2016-01-13T10:37:50-06:00 2015-05-31 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2014-06-01 410695509 ST CATHERINE UNIVERSITY STCA 6516906566 2004 RANDOLPH AVENUE ST PAUL MN 551051794 THOMAS J ROONEY VP FOR FINANCE/ADMIN & CFO 6516906043 2016-01-11 1 KAREN GRIES P00078514 6123764500 2014 2016-04-25 22:37:26Z ANDREA J LEE IHM 2004 RANDOLPH AVENUE ST PAUL MN 551051794 215803764 0 0928 X WWW.STKATE.EDU X 1913 MN TO EDUCATE STUDENTS TO LEAD AND INFLUENCE. 30 29 2600 1271 59132 -66809 11894638 10468736 104115364 109104044 8860647 7456092 999698 1053500 125870347 128082372 27494680 29502647 0 0 60601889 61381153 75324 111779 2310267 31378697 32207561 119550590 123203140 6319757 4879232 250528417 265851815 80431079 90641090 170097338 175210725 X ST. CATHERINE UNIVERSITY EDUCATES STUDENTS TO LEAD AND INFLUENCE. WITH A BACCALAUREATE COLLEGE FOR WOMEN AT ITS HEART AND GRADUATE AND ASSOCIATE PROGRAMS FOR WOMEN AND MEN, THE UNIVERSITY INTEGRATES LIBERAL ARTS AND PROFESSIONAL EDUCATION WITHIN THE CATHOLIC TRADITION. 0 0 81818954 29502647 97025368 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY IS THE ONLY PRIVATE INSTITUTION IN MINNESOTA TO CONFER DEGREES AT THE ASSOCIATE, BACCALAUREATE, MASTER'S AND DOCTORAL LEVELS. TOTAL 2014-2015 ENROLLMENT ON BOTH CAMPUSES, IN ST. PAUL AND MINNEAPOLIS, IS 5,055 STUDENTS - 96.2 PERCENT WOMEN AND 29.5 PERCENT MULTICULTURAL OR INTERNATIONAL. DURING THE 2014-2015 ACADEMIC YEAR, ST. CATHERINE UNIVERSITY AWARDED 48 UNDERGRADUATE CERTIFICATES, 189 ASSOCIATE DEGREES, 648 BACCALAUREATE DEGREES, 74 POST-BACCALAUREATE CERTIFICATES, 464 MASTER'S DEGREES, AND 52 DOCTORATE DEGREES - PROFESSIONAL PRACTICE. OUR REPUTATION FOR ACADEMIC EXCELLENCE AND OUR NATIONALLY RECOGNIZED PROGRAMS HAVE ALSO PLACED US AMONG THE TOP TIERS OF CATHOLIC AND MASTER'S UNIVERSITIES NATIONWIDE. ST. CATHERINE RANKED 15TH AMONG THE "REGIONAL UNIVERSITIES - MIDWEST" IN U.S. NEWS & WORLD REPORT'S "BEST COLLEGES" ISSUE IN 2015. THE UNIVERSITY WAS RANKED IN "ECONOMIC DIVERSITY AMONG TOP-RANKED SCHOOLS." 13920723 458036 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY HELPS STUDENTS ACHIEVE THEIR BEST BY OFFERING SMALL CLASSES, COMMITTED FACULTY MEMBERS, AND AN ARRAY OF ACADEMIC AND PERSONAL SUPPORT SERVICES. THESE SERVICES INCLUDE ACADEMIC ADVISING, FINANCIAL AID AND CAREER COUNSELING, A HEALTH AND WELLNESS CENTER, A CAMPUS MINISTRY PROGRAM AND ACCOMMODATIONS FOR STUDENTS WITH DISABILITIES. ALL OF OUR SERVICES COMBINE TO MAKE THE ST. KATE'S EXPERIENCE ONE THAT NURTURES STUDENTS IN MIND, BODY AND SPIRIT.IN ADDITION, ST. CATHERINE HAS PROGRAMS THAT CATER TO SPECIFIC STUDENT POPULATIONS. FOR EXAMPLE, THE MULTICULTURAL CENTER ON THE MINNEAPOLIS CAMPUS - PART OF THE OFFICE OF MULTICULTURAL AND INTERNATIONAL PROGRAMS AND SERVICES - PROVIDES ADVISING, ADVOCACY AND REFERRALS FOR STUDENTS OF COLOR. THE ACCESS AND SUCCESS PROGRAM HELPS STUDENT PARENTS BALANCE SCHOOL, FINANCES AND FAMILY LIFE, INCLUDING HELPING THEM TO FIND AFFORDABLE HOUSING AND REPUTABLE CHILDCARE. 