2016-05-09T13:17:12-05:00 2015-06-30 134008324 PricewaterhouseCoopers LLP 101 Seaport Boulevard Boston MA 02210 990 2014-07-01 620476822 Vanderbilt University VAND 6153436601 PMB 406310 2301 Vanderbilt Place Nashville TN 372406310 Brett Sweet CFO 6153436601 2016-05-09 1 Gwen Spencer P00641463 6175305000 2014 2016-08-17 19:52:53Z Nicholas S Zeppos 211 Kirkland 2201 WestEnd Nashville TN 37240 8531835657 0 X WWW.VANDERBILT.EDU X 1873 TN and Form 990, Part III, Line 1, Description of Organization Mission:Vanderbilt University is a center for scholarly research, informed and creative teaching, and service to the community and society at large. Vanderbilt will uphold the highest standards and be a leader in the quest for new knowledge through scholarship, dissemination of knowledge through teaching and outreach, and creative experimentation of ideas and concepts. In pursuit of these goals, Vanderbilt values most highly the intellectual freedom that supports open inquiry and equality, compassion and excellence in all endeavors. 33 29 36272 8900 7711564 -1776409 494500126 469664344 3456017624 3702754889 59237923 290022695 19224237 41688469 4028979910 4504130397 348108514 359294345 0 0 2272262938 2331689301 609513 758550 32325935 1363277544 1497891914 3984258509 4189634110 44721401 314496287 7990839279 8260062487 2151245736 2293108845 5839593543 5966953642 X See Schedule O 0 0 706197630 297569683 489018248 See Schedule O - EducationEducation: Vanderbilt University offers undergraduate programs in the liberal arts and science, engineering, music, education and human development, as well as a full range of graduate and professional degrees. Vanderbilt's ten schools and colleges include: College of Arts and Science, Graduate School, Blair School of Music, Divinity School, School of Engineering, Law School, School of Medicine, School of Nursing, Owen Graduate School of Management, and Peabody College (of education and human development). Vanderbilt University has approximately 6,900 undergraduate students, 5,700 graduate and professional students, and more than 4,200 faculty members.Vanderbilt University ranked 15th among the nation's best universities and ranked 12th in the "Great Schools at a Great Price" category in an annual survey conducted by U.S. News & World Report.Vanderbilt's Peabody College of education and human development was named the No. 2 education school in the nation by U.S. News & World Report. The special education program has been ranked at No. 1. Other Vanderbilt schools with notable rankings include: School of Medicine, ranked 14th for research schools of medicine in the nation; Law School ranked 17th; and the Vanderbilt Owen Graduate School of Management ranked 27th. Vanderbilt's School of Nursing ranked 11th among the nation's top graduate nursing schools. Nursing programs ranking in the top 10 in their respective fields include; midwifery and informatics, psychiatric/mental health/across lifespan, adult/gerontology acute care, and family.Expenses $706,197,630. including grants of $297,569,683. Revenue $489,018,248.For more information regarding education at Vanderbilt University, visit: http://www.vanderbilt.edu 419002959 48988147 248175393 See Schedule O - Academic and Scientific ResearchAcademic and Scientific Research: Vanderbilt is an internationally recognized research university. The federal government provides the majority of Vanderbilt University's research funding. Vanderbilt also receives funding from foundations, associations, corporations, and other sources. Vanderbilt University's researchers are at the forefront of posing innovative solutions to some of the most challenging questions facing the world today.Expenses $419,002,959. including grants of $48,988,147. Revenue $248,175,393.For more information regarding research at Vanderbilt University, visit: http://research.vanderbilt.edu 2379410227 12736515 2827803899 See Schedule O - Patient CarePatient Care: Vanderbilt University Hospitals and Clinics provide quality medical health care regardless of race, creed, sex, national origin, handicap, age, or ability to pay. Although reimbursement for services rendered is critical to the operation and stability of Vanderbilt University Hospitals and Clinics, it is recognized that not all individuals possess the ability to purchase essential medical services, and further that part of Vanderbilt's mission is to