2016-04-08T11:28:03-05:00 2015-11-30 342017646 The Gagnon Group LLC P O Box 730 Point Pleasant NJ 087420730 990PF 2014-12-01 306284989 Swain Barber Foundation dated March 28 2011 SWAI 7322951000 C/O The Gagnon Group LLC PO Box 730 Point Pleasant NJ 087420730 Peter Walker Grousbeck Trustee 7322951000 2016-04-08 1 Mary C Buletza P00546079 7322951000 2016-04-08 2014 2016-08-17 19:52:53Z X 40164448 X X 885 885 297969 279777 3996993 3996993 3512602 69835 61461 4365682 3854725 0 0 0 18000 6500 5000 23484 15526 0 73528 8623 0 251416 177571 150 366428 208220 5150 2376077 2376077 2742505 208220 2381227 1623177 3646505 3732628 1309724 1309724 35726411 39772492 38854724 39459039 41082216 40164448 0 0 X 39459039 41082216 0 0 0 0 39459039 41082216 39459039 41082216 39459039 1623177 0 41082216 0 41082216 K-1 STCG P 2014-12-01 2015-11-30 476469 476469 476469 K-1 LTCG P 2014-11-30 2015-11-30 3018961 3018961 3018961 K-1 SEC 1231 P 2014-11-30 2015-11-30 17172 17172 17172 K-1 STCG UBI P 2014-12-01 2015-11-30 237 237 0 0 K-1 LTCG UBI P 2014-11-30 2015-11-30 113082 113082 0 0 K-1 SEC 1231 UBI P 2014-11-30 2015-11-30 371072 371072 0 0 3512602 0 2714379 44955083 0.060380 2156501 40880397 0.052751 0 9850000 0.000000 15150196 185562757 0.081645 14830145 178633363 0.083020 0.277796 0.055559 43431271 2412998 36465 2449463 2381227 72930 0 72930 0 72930 32543 32543 X 40387 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 N/A Peter Walker Grousbeck 3236651144 PO Box 29129 Los Angeles CA 90029 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Peter Walker Grousbeck PO Box 29129 Los Angeles CA 90029 Trustee 1.00 0 0 0 Brie Cameron Grousbeck PO Box 29129 Los Angeles CA 90029 Trustee 1.00 0 0 0 NONE 0 NONE 0 0 40898808 3193853 0 44092661 0 0 44092661 661390 43431271 2171564 2171564 72930 24496 97426 2074138 0 2074138 0 2074138 2381227 0 2381227 0 2381227 2074138 0 0 1301244 1355238 137907 527868 3322257 2381227 0 0 0 2074138 307089 0 0 3629346 0 0 0 0 0 0 1301244 2328102 1355238 137907 527868 307089 Peter W Grousbeck Trustee PO Box 29129 Los Angeles CA 90029 3236651144 swainbarber@gmail.com No formal procedures have been established at this time. No deadlines have been established at this time. Grants are limited to IRC Section 501 (c)(3) defined purposes and charities. ASPCA 520 8th Avenue 7th Floor New York NY 10018 N/A Public charities General 100000 Bring Me a Book Foundation 607 Ruby Street Redondo Beach CA 90277 N/A Public charities General 100000 Building Bridges for Peace 1630 No Main Street 297 Walnut Creek CA 94596 N/A Public charities General 150000 California Wildlife Center PO Box 2022 Malibu CA 90265 N/A Public charities General 15000 Center for Reproductive Rights 120 Wall Street 14th Floor New York NY 10005 N/A Public charities General 100000 Children's Hospital Los Angeles 4650 Sunset Boulevard Los Angeles CA 90027 N/A Public charities General 330004 Doctors Without Borders 7th Avenue 2nd Floor New York NY 100015004 N/A Public charities General 500000 Global Green USA 2218 Main Street 2nd Floor Santa Monica CA 90405 N/A Public charities General 100000 Green Science Policy Institute PO Box 9127 Berkeley CA 94709 N/A Public charities General 30000 Heal the Bay 1444 9th Street Santa Monica CA 90401 N/A Public charities General 75000 