2025-11-17T09:22:02-06:00 2024-12-31 141555429 UHY ADVISORS NORTHEAST INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990 2024-01-01 141405826 HEALTHCARE ASSOCIATION OF NEW YORK STATE HEAL 5184317600 ONE EMPIRE DRIVE RENSSELAER NY 121449315 MARY KAY HAYES CFO / COO 5184317600 2025-11-14 1 1 JAMES DANIELS P00603621 5184493166 2025-11-14 2024 2025-03-06 01:10:19Z MARIE B GRAUSE ONE EMPIRE DRIVE RENSSELAER NY 121449315 17085155 0 X WWW.HANYS.ORG X 1953 NY ADVANCE THE HEALTH OF INDI- VIDUALS THROUGH REPRESENTATION & SERVICE TO NYS HEALTH PROVIDERS. 50 49 105 51 0 0 3373612 2103104 12404210 13049691 607949 801467 69692 64351 16455463 16018613 0 0 0 0 14533578 14634786 0 0 0 3199833 1902996 17733411 16537782 -1277948 -519169 51304107 55425072 6923349 8990016 44380758 46435056 THE MISSION OF THE HEALTHCARE ASSOCIATION OF NEW YORK STATE, INC. (HANYS) IS TO ADVANCE THE HEALTH OF INDIVIDUALS AND COMMUNITIES BY PROVIDING LEADERSHIP, REPRESENTATION, AND SERVICE TO HEALTH PROVIDERS AND SYSTEMS IN NEW YORK STATE ACROSS THE ENTIRE CONTINUUM OF CARE. 0 0 STATE ADVOCACY: HANYS AND ITS MEMBERS, WORKING WITH NEW YORK'S ALLIED ASSOCIATIONS, ADVOCATED AGAINST PROPOSED CUTS IN HEALTHCARE FUNDING AND NEW TAXES ON HEALTHCARE PROVIDERS. THESE SUCCESSFUL EFFORTS HELPED MAINTAIN CRITICAL HEALTHCARE SERVICES IN COMMUNITIES ACROSS NEW YORK STATE AND PRESERVE VITAL HEALTHCARE JOBS IN PROVIDERS ACROSS THE STATE. ALSO, HANYS WORKED TO ENSURE THAT THE IMPLEMENTATION OF REGULATIONS AND LEGISLATION SUPPORTS AND ADVANCES THE DELIVERY OF HEALTHCARE IN NEW YORK STATE. FEDERAL ADVOCACY: HANYS AND ITS MEMBERS WORKED ALONGSIDE NEW YORK'S ALLIED ASSOCIATIONS, AND THE AMERICAN HOSPITAL ASSOCIATION TO ADVANCE AN AGENDA THAT PROTECTED HEALTHCARE PROVIDERS FROM MEDICARE AND MEDICAID SPENDING REDUCTIONS AND ADVOCATED FOR LEGISLATION AND REGULATIONS THAT SUPPORTED THE EFFICIENT AND EFFECTIVE DELIVERY OF HEALTHCARE SERVICES. HANYS ALSO ADVOCATED FOR THE ADOPTION OF HEALTHCARE REFORMS THAT WOULD EXPAND ACCESS TO HEALTHCARE INSURANCE AND IMPROVE THE ABILITY OF PROVIDERS TO MEET THE NEEDS OF THEIR COMMUNITIES. QUALITY IMPROVEMENT: HANYS PROVIDED EXTENSIVE ADVOCACY AND EDUCATION ON NUMEROUS STATE AND NATIONAL QUALITY IMPROVEMENT AND REPORTING INITIATIVES, INCLUDING THE FOLLOWING AREAS: THE QUALITY MEASUREMENT COLLECTION PROCESS, HOSPITAL ACQUIRED CONDITIONS, QUALITY REPORT CARDS, STATEWIDE SEPSIS LEARNING NETWORK, READMISSIONS, AND PATIENT EXPERIENCE OF CARE. 0 1 0 1 0 0 0 0 0 1 1 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 57 0 1 105 1 0 0 0 0 0 0 1 0 X 50 49 