serve the community. Therefore, in keeping with Vanderbilt's commitment to serve all members of its community, free care and/or subsidized care, care provided to persons covered by governmental programs at below cost, and health activities and programs to support the community are provided where the need and/or an individual's inability to pay coexists. These activities include wellness programs, community education programs, special programs for the elderly, handicapped, medically underserved, and a variety of broad community support activities. Charity care is also provided through many reduced price services and free programs offered throughout the year based upon activities and services which Vanderbilt believes will serve a bona fide community health need. During the fiscal year, Vanderbilt served 59,026 inpatients and 2,006,731 emergency and outpatient clinic visits.Vanderbilt University Medical Center finished fiscal 2015 in the U.S. News and World Report annual ranking of America's Best Hospitals named, once again, among the nation's elite providers of health care services. For the fourth consecutive year, Vanderbilt University Medical Center was lauded as both the No. 1 hospital in Tennessee and No. 1 in the Metro Nashville area. Vanderbilt University Medical Center equaled an all-time best with 12 ranked specialties out of a possible 16 categories. Specialty programs ranking among the top 50 in their respective fields include; urology, nephrology, ear, nose and throat, pulmonology, gastroenterology, diabetes and endocrinology, geriatrics, cardiology and heart surgery, cancer, neurology and neurosurgery, orthopedics, and gynecology. In addition, the Monroe Carell Jr. Children's Hospital at Vanderbilt was included among the nation's leaders in pediatric health care in U.S. News & World Report magazine's Best Children's Hospital ranking. The hospital achieved rankings in a 10 out of 10 specialties: Cancer, neonatology, nephrology, cardiology and heart surgery, gastroenterology, diabetes and endocrinology, pulmonology, neurology and neurosurgery, orthopedics, and urology. There are several Vanderbilt University Medical Center programs unique to the Middle Tennessee region, which include:- Vanderbilt-Ingram Cancer Center, the only National Cancer Institute-designated Comprehensive Cancer Center in Tennessee that conducts research and cares for children and adults; also a member of the elite National Comprehensive Cancer Network, a group of the nation's top 21 clinical cancer institutes;- The Only Level 1 (highest level) trauma center in Middle Tennessee;- The Only Level 4 (highest level) Neonatal Intensive Care Unit, as well as a dedicated pediatric emergency department and pediatric trauma program;- The only comprehensive regional adult and pediatric burn center;- The only comprehensive solid organ transplant program in Tennessee;- Tennessee Poison Control Center; and - LifeFlight, an integrated air and ground emergency patient transport system.Expenses $2,379,410,227. including grants of $12,736,515. Revenue $2,827,803,899.For more information regarding health care at Vanderbilt University, visit: http://www.mc.vanderbilt.edu. 379426831 168187851 Other program services include public service, academic support, institutional support, student services, room and board, and other auxiliary services. Vanderbilt University engages in a variety of public service projects, including, but not limited to: supporting HIV care and treatment programs in rural Mozambique and Nigeria, Africa; developing training materials for current and future K-12 school leaders; formulating new approaches to increase health, safety, quality and outcomes, while decreasing total costs; and many other sponsored community health and educational programs. 