOR TO ISSUING EACH SUBSEQUENT YEAR'S PAYMENTS. FINANCIAL REPORTS ARE REQUIRED TO BE FILED WITHIN 90 DAYS OF THE END OF EACH GRANT YEAR AND ARE REVIEWED BY AHA. INSTITUTIONAL ELIGIBILITY FOR AWARDS AND LOCATION OF WORK FOR APPLICANTS/AWARDEES ASSOCIATION RESEARCH AWARDS MUST BE LIMITED TO NON-PROFIT INSTITUTIONS. SUCH INSTITUTIONS INCLUDE: MEDICAL, OSTEOPATHIC AND DENTAL SCHOOLS, VETERINARY SCHOOLS, SCHOOLS OF PUBLIC HEALTH, PHARMACY SCHOOLS, NURSING SCHOOLS, UNIVERSITIES AND COLLEGES, PUBLIC AND VOLUNTARY HOSPITALS AND OTHER NON-PROFIT INSTITUTIONS THAT CAN DEMONSTRATE THE ABILITY TO CONDUCT THE PROPOSED RESEARCH. APPLICATIONS WILL NOT BE ACCEPTED FOR WORK WITH FUNDING TO BE ADMINISTERED THROUGH ANY FEDERAL INSTITUTION OR WORK TO BE PERFORMED BY A FEDERAL EMPLOYEE WITH THE EXCEPTION OF THE VETERANS ADMINISTRATION EMPLOYEES. THE RESEARCH COMMITTEE SHOULD SCRUTINIZE THE AVAILABLE RESOURCES AS THEY RELATE TO LOCAL, STATE OR ASSOCIATION-WIDE NEEDS. INDIVIDUAL ELIGIBILITY FOR AWARDS THE PRINCIPAL INVESTIGATOR MUST HOLD A DOCTORAL OR APPROPRIATE ADVANCED DEGREE AT THE TIME THE AWARD IS ACTIVATED FOR FELLOWSHIPS, AND FOR GRANTS, AT THE TIME OF APPLICATION. EXCEPTIONS MUST BE DOCUMENTED IN WRITING BY THE RESEARCH COMMITTEE OF REFERENCE AND APPROVED BY THE AHA RESEARCH COMMITTEE. THE BASIC REQUIREMENTS OF ELIGIBILITY FOR ALL AMERICAN HEART ASSOCIATION RESEARCH PROGRAMS, ASSOCIATION-WIDE OR AFFILIATE ARE GIVEN BELOW. PREDOCTORAL FELLOWSHIPS ELIGIBLE INDIVIDUALS INCLUDE POST-BACCALAUREATE, PREDOCTORAL STUDENTS SEEKING A PH.D., M.D., D.O., OR EQUIVALENT DEGREE WHO SEEK RESEARCH TRAINING AND EXPERIENCE UNDER THE SUPERVISION OF A SPONSOR/MENTOR PRIOR TO EMBARKING ON A POSTGRADUATE RESEARCH CAREER. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS WHO HAVE ALREADY ATTAINED A DOCTORAL DEGREE, UNLESS THE INDIVIDUAL IS PURSUING A SECOND DOCTORAL DEGREE (EXAMPLE: M.D. WHO IS SEEKING A PH.D.). POSTDOCTORAL FELLOWSHIPS ELIGIBILITY IS LIMITED TO INDIVIDUALS WHO HAVE OBTAINED A PH.D., M.D., D.O. OR EQUIVALENT DEGREE BY THE TIME OF AWARD ACTIVATION AND WHO SEEK ADDITIONAL RESEARCH TRAINING UNDER THE SUPERVISION OF A SPONSOR/PRECEPTOR/MENTOR PRIOR TO EMBARKING ON A CAREER OF INDEPENDENT RESEARCH. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS OF FACULTY RANK. EXCEPTION: M.D.'S OR M.D./PHD'S WITH CLINICAL RESPONSIBILITIES WHO NEED AN INSTRUCTOR OR SIMILAR TITLE TO SEE PATIENTS, BUT WHO DEVOTE AT LEAST 80% FULL-TIME TO RESEARCH TRAINING. MENTORED CLINICAL & POPULATION RESEARCH AWARD ELIGIBLE INDIVIDUALS INCLUDE HEALTH CARE PROFESSIONALS WITH A MASTERS, M.D., D.O. OR PH.D. DEGREE. INDIVIDUALS ARE NOT ELIGIBLE TO BE THE PRINCIPAL INVESTIGATOR IF THEY CURRENTLY HOLD OR HAVE HELD, CERTAIN NIH AWARDS (SUCH AS RO1, R21, PO1), CERTAIN AHA AWARDS (BGIA, SDG, EIA, GIA), OR AN AWARD EQUIVALENT TO THE ABOVE (AN INDEPENDENT INVESTIGATOR AWARD). INTERDISCIPLINARY RESEARCH TEAMS ARE ALSO ELIGIBLE. ALL PRINCIPAL INVESTIGATORS MUST ALSO IDENTIFY A MENTOR WITH AN EARNED DOCTORATE AND A TRACK RECORD OF HIGH QUALITY CLINICAL INVESTIGATION. ASSOCIATION-WIDE FELLOW-TO-FACULTY TRANSITION AWARD ELIGIBLE INDIVIDUALS INCLUDE THE FOLLOWING: - AT THE TIME OF APPLICATION