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X MARY KAY HAYES CFO COO 5184317786 ONE EMPIRE DRIVE RENSSELAER NY 12144 X MARIE B GRAUSE PRESIDENT 32.00 18.00 X X 779106 438248 184081 MARY KAY HAYES CHIEF FIN / OPERATING OFFI 9.90 40.10 X 87252 354755 100439 WENDY DARWELL EXECUTIVE VICE PRESIDENT 50.00 0.00 X 429759 0 35645 CRISTINA BATT SR VP OF FEDERAL POLICY 50.00 0.00 X 352400 0 88728 AMY NICKSON SR VP OF STATE POLICY 50.00 0.00 X 319750 0 72485 JOSEPH CARR SR VP OF INFORMATION SERVI 50.00 0.00 X 315752 0 71610 SANDI TOLL GENERAL COUNSEL 24.00 26.00 X 150301 162827 63663 KEVIN KRAWIECKI VP FISCAL POLICY ECON/FIN/ 50.00 0.00 X 257126 0 54230 MICHAEL BACKUS TRUSTEE 1.00 0.00 X 0 0 0 KEVIN BEINER TRUSTEE 1.00 0.20 X 0 0 0 SCOTT BERLUCCHI FACHE TRUSTEE 1.00 0.00 X 0 0 0 SUSAN BROWNING TRUSTEE 1.00 0.20 X 0 0 0 JOHN CARRIGG TRUSTEE 1.00 0.00 X 0 0 0 GERALD CAYER MPH TRUSTEE 1.00 0.00 X 0 0 0 ROBERT CORONA DO MBA FCAP FASCP TRUSTEE 1.00 0.00 X 0 0 0 STEVEN CORWIN MD TRUSTEE 1.00 0.00 X 0 0 0 JOHN D'ANGELO MD FACEP TRUSTEE 1.00 0.20 X 0 0 0 RICHARD CHIP DAVIS PHD EDM TRUSTEE 1.00 0.20 X 0 0 0 BRIAN DONLEY TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL DOWLING TRUSTEE 1.00 0.00 X 0 0 0 RICHARD DUVALL TRUSTEE 1.00 0.20 X 0 0 0 SEAN FADALE FACHE TRUSTEE 1.00 0.00 X 0 0 0 BRUCE FLANZ TRUSTEE 1.00 1.20 X 0 0 0 EVAN FLATOW MD TRUSTEE 1.00 0.00 X 0 0 0 SUSAN FOX TRUSTEE 1.00 0.00 X 0 0 0 MARK GELLER MD TRUSTEE 1.00 0.00 X 0 0 0 STEVEN GOLDSTEIN TRUSTEE 1.00 0.00 X 0 0 0 CAROL GOMES TRUSTEE 1.00 0.00 X 0 0 0 STEVEN HANKS MD MMM FACP TRUSTEE 1.00 0.20 X 0 0 0 SHARON HANSON TRUSTEE 1.00 0.00 X 0 0 0 CAMERON HERNANDEZ MD TRUSTEE 1.00 0.00 X 0 0 0 SUSAN HOLLIDAY TRUSTEE 1.00 0.00 X 0 0 0 DANIEL IRELAND MBA FACHE TRUSTEE 1.00 0.00 X 0 0 0 MOHAMMAD JAVED MD TRUSTEE 1.00 0.00 X 0 0 0 SETH KRONENBERG MD TRUSTEE 1.00 0.20 X 0 0 0 JONATHAN LAWRENCE FACHE TRUSTEE 1.00 0.00 X 0 0 0 MARY LEAHY MD TRUSTEE 1.00 0.00 X 0 0 0 MICHELLE LEBEAU TRUSTEE 1.00 0.00 X 0 0 0 SVETLANA LIPYANSKAYA TRUSTEE 1.00 0.20 X 0 0 0 CYNTHIA MCCOLLUM TRUSTEE 1.00 0.00 X 0 0 0 DENNIS MCKENNA MD TRUSTEE 1.00 0.00 X 0 0 0 DANIEL MESSINA PHD FACHE TRUSTEE 1.00 1.00 X 0 0 0 PHILIP OZUAH TRUSTEE (TO MAY) 1.00 0.00 X 0 0 0 HERBERT PARDES MD TRUSTEE (TO MAY) 1.00 1.00 X 0 0 0 DAVID PERLSTEIN MD MBA FAAP TRUSTEE 1.00 1.20 X 0 0 0 THOMAS QUATROCHE JR PHD TRUSTEE 1.00 0.20 X 0 0 0 JONATHAN SCHILLER TRUSTEE 1.00 0.20 X 0 0 0 PAUL SCIMECA TRUSTEE 1.00 0.20 X 0 0 0 MICHAEL SPICER FACHE TRUSTEE 1.00 0.20 X 0 0 0 ROBERT SPOLZINO JD TRUSTEE 1.00 0.20 X 0 0 0 MICHAEL STAPLETON