2016-11-07T15:00:08-06:00 2016-06-30 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2015-07-01 860402582 ALZHEIMER'S DISEASE & RELATED DISORDERS ASSOC INC DESERT SOUTHWEST CHAPTER ALZH 6025280545 1028 E MCDOWELL RD PHOENIX AZ 85006 DAN LAWLER EXECUTIVE DIRECTOR 6025280545 2016-11-07 1 KELLY M WHITE P00622256 4808346030 2015 2017-02-10 21:41:12Z DAN LAWLER 1028 E MCDOWELL RD PHOENIX AZ 85006 3723718 0 9334 X WWW.ALZ.ORG/DSW X 2000 AZ TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. 17 17 0 1418 0 0 2538416 3432000 95192 126939 132001 110907 6341 8480 2771950 3678326 131085 164184 0 0 2111678 2301918 0 0 396366 837191 939096 3079954 3405198 -308004 273128 4463816 4489066 314620 163856 4149196 4325210 X TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. 0 0 2849896 164184 135419 DURING THE PERIOD OF JULY 1, 2015 THROUGH JUNE 30, 2016, THE ALZHEIMER'S ASSOCIATION DESERT SOUTHWEST CHAPTER SERVED OVER 20,000 FAMILIES IN ARIZONA AND SOUTHERN NEVADA DIRECTLY THROUGH ITS CORE PROGRAMS. IT IS CONSERVATIVELY ESTIMATED THAT AN ADDITIONAL 10,000 - 20,000 INDIVIDUALS WERE INDIRECTLY ASSISTED THROUGH INFORMATION AND EDUCATIONAL MATERIALS PROVIDED TO PROFESSIONALS AND OTHERS IN THE COMMUNITY. THE HELPLINE PROGRAM SERVED 3,613 UNDUPLICATED CALLERS THROUGH 4,802 CONTACTS. A TOTAL OF 1,729 CASES WERE SERVED BY THE FAMILY CARE CONSULTATION PROGRAM, THROUGH 6,329 CONTACTS AND 3,774 CASE MANAGEMENT STAFF HOURS. NINETY SUPPORT GROUPS WERE OPERATED BY THE CHAPTER, WITH 1,420 GROUP SESSIONS, 8,570 CONTACTS FOR 1,698 UNDUPLICATED INDIVIDUALS. 821 EDUCATION PROGRAM SESSIONS WERE CONDUCTED REACHING 12,696 PEOPLE, THROUGH SESSIONS FOCUSED ON THE BUILDING AWARENESS IN THE COMMUNITY-AT-LARGE, EDUCATION ON DISEASE PROGRESSION AND CAREGIVING FOR PERSONS WITH DEMENTIA AND THEIR CARE PARTNERS AND FAMILIES, AND TRAINING FOR PROFESSIONALS. THE EDUCATION PROGRAM INCLUDES CAREPRO, AN EVIDENCE-BASED INTENSIVE 10-WEEK INTERVENTION FOR CAREGIVERS. THE MEDICALERT + SAFE RETURN PROGRAM REGISTERED 261 NEW PERSONS WITH ALZHEIMER'S DISEASE. 493 FIRST RESPONDERS WERE TRAINED ABOUT ALZHEIMER'S. THE EARLY STAGE PROGRAM PROVIDED 2,897 CONTACTS FOR PEOPLE LIVING WITH ALZHEIMER'S AND THEIR CARE PARTNERS. 2849896 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X KATIE MARCHAL 6025280545 1028 E MCDOWELL ROAD PHOENIX AZ 850062622 SARA ALEMAN PHD MSW DIRECTOR 1.00 X 0 0 0 MANNY CHAVEZ DIRECTOR 1.00 X 0 0 0 RANDY CLAWSON DIRECTOR 1.00 X 0 0 0 CHAD CORBETT MPA DIRECTOR 1.00 X 0 0 0 MATT HUENTELMAN PHD DIRECTOR 1.00 X 0 0 0 ERIC MACDONALD JD DIRECTOR 1.00 X 0 0 0 M JANE MOHLER PHD MPH NP-C DIRECTOR 1.00 X 0 0 0 DAVID MOORE MBA CPA DIRECTOR 1.00 X 0 0 0 SANDRA OWENS PHD DIRECTOR 1.00 X 0 0 0 SHERRY SWENSK DIRECTOR 1.00 X 0 0 0 ZACH ZARAGOZA DIRECTOR 1.00 X 0 0 0 LARRY GENTRY CHAIR 1.00 X X 0 0 0 MICHAEL BEATTY FIRST VICE CHAIR 1.00 X X 0 0 0 SAM LIEBERMAN VICE CHAIR 1.00 X X 0 0 0 DONNA NICHOLS BLACKMAN CPA TREASURER 1.00 X X 0 0 0 STEVEN ANDREWS JD SECRETARY 1.00 X X 0 0 0 ROBERT DOWD PAST CHAIR 1.00 X X 0 0 0 DEBORAH SCHAUS EXECUTIVE DIRECTOR 40.00 X 172575 0 20362 172575 0 20362 1 0 1 0 INSPERITY 19001 CRESCENT SPRINGS