SUBMISSION, PHYSICIANS WHO HOLD AN M.D., M.D./PHD., D.O. OR EQUIVALENT DOCTORAL DEGREE AND WHO SEEK ADDITIONAL RESEARCH TRAINING UNDER THE SUPERVISION OF A SPONSOR/MENTOR PRIOR TO EMBARKING ON A CAREER OF INDEPENDENT RESEARCH. - APPLICANTS MUST BE ENROLLED IN OR HAVE COMPLETED AN ACCREDITATION COUNCIL FOR GRADUATE MEDICAL EDUCATION (ACGME)-APPROVED RESIDENCY OR A CLINICAL FELLOWSHIP PROGRAM ASSOCIATED WITH AN ACGME-APPROVED RESIDENCY. - APPLICANTS MUST HAVE COMPLETED THE CLINICAL PORTION OF THEIR TRAINING PROGRAM BY THE TIME OF AWARD ACTIVATION. THE APPLICANT IS RESPONSIBLE FOR IDENTIFYING AND WORKING WITH A SPONSOR/MENTOR TO DEVELOP THE APPLICATION. - AT THE TIME OF APPLICATION, CANDIDATES MAY HAVE HAD NO MORE THAN FIVE YEARS OF POSTDOCTORAL RESEARCH TRAINING (BEYOND CLINICAL TRAINING). - THE AWARD IS NOT FOR INDIVIDUALS OF FACULTY/STAFF RANK. - AT THE TIME OF AWARD ACTIVATION, APPLICANT MAY NOT HOLD A FACULTY/STAFF APPOINTMENT. (EXCEPTIONS: M.D. OR M.D./PH.D. WITH CLINICAL RESPONSIBILITIES WHO HOLD A TITLE OF INSTRUCTOR OR SIMILAR DUE TO THEIR PATIENT CARE RESPONSIBILITIES BUT WHO DEVOTE AT LEAST 80 PERCENT FULL-TIME EFFORT TO RESEARCH TRAINING.) THE MENTOR MAY HOLD AN M.D., PHD., D.O. OR OTHER EQUIVALENT DEGREE. BECAUSE OF THE STRONG MENTORING COMPONENT OF THIS AWARD AND THE IMPORTANCE OF DEVELOPING A MEANINGFUL RELATIONSHIP BETWEEN AWARDEE AND MENTOR, AN INDIVIDUAL MENTOR MAY SPONSOR ONLY ONE APPLICANT TO THE PROGRAM PER YEAR. BEGINNING GRANT-IN-AID FACULTY/STAFF MEMBERS INITIATING INDEPENDENT RESEARCH CAREERS ARE ELIGIBLE FOR THIS AWARD. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT ACTIVATION, APPLICANTS MUST HOLD A FACULTY/STAFF RANK UP TO AND INCLUDING ASSISTANT PROFESSOR OR EQUIVALENT. SCIENTIST DEVELOPMENT GRANT ELIGIBLE INDIVIDUALS ARE THOSE INITIATING INDEPENDENT RESEARCH CAREERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT ACTIVATION, APPLICANT MUST HOLD A FACULTY/STAFF POSITION. APPLICANT'S FACULTY RANK SHALL BE UP TO AND INCLUDING ASSISTANT PROFESSOR OR EQUIVALENT AT APPLICATION. APPLICATIONS MAY BE SUBMITTED IN THE FINAL YEAR OF A POSTDOCTORAL RESEARCH FELLOWSHIP OR IN THE INITIAL YEARS OF THE INDEPENDENT RESEARCH CAREER. AT TIME OF AWARD ACTIVATION, NO MORE THAN FOUR YEARS WILL HAVE ELAPSED SINCE APPLICANT'S FIRST FULL-TIME FACULTY/STAFF APPOINTMENT AT THE LEVEL OF ASSISTANT PROFESSOR OR ITS EQUIVALENT. A PIVOTAL REQUIREMENT IS THE DEMONSTRATION THAT THE AWARD WILL PROMOTE INDEPENDENT STATUS FOR THE APPLICANT. APPLICANT SHALL HAVE RECEIVED NO PRIOR ASSOCIATION-WIDE-LEVEL GRANT AS OF TIME OF SCIENTIST DEVELOPMENT GRANT ACTIVATION. ESTABLISHED INVESTIGATOR AWARD AT TIME OF APPLICATION, FACULTY/STAFF MEMBERS AT THE MID-LEVEL STAGES OF THEIR INDEPENDENT RESEARCH CAREERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT THE TIME OF AWARD ACTIVATION, THE INVESTIGATOR MUST BE AT LEAST FOUR (4) YEARS BUT NO MORE THAN NINE (9) YEARS (I.E., EIGHT YEARS AND 12 MONTHS SINCE THE FIRST FACULTY/STAFF APPOINTMENT AT THE LEVEL OF ASSISTANT PROFESSOR OR EQUIVALENT (INCLUDING, BUT NOT LIMITED TO, RESEARCH ASSISTANT PROFESSOR, RESEARCH SCIENTIST, STAFF SCIENTIST, ETC.) INSTRUCTOR POSITIONS OR EQUIVALENT POSITIONS