JR FACHE TRUSTEE 1.00 0.20 X 0 0 0 KIMBERLY TOWNSEND TRUSTEE 1.00 0.20 X 0 0 0 STEVEN TUKOVICH MD TRUSTEE 1.00 0.20 X 0 0 0 CJ URLAUB TRUSTEE 1.00 0.20 X 0 0 0 THOMAS CARMAN CHAIR 1.00 0.20 X X 0 0 0 KENNETH GIBBS CHAIR ELECT 1.00 0.20 X X 0 0 0 JOSE ACEVEDO MD IMMEDIATE PAST CHAIR 1.00 0.00 X X 0 0 0 PATRICK O'SHAUGHNESSY DO MBA FACEP SECRETARY 1.00 0.20 X X 0 0 0 STEVEN KELLEY FACHE MBA TREASURER 1.00 0.00 X X 0 0 0 2691446 955830 670881 52 0 1 0 DATAGEN INC ONE EMPIRE DRIVE RENSSELAER NY 12144 CONSULTING - HQIC 560651 MANATT PHELPS & PHILLIPS LLP 136 STATE STREET SUITE 300 ALBANY NY 12207 POLICY 187368 BROWN & WEINRAUB 50 STATE STREET 4TH FLOOR ALBANY NY 12207 LOBBYING 180000 ENVISION STRATEGY 111 WASHINGTON AVENUE SUITE 601 ALBANY NY 12210 LOBBYING 144170 ISSUES MANAGEMENT GROUP 30 WINTER ST FL 6 BOSTON MA 02108 POLICY 143116 6 77267 2025837 2103104 MEMBERSHIP DUES 561499 12562552 12562552 SEMINARS/CONFERENCES 611600 399479 399479 QUALITY PROGRAMS 541900 54310 54310 MLMIC FEES 541900 30000 30000 OTHER PROGRAM REVENUES 541900 3350 3350 13049691 629235 629235 1238774 1066542 172232 172232 172232 ADMINISTRATIVE FEES 561000 64351 64351 64351 16018613 13114042 0 801467 X 1184373 9744921 1301696 1604324 799472 130772 55501 517277 73218 1723648 211638 235030 1301683 505982 135929 1048134 1656 718078 154899 BAD DEBTS -32087 -4878362 16537782 10403368 10825630 1872158 1186086 540275 658452 8445833 7201149 1722318 1244684 18610718 18619090 8608998 7151559 9546272 15739571 51304107 55425072 3202333 2710732 12268 5119 3708748 6274165 6923349 8990016 X 44380758 46435056 44380758 46435056 51304107 55425072 X -519169 1288888 1284579 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 546895 355030 191865 4740497 4369068 371429 3158441 2477051 681390 1244684 809063 C INVESTMENT IN SUBSIDIARIES 6342496 C 7151559 CASH VALUE OF SPLIT LIFE INSURANCE 1413974 DUE FROM AFFILIATES 8576339 OPERATING LEASE RIGHT-OF-USE ASSET 3917717 ASSETS LIMITED AS TO USE 1831541 15739571 POST-EMPLOYMENT BENEFIT OBLIGATIONS 2308865 OPERATING LEASE LIABILITY 3965300 6274165 X PART X, LINE 2: FASB ASC 740 FINANCIAL STATEMENTS FOOTNOTE REGARDING UNCERTAIN TAX POSITIONS: THE CORPORATIONS FOLLOWS GUIDANCE ISSUED BY THE FASB REGARDING ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THIS GUIDANCE CLARIFIES THE ACCOUNTING FOR INCOME TAXES BY PRESCRIBING THE MINIMUM RECOGNITION THRESHOLD AN INCOME TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS AND APPLIES TO ALL INCOME TAX POSITIONS. EACH INCOME TAX POSITION IS ASSESSED USING A TWO STEP PROCESS. A DETERMINATION