11973234 11549583 SEE SCHEDULE O.ST. CATHERINE UNIVERSITY IS, AT HEART, A COMMUNITY - ONE THAT RECOGNIZES STUDENTS, FACULTY AND STAFF MEMBERS AS WHOLE HUMAN BEINGS WHO HAVE PRACTICAL AS WELL AS INTELLECTUAL NEEDS. OUR AUXILIARY SERVICES CONTRIBUTE TO THE OVERALL QUALITY OF LIFE ON THE 110-ACRE ST. PAUL CAMPUS AND THE SMALLER, MORE URBAN CAMPUS IN MINNEAPOLIS.AUXILIARY SERVICES IS THE PARENT DEPARTMENT OF A DIVERSE GROUP OF INTERNAL UNITS, INCLUDING O'SHAUGHNESSY PERFORMING ARTS, PRINTING SERVICES, RESIDENCE HALLS AND APARTMENTS, CAMPUS MAIL, DINING AND CATERING, BOOKSTORES, AND MEETING AND EVENTS SERVICES. DURING THE 2014-2015 ACADEMIC YEAR, 81.3 PERCENT OF FIRST-YEAR STUDENTS LIVED ON CAMPUS.OUR FACILITIES CREW ENSURES THAT CAMPUS BUILDINGS AND GROUNDS ARE WELL MAINTAINED AND AESTHETICALLY PLEASING. SODEXO, THE FOOD SERVICE PROVIDER, UNDERSCORES THE VALUES OF ST. CATHERINE UNIVERSITY WITH ITS EMPHASIS ON NUTRITION, SAFE AND FAIR WORKING CONDITIONS, RECYCLING AND PROTECTING THE ENVIRONMENT. 107712911 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 1 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 1 0 0 0 1 6310 0 2600 1 1 1 0 0 0 0 1 1 0 0 0 0 X 30 29 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 1 1 1 1 0 MN X THOMAS J ROONEY 6516906043 2004 RANDOLPH AVENUE ST PAUL MN 55105 ANDREA J LEE IHM PRESIDENT 40.00 X X 0 0 0 KAREN RAUENHORST CHAIR 2.00 X X 0 0 0 JOANNE JIRIK MULLEN VICE CHAIR 2.00 X X 0 0 0 JEAN WINCEK CSJ VICE CHAIR 2.00 X X 0 0 0 KATHLEEN O'BRIEN SECRETARY 2.00 X X 0 0 0 WILLIAM BRITT TRUSTEE 2.00 X 0 0 0 LAURA BUFANO CSJ TRUSTEE 2.00 X 0 0 0 MARK CHRONISTER TRUSTEE 2.00 X 0 0 0 BARBARA DREHER CSJ TRUSTEE 2.00 X 0 0 0 THE MOST REVEREND HARRY J FLYNN TRUSTEE 2.00 X 0 0 0 MARGARET AROLA FORD TRUSTEE 2.00 X 0 0 0 MARGARET MARY GILLESPIE CSJ TRUSTEE 2.00 X 0 0 0 MARGARET L KVASNICKA CSJ TRUSTEE 2.00 X 0 0 0 CATHERINE T MCNAMEE CSJ TRUSTEE 2.00 X 0 0 0 JOAN MITCHELL CSJ TRUSTEE 2.00 X 0 0 0 SUSAN SCHMID MORRISON TRUSTEE 2.00 X 0 0 0 JEAN DELANEY NELSON TRUSTEE 2.00 X 0 0 0 THE MOST REVEREND JOHN C NIENSTEDT, TRUSTEE 2.00 X 0 0 0 MICHAEL P O'BOYLE TRUSTEE 2.00 X 0 0 0 COLLEEN O'MALLEY CSJ TRUSTEE 2.00 X 0 0 0 DAVID R PAGE TRUSTEE 2.00 X 0 0 0 LOIS GROSS ROGERS TRUSTEE 2.00 X 0 0 0 ANN BUCKINGHAM RYAN TRUSTEE 2.00 X 0 0 0 JOHN J SPILLANE JR TRUSTEE 2.00 X 0 0 0 TERESA A STERNS TRUSTEE 2.00 X 0 0 0 LINDA THEIS THRASHER TRUSTEE 2.00 X 0 0 0 SANDRA L VARGAS TRUSTEE 2.00 X 0 0 0 SUNNY BACH WICKA TRUSTEE 2.00 X 0 0 0 DEBRA WILFONG TRUSTEE 2.00 X 0 0 0 BRENDA GRANDSTRAND WOODSON TRUSTEE 2.00 