DO NOT COUNT TOWARD THE FOUR OR NINE YEARS OF ELIGIBILITY. APPLICANTS MUST HAVE CURRENT ASSOCIATION-WIDE-LEVEL FUNDING AS PRINCIPAL INVESTIGATOR ON AN R01 GRANT OR ITS EQUIVALENT (E.G. VA MERIT AWARD, NSF GRANT, OR PI ON PROGRAM PROJECT GRANT FROM NIH). NIH "K" SERIES AWARDS ARE NOT CONSIDERED EQUIVALENT TO AN R01. GRANT-IN-AID ELIGIBLE INDIVIDUALS INCLUDE FACULTY/STAFF MEMBERS CONDUCTING INDEPENDENT RESEARCH AT TIME OF APPLICATION. AT THE TIME OF APPLICATION, PRINCIPAL INVESTIGATOR MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. SPECIAL AWARDS/PILOT PROGRAMS ELIGIBILITY IS DETERMINED BY AN AFFILIATE OR THE NATIONAL CENTER BASED UPON SPECIAL LOCAL OR NATIONAL CIRCUMSTANCES. THE FUNDING COMPONENT MUST REQUEST AND RECEIVE APPROVAL FROM THE AHA RESEARCH COMMITTEE TO DEVELOP AND IMPLEMENT A PILOT RESEARCH PROGRAM FOR A LIMITED PERIOD OF TIME. AFFILIATE SUMMER UNDERGRADUATE RESEARCH FELLOWSHIP (INSTITUTIONAL AND INVESTIGATOR/STUDENT INITIATED) TO BE ELIGIBLE FOR THIS PROGRAM, UNDERGRADUATE STUDENTS SHOULD BE CURRENTLY CLASSIFIED AT THE JUNIOR OR SENIOR ACADEMIC STATUS AT THE TIME OF AWARD ACTIVATION. STUDENTS MUST BE ENROLLED FULL-TIME IN AN UNDERGRADUATE DEGREE PROGRAM, AT THE TIME OF APPLICATION, IN EITHER A FOUR-YEAR COLLEGE OR UNIVERSITY, OR A TWO-YEAR INSTITUTION WITH PLANS TO TRANSFER TO A FOUR-YEAR COLLEGE OR UNIVERSITY BY THE FALL SEMESTER IMMEDIATELY FOLLOWING THE SUMMER PROGRAM. STUDENTS MAY EITHER BE ATTENDING AN INSTITUTION WITHIN THE AFFILIATE, OR BE A RESIDENT OF ONE OF THESE STATES. PART IV - CONTINUED AFFILIATE MEDICAL AND HEALTH SCIENCES STUDENT RESEARCH FELLOWSHIP - INSTITUTIONAL THIS IS AN INSTITUTIONAL AWARD TO QUALIFIED RESEARCH INSTITUTIONS WITHIN THE AFFILIATE'S GEOGRAPHIC BOUNDARIES THAT CAN OFFER A MEANINGFUL RESEARCH EXPERIENCE TO HEALTH SCIENCES STUDENTS. FELLOWSHIP TARGETS POST-BACCALAUREATE, PRE-DOCTORAL M.D., D.O., D.D.S., PHARM.D. OR EQUIVALENT CLINICAL DEGREE HEALTH SCIENCE STUDENTS. AFFILIATE SUMMER UNDERGRADUATE RESEARCH FELLOWSHIP (INSTITUTIONAL AND INVESTIGATOR/STUDENT INITIATED) TO BE ELIGIBLE FOR THIS PROGRAM, UNDERGRADUATE STUDENTS SHOULD BE CURRENTLY CLASSIFIED AT THE JUNIOR OR SENIOR ACADEMIC STATUS AT THE TIME OF AWARD ACTIVATION. STUDENTS MUST BE ENROLLED FULL-TIME IN AN UNDERGRADUATE DEGREE PROGRAM, AT THE TIME OF APPLICATION, IN EITHER A FOUR-YEAR COLLEGE OR UNIVERSITY, OR A TWO-YEAR INSTITUTION WITH PLANS TO TRANSFER TO A FOUR-YEAR COLLEGE OR UNIVERSITY BY THE FALL SEMESTER IMMEDIATELY FOLLOWING THE SUMMER PROGRAM. STUDENTS MAY EITHER BE ATTENDING AN INSTITUTION WITHIN THE AFFILIATE, OR BE A RESIDENT OF ONE OF THESE STATES. AFFILIATE MEDICAL AND HEALTH SCIENCES STUDENT RESEARCH FELLOWSHIP - INSTITUTIONAL THIS IS AN INSTITUTIONAL AWARD TO QUALIFIED RESEARCH INSTITUTIONS WITHIN THE AFFILIATE'S GEOGRAPHIC BOUNDARIES THAT CAN OFFER A MEANINGFUL RESEARCH EXPERIENCE TO HEALTH SCIENCES STUDENTS. FELLOWSHIP TARGETS POST-BACCALAUREATE, PRE-DOCTORAL M.D., D.O., D.D.S., PHARM.D. OR EQUIVALENT CLINICAL DEGREE HEALTH SCIENCE STUDENTS. AFFILIATE MEDICAL STUDENT RESEARCH PROGRAM INVESTIGATOR INITIATED THIS PROGRAM IS INTENDED FOR FULL-TIME STUDENTS WITHIN THE AFFILIATE'S GEOGRAPHIC BOUNDARIES WHO