IS FIRST MADE AS TO WHETHER IT IS MORE LIKELY THAN NOT THAT THE INCOME TAX POSITION WILL BE SUSTAINED, BASED UPON TECHNICAL MERITS, UPON EXAMINATION BY THE TAXING AUTHORITIES. IF THE INCOME TAX POSITION IS EXPECTED TO MEET THE MORE LIKELY THAN NOT CRITERIA, THE BENEFIT RECORDED IN THE FINANCIAL STATEMENTS EQUALS THE LARGEST AMOUNT THAT IS GREATER THAN 50% LIKELY TO BE REALIZED UPON ITS ULTIMATE SETTLEMENT. THE CORPORATIONS RECOGNIZE INTEREST AND PENALTIES IN OTHER EXPENSES. X X X X X 0 1 0 MARIE B GRAUSE PRESIDENT 538383 302841 187317 105366 53406 30041 97807 55016 20005 11253 896918 504517 0 0 MARY KAY HAYES CHIEF FIN / OPERATING OFFI 73294 291354 13255 60198 703 3203 13829 58972 5513 22125 106594 435852 0 0 WENDY DARWELL EXECUTIVE VICE PRESIDENT 372499 0 55676 0 1584 0 34500 0 1145 0 465404 0 0 0 CRISTINA BATT SR VP OF FEDERAL POLICY 305810 0 45708 0 882 0 45817 0 42911 0 441128 0 0 0 AMY NICKSON SR VP OF STATE POLICY 276795 0 41371 0 1584 0 41470 0 31015 0 392235 0 0 0 JOSEPH CARR SR VP OF INFORMATION SERVI 268431 0 40121 0 7200 0 40217 0 31393 0 387362 0 0 0 SANDI TOLL GENERAL COUNSEL 128598 139315 19221 20823 2482 2689 17338 18782 13221 14322 180860 195931 0 0 KEVIN KRAWIECKI VP FISCAL POLICY ECON/FIN/ 232728 0 23246 0 1152 0 23273 0 30957 0 311356 0 0 0 PART I, LINE 4B THE ORGANIZATION SPONSORS AN AFTER-TAX NON-QUALIFIED SECTION 457(F) SUPPLEMENTAL RETIREMENT PLAN. CONTRIBUTIONS TO THE 457(F) PLAN BECOME FULLY VESTED TO THE PARTICIPANTS AFTER TWO YEARS OF SERVICE AND ARE PAID AFTER THE PARTICIPANT'S SEPARATION FROM SERVICE. THE FOLLOWING EXECUTIVES OF THE ORGANIZATION PARTICIPATED IN THE 457(F) RETIREMENT PLAN: MARIE B. GRAUSE, PRESIDENT MARY KAY HAYES, CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER JOSEPH CARR, SENIOR VICE-PRESIDENT OF INFORMATION SERVICES SANDI TOLL, GENERAL COUNSEL AMY NICKSON, SENIOR VICE-PRESIDENT OF STATE POLICY CRISTINA BATT, SENIOR VICE-PRESIDENT OF FEDERAL POLICY JEFFREY GOLD, FORMER SENIOR VICE-PRESIDENT OF MANAGED CARE INSURANCE & SPECIAL COUNSEL, PARTICIPATED IN THE PLAN UNTIL THE THIRD QUARTER OF 2022, AT WHICH POINT HE BECAME INELIGIBLE. THE BALANCE IN HIS ACCOUNT WILL REMAIN UNTIL DISTRIBUTION. NO FURTHER CONTRIBUTIONS WILL BE MADE. FORM 990, PART VI, SECTION A, LINE 6 DESCRIPTION OF MEMBERSHIP: THE ORGANIZATION HAS THREE CLASSES OF MEMBERSHIP: INSTITUTIONAL (TYPE 1, TYPE 2 AND TYPE 3), ASSOCIATE, AND AFFILIATE. TYPE 1 AND TYPE 2 INSTITUTIONAL MEMBERS ARE ENTITLED TO VOTE UPON ANY PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION OR OTHER MATTERS THAT REQUIRE A VOTE