K-1 allocation 655 Knight Way Stanford CA 943057216 N/A Public charities General 49 LA Conservation Corps 605 W Olympic Blvd Suite 450 Los Angeles CA 90015 N/A Public charities General 10000 Liberty Hill Foundation 6420 Wilshire Boulevard Suite 700 Los Angeles CA 90048 N/A Public charities General 50000 Los Angeles Youth Network 1754 Taft Avenue Los Angeles CA 90028 N/A Public charities General 40000 MEND Clinic 10641 N San Fernando Road Pacoima CA 91331 N/A Public charities General 5000 Panthera 8 West 40th Street 18th Floor New York NY 10018 N/A Public charities General 50000 Planned Parenthood Federation of America 434 West 33rd Street New York NY 10001 N/A Public charities General 75000 Planned Parenthood Los Angeles 400 W 30th Street Los Angeles CA 90012 N/A Public charities General 75000 Recycle Hawaii PO Box 4847 Hilo HI 96720 N/A Public charities General 20000 Resources for Infant Educaters 6720 Melrose Avenue Los Angeles CA 90038 N/A Public charities General 10000 Sequoia School 5235 S Padadena Avenue Pasadena CA 91105 N/A Public charities General 65000 The Brady Center to Prevent Gun Violence 840 First Street NE Suite 400 Washington DC 20002 N/A Public charities General 50000 The San Juan Preservation Trust PO Box 327 Lopez Island WA 98261 N/A Public charities General 5000 The Serengeti Foundation 19100 Hamilton Pool Road Dripping Spring TX 78620 N/A Public charities General 10000 Tree People Inc 12601 Mulholland Drive Beverly Hill CA 90210 N/A Public charities General 75000 University of Iowa Foundation PO Box 4550 Iowa City IA 522444550 N/A Public charities General 223524 Venice Family Clinic 604 Rose Avenue Venice CA 90291 N/A Public charities General 5000 Women's Health Project Inc Emma Goldman Clinic 227 N Dubuque Street Iowa City IA 52245 N/A Public charities General 7500 World Wildlife Foundation 1250 24th Street NW Washington DC 20037 N/A Public charities General 100000 2376077 0 14 885 900099 18192 14 279777 900099 8374 14 61461 900099 484391 14 3512602 510957 3854725 0 4365682 0 0 0 0 0 0 0 0 0 0 Accounting and tax fees 18000 6500 5000 Form 8886 TWO FORMS 8886 REPORTABLE TRANSACTION DISCLOSURESTATEMENTS WERE FILED FOR CURRENT YEAR LOSS TRANSACTIONSGREATER THAN $2 MILLION DOLLARS EACH AND TRANSACTIONSWITH CUMULATIVE LOSSES GREATER THAN $4 MILLIONEACH AS REQUIRED BY REG. SEC. 1.6011-4. THE PARTNER'SSHARE OF EACH TRANSACTION LOSS WAS LESS THAN $2MILLION FOR THE CURRENT YEAR, AND LESS THAN $4 MILLIONCUMULATIVELY UNLESS OTHERWISE NOTED. THIS IS BELOWTHE MINIMUM THRESHOLD FOR FILING OF FORM 8886 BY THE PARTNER. Investment in diversified investment partnerships 35726411 39772492 38854724 California filing fees 150 0 150 K-1 allocation non-ded exp 33274 0 0 K-1 allocation deductions - portfolio (2% floor) 169240 169240 0 K-1 allocation deductions - portfolio (other) 13331 8331 0 UBI allocation K-1 Pship Ordinary Loss 33374 0 0 UBI allocation K-1 Pship Other Portfolio Loss 2047 0 0 K-1 Pship Portfolio income 602854 602854 602854 K-1 Pship Other income -400770 -400770 -400770 K-1 Pship Ordinary income 3727 3727 3727 K-1 Pship Net Rental RE income -144350 -144350 -144350 K-1 Pship Net Rental RE income-UBI 8374 0 8374 Federal 990 PF tax payments 27000 0 0 Foreign tax withheld 14338 8623 0 State tax expense 32190 0 0