DRIVE KINGWOOD TX 773393802 EMPLOYEE LEASING 2267625 1 1255673 664145 1512182 109708 3432000 CONFERENCES 611600 126939 126939 126939 110900 110900 11799 11792 7 7 7 33600 1255673 33600 0 6605 0 6605 6605 OTHER INCOME 900099 1875 1875 1875 3678326 135419 0 110907 164184 164184 172575 138060 17257 17258 1574606 1415328 51234 108044 34155 34155 520582 471420 17140 32022 31784 850 30934 42577 40802 604 1171 63359 35539 3568 24252 169717 104761 64956 184477 124305 29985 30187 16951 14993 1105 853 124769 114062 5445 5262 68709 50865 616 17228 37559 37309 250 65015 65015 15734 14650 375 709 18996 17184 530 1282 SPECIAL EVENT COSTS 92282 92282 TRAINING & VOLUNTEER 7167 6414 143 610 3405198 2849896 158936 396366 472489 437566 301912 152306 119912 204199 0 0 5757 5424 40839 75673 164940 140658 27292 24282 3495615 3589616 4463816 4489066 298839 140651 15781 23205 314620 163856 X 2841276 2550562 1242920 1709648 65000 65000 4149196 4325210 4463816 4489066 273128 -97114 0 X X 0 1 X 1 0 X 3921067 2422473 1960960 2538416 3432000 14274916 3921067 2422473 1960960 2538416 3432000 14274916 2501947 11772969 50070 86201 112149 132001 110900 491321 14766237 524606 0.79730 0.79400 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 65000 2008 2008 65000 65000 2455 2455 65000 65000 1971 1971 65000 65000 1701 1701 65000 65000 1318 1318 65000 1.00000 0 0 59221 59221 0 105719 81437 24282 24282 X 3610636 -97114 94439 -2675 3613311 65015 65015 3678326 3434622 94439 94439 3340183 65015 65015 3405198 PART X, LINE 2: THE CHAPTER IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. IN ADDITION, THE CHAPTER QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE CHAPTER'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. DURING THE YEAR ENDED JUNE 30, 2016, THE CHAPTER DID NOT EARN ANY UNRELATED BUSINESS TAXABLE INCOME; THEREFORE, THE ACCOMPANYING FINANCIAL STATEMENTS CONTAIN NO PROVISION FOR INCOME TAXES. THE CHAPTER FOLLOWS THE GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE CHAPTER ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE CHAPTER ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE CHAPTER HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE CHAPTER HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE CHAPTER FILES INFORMATIONAL RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF JUNE 30, 2016, U.S. FEDERAL INFORMATIONAL RETURNS FOR YEARS ENDED PRIOR TO JUNE 30, 2013 AND STATE RETURNS FOR YEARS ENDED PRIOR TO JUNE 30, 2012 WERE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF ADMINISTRATIVE EXPENSES WHEN ASSESSED. PART XI, LINE 4B - OTHER ADJUSTMENTS: NET SHARED FUNDRAISING EXPENSE 65,015. PART XII, LINE 4B - OTHER ADJUSTMENTS: NET SHARED FUNDRAISING EXPENSE 65,015. PART V, LINE 4: THE ENDOWMENT FUNDS ARE RESTRICTED BY THE DONOR IN PERPETUITY TO PROVIDE EARNINGS FOR PROFESSIONAL HOME ASSESSMENTS AND CARE CONSULTATION FOR FAMILIES WITH A MEMBER DIAGNOSED AS HAVING ALZHEIMER'S DISEASE. WALK TO END ALZHEIMER'S 944265 944265 GALA EVENT 127977 94377 33600 30100 3500 4 217031 217031 1289273 1255673 33600 30100 3500 33600 0 1 RESPITE AND SAFE RETURN 359 164184 PART I, LINE 2: APPLICATIONS FOR RESPITE AND SAFE RETURN PROGRAMS ARE COMPLETED BY STAFF ON BEHALF OF THE FAMILY IN NEED. THE STAFF WILL NOTIFY BOTH THE APPLICANT AND THEIR FAMILY WHEN AWARDS HAVE BEEN GRANTED AND WHEN THEY HAVE BEEN PAID OUT. ANY DISBURSEMENT OF RESPITE FUNDS WILL BE TO THE HOME HEALTH AGENCY OR FACILITY PROVIDING THE CARE BASED UPON AN INVOICE DETAILING THE SERVICES PROVIDED. FUNDS ARE NOT TO BE GIVEN DIRECTLY TO THE FAMILY. X X X 0 0 0 0 0 0 0 0 0 DEBORAH SCHAUS EXECUTIVE DIRECTOR 157575 0 15000 0 0 0 12080 0 8282 0 192937 0 0 0 X MISC AUCTION ITEMS 4 97944 FMV X FOOD & BEVERAGES 8 7789 CASH VALUE X MISCELLANEOUS DONATED MATERIALS 7 3975 CASH VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 A FULL COPY OF THE FORM 990 WILL BE REVIEWED AND APPROVED BY THE AUDIT COMMITTEE AND SUBMITTED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AT LEAST 48 HOURS IN ADVANCE OF FILING. A COPY WILL BE POSTED FOR PUBLIC REVIEW. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S BOARD AND EMPLOYEES REVIEW AND SIGN ANNUALLY THE CONFLICT OF INTEREST POLICY. THE CHAPTER REQUIRES DISCLOSURE OF ANY KNOWN OR REASONABLY FORESEEABLE ACTUAL OR POTENTIAL CONFLICTS OF INTEREST BY EACH STAFF MEMBER, CONSULTANT, AND VOLUNTEER AS A CONDITION FOR SERVICE TO THE CHAPTER. A DISCLOSED CONFLICT OF INTEREST SHALL NOT NECESSARILY BAR A STAFF MEMBER, CONSULTANT, OR VOLUNTEER FROM SERVING THE CHAPTER. ANY DISCLOSURE WILL BE EVALUATED BASED UPON THE PERSON'S POSITION WITH RESPECT TO DECISION-MAKING AUTHORITY AND THE POTENTIAL IMPACT TO THE CHAPTER. AS AN EXAMPLE, A BOARD OR REGIONAL LEADERSHIP COUNCIL MEMBER MAY NEED TO REFRAIN FROM VOTING IN MATTERS REFLECTING THEIR INTEREST DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 BOARD POLICY ESTABLISHED A COMPENSATION COMMITTEE THAT GATHERS COMPENSATION SURVEYS FOR KEY EMPLOYEES ANNUALLY. INFORMATION IS USED AS A BASIS TO DETERMINE COMPENSATION LEVEL FOR KEY EMPLOYEES, APPROVED BY COMPENSATION COMMITTEE AND REPORTED TO BOARD FOR THEIR APPROVAL. THE FULL BOARD APPROVES THE COMPENSATION FOR THE EXECUTIVE DIRECTOR AND WITH THE APPROVAL OF THE ANNUAL PLAN APPROVES PAY INCREASES FOR ALL STAFF. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THESE DOCUMENTS ARE ALSO AVAILABLE ON ITS WEBSITE. FORM 990, PART XII, LINE 2C: THE OVERSIGHT PROCESS AND SELECTION PROCESS HAVE NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART VIII, LINE 1D BEGINNING JULY 1, 2008, ACCORDING TO NATIONAL POLICY, THE CHAPTER AND NATIONAL BEGAN PARTICIPATING IN A SHARED REVENUE PROGRAM WHICH STIPULATES THAT THE CHAPTER RECEIVES 60% AND NATIONAL RECEIVES 40% OF UNRESTRICTED CONTRIBUTED REVENUES RAISED BY EITHER PARTY WITHIN THE CHAPTER'S TERRITORY. THE CHAPTER'S NET SHARED FUNDRAISING REVENUE (EXPENSE) RELATED TO THIS PROGRAM WAS AS FOLLOWS DURING THE YEAR ENDED JUNE 30, 2016: SHARED FUNDRAISING REVENUE FROM NATIONAL $670,158 LESS SHARED FUNDRAISING REVENUE DUE TO NATIONAL $(735,173) EQUALLING NET SHARED FUNDRAISING REVENUE OF $(65,015). FORM 990, PART I SUMMARY, LINE 5 EXPLANATION: THE ORGANIZATION FILES NO W-2S OR W-3S AS ALL EMPLOYEES ARE LEASED AND ALL PAYROLL FILINGS ARE DONE BY INSPERITY.