OF THE MEMBERSHIP, AND THEY ARE ENTITLED TO RECEIVE A SHARE OF THE ORGANIZATION'S NET ASSETS UPON THE ORGANIZATION'S DISSOLUTION. INSTITUTIONAL MEMBERS DO NOT HAVE THE RIGHT TO ELECT OR APPOINT BOARD MEMBERS OR OTHERWISE PARTICIPATE IN THE ORGANIZATION'S GOVERNANCE. ASSOCIATE AND AFFILIATE MEMBERS HAVE NO RIGHTS RELATED TO VOTING, GOVERNANCE, OR RECEIPT OF ASSETS FROM THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCEDURES: THE ORGANIZATION'S FORM 990 IS PREPARED BY AN INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM. THE COMPLETED FORM 990 IS REVIEWED IN THREE STAGES PRIOR TO ITS FILING. THE FIRST REVIEW IS CONDUCTED BY THE CORPORATE FINANCE STAFF. THE SECOND REVIEW IS PERFORMED BY THE CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER. THE FINAL REVIEW IS PERFORMED BY THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES FORMALLY DELEGATED RESPONSIBILITY FOR REVIEW OF FORM 990 TO THE AUDIT COMMITTEE. EACH MEMBER OF THE AUDIT COMMITTEE RECEIVES A COPY OF THE COMPLETE FINAL FORM 990 TO REVIEW PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES COVERING ALL EMPLOYEES AND MEMBERS OF THE BOARD OF TRUSTEES. THE POLICIES REQUIRE EMPLOYEES AND BOARD MEMBERS TO DISCLOSE ACTUAL AND POTENTIAL CONFLICTS AND REFRAIN FROM PARTICIPATING IN MATTERS RELATED TO THE CONFLICT. ON AN ANNUAL BASIS, ALL EMPLOYEES AND BOARD MEMBERS ARE REQUIRED TO COMPLETE A WRITTEN CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE DISCLOSURE STATEMENTS ARE REVIEWED BY EXECUTIVE MANAGEMENT, THE NOMINATIONS AND GOVERNANCE COMMITTEE, AND THE AUDIT COMMITTEE CHAIR. THE POLICIES CONTAIN ESCALATION PROCEDURES THAT INVOLVE INDEPENDENT LEGAL COUNSEL, BOARD LEADERSHIP, AND THE NOMINATIONS AND GOVERNANCE COMMITTEE FOR REVIEWING POTENTIAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCEDURES: A COMPENSATION COMMITTEE MADE UP OF INDEPENDENT MEMBERS OF THE BOARD OF TRUSTEES OVERSEES AND DETERMINES COMPENSATION FOR THE OFFICERS AND KEY EMPLOYEES USING THE FOLLOWING PROCESS. THE COMPENSATION COMMITTEE USES AN INDEPENDENT COMPENSATION CONSULTING FIRM TO ASSIST IN DEVELOPING AND MAINTAINING THE COMPENSATION PHILOSOPHY AND TO DETERMINE THE APPROPRIATE BENCHMARKS FOR TOTAL COMPENSATION FOR EACH POSITION. ON AN ANNUAL BASIS, THE COMPENSATION CONSULTANT OBTAINS COMPARATIVE COMPENSATION DATA FOR EACH POSITION BASED ON THE COMPENSATION PHILOSOPHY AND ESTABLISHED BENCHMARKS. THE PRESIDENT CONDUCTS AN ANNUAL PERFORMANCE REVIEW FOR THE OFFCIERS AND KEY EMPLOYEES AND PROVIDES A RECOMMENDATION FOR COMPENSATION TO THE COMPENSATION COMMITTEE UTILIZING