2016-04-13T11:49:31-05:00 2015-05-31 452781062 WEINER & COMPANY PC 460 SAINT MICHAELS DRIVE SUITE 1203 SANTA FE NM 87505 990 2014-06-01 850297355 THE ARMAND HAMMER UNITED WORLD COLLEGE OF THE AMERICAN WEST ARMA 5054544260 PO BOX 248 MONTEZUMA NM 87731 JONATHAN EHRLICH VP OF FINANCE AND OPERATIONS 5054544260 2016-04-11 1 SEAN S WEINER P00171183 5054247200 2014 2016-08-17 19:52:53Z JONATHAN EHRLICH PO BOX 248 MONTEZUMA NM 87731 16694325 0 X WWW.UWC-USA.ORG X 1982 NM THE ARMAND HAMMER UNITED WORLD COLLEGE OF THE AMERICAN WEST'S PRIMARY MISSION IS EDUCATION. 20 20 140 250 0 0 4517310 5425778 9050331 9577952 1654 1639350 20472 47857 13589767 16690937 7939057 8381043 0 0 6044570 6708330 0 0 391032 6343325 6646192 20326952 21735565 -6737185 -5044628 146188657 143568258 7606401 6742789 138582256 136825469 X THE PRIMARY MISSION OF THE ARMAND HAMMER UNITED WORLD COLLEGE OF THE AMERICAN WEST (COLLEGE) IS EDUCATION. AS A TWO YEAR, PRE COLLEGE PROGRAM, THE COLLEGE OFFERS AN INTERNATIONAL BACCALAUREATE DIPLOMA. THE COLLEGE SERVES APPROXIMATELY 200 BOARDING STUDENTS. THE COLLEGE'S MISSION IS TO MAKE EDUCATION A FORCE TO UNITE PEOPLE, NATIONS, AND CULTURES FOR PEACE AND A SUSTAINABLE FUTURE. 0 0 19272637 8381043 9577952 THE PURPOSE OF THE ARMAND HAMMER UNITED WORLD COLLEGE OF THE AMERICAN WEST IS TO PROVIDE EDUCATION AS DESCRIBED IN OUR MISSION STATEMENT. 19272637 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 1 0 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 151 0 1 140 1 0 0 0 0 0 0 0 0 0 0 X 20 20 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 NM X JONATHAN EHRLICH VP OF FINANCE AND OPERATIONS 5054544235 PO BOX 248 MONTEZUMA NM 87731 STEVEN F DICHTER CHAIR 5.00 X X 0 0 0 MARK ALEXANDER TRUSTEE 5.00 X 0 0 0 AMIN BADR-EL-DIN TRUSTEE 5.00 X 0 0 0 MARC P BLUM TRUSTEE 5.00 X 0 0 0 SEBASTIEN DE HALLEUX TRUSTEE 5.00 X 0 0 0 BEN JONES TRUSTEE 5.00 X 0 0 0 KUO-CHUAN KUNG TRUSTEE 5.00 X 0 0 0 JAMES LEONARD TRUSTEE 5.00 X 0 0 0 PETER RUGGIERO TRUSTEE 5.00 X 0 0 0 JONATHAN L SCHNEIDER TRUSTEE 5.00 X 0 0 0 MONIQUE SEEFRIED TRUSTEE 5.00 X 0 0 0 TYLER C TINGLEY SECRETARY 5.00 X X 0 0 0 SUBITHA SUBRAMANIAM TRUSTEE 5.00 X 0 0 0 MELANIE WESTON TRUSTEE 5.00 X 0 0 0 SUJATHA SRINIVASAN TRUSTEE 5.00 X 0 0 0 BEN MELKMAN TRUSTEE 5.00 X 0 0 0 LEIGH ANN BROWN TRUSTEE 5.00 X 0 0 0 MARYBETH KRAVETS TRUSTEE 5.00 X 0 0 0 THOMAS SCHWINGELER TRUSTEE 5.00 X 0 0 0 MUKUL KUMAR PRESIDENT 40.00 X 118434 0 28018 MICHAEL TAYLOR TREASURER 5.00 X 0 0 0 LISA DARLING PAST PRESIDENT 40.00 X 123353 0 11270 ALEX KALANGIS VP FINANCE & OPERATIONS 40.00 X 181188 0 38633 TOM ODEN VP ACADEMICS 40.00 X 247599 0 44392 EYAD SHABANEH ECONOMICS & SUMMER PROGRAM 40.00 X 117136 0 9708 TIM SMITH DIRECTOR OF ADMISSIONS 40.00 X 153346 0 18392 CHRISTINA BASKET DIRECTOR OF ADVANCEMENT 40.00 X 187612 0 26312 1128668 0 176725 7 0 1 0 SODEXO 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 1053736 1 5425778 482695 5425778 TUITION AND FEES/IB BACCALAUREATE 900099 9577952 9577952 9577952 1638803 1638803 3935 3388 547 547 547 MISC. REVENUE 900099 47857 47857 47857 16690937 9577952 0 1687207 27500 27500 5543786 5543786 2809757 2809757 765312 559786 205526 3900232 3285178 560069 54985 185054 138713 30389 15952 1567424 1444337 96535 26552 290308 204688 71040 14580 29936 29936 172549 172549 1921576 1900649 11821 9106 25954 25954 495228 293287 154277 47664 92414 91952 462 990171 990089 