X 0 0 0 THOMAS J ROONEY VP FINANCE & ADMIN, CFO, TREASURER 40.00 X 160958 0 20495 STACY SCHWARZE JACOBSON EXEC ASST/CORPORATE SECRETARY 40.00 X 100549 0 53080 COLLEEN A HEGRANES EXECUTIVE VP AND PROVOST 40.00 X 165331 0 26438 BRIAN J BRUESS EXECUTIVE VP OF OPERATIONS 40.00 X 165265 0 29186 PENOLOPE A MOYERS DEAN OF HENRIETTA SCHMOLL 40.00 X 144238 0 18689 BLANCHE E ABDALLAH VP EXTERNAL RELATIONS 40.00 X 143993 0 16546 ALAN J SILVA ASST VP-DEAN HUMANITIES 40.00 X 115953 0 16421 MARK D BLEGEN ASSOC PROFESSOR OF NUTR/EXER SCIENCE 40.00 X 132881 0 23303 NANCY A HEITZEG PROFESSOR OF SOCIOLOGY 40.00 X 109556 0 6998 1238724 0 211156 17 0 1 0 OPUS HOLDINGS LLC 10350 BREN RD W MINNETONKA MN 55343 BUILDING CONTRACTOR 6788264 SODEXO INC & AFFILIATES 4880 PAYSPHERE CTR CHICAGO IL 606740001 FOOD SERVICES MGMT 2672944 LOEFFLER COMPANIES INC 1101 E 78TH ST BLOOMINGTON MN 554201400 PRINTING & MAILING MGMT 649206 ROYALL & COMPANY 1920 E PARHAM RD RICHMOND VA 232282206 ADMISSIONS CONSULTING 510009 SHAPCO PRINTING INC 1109 ZANE AVE N MINNEAPOLIS MN 55422 PRINTING SERVICES 323150 25 35866 41551 3000228 7391091 751183 10468736 TUITION 611600 97025368 97025368 AUXILIARY SERVICES 532000 11549583 11549583 FINANCE FEES 611600 239715 239715 FEES & DEPOSITS 611600 218321 218321 FITNESS CENTER 531390 71057 71057 109104044 2751992 2751992 305744 137316 168428 168428 -11925 180353 92274294 87570194 4704100 4704100 4704100 22005 35866 13882 8123 8123 OTHER 900099 421590 421590 PARKING 611600 251712 251712 MEDICAL FEES 611600 203647 203647 876949 128082372 109032987 59132 8521517 28923215 28923215 579432 579432 686242 686242 99935 99935 48515922 42426361 4800597 1288964 2818481 2478618 264560 75303 5857537 5104468 597989 155080 3403036 2935314 378544 89178 5271 5271 62461 16462 45999 91130 26114 65016 122452 122452 111779 111779 385689 13697 371992 8919382 8105692 813046 644 1060919 786367 265267 9285 8893538 5750457 2792640 350441 695451 138082 556704 665 2301561 2096916 201913 2732 1107703 1004271 54511 48921 457381 116652 188543 152186 1688555 1604127 84428 3883652 3598180 285472 488069 129443 358626 MISCELLANEOUS EXPENSE 812035 681980 115533 14522 BAD DEBT EXPENSE 548722 524947 23775 MEMBERSHIPS 458892 358550 95123 5219 REPAIRS & MAINTENANCE 224698 191114 33507 77 123203140 107712911 13179962 2310267 4696689 8995098 3856560 2140105 2356428 1815840 436759 442835 1166597 1404768 143041647 64112428 73346747 78929219 147992648 156165593 5293938 4327201 9245727 9494832 2136324 2136324 250528417 265851815 11627969 12378923 8298925 8547024 582878 1864027 52396010 67152550 6726314 798983 698566 80431079 90641090 X 91240451 83336196 39913784 51166942 38943103 40707587 170097338 175210725 250528417 265851815 X 4879232 669715 -435560 X 0 1 X 1 1 1 X 10442055 9469836 9866226 11894638 10468736 52141491 10442055 9469836 9866226 11894638 10468736 52141491 4683638 47457853 2856650 2829016 2484095 1874310 3069661 13113732 714258 786460 862721 913462 876949 4153850 69409073 224771566 0.68370 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2010 AMOUNT: $ 714,258. 