THE COMPARATIVE COMPENSATION DATA PROVIDED BY THE COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE REVIEWS THE PRESIDENT'S RECOMMENDATIONS AND THE COMPARATIVE COMPENSATION DATA AND HAS FINAL APPROVAL OVER COMPENSATION. THE COMPENSATION COMMITTEE CONDUCTS AN ANNUAL PERFORMANCE REVIEW FOR THE PRESIDENT AND DETERMINES THE PRESIDENT'S COMPENSATION UTILIZING THE COMPARATIVE COMPENSATION DATA PROVIDED BY THE COMPENSATION CONSULTANT. DECISIONS AFFECTING COMPENSATION AND THE BASIS FOR THOSE DECISIONS ARE DOCUMENTED BY THE COMPENSATION COMMITTEE AT THE CONCLUSION OF ITS MEETING. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY TO PUBLIC OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS: THE ORGANIZATION DOES NOT MAKE THESE DOCUMENTS AVAILABLE TO THE PUBLIC EXCEPT TO THE EXTENT INFORMATION FROM THESE IS INCLUDED IN THE FORM 990. FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B WENDY DARWELL IS EMPLOYED BY THE HEALTHCARE ASSOCIATION OF NEW YORK STATE, INC. (HANYS). HANYS PROVIDES EMPLOYEES AND MANAGEMENT STAFF, INCLUDING MS. DARWELL, TO THE NASSAU-SUFFOLK HOSPITAL COUNCIL (NSHC) AND THE NORTHERN METROPOLITAN HOSPITAL ASSOCIATION (NMHA) PURSUANT TO SEPARATE MANAGEMENT AND STAFFING AGREEMENTS BETWEEN HANYS AND EACH ORGANIZATION. MS. DARWELL SERVES AS THE PRESIDENT OF NSHC AND NMHA UNDER THE AGREEMENTS WITH HANYS AND DEVOTES APPROXIMATELY 50 HOURS PER WEEK TO THESE ROLES. HANYS PAYS ALL COMPENSATION AND FRINGE BENEFIT COSTS FOR MS. DARWELL AND OTHER STAFF PROVIDED TO NSHC AND NMHA. AS COMPENSATION FOR THE MANAGEMENT AND STAFFING SERVICES PROVIDED BY HANYS, NSHC AND NMHA PAY HANYS FOR THE COST OF THE SALARY AND FRINGE BENEFITS OF THE EMPLOYEES AND MANAGEMENT STAFF PROVIDED BY HANYS TO NSHC AND NMHA. FORM 990, PART IX, LINE 11G HEALTHCARE POLICY ANALYSIS 468,726. DATA ANALYTICS CONSULTING 8,240. HR AND BENEFITS CONSULTING 220,745. HQIC SUBCONTRACT FEES 901,953. OTHER PROFESSIONAL AND CONSULTING FEES 91,735. PLACEMENT FEES 32,249. FORM 990, PART XI, LINE 9: POST-RETIREMENT BENEFIT ADJUSTMENT -134,226. SUBSIDIARY DIVIDENDS 2,876,244. CHANGE IN EQUITY OF HANYS SERVICES, INC. -1,457,439. FORM 990, PART XII, LINE 2C IN ACCORDANCE WITH THE ORGANIZATION'S BYLAWS, THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE OVERSIGHT OF THE ANNUAL AUDIT OF FINANCIAL STATEMENTS AND THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANT. THE AUDIT COMMITTEE'S OVERSIGHT PROCESS HAS NOT CHANGED FROM PRIOR YEAR. FORM 990, PART VI, SECTION A, LINE 1A THE ORGANIZATION'S BOARD OF TRUSTEES HAS DELEGATED AUTHORITY TO ACT ON ITS BEHALF