379426831 168187851 3884037647 1 0 0 1 0 0 0 1 1 1 1 1 0 0 1 0 0 1 1 1 1 1 0 1 1 0 1 1 1 1 1 1 0 0 0 0 0 0 1 0 1 1 1 1 0 0 1 1 1 1 1 0 1 X 16169 0 1 36272 1 1 1 1 BR CA CH IV DA FR GM GH IN ID JA LU MY MO MZ NI RP PL KS SP TW TH UG AE UK ZA 0 0 0 1 1 0 0 0 0 X 33 29 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 X Dalana Robertson 6153436601 110 21st Avenue South Ste 900 Nashville TN 37203 X M Chandler Anthony Trustee 1.00 X 0 0 0 John D Arnold Trustee 1.00 X 0 0 0 Lee M Bass Trustee 1.00 X 0 0 0 Darryl D Berger Trustee 1.00 X 0 0 0 Adolpho A Birch III Trustee 1.00 X 0 0 0 Shirley M Collado Trustee 1.00 X 0 0 0 Daniel M Crown Trustee 1.00 X 0 0 0 Mark F Dalton Chairman 1.00 X 0 0 0 Claiborne P Deming Trustee 1.00 X 0 0 0 Charles H Esserman Trustee 1.00 X 0 0 0 Bruce R Evans Trustee 1.00 X 0 0 0 Joanne F Hayes Trustee 1.00 X 0 0 0 David W Head Trustee 1.00 X 0 0 0 John J Hindle Trustee 1.00 X 0 0 0 Jay C Hoag Trustee 1.00 X 0 0 0 John R Ingram Trustee 1.00 X 0 0 0 Edith Carell Johnson Secretary 1.00 X 0 0 0 Carrol E Kimball Trustee 1.00 X 0 0 0 Leslie C Labruto Trustee 1.00 X 0 0 0 Mark P Mays Trustee 1.00 X 0 0 0 Jackson W Moore Vice-Chairman 1.00 X 0 0 0 Courtney C Pastrick Trustee 1.00 X 0 0 0 David W Patterson MD Trustee 1.00 X 0 0 0 H Ross Perot Jr Trustee 1.00 X 0 0 0 Jeffrey J Rothschild Trustee 1.00 X 0 0 0 Sidanth Sapru Trustee 1.00 X 0 0 0 Robert C Schiff Jr MD Trustee 1.00 X 0 0 0 Eugene B Shanks Jr Trustee 1.00 X 0 0 0 Richard H Sinkfield Trustee 1.00 X 0 0 0 J Stephen Turner Trustee 1.00 X 0 0 0 Rebecca Webb Wilson Trustee 1.00 X 0 0 0 William M Wilson Trustee 1.00 X 0 0 0 Jon Winkelried Vice-Chairman 1.00 X 0 0 0 Nicholas S Zeppos JD See Schedule O 40.00 X X 1352157 0 221634 Audrey Jane Anderson See Schedule O 40.00 0.10 X 741092 0 87553 Jeffrey R Balser MD PHD See Schedule O 40.00 X 2573658 0 608970 Beth A Fortune MA See Schedule O 40.00 X 397720 0 38909 Anders W Hall See Schedule O 40.00 7.40 X 1783109 0 721283 Eric C Kopstain See Schedule O 40.00 1.00 X 501323 0 31386 John M Lutz See Schedule O 40.00 2.00 X 848571 0 134971 Susie S Stalcup BA See Schedule O 40.00 X 604837 0 19905 Brett C Sweet MBA See Schedule O 40.00 6.20 X 1003955 0 190769 Susan Wente PhD See Schedule O 40.00 0.40 X 674246 0 98757 David Williams II MA MBA JD LLM See Schedule O 40.00 0.30 X 1008515 0 53328 Charles L Gregory MA MBA MHA See Schedule O 40.00 3.20 X 544760 0 50762 John F Manning Jr PHD MBA See Schedule O 40.00 0.10 X 1173797 0 35153 Charles W Pinson MD MBA See Schedule O 40.00 10.00 X 2122758 0 42707 David R Posch See Schedule O 40.00 5.10 X 645076 0 26820 Derek Mason See Schedule O 40.00 X 2399576 0 157301 Michael J McNamara MD See Schedule O 40.00 X 1342237 0 48356 Kevin E Stallings MS See Schedule O 40.00 X 4483671 0 65469 William W Stead MD See Schedule O 40.00 X 1756037 0 25582 Paul A Thomas MD See Schedule O 40.00 X 1849811 0 35887 Jerry G Fife BS See Schedule O 40.00 X 465833 0 21126 Richard C McCarty MS PHD See Schedule O 40.00 2.00 X 722008 0 47492 Martin P Sandler MD See Schedule O 40.00 0.30 X 640436 0 34957 29635183 0 2799077 3567 1 1 0 Turner Universal Construction Company 5300 Virginia Way Brentwood TN 37027 Construction 15182653 Brasfield & Gorrie 2636 Elm Hill Pike 200 Nashville TN 37214 Construction 13421872 Air Methods Corporation 7211 South Peoria Englewood CO 80112 Aircraft Services 10694849 Deloitte Consulting LLP PO Box 844717 Dallas TX 75284 Consulting Services 9570230 Messer Construction Co 230 Great Circle Road Suite 210 Nashville TN 37228 Construction 9303554 318 882867 332709616 136071861 18046054 469664344 Health Care Services 622110 2827803899 2825277837 2526062 Tuition and Fees 611310 489018248 489018248 Research & Other Contr 611310 195930796 195930796 Room, Board & Auxiliar 611310 141848311 139682021 2166290 Other 611310 48153635 48153635 3702754889 3822294 -3885240 7707534 42 42 6195231 325804 5869427 9883117 4841727 5041390 5041390 5041390 4306051897 2638845 4021042006 1448377 285009891 1190468 286200359 6530528 279669831 394496 882867 373150 21346 21346 Sale of Business Unit 900099 28932028 28932028 Other 900099 1498474 1450354 48120 30430502 4504130397 3728444919 7711564 298309570 X 44183122 44183122 297569683 297569683 17541540 17541540 16949379 2962291 12101509 1885579 1687888 1553879 134009 1911813478 1788729312 106424404 16659762 91952185 86032227 5118676 801282 190307726 174214677 13754792 2338257 118978645 111318702 6623150 1036793 2536332 823972 1712360 27600695 27600695 861546 861546 357019 357019 758550 758550 13779780 13779780 141883127 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3270600596 1467482249 1461162045 1196433691 1235191001 5839593543 5966953642 7990839279 8260062487 X 314496287 -148023083 -39113105 X 0 1 X 1 1 1 X 504015837 476594262 484681246 494500126 469664344 2429455815 504015837 476594262 484681246 494500126 469664344 2429455815 2429455815 110844994 65659926 196756446 138255832 19467670 530984868 30380900 26648887 36202593 4535825 30824998 128593203 3089033886 16697880989 0.78650 0.77880 X Part II Section B Line 10: The total amounts reported on Line 10 columns (a) through (e) are comprised of gross fundraising revenue and other miscellaneous operating revenue. 