82 95697 75839 15970 3888 128570 97344 24410 6816 1373600 1236240 137360 128062 128062 MEMBERSHIP FEES 319443 310379 8679 385 RECRUITING EXPENSE 53451 23330 27012 3109 FOOD 2113 1927 186 817428 773615 41530 2283 21735565 19272637 2071896 391032 5759197 13967756 416165 244058 123485 83806 0 396750 249534 44185434 27896189 17206258 16289245 83868457 86982089 38418345 25751770 0 0 146188657 143568258 2550934 1410591 2065626 1652470 2989841 3679728 7606401 6742789 X 21606090 19154913 28375087 27200369 88601079 90470187 138582256 136825469 146188657 143568258 X -5044628 2282943 1004898 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 117075834 1869108 3737512 4943246 117739208 105571321 655556 15673714 4824757 117075834 85676999 3258165 20840637 4204480 105571321 96439192 87706 -7997337 2852562 85676999 80571406 384200 20397094 4913508 96439192 0.01720 0.76840 0.21440 0 0 1713023 1713023 38915229 24650417 14264812 3557182 3245772 311410 16289245 INVESTMENTS REPORTED AS LEVEL III ON AUDITED FINANCIAL STATMENTS 25751770 F 25751770 POST RETIREMENT 3679728 3679728 X 11781879 2282944 2282944 9498935 7192002 7192002 16690937 13538666 0 13538666 8196899 8196899 21735565 PART V, LINE 4: THE ARMAND HAMMER UNITED WORLD COLLEGE ENDOWMENTS ARE USED FOR OPERATION, SCHOLARSHIPS, AND BUILDING MAINTENANCE. PART X, LINE 2: THE COLLEGE IS EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND COMPARABLE STATE LAW. CONTRIBUTIONS TO THE COLLEGE ARE TAX DEDUCTIBLE WITHIN THE LIMITATIONS PRESCRIBED BY THE CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. INTEREST AND PENALTIES RECOGNIZED WILL BE CLASSIFIED IN THE FINANCIAL STATEMENTS AS AN EXPENSE. WITH FEW EXCEPTIONS, THE COLLEGE IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE, OR LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2011. PART XI, LINE 4B - OTHER ADJUSTMENTS: REVENUE REPORTED AT NET OF EXPENSES ON FINANCIAL STATEMENT BROKEN OUT FOR TAX COMPLIANCE REQUIREMENTS -- $1,097,417 SCHOLARSHIPS GROSSED UP FOR FINANCIAL STATEMENT -- $5,276,552 AGENCY FUNDS RECEIVED FOR PASS THROUGH -- $818,033 PART XII, LINE 4B - OTHER ADJUSTMENTS: REVENUE REPORTED AT NET OF EXPENSES ON FINANCIAL STATEMENT BROKEN OUT FOR TAX COMPLIANCE REQUIREMENTS -- $1,097,417 SCHOLARSHIPS GROSSED UP FOR FINANCIAL STATEMENT -- $5,276,352 AGENCY FUNDS PASSED THROUGH AS GRANTS -- $1,822,931 SCHEDULE D: PART XI 4B AND PART XII 4B: THE AUDITED FINANCIAL STATEMENTS PRESENTED REVENUE FROM A WORKSHOP NET OF EXPENSES OF 1,097,417. IN ORDER TO COMPLY WITH TAX REPORTING REQUIREMENTS, THE EXPENSES OF 1,097,417 WERE RECLASSED TO GROSS UP PROGRAM SERVICE REVENUE IN PART VII LINE 2A AND RELATED EXPENSES ON PART IX. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 IT IS THE NATURE OF THE ARMAND HAMMER UNITED WORLD COLLEGE OF THE AMERICAN WEST TO HAVE AN OPEN DOOR POLICY TO STUDENTS FROM ALL PARTS OF THE WORLD AS DESCRIBED IN THE SCHOOL BROCHURE AND THEREFORE DOES NOT DISCRIMINATE AGAINST APPLICANTS OR STUDENTS ON THE BASIS OF RACE, COLOR, OR NATIONAL OR ETHNIC BACKGROUND. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 777520 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 348522 NORTH AMERICA - CANADA AND MEXICO, BUT BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 124375 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 257380 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 245460 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 1056500 0 0 0 0 0 0 2809757 0 2809757 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM TUITION/OPERATIONAL SUPPORT/STUDENT AID 777520 WIRE/EXCHANGE 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, TUITION/OPERATIONAL SUPPORT/STUDENT AID 348522 WIRE/EXCHANGE 0 NORTH AMERICA - CANADA AND MEXICO, BUT BUT NOT THE UNITED STATES TUITION/OPERATIONAL SUPPORT 124375 WIRE/EXCHANGE 0 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, TUITION/OPERATIONAL SUPPORT/STUDENT AID 257380 WIRE/EXCHANGE 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, TUITION/OPERATIONAL SUPPORT 245460 WIRE/EXCHANGE 0 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, TUITION/OPERATIONAL SUPPORT/STUDENT AID 1056500 WIRE/EXCHANGE 0 14 0 0 0 0 1 0 1 SAMARITAN HOUSE 220 BERNALILLO ST LAS VEGAS NM 87701 755009107 501(C)(3) 10353 OPERATIONS SUPPORT 1 SCHOLARSHIP 227 5276352 APPROVED TUITION TUITION AND FEES TRANSPORTATION 227 56121 EXPENSES INCURRED AIRFARE/TRANSPORTATION STUDENT AID 22 5670 EXPENSES INCURRED SPENDING MONEY MEDICAL EXPENSES 227 205643 EXPENSES INCURRED OTHER EXPENSES FOR STUDENTS PART III GRANTS TO INDIVIDUALS COVER TUITION FOR STUDENTS ATTENDING THE COLLEGE. TRANSPORTATION AND MEDICAL EXPENSES ARE GENERALLY PAID DIRECTLY ON BEHALF OF GRANTEES. STUDENTS WHO MEET ELIGIBILITY REQUIREMENTS ARE PROVIDED GRANTS FOR DAILY ESSENTIALS. GRANTS TO DOMESTIC ORGANIZATIONS ARE MADE ON A REIMBURSEMENT BASIS AFTER SUBMISSION OF RECEIPTS. X 1 1 X X X 0 0 0 0 0 0 0 0 0 ALEX KALANGIS VP FINANCE & OPERATIONS 181188 0 0 0 0 0 14480 0 24153 0 219821 0 0 0 TOM ODEN VP ACADEMICS 247599 0 0 0 0 0 17827 0 26565 0 291991 0 0 0 TIM SMITH DIRECTOR OF ADMISSIONS 153346 0 0 0 0 0 9198 0 9194 0 171738 0 0 0 CHRISTINA BASKET DIRECTOR OF ADVANCEMENT 187612 0 0 0 0 0 0 0 26312 0 213924 0 0 0 X 7 482695 STOCK VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE PUBLIC DISCLOSURE 990 WAS PROVIDED TO THE ACTIVE BOARD MEMBERS VIA EMAIL. THE PUBLIC DISCLOSURE COPY DOES NOT INCLUDE DONOR INFORMATION. FORM 990, PART VI, SECTION B, LINE 12C THE COLLEGE PROVIDES EACH TRUSTEE AND OFFICER A COPY OF THE CONFLICT OF INTEREST POLICY ANNUALLY AND HAS THEM COMPLETE A QUESTIONNAIRE WHICH ASKS THEM TO DISCLOSE ANY CONFLICTS OF INTEREST AND NOTE THEM ON THE FORM PROVIDED. THE VP OF FINANCE AND OPERATIONS REVIEWS THE FORMS AND MONITORS ANY CONFLICTS THAT MAY HAVE BEEN NOTED. FORM 990, PART VI, SECTION B, LINE 15A THE PROCESS FOR DETERMINING COMPENSATION FOR THE COLLEGE'S PRESIDENT WAS BASED ON A COMPREHENSIVE ANALYSIS OF DATA FROM COMPARABLE EDUCATIONAL INSTITUTIONS. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAIALBLE UPON REQUEST. EDITED VERSIONS OF THE COLLEGE'S FINANCIAL STATEMENTS ARE AVAILABLE ON WEBSITES SUCH AS GUIDESTAR. FORM 990, PART VI, SECTION B, LINE 11B: ONCE THE 990 IS REVIEWED BY MANAGEMENT, THE "COLLEGE" EMAILS THE PUBLIC DISCLOSURE COPY TO EACH BOARD MEMBER FOR THEIR REVIEW. AT THE FALL BOARD MEETING, THE BOARD MEMBERS DISCUSS ANY ISSUES THEY MAY HAVE. FORM 990, PART XI, LINE 9: CHANGE FOR AGENCY FUNDS RECEIVED/DISBURSED DURING THE YEAR 1,004,898. FORM 990, PART XII, LINE 2C THE COLLEGE'S PROCESS OF AUDIT AND AUDIT REVIEW HAS NOT CHANGED IN THIS TAX YEAR. THE COLLEGE UNDERGOES AN ANNUAL EXTERNAL AUDIT, WHICH IS THEN REVIEWED BY THE AUDIT COMMITTEE, THE FINANCE COMMITTEE, AND THEN THE FULL BOARD OF TRUSTEES.