HAVE NOT YET OBTAINED AN M.D. BUT ARE ENROLLED IN AN M.D. PROGRAM, HEALTHCARE PROFESSIONALS WITH DOCTORAL DEGREES, PH.D., D.O., D.D.S., PHARM.D. AND D.V.M. OR EQUIVALENT IN AN M.D. PROGRAM WHO SEEK RESEARCH TRAINING WITH A SPONSOR/MENTOR PRIOR TO EMBARKING ON A RESEARCH CAREER. ASSOCIATION-WIDE INNOVATIVE RESEARCH GRANT ELIGILIBITY INCLUDES ALL LEVELS OF FACULTY/STAFF MEMBERS CONDUCTING RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. ELIGIBILITY FOR THE INNOVATIVE RESEARCH AWARD IS NOT RESTRICTED BASED UPON EXPERIENCE LEVEL OR SENIORITY. SENIORITY WILL NOT BE USED AS A CRITERION IN EVALUATING AN APPLICANT'S MERIT. ASSOCIATION-WIDE COLLABORATIVE SCIENCES AWARD THE PROPOSAL MUST FOCUS ON THE COLLABORATIVE RELATIONSHIP, SUCH THAT THE SCIENTIFIC OBJECTIVES COULD NOT BE ACHIEVED WITHOUT THE EFFORTS OF AT LEAST TWO CO-PRINCIPAL INVESTIGATORS AND THEIR RESPECTIVE DISCIPLINES. AN APPLICATION MUST BE SUBMITTED JOINTLY BY AT LEAST TWO CO-PRINCIPAL INVESTIGATORS. CO-PRINCIPAL INVESTIGATORS MUST EACH HOLD FACULTY/STAFF APPOINTMENTS OF ANY RANK OR EQUIVALENT. CO-PRINCIPAL INVESTIGATORS MUST BE INDEPENDENT RESEARCHERS. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS IN RESEARCH TRAINING OR FELLOWSHIP POSITIONS. CO-PRINCIPAL INVESTIGATORS MUST HOLD A M.D., PH.D., D.O., D.V.M. OR EQUIVALENT POST-BACCALAUREATE TERMINAL DEGREE. ASSOCIATION-WIDE MENTOR/AHA MENTEE AWARD AT TIME OF APPLICATION, INDEPENDENT INVESTIGATORS MUST HOLD A FACULTY/STAFF APPOINTMENT EQUIVALENT TO ASSOCIATE OR FULL PROFESSOR. APPLICANTS MUST ALSO HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE. APPLICANTS MUST HAVE CURRENT ASSOCIATION-WIDE-LEVEL FUNDING AS PRINCIPAL INVESTIGATOR ON AN R01 GRANT OR ITS EQUIVALENT (E.G. VA MERIT AWARD, NSF GRANT, OR PI ON PROGRAM PROJECT GRANT FROM NATIONAL INSTITUTE OF HEALTH). ASSOCIATION-WIDE MERIT AWARD THIS AWARD IS INTENDED FOR APPLICANTS WITH THE FOLLOWING OR EQUIVALENT CREDENTIALS: - HAVE A PH.D. AND/OR M.D. (OR THE EQUIVALENT). - HOLD A TENURED OR TENURE-TRACK POSITION AS ASSOCIATE PROFESSOR OR HIGHER ACADEMIC RANK AT AN ELIGIBLE NONPROFIT U.S. INSTITUTION OR, IF AT AN ELIGIBLE INSTITUTION THAT HAS NO TENURE TRACK, HOLD AN APPOINTMENT THAT REFLECTS A SIGNIFICANT INSTITUTIONAL COMMITMENT AT THE TIME OF THE APPLICATION DEADLINE. - IT IS ANTICIPATED THAT THIS NEW AWARD WILL BE GIVEN TO ESPECIALLY INNOVATIVE INDIVIDUALS WHOSE RESEARCH WILL HAVE IMPORTANT IMPACT, BUT FOR WHOM THE PROPOSED AREA OF RESEARCH WOULD NOT BE ABLE TO BEGIN IN A TIMELY FASHION WITHOUT THIS FUNDING. - BE THE PRINCIPAL INVESTIGATOR ON ONE OR MORE ACTIVE, NATIONAL PEER-REVIEWED RESEARCH AWARDS OF AT LEAST THREE YEARS DURATION, SUCH AS AN NIH R01 GRANT, AT THE TIME OF THE APPLICATION DEADLINE. MENTORED AWARDS, CAREER DEVELOPMENT AND TRAINING GRANTS DO NOT QUALIFY. ASSOCIATION-WIDE STRATEGICALLY FOCUSED RESEARCH NETWORK DIRECTORS AND PRINCIPAL INVESTIGATORS OF PROJECTS OF THE CENTERS MUST POSSESS AN M.D., PH.D., D.O., D.V.M., OR EQUIVALENT DOCTORAL DEGREE AT TIME OF APPLICATION. THEY SHOULD BE FACULTY OR STAFF MEMBERS OF THE NON-PROFIT APPLICANT ORGANIZATION AT APPLICATION. AHA CARDIOVASCULAR GENOME PHENOME STUDY PATHWAY GRANT AND GRAND CHALLENGE