2011 AMOUNT: $ 786,460. 2012 AMOUNT: $ 862,721. 2013 AMOUNT: $ 913,462. 2014 AMOUNT: $ 876,949. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 0 0 1 122452 122452 0 PART II-B, LINE 1: ST CATHERINE UNIVERSITY IS A MEMBER OF THE MINNESOTA PRIVATE COLLEGE COUNCIL (MPCC), AN ORGANIZATION DESCRIBED IN SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE. MPCC IS AN ASSOCIATION OF PRIVATE NONPROFIT INSTITUTIONS OF HIGHER EDUCATION THAT SERVES A VARIETY OF MEMBERS' SHARED NEEDS, INCLUDING, BUT NOT ONLY NONPARTISAN AND NON-ELECTORAL ADVOCACY FOR PUBLIC POLICY THAT MEETS STUDENTS' NEEDS AND ADVANCES THE INTERESTS OF PRIVATE HIGHER EDUCATION. ST CATHERINE PAID MEMBERSHIP DUES TO MPCC IN THE AMOUNT OF $174,110 DURING THE FISCAL YEAR. BASED ON FIGURES PROVIDED BY MPCC, $122,452 OF ST CATHERINE'S DUES WENT, IN PART, TOWARD LOBBYING. 74887264 2467869 5815994 1644105 975726 218003 80333293 64604914 1783345 11221936 1410874 1180154 131903 74887264 51821028 1926745 13356634 1310855 1096101 92537 64604914 54849188 1503124 -2263930 1067088 1087693 112573 51821028 44748508 1353611 10967562 1155282 937502 130707 54849188 0.04230 0.47040 0.48740 1 0 2298917 2298917 114403170 42184166 72219004 26209560 21928262 4281298 130000 130000 78929219 SPLIT INTEREST AGREEMENTS 199546 FUNDS HELD FOR OTHERS 499020 698566 X 98660241 669715 -284362 385353 98274888 304837 29502647 29807484 128082372 93546854 151198 151198 93395656 304837 29502647 29807484 123203140 PART V, LINE 4: ENDOWMENT FUNDS ARE USED FOR SCHOLARSHIPS, FACULTY DEVELOPMENT, AND APPROVED EXPENSES. PART X, LINE 2: THE UNIVERSITY HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE INDICATING IT IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS SUBJECT TO FEDERAL AND STATE INCOME TAX ONLY ON NET UNRELATED BUSINESS INCOME. THE UNIVERSITY ENGAGES IN ACTIVITIES THAT ARE CONSIDERED UNRELATED TO ITS EXEMPT PURPOSE. THESE ACTIVITIES ARE SUBJECT TO FEDERAL AND STATE INCOME TAXES. HOWEVER, SUCH ACTIVITIES GENERATED A LOSS IN FISCAL YEARS 2015 AND 2014. FURTHER, THE UNIVERSITY HAS A NET OPERATING LOSS CARRY-FORWARD OF $411,863 AND $347,726 AVAILABLE TO OFFSET ANY TAXABLE INCOME FROM THESE UNRELATED ACTIVITIES FOR FISCAL YEARS 2015 AND 2014, RESPECTIVELY. ACCORDINGLY, NO FEDERAL OR STATE TAX PROVISION IS REQUIRED. THE NET OPERATING LOSSES BEGIN TO EXPIRE IN 2021. THE UNIVERSITY ADOPTED ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS AND FILES AS A TAX EXEMPT ORGANIZATION. NO ADJUSTMENTS TO THE FINANCIAL STATEMENTS WERE REQUIRED AS A RESULT OF THE IMPLEMENTATION OF THIS STANDARD. THE UNIVERSITY HAS NO CURRENT OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE UNIVERSITY TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -444,062. CHANGE IN FAIR VALUE OF SPLIT INTEREST AGREEMENTS 8,502. RENTAL EXPENSES 137,316. SPECIAL EVENT EXPENSES 13,882. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 29,502,647. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 137,316. SPECIAL EVENT EXPENSES 13,882. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 29,502,647. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATION POLICY IS INCLUDED IN THE COURSE CATALOG, ON THE UNIVERSITY'S WEBSITE AND IN ALL STUDENT POLICY DOCUMENTS (LE GUIDE). SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AND STATE GRANTS FOR STUDENT FINANCIAL ASSISTANCE. 1 NORTH AMERICA - CANADA AND MEXICO 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 58701 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 61876 CENTRAL AMERICA & CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 2079 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 26880 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 2523 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMMING, EDUCATION RELATED PURCHASES 1505 EAST ASIA AND THE PACIFIC 0 0 GRANTS - FINANCIAL AID 94427 EUROPE 0 0 GRANTS - FINANCIAL AID 68666 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS - FINANCIAL AID 69510 RUSSIA AND NEIGHBORING STATES 0 0 GRANTS - FINANCIAL AID 9856 SOUTH AMERICA 0 0 GRANTS - FINANCIAL AID 39240 SOUTH ASIA 0 0 GRANTS - FINANCIAL AID 41088 SUB-SAHARAN AFRICA 0 0 GRANTS - FINANCIAL AID 248581 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS - FINANCIAL AID 8064 0 0 0 0 0 0 316657 416339 732996 SCHOLARSHIPS EUROPE 3 68666 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 7 94427 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 4 69510 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH AMERICA 2 39240 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SOUTH ASIA 3 41088 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 16 248581 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS RUSSIA & THE NEWLY INDEPENDENT STATES 1 9856 FINANCIAL AID AWARDS 0 N/A N/A SCHOLARSHIPS CENTRAL AMERICA & CARIBBEAN 1 8064 FINANCIAL AID AWARDS 0 N/A N/A 0 0 0 0 0 0 PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR ALL FINANCIAL AWARDS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. PART I, LINE 3: THE UNIVERSITY USES THE ACCRUAL METHOD OF ACCOUNTING TO REPORT EXPENDITURES ON SCHEDULE F. X X X X X X X 1 RUFFALO NOEL LEVITZ LLC PO BOX 3018 CEDAR RAPIDS IA 52406 PHONATHON CALL SYSTEM 0 51934 30000 21934 CAMPBELL & COMPANY ONE WACKER DR SUITE 2100 CHICAGO IL 60601 STRATEGIC COUNSEL & CASE DEVELOPMENT 0 0 11313 0 LIPMAN HEARNE INC PO BOX 88634 DEPT A CHICAGO IL 60680 CAMPAIGN COMMUNICATIONS PROJECT 0 0 56284 0 51934 97597 21934 MN ALL-ATHLETICS GOLF TOURNAMENT 57871 35866 22005 1750 6988 3762 1382 57871 35866 22005 1750 6988 3762 1382 13882 8123 1 SCHOLARSHIPS & OTHER FINANCIAL AID 2873 28923215 N/A N/A PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR FEDERAL, STATE AND INSTITUTIONAL SCHOLARSHIPS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. X 1 1 X X 0 0 0 0 0 0 0 0 0 THOMAS J ROONEY VP FINANCE & ADMIN, CFO, TREASURER 160868 0 0 0 90 0 13009 0 7486 0 181453 0 0 0 STACY SCHWARZE JACOBSON EXEC ASST/CORPORATE SECRETARY 100468 0 0 0 81 0 8463 0 44617 0 153629 0 0 0 COLLEEN A HEGRANES EXECUTIVE VP AND PROVOST 164569 0 0 0 762 0 13559 0 12879 0 191769 0 0 0 BRIAN J BRUESS EXECUTIVE VP OF OPERATIONS 165175 0 0 0 90 0 13171 0 16015 0 194451 0 0 0 PENOLOPE A MOYERS DEAN OF HENRIETTA SCHMOLL 144238 0 0 0 0 0 11636 0 7053 0 162927 0 0 0 BLANCHE E ABDALLAH VP EXTERNAL RELATIONS 143735 0 0 0 258 0 4090 0 12456 0 160539 0 0 0 MARK D BLEGEN ASSOC PROFESSOR OF NUTR/EXER SCIENCE 132881 0 0 0 0 0 6855 0 16448 0 156184 0 0 0 PART I, LINE 1A THE UNIVERSITY PROVIDES UNIVERSITY-OWNED HOUSING FOR ANDREA J. LEE, THE PRESIDENT OF THE UNIVERSITY. A MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416HYH1 2012-09-25 28939205 CURRENT REFUNDING 0 0 0 B MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 2014-06-03 15867000 RENOVATIONS AND CURRENT REFUNDING 0 0 0 A 1865000 28939205 2134750 267584 26536871 2012 1 0 1 1 B 15867000 140686 9000000 6726314 2014 1 0 1 1 A 0 0 1 1 0 0.01420 0.00000 0.01420 0 0 1 B 0 0 0 0 0.01480 0.00000 0.01480 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 OPUS HOLDINGS LLC KAREN RAUENHORST, BOARD CHAIR 8013615 BOARD CHAIR, KAREN RAUENHORST, HAS A FAMILY MEMBER WHO IS A TRUSTEE OF OPUS HOLDING LLC AND THE FAMILY MEMBER ALSO HAS A BENEFICIAL INTEREST IN THE TRUST. OPUS HOLDING LLC IS THE PARENT COMPANY OF OPUS DESIGN BUILD LLC WHICH PROVIDED SERVICES FOR THE DESIGN, REMODEL AND CONSTRUCTION TO THE BUTLER CENTER AND FONTBONNE HALL. DURING THE REPORTING PERIOD, OPUS HOLDING LLC RECEIVED PAYMENTS FROM ST. CATHERINE OF $8,013,615. 0 JOHN C JIRIK FAMILY MEMBER OF JOANNE JIRIK MULLEN, BOARD VICE CHAIR 38671 EMPLOYMENT COMPENSATION 0 LAHENS A LEE-ST FLEUR FAMILY MEMBER OF ANDREA J. LEE, IHM, PRESIDENT 61264 EMPLOYMENT COMPENSATION 0 X 8480 APPRAISAL X 527 DONOR VALUED X 50 734916 STOCK MARKET QUOTES X 1 50 DONOR VALUED X EQUIPMENT 1 4760 SALE OF COMPARABLE I X INSURANCE POLICY 1 1485 CASH SURRENDER VALUE X GIFT CARDS, CERTIFICATES, AND TICKETS 12 965 FACE VALUE 1 0 1 0 PART I, COLUMN (B): THE UNIVERSITY REPORTS THE NUMBER OF CONTRIBUTORS ON SCHEDULE M, PART I COLUMN (B). FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES DESIGNATES FOUR OR MORE TRUSTEES, INCLUDING THE CHAIRPERSON AND PRESIDENT, TO CONSTITUTE AN EXECUTIVE COMMITTEE. TO THE EXTENT DETERMINED BY THE BOARD, THE EXECUTIVE COMMITTEE HAS THE AUTHORITY OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS OF THE UNIVERSITY. THE EXECUTIVE COMMITTEE SHALL ACT ONLY IN THE INTERVAL BETWEEN MEETINGS OF THE BOARD, SHALL REPORT TO THE BOARD FORMAL ACTIONS IT MAY TAKE DURING ANY INTERVAL BETWEEN MEETINGS AND, AT ALL TIMES, IS SUBJECT TO THE CONTROL AND DIRECTION OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B AN AFFIRMATIVE VOTE OF AT LEAST FOUR OF THE SPONSORSHIP COUNCIL TRUSTEES SHALL BE REQUIRED FOR THE BOARD OF TRUSTEES TO ACT ON ANY MATTER WHICH SUBSTANTIALLY AFFECTS OR ALTERS THE MISSION OR CATHOLIC IDENTITY OF THE UNIVERSITY; SELECTION OF TRUSTEES; SELECTION OR TERMINATION OF THE PRESIDENT; SALE OR MORTGAGING OF PROPERTY; MAJOR CONSTRUCTION CONTRACTS OR DEBT IN EXCESS OF THE THRESHOLDS ESTABLISHED BY THE NATIONAL CONFERENCE OF CATHOLIC BISHOPS; CLOSING OR MERGING THE UNIVERSITY; AND AMENDMENTS TO THE UNIVERSITY ARTICLES OR BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 BEFORE FILING THE TAX RETURN, THE PRESIDENT AND THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND CFO REVIEWED THE TAX RETURN. AFTER MANAGEMENT APPROVAL, THE AUDIT COMMITTEE THEN APPROVED THE TAX RETURN AS DELEGATED BY THE BOARD OF TRUSTEES. THE PUBLIC INSPECTION COPY OF THE TAX RETURN WAS THEN PROVIDED ELECTRONICALLY TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C ST. CATHERINE UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL "INTERESTED PERSONS": OFFICERS, MEMBERS OF THE BOARD OF TRUSTEES, KEY EMPLOYEES AND OTHER EMPLOYEES WHO MAY INFLUENCE THE ACTIONS OF THE INSTITUTION. INTERESTED PERSONS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT. PERIODIC REVIEWS ARE CONDUCTED TO ENSURE THE INSTITUTION OPERATES IN A MANNER CONSISTENT WITH ITS CHARITABLE PURPOSES AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS. IF A CONFLICT OR POTENTIAL CONFLICT ARISES, THE INTERESTED PERSON ALERTS THE BOARD CHAIR TO SUCH CONFLICT BEFORE PARTICIPATING IN DELIBERATIONS OR DECISIONS ON THE MATTER. THE INTERESTED PERSON IS GIVEN AN OPPORTUNITY TO DISCLOSE MATERIAL FACTS TO THE BOARD. IF A CONFLICT IS FOUND TO EXIST, THE INTERESTED PERSON MAY NOT PARTICIPATE IN DELIBERATIONS OR VOTING ON THE TRANSACTION OR ARRANGEMENT, EXCEPT TO PRESENT INFORMATION TO THE BOARD. THE BOARD CHAIR MAY APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO AVOID PERCEIVED OR ACTUAL CONFLICTS. IF THE BOARD OF TRUSTEES, OR A COMMITTEE, BELIEVES AN INDIVIDUAL HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT INFORMS THE PERSON, AFFORDS THE PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE, MAKES FURTHER INVESTIGATION AS WARRANTED AND TAKES APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. ALL CONFLICT OF INTEREST DISCUSSIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION WAS APPROVED BY THE OFFICERS OF THE BOARD OF TRUSTEES EFFECTIVE 6/1/2010. IN 2011 AND IN SUBSEQUENT YEARS, THE PRESIDENT'S BASE SALARY AMOUNT SHALL BE INCREASED BY THE SAME PERCENTAGE INCREASE OFFERED OTHER UNIVERSITY ADMINISTRATIVE EMPLOYEES ACCORDING TO THE BOARD-APPROVED COMPENSATION PLAN, AND SHALL BE EFFECTIVE ON THE SAME DAY AS THE INCREASES ARE EFFECTIVE FOR OTHER UNIVERSITY ADMINISTRATIVE EMPLOYEES. BOARD CHAIR WILL DIRECT THE STAFF TO IMPLEMENT APPROPRIATE INCREASES FOR THE PRESIDENT. AS A MEMBER OF A RELIGIOUS ORDER, THE PRESIDENT'S COMPENSATION IS PAID TO HER ORDER. THE UNIVERSITY PROVIDES A HOUSE, A CAR, AND BENEFITS TO THE PRESIDENT. UTILITIES AND MAINTENANCE AND OTHER OPERATING COSTS OF THE HOUSE AND CAR ARE ALSO PAID BY THE UNIVERSITY. THE OTHER OFFICERS' SALARIES ARE DETERMINED IN THE SAME WAY AS OTHER EXEMPT AND FACULTY EMPLOYEES. SALARIES ARE BENCHMARKED AGAINST THE MEDIAN OF 184 COLLEGES AND UNIVERSITIES DESIGNATED AS MASTER'S RELIGIOUS BY THE CARNEGIE CLASSIFICATION. DATA FROM THE 184 COLLEGES AND UNIVERSITIES IS COLLECTED ANNUALLY BY THE HUMAN RESOURCES DEPARTMENT THROUGH THE COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION-HUMAN RESOURCES (CUPA-HR). THIS METHODOLOGY IS PART OF THE BOARD OF TRUSTEES APPROVED COMPENSATION PLAN. EFFECTIVE OCTOBER 26, 2014, A PORTION OF THE EMPLOYEES RECEIVED SALARY ADJUSTMENTS IF THEIR COMPA RATIO WAS BELOW .95 AND/OR IF THEIR ANNUALIZED SALARY WAS LESS THAN $60,000. IF THE EMPLOYEE'S ANNUALIZED SALARY WAS LESS THAN $60,000, REGARDLESS OF COMPA RATIO, SHE/HE RECEIVED $500. IF THE COMPA RATIO WAS LESS THAN .95, REGARDLESS OF SALARY LEVEL, SHE/HE RECEIVED A 2% ADJUSTMENT. IF THE COMPA RATIO WAS LESS THAN .95 AND THE SALARY WAS LESS THAN $60,000 SHE/HE RECEIVED A 2.8% ADJUSTMENT. EFFECTIVE 1/1/2015, EMPLOYEES WHO DID NOT RECEIVE AN INCREASE IN OCTOBER, 2014, RECEIVED A 1.3% ADJUSTMENT TO THEIR BASE SALARY. THE SALARY FOR THE PRESIDENT WAS ADJUSTED ACCORDINGLY USING THE SAME FORMULA AS FOR THE ENTIRE UNIVERSITY. ON DECEMBER 12, 2014, THE BOARD OFFICERS OF ST. CATHERINE UNIVERSITY AGREED TO A ONE-TIME BONUS TO THE PRESIDENT, WHICH WAS PAID ON JANUARY 23, 2015. FORM 990, PART VI, SECTION C, LINE 19 ST. CATHERINE UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -444,062. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 8,502. SISTERS OF ST JOSEPH OF CARONDELET ST PAUL PROVINCE 1884 RANDOLPH AVENUE ST PAUL MN 55105 411765361 EDUCATION, HEALTH CARE & SOCIAL SERVICES MN 501(C)(3) LINE 1 N/A 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0