357019 357019 4179790139 4180147158 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 137299 382544 388622 357019 1265484 250000 250000 250000 250000 1000000 1500000 140730 6620930 X X X X X Education 1 0 1 X 4046250379 75832665 148787412 75365887 89465646 12652439 4093386484 3635343038 88751983 491337590 69952281 87607660 11622291 4046250379 3360035514 116470228 319370422 60864586 89692275 9976265 3635343038 3375152628 88007709 52851982 58847982 89046970 8081853 3360035514 3007607383 117059853 408026551 30779321 121479173 5282665 3375152628 0.39630 0.27460 0.32910 0 0 65555832 65555832 2678168216 1429729150 1248439066 92726677 39504240 53222437 948302850 743889554 204413296 159043790 159043790 1730674421 Limited Partnerships 1710057747 F Int in Trusts Held by Others 40154252 F Other Investments & Securities 199300597 F Closely-held Equity Interests 2604302 C Allocable to Minority Int 110954216 F 2063071114 Actuarial Liab-Self Insurance 116752687 Gov Adv for Student Loans 22355665 Actuarial liab-Annuities Payable 33757327 FV of Int Rate Exchg Agreement 174712624 State Taxes Payable 80246 FV of Securities Sold Short 187431081 535089630 Part III, Line 4: - Description of Collections: Vanderbilt University maintains various collections of art, historical treasures, and other similar assets in departments across the University. Such collections include, but are not limited to, historical drawings; historical scientific instruments; historical furniture; paintings; photography; book collections; and other similar items and artifacts. All such collections further Vanderbilt's exempt purpose by providing historical materials for students and researchers, and by providing cultural, historical, and educational opportunities to Vanderbilt University students and the community at large through exhibits, displays, and loan or exchange programs. Part III, line 5: - Solicitation of Art, etc.: Vanderbilt University solicited works of art to be sold at fundraising events in silent auctions. The fair market value of these items can range in value, and in FY15 the fair market value of these items did not meet the thresholds required for Form 8282 to be filed. Part IV, Line 2b: - Agency funds: Agency funds are held by Vanderbilt University, which serves as a custodian or fiscal agent for student groups and other university related organizations. Part V, Line 4: - Endowment funds: Vanderbilt University's endowment funds, as related to Part V, are intended to be used for scholarships, fellowships, endowed academic chair support, and capital and operational support. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Vanderbilt University's nondiscrimination policy is widely disseminated through newspapers or broadcast media, various university-related websites, online application portals, orientation sessions, publication in catalogs, application materials and handbooks. - See Part II for additional detail. Schedule E, line 3, Summary of Nondiscrimination Policy: In compliance with federal law, including the provisions of Title VII of the Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, Sections 503 and 504 of the Rehabilitation Act of 1973, the Americans with Disabilities Act (ADA) of 1990, the ADA Amendments Act of 2008, Executive Order 11246, and the Uniformed Services Employment and Reemployment Rights Act, as amended, and the Genetic Information Nondiscrimination Act of 2008, Vanderbilt University does not discriminate against individuals on the basis of their race, sex, religion, color, national or ethnic origin, age, disability, or military service, or genetic information in its administration of educational policies, programs, or activities, admissions policies, scholarship and loan programs, athletic or other university-administered programs, or employment. In addition, the university does not discriminate against individuals on the basis of their sexual orientation, gender identity, or gender expression consistent with the university's nondiscrimination policy. Schedule E, line 6, Explanation of Government Financial Aid: Vanderbilt University participates in the following programs: Federal Pell Grants, Federal Supplemental Educational Opportunity Grants (FSEOG), Federal Direct Stafford Subsidized/Unsubsidized Loans, Federal Perkins Loans, Federal Direct Graduate Plus Loans, Federal Direct Parent Loan for Undergraduate Students (PLUS Loans), Federal Work Study Program, Tennessee Student Assistance Awards, and the Tennessee Education Lottery Scholarship Program. Vanderbilt University also receives various federal and state grants and contracts for academic and scientific research. 