TO AN EXECUTIVE COMMITTEE IN ACCORDANCE WITH THE ORGANIZATIONAL BYLAWS. THE EXECUTIVE COMMITTEE CONSISTS OF THE FOLLOWING MEMBERS OF THE BOARD OF TRUSTEES: CHAIRPERSON, CHAIRPERSON-ELECT, THE IMMEDIATE PAST CHAIRPERSON, SECRETARY, TREASURER, THE ASSOCIATION PRESIDENT, AND NO LESS THAN FIVE TRUSTEES ELECTED BY THE TRUSTEES. THE EXECUTIVE COMMITTEE HAS THE AUTHORITY, BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, TO EXERCISE AND MAINTAIN ON BEHALF OF THE ORGANIZATION ALL POWERS OF THE BOARD TO THE EXTENT PERMITTED BY LAW. THE EXECUTIVE COMMITTEE'S RESPONSIBILITIES INCLUDE PROVIDING STRATEGIC AND OPERATIONAL GUIDANCE TO THE ORGANIZATION, PREPARING AND SUBMITTING AN ANNUAL BUDGET TO THE BOARD, AND SUPERVISING INVESTING OF FUNDS SUBJECT TO APPROVAL BY THE BOARD. ALL ACTIONS TAKEN BY THE EXECUTIVE COMMITTEE ARE REPORTED TO THE BOARD AT THE FIRST MEETING THEREAFTER. THE HEALTHCARE EDUCATIONAL AND RESEARCH FUND INC 1 EMPIRE DRIVE RENSSELAER NY 12144 146022409 EDUCATION & RESEARCH NY 501(C)(3) LINE 7 N/A 1 HEALTHCARE ASSOCIATION OF WESTERN AND CENTRAL NEW YORK INC 1 EMPIRE DRIVE RENSSELAER NY 12144 160816128 TRADE ASSOCIATION NY 501(C)(6) N/A 1 HANYS SERVICES INC 1 EMPIRE DRIVE RENSSELAER NY 12144 141655556 CONSULTING AND MARKETING NY N/A C 4068116 8120809 1.00000 1 DATAGEN INC 1 EMPIRE DRIVE RENSSELAER NY 12144 202090177 DATA ANALYSIS AND MODELING NY HSI C 8916030 1855288 1.00000 1 GROUP INSURANCE AGENCY INC 1 EMPIRE DRIVE RENSSELAER NY 12144 141649861 INSURANCE BROKER/EMPLOYEE BENEFITS NY HSI C 2732131 8507871 1.00000 1 INTEGRITY WORKS INC 1 EMPIRE DRIVE RENSSELAER NY 12144 141813461 BACKGROUND SCREENING (INACTIVE) NY HSI C 1.00000 1 HANYS GROUP PURCHASING SERVICES INC 1 EMPIRE DRIVE RENSSELAER NY 12144 320125712 PURCHASING SERVICES (INACTIVE) NY HSI C 906177 1.00000 1 HEALTHCARE COMMUNITY SECURITIES CORP 1 EMPIRE DRIVE RENSSELAER NY 12144 141764768 LIMITED BROKER-DEALER FOR RETIREMENT PLANS NY GIA C 7267125 10943907 1.00000 1 SERVICE INITIATIVES INC 1 EMPIRE DRIVE RENSSELAER NY 12144 161212272 PURCHASING SERVICES (INACTIVE) NY HAWCNY C 31335 811852 1.00000 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 DATAGEN INC P 552411 AMOUNT PAID DATAGEN INC Q 3698429 AMOUNT RECEIVED GROUP INSURANCE AGENCY INC Q 328327 AMOUNT RECEIVED HANYS SERVICES INC Q 381491 AMOUNT RECEIVED HEALTHCARE COMMUNITY SECURITIES CORP Q 2162901 AMOUNT RECEIVED THE HEALTHCARE EDUCATIONAL AND RESEARCH FUND INC P 578038 AMOUNT PAID THE HEALTHCARE EDUCATIONAL AND RESEARCH FUND INC Q 149544 AMOUNT RECEIVED HANYS SERVICES INC F 2876244 AMOUNT RECEIVED