AWARDS ELIGIBLE INDIVIDUALS INCLUDE FACULTY/ STAFF MEMBERS CONDUCTING INDEPENDENT RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. ANOTHER MAJOR ELIGIBILITY REQUIREMENT FOR INDIVIDUALS IS CITIZENSHIP AWARDS ARE MADE TO PRINCIPAL INVESTIGATORS AND TRAINEES WHO ARE: (A) UNITED STATES CITIZENS OR (B) FOREIGN ASSOCIATION-WIDES HOLDING PERMANENT RESIDENCE OR CERTAIN OTHER VISA STATUSES OR (C) FOREIGN ASSOCIATION-WIDES WHO HAVE APPLIED FOR PERMANENT RESIDENCY (FORM I-485 ON FILE WITH U.S. CITIZENSHIP AND IMMIGRATION SERVICES) AND WHO HAVE RECEIVED AUTHORIZATION TO LEGALLY REMAIN IN THE U.S. (HAVING FILED AN APPLICATION FOR EMPLOYMENT FORM I-765). AWARDEE MUST MEET AMERICAN HEART ASSOCIATION CITIZENSHIP CRITERIA THROUGHOUT THE DURATION OF THE AWARD. THE AHA RESEARCH COMMITTEE AND EACH AFFILIATE RESEARCH COMMITTEE HAVE THE AUTHORITY TO ADD MORE RESTRICTIVE ELIGIBILITY CRITERIA TO A RESEARCH AWARD PROGRAM. FOR EXAMPLE, A LIMITATION MAY BE PLACED ON ANNUAL FUNDING DOLLARS FROM OTHER SOURCES. X 1 1 X X X X X X 0 1 0 1 0 0 0 0 0 NANCY BROWN CHIEF EXECUTIVE OFFICER 727212 0 1018333 0 36546 0 102564 0 27887 0 1912542 0 569523 0 SUNDER JOSHI CHIEF ADMINISTRATIVE OFFICER 402876 0 138680 0 7397 0 56651 0 12828 0 618432 0 0 0 LYNNE DARROUZET EVP - CORP SEC/GENERAL COUNSEL 245458 0 65625 0 0 0 34169 0 17557 0 362809 0 0 0 CYNTHIA ROBERTS CHIEF FINANCIAL OFFICER 221716 0 59063 0 1923 0 27235 0 17518 0 327455 0 0 0 ROSE MARIE ROBERTSON CHIEF SCIENCE & MEDICAL OFFICER 444976 0 151855 0 24981 0 37100 0 10434 0 669346 0 24608 0 MEIGHAN GIRGUS CHIEF MARKETING & PROGRAMS OFFICER 399796 0 138680 0 6128 0 56258 0 1710 0 602572 0 0 0 LESLIE UPTON CHIEF OPERATING OFFICER 400694 0 130342 0 2288 0 56477 0 7179 0 596980 0 0 0 JOHN J MEINERS CHIEF OF MISSION ALIGNED BUSINESSES 350462 0 85881 0 1701 0 49896 0 13314 0 501254 0 0 0 KATHLEEN ROGERS AFFILIATE EVP 411717 0 122278 0 8000 0 58121 0 17776 0 617892 0 0 0 MIDGE EPSTEIN AFFILIATE EVP 411618 0 111280 0 31568 0 36600 0 19164 0 610230 0 21543 0 DAVID MARKIEWICZ AFFILIATE EVP 402079 0 107747 0 8000 0 56151 0 12708 0 586685 0 0 0 KEVIN HARKER AFFILIATE EVP 392724 0 96655 0 870 0 55232 0 19161 0 564642 0 0 0 NICOLE SAPIO AFFILIATE EVP 332208 0 71757 0 8840 0 46448 0 13282 0 472535 0 0 0 PART I, LINE 1A TO ENCOURAGE GOOD HEALTH PRACTICES, AMERICAN HEART ASSOCIATION (AHA) MAKES AVAILABLE A MEMBERSHIP TO A LOCAL FITNESS CENTER TO SENIOR MANAGEMENT. OF THE OFFICERS AND KEY EMPLOYEES LISTED, THE FOLLOWING PARTICIPATE IN THE PROGRAM - NANCY BROWN, SUNDER JOSHI, JOHN MEINERS, MEIGHAN GIRGUS, AND LESLIE UPTON. THESE BENEFITS ARE TREATED AS TAXABLE INCOME. PART I, LINE 4B NONQUALIFIED RETIREMENT PLAN: AHA PROVIDES A 457(F) RETIREMENT RESTORATION PLAN TO CERTAIN MEMBERS OF SENIOR MANAGEMENT. WHILE AHA EMPLOYEES ARE GENERALLY ELIGIBLE TO PARTICIPATE IN THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN, CONTRIBUTIONS BY AHA TO THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN ARE CAPPED PURSUANT TO IRS REGULATIONS. UNDER THE RETIREMENT RESTORATION PLAN, AHA IS ALLOWED TO MAKE CONTRIBUTIONS BASED ON THE AMOUNT A PARTICIPANT WOULD HAVE BEEN ALLOWED TO RECEIVE IF THE RETIREMENT CONTRIBUTIONS TO THE 403(B) PLAN BY AHA WERE NOT CAPPED. THE RETIREMENT RESTORATION PLAN SEEKS TO MAKE WHOLE, UPON A SPECIFIED VESTING DATE, THOSE PARTICIPANTS WHOSE COMPENSATION IS SUCH THAT THE ALLOWABLE QUALIFIED RETIREMENT CONTRIBUTION IS CAPPED DURING THEIR SERVICE TO AHA. ONCE A PARTICIPANT IS VESTED, THE RESTORATION PLAN BALANCE (THAT ACCUMULATED OVER MANY YEARS AND INCLUDES GAINS/LOSSES FROM THE MARKET) IS PAID OUT TO THE PARTICIPANT IN A LUMP SUM. AFTER THE PARTICIPANT HAS PASSED HIS OR HER VESTING DATE, ANY CONTRIBUTION THAT WOULD HAVE BEEN MADE TO THE RESTORATION PLAN IS PAID TO THE EMPLOYEE AT THE END OF THE YEAR IN A LUMP SUM. THE PAYMENT IS CONSIDERED EARNED INCOME WITH APPLICABLE TAXES WITHHELD. IF THE EMPLOYEE LEAVES AHA PRIOR TO REACHING HIS OR HER VESTING DATE, THE ENTIRE ACCOUNT BALANCE IS FORFEITED. DURING THE CALENDAR YEAR, SOME ELIGIBLE PARTICIPANTS IN AHA'S RETIREMENT RESTORATION PLAN REACHED THEIR VESTING DATE OR HAD PREVIOUSLY REACHED THEIR VESTING DATE AND RECEIVED LUMP SUM PAYMENTS FROM THE PLAN. PREVIOUSLY VESTED, MIDGE EPSTEIN RECEIVED $21,543 AND ROSE MARIE ROBERTSON RECEIVED $24,608. PART I, LINE 5 THE SENIOR MANAGEMENT OF AHA PARTICIPATES IN AN INCENTIVE PLAN DESIGNED TO MOTIVATE AND REWARD SIGNIFICANT GROWTH AND PERFORMANCE OF THE ASSOCIATION AND CREATE A SENSE OF SHARED OWNERSHIP TO ACHIEVE THE STRATEGIC PLAN AND FURTHER THE MISSION. THE INCENTIVE PLAN IS DESIGNED AS PART OF THE TOTAL CASH COMPENSATION PROVIDED TO THE SENIOR EXECUTIVES, AND ENSURES A SIGNIFICANT PORTION OF THEIR TOTAL COMPENSATION IS TIED DIRECTLY TO THE PERFORMANCE OF THE ORGANIZATION. THE TOTAL CASH COMPENSATION HAS BEEN DETERMINED AS REASONABLE BY THE COMPENSATION AND BENEFITS COMMITTEE AND OUTSIDE INDEPENDENT COMPENSATION CONSULTANTS. THE INCENTIVE PLAN FOCUSES ON THREE BROAD CRITERIA, WHICH HAVE QUALITATIVE AND QUANTITATIVE ASPECTS - ASSOCIATION REVENUE GOALS, AFFILIATE-SPECIFIC REVENUE GOALS, AND MISSION GOALS. AWARD OPPORTUNITIES FOR SENIOR MANAGEMENT AND THE CEO RANGE FROM 0%-40% AND 0%-60% OF BASE SALARY RESPECTIVELY. TARGETED AWARD OPPORTUNITIES RANGE FROM 15-30%. THE BOARD HAS APPROVED THE IMPLEMENTATION OF A LONG TERM INCENTIVE PLAN FOR THE SENIOR EXECUTIVE TEAM TO ENSURE A LONG-TERM FOCUS AND THE CONTINUED DEDICATION TO ACHIEVE KEY PRIORITIES THAT WILL HELP THE ORGANIZATION GROW AND SERVE THE COMMUNITY IN PURSUIT OF THE MISSION. THE LONG TERM INCENTIVE PLAN ESTABLISHES COMMON PERFORMANCE OBJECTIVES FOR EACH PARTICIPANT TO ENSURE A UNIFIED FOCUS FOR THE SENIOR EXECUTIVE TEAM. ALL GOALS ARE ESTABLISHED AT THE ORGANIZATION-WIDE LEVEL. THE INCENTIVE IS BASED ON TWO CRITERIA: ASSOCIATION REVENUE GOALS AND MISSION GOALS. AWARD OPPORTUNITIES UNDER THE LONG-TERM INCENTIVE PLAN RANGE FROM 0%-15% (TARGET OF 10%) OF BASE SALARY FOR THE SENIOR EXECUTIVE TEAM AND 0%-70% (TARGET OF 50%) FOR THE CEO. ACCORDINGLY, BASED ON PERFORMANCE AGAINST PREVIOUSLY-ESTABLISHED OBJECTIVES APPROVED BY THE BOARD, THE AMOUNTS THAT WILL BE PAID IN 2016 ARE AS FOLLOWS: $367,201 TO NANCY BROWN, $43,575 TO SUNDER JOSHI, $47,250 TO ROSE MARIE ROBERTSON, $41,489 TO LESLIE UPTON, AND $42,840 TO MEIGHAN GIRGUS. SCHEDULE J, PART II AS PREVIOUSLY DISCLOSED IN PRIOR YEAR'S 990, THE BOARD APPROVED A RETENTION AGREEMENT FOR NANCY BROWN TO ALLOW FOR LEADERSHIP STABILITY, A SATISFACTORY DEGREE OF SUCCESSION PLANNING, AND IN RECOGNITION OF EXTERNAL MARKET PRESSURES FOR EXECUTIVE TALENT. THE TERMS OF THE AGREEMENT WERE MET DURING 2015 AND A PAYMENT OF $640,000 IS REFLECTED IN SCHEDULE J, PART II, COLUMN (B) (II). AMOUNTS ACCRUED AND RECOGNIZED ON PREVIOUS YEAR'S RETURNS ARE SHOWN IN COLUMN F. X 980 334994 FAIR MARKET VALUE X 5752 FAIR MARKET VALUE X 436 297205 FAIR MARKET VALUE X 289 3976694 FAIR MARKET VALUE X 2172 689427 FAIR MARKET VALUE X AD COUNCIL ADVERTISEMENT 1 58584493 FAIR MARKET VALUE X TRAVEL 2003 2826055 FAIR MARKET VALUE X RECREATION 5867 2274846 FAIR MARKET VALUE X FOOD & DRINK 6141 1848609 FAIR MARKET VALUE X TANGIBLE PERSONAL PROPERTY 8229 1413355 FAIR MARKET VALUE X PERSONAL SERVICES 3265 637430 FAIR MARKET VALUE X MISCELLANEOUS 1536 236341 FAIR MARKET VALUE 0 0 1 1 PART I, LINE 32B: THE ASSOCIATION RECEIVES THE PROCEEDS FROM THE SALE OF DONATED VEHICLES THAT ARE RECEIVED AND PROCESSED BY INSURANCE AUTO AUCTIONS. FORM 990, PART VI, SECTION B, LINE 11 IN EARLY NOVEMBER, MANAGEMENT DISTRIBUTED A DRAFT OF THE FORM 990 TO THE AUDIT COMMITTEE APPOINTED BY THE AMERICAN HEART ASSOCIATION'S BOARD OF DIRECTORS. THE AUDIT COMMITTEE MEMBERS REVIEWED THE DRAFT. PRIOR TO FINALIZATION OF THE RETURN, A FINAL DRAFT OF FORM 990 WAS PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS. THE FORM DISTRIBUTED TO THE BOARD OF DIRECTORS REFLECTS THE RETURN ULTIMATELY FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE AMERICAN HEART ASSOCIATION (AHA) HAS ESTABLISHED A CONFLICT OF INTEREST POLICY WHICH HAS BEEN REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS. THE POLICY IS BINDING ON ALL VOLUNTEERS, STAFF AND COMPONENTS OF AHA. A CONFLICT OF INTEREST QUESTIONNAIRE WHICH INCLUDES THE CONFLICT OF INTEREST POLICY, STANDARDS AND ETHICS POLICY, IS REQUIRED TO BE COMPLETED BY ALL AHA BOARD OF DIRECTORS MEMBERS, COMMITTEE, SUBCOMITTEE, TASK FORCE, WRITING GROUP MEMBERS, DESIGNATED STAFF, AND AHA SPOKESPERSONS UPON THEIR APPOINTMENT, AND TO OFFICERS AND JOURNAL EDITORS PRIOR TO THEIR ELECTION OR APPOINTMENT. AFTER THE INITIAL COMPLETION OF THE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE, VOLUNTEERS AND DESIGNATED STAFF ARE REQUESTED TO UPDATE IT WHENEVER MATERIAL CHANGES OCCUR IN THEIR AHA ROLE, EMPLOYMENT OR OTHER RELATIONSHIP IDENTIFIED AS RELEVANT ON THE DISCLOSURE QUESTIONNAIRE. AHA HAS IDENTIFIED THE FOLLOWING AREAS IN ITS POLICY TO BE POTENTIAL CONFLICTS OF INTEREST: DIRECT OR INDIRECT INTEREST IN, OR RELATIONSHIP WITH, ANY INDIVIDUAL OR ORGANIZATION THAT PROPOSES TO ENTER INTO ANY TRANSACTION WITH AHA; THE SALE, PURCHASE, LEASE OR RENTAL OF ANY PROPERTY OR OTHER ASSET; EMPLOYMENT, OR RENDITION OF SERVICES, PERSONAL OR OTHERWISE; THE AWARD OF ANY GRANT, CONTRACT, OR SUBCONTRACT; OR THE INVESTMENT OR DEPOSIT OF ANY FUNDS OF AHA. FORM 990, PART VI, SECTION B, LINE 15 AHA'S BOARD OF DIRECTORS CHARGES A COMPENSATION AND BENEFITS COMMITTEE TO PROVIDE RECOMMENDATIONS REGARDING COMPENSATION-RELATED MATTERS WITHIN THE ORGANIZATION. THE COMPENSATION COMMITTEE IS RESPONSIBLE FOR REVIEWING AND PROVIDING RECOMMENDATIONS FOR THE CHIEF EXECUTIVE OFFICER'S (CEO) COMPENSATION TO THE OFFICERS OF THE BOARD OF DIRECTORS. THE OFFICERS OF THE BOARD OF DIRECTORS REVIEW AND MAKE FINAL RECOMMENDATIONS ON THE CHIEF EXECUTIVE OFFICER'S COMPENSATION TO THE BOARD OF DIRECTORS FOR FINAL APPROVAL. THE COMPENSATION COMMITTEE IS COMPRISED OF MEMBERS WHO ARE CONSIDERED INDEPENDENT OF MANAGEMENT PURSUANT TO AHA'S CONFLICT OF INTEREST POLICY. THE COMPENSATION COMMITTEE ENGAGES AN OUTSIDE INDEPENDENT CONSULTANT TO PROVIDE EXTERNAL BENCHMARKING WITH RESPECT TO COMPENSATION LEVELS AND PROVISION OF BENEFITS. THE COMPENSATION COMMITTEE'S OUTSIDE INDEPENDENT CONSULTANT PROVIDES INFORMATION WITH RESPECT TO THE APPROPRIATENESS OF THE CEO'S COMPENSATION AS COMPARED TO THE EXTERNAL BENCHMARKING AS WELL AS THE METHODOLOGY IN DEVELOPING CURRENT COMPENSATION. THE INDEPENDENT CONSULTANT ALSO EVALUATES THE COMPENSATION RANGE OF OTHER OFFICERS AND SENIOR EXECUTIVES. SEVERAL SURVEYS WERE UTILIZED IN DEVELOPING THE COMPARISON INCLUDING SURVEYS FROM VARIOUS COMPENSATION CONSULTING FIRMS. ADDITIONALLY, THE OUTSIDE INDEPENDENT CONSULTANT PROVIDED A REASONABLENESS OPINION IN ORDER TO ENSURE THAT AHA COMPLIES WITH THE INTERMEDIATE SANCTION & REBUTTABLE PRESUMPTION POLICY. FOR PURPOSES OF THE 2015-16 FISCAL YEAR, THE COMPENSATION REVIEW OF THE CEO BY THE COMPENSATION COMMITTEE WAS LAST COMPLETED IN SEPTEMBER OF 2015. KEY FACTORS THAT ARE CONSIDERED BY THE COMPENSATION COMMITTEE WITH RESPECT TO COMPENSATION ARE AS FOLLOWS: COMPENSATION PHILOSOPHY, EXPERIENCE AND QUALIFICATIONS OF THE CANDIDATE, MARKET COMPETITIVENESS, AND COMPENSATION REQUIREMENTS AND HISTORY OF THE CANDIDATE. COMPONENTS OF COMPENSATION THAT ARE ROUTINELY REVIEWED BY THE COMPENSATION COMMITTEE INCLUDE BASE SALARY, INCENTIVE OPPORTUNITY BOTH SHORT AND LONG TERM, RETIREMENT, BENEFITS AND PERQUISITES. FORM 990, PART VI, SECTION C, LINE 19 THE AMERICAN HEART ASSOCIATION (AHA) MAKES AVAILABLE THE THREE MOST RECENT YEARS OF AUDITED FINANCIAL STATEMENTS, THREE MOST RECENT YEARS OF THE FORM 990 AND THE CONFLICT OF INTEREST POLICY ON AHA'S INTERNET WEBSITE, WWW.HEART.ORG. THE AHA DOES NOT MAKE ITS GOVERNING DOCUMENTS AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XI, LINE 9: POST-RETIREMENT ADJUSTMENT (ASC 715) -239,963. AMHAS LLC 7272 GREENVILLE AVENUE DALLAS TX 75231 135613797 INVESTMENTS DE -1031801 63064423 AMERICAN HEART ASSOCIATION INC 24 VARIOUS PERPETUAL TRUSTS 7272 GREENVILLE AVENUE DALLAS TX 75231 999999999 FIDUCIARY TX AMERICAN HEART ASSOCIATION INC T 1 10 CHARITABLE REMAINDER TRUSTS 7272 GREENVILLE AVENUE DALLAS TX 75231 999999999 FIDUCIARY TX AMERICAN HEART ASSOCIATION INC T 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 10 CHARITABLE REMAINDER TRUSTS C 960688 CASH CONTRIBUTIONS RECEIVED 24 VARIOUS PERPETUAL TRUSTS C 1242435 CASH CONTRIBUTIONS RECEIVED SCHEDULE R, PART I AMHAS, LLC IS A SINGLE MEMBER LIMITED LIABILITY COMPANY THAT HOLDS INVESTMENTS THAT ARE PART OF THE AMERICAN HEART ASSOCIATION'S INVESTMENT PORTFOLIO. SCHEDULE R, PART IV THESE RELATED ENTITIES ARE TRUSTS IN WHICH THE AMERICAN HEART ASSOCIATION HAS A GREATER THAN 50% BENEFICIAL INTEREST. THE EIN AND STATE OF LEGAL DOMICILE VARY BY TRUST.