1 Central America and the Caribbean 0 0 Fundraising N/A 1876 Europe (Including Iceland and Greenland) 0 0 Fundraising N/A 8646 Sub-Saharan Africa 0 0 Fundraising N/A 857 Central America/Caribbean 0 4 Grantmaking N/A 496131 East Asia and the Pacific 0 7 Grantmaking N/A 956799 Europe 0 10 Grantmaking N/A 944780 Middle East and North Africa 0 1 Grantmaking N/A 225040 North America 0 6 Grantmaking N/A 475799 South America 0 11 Grantmaking N/A 1692382 South Asia 0 1 Grantmaking N/A 14095 Sub-Saharan Africa 0 25 Grantmaking N/A 12683736 Central America and the Caribbean 0 0 Investments N/A 831340623 East Asia and the Pacific 0 0 Investments N/A 82664532 Europe (Including Iceland and Greenland) 0 0 Investments N/A 256547709 Middle East and North Africa 0 0 Investments N/A 2450 North America 0 0 Investments N/A 27726278 South Asia 0 0 Investments N/A 65286223 Sub-Saharan Africa 0 0 Investments N/A 38913148 Central America/Caribbean 1 13 Program Services Education, Health-Care, Research 596403 East Asia and the Pacific 1 2 Program Services Education, Health-Care, Research 726957 Europe 5 9 Program Services Education, Health-Care, Research 1717269 Middle East and North Africa 0 0 Program Services Education, Health-Care, Research 961579 North America 0 2 Program Services Education, Health-Care, Research 194778 Russia/Independent States 0 1 Program Services Education, Health-Care, Research 29373 South America 0 17 Program Services Education, Health-Care, Research 774560 South Asia 0 25 Program Services Education, Health-Care, Research 382630 Sub-Saharan Africa 2 441 Program Services Education, Health-Care, Research 12258340 Central America/Caribbean 0 0 Send Agents to Seminar N/A 42274 East Asia and the Pacific 0 0 Send Agents to Seminar N/A 166170 Europe 0 0 Send Agents to Seminar N/A 814729 Middle East and North Africa 0 0 Send Agents to Seminar N/A 31037 North America 0 0 Send Agents to Seminar N/A 255482 Russia/Independent States 0 0 Send Agents to Seminar N/A 11632 South America 0 0 Send Agents to Seminar N/A 66481 South Asia 0 0 Send Agents to Seminar N/A 14622 Sub-Saharan Africa 0 0 Send Agents to Seminar N/A 57404 0 28 9 547 9 575 3109928 1335972896 1339082824 Central America and the Caribbean Subcontracts-Research 330213 Wire N/A N/A Central America and the Caribbean Subcontracts-Research 39920 Wire N/A N/A Central America and the Caribbean Subcontracts-Research 29909 Wire N/A N/A East Asia and the Pacific Subcontracts-Research 12865 Wire N/A N/A East Asia and the Pacific Subcontracts-Research 50446 Wire N/A N/A East Asia and the Pacific Subcontracts-Research 370040 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 325587 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 153580 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 28385 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 115863 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 20020 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 65245 Wire N/A N/A North America Subcontracts-Research 97971 Wire N/A N/A North America Subcontracts-Research 145575 Check N/A N/A North America Subcontracts-Research 88157 Check N/A N/A South America Subcontracts-Research 83098 Wire N/A N/A South America Subcontracts-Research 5039 Wire N/A N/A South America Subcontracts-Research 26213 Wire N/A N/A South America Subcontracts-Research 39485 Wire N/A N/A South America Subcontracts-Research 144655 Wire N/A N/A Central America and the Caribbean Subcontracts-Research 96089 Wire N/A N/A East Asia and the Pacific Subcontracts-Instruction 211252 Wire N/A N/A East Asia and the Pacific Subcontracts-Research 139647 Wire N/A N/A East Asia and the Pacific Subcontracts-Research 97098 Check N/A N/A East Asia and the Pacific Subcontracts-Instruction 75451 Check N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Instruction 63991 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 49438 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 60391 Check N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Instruction 62280 Wire N/A N/A Middle East and North Africa Subcontracts-Instruction 225040 Wire N/A N/A North America Subcontracts-Research 20264 Check N/A N/A North America Subcontracts-Research 32237 Check N/A N/A North America Subcontracts-Research 91595 Check N/A N/A South America Subcontracts-Research 4028 Wire N/A N/A South America Subcontracts-Research 524255 Wire N/A N/A South America Subcontracts-Research 441262 Wire N/A N/A South America Subcontracts-Research 268246 Wire N/A N/A South America Subcontracts-Instruction 94638 Wire N/A N/A South America Subcontracts-Instruction 61463 Wire N/A N/A South Asia Subcontracts-Research 14095 Wire N/A N/A Sub-Saharan Africa Subcontracts-Research 51465 Wire N/A N/A Sub-Saharan Africa Subcontracts-Research 8461 Wire N/A N/A Sub-Saharan Africa Subcontracts-Research 8374 Wire N/A N/A Sub-Saharan Africa Subcontracts-Research 143901 Wire N/A N/A Sub-Saharan Africa Subcontracts-Research 19526 Wire N/A N/A Sub-Saharan Africa Subcontracts-Research 25200 Wire N/A N/A Sub-Saharan Africa Subcontracts-Research 29350 Wire N/A N/A Sub-Saharan Africa Subcontracts-Instruction 30892 Wire N/A N/A Sub-Saharan Africa Subcontracts-Research 37343 Wire N/A N/A Sub-Saharan Africa Subcontracts-Instruction 64415 Wire N/A N/A Sub-Saharan Africa Subcontracts-Research and Patient Care 11951386 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 9299 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 52091 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 26999 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 8326 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 32383 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 17392 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 27006 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 17786 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 5556 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 27158 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 56525 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 21224 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 5889 Wire N/A N/A Sub-Saharan Africa Subcontacts-General 5792 Wire N/A N/A 28 37 1 0 1 1 1 1 Part I, Line 2 - Monitoring Use of Grant Funds: Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside of the United States who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the university and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient monitoring guidelines are available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient/ subrecipientsmonitoringguidelinesfinal.pdf Part I, Line 3 and Part II, Line 1: - Accounting method for Reporting Expenses: Expenses reported in Schedule F, Part I, Line 3 and Part II, Line 1 are derived from Vanderbilt's books and records, which are maintained on the accrual basis of accounting. X X X X X X X 1 RuffaloCody LLC 65 Kirkwood North Road SW Cedar Rapids IA 52404 Call Center 0 925405 412666 512739 Grenzebach Glier and Associates 401 N Michigan Avenue Suite 2800 Chicago IL 60611 Consulting Services Related to Fundraising Programs 0 0 345884 0 925405 758550 512739 Rascal Flatts - Behind the Music 239750 176800 62950 37096 24730 660 Vanderbilt University Dance Maratho 196391 137534 58857 61 2060 21289 13 841222 568533 272689 31321 7763 32496 45420 170254 1277363 882867 394496 31321 44859 57287 47480 192203 373150 21346 Schedule G, Part I, Line 2b, Column (v) - RuffaloCody: The total amount paid to RuffaloCody for Fiscal Year 2015 was $432,097 which includes professional fundraising fees of $412,666 and fundraising expenses of $19,431. The contract between Vanderbilt University and RuffaloCody calls for the reimbursement of fundraising expenses incurred by RuffaloCody, such as printing and postage, which are invoiced separately from telemarketing services fees. Schedule G, Part I, Line 2b, Column (v): - Grenzebach Glier and Associates: The total amount paid to Grenzebach Glier and Associates for Fiscal Year 2014 was $373,778, which includes professional fundraising fees of $345,884 and expenses of $27,894. The contract between Vanderbilt University and Grenzebach Glier and Associates calls for the reimbursement of travel related fundraising expenses incurred by Grenzebach Glier and Associates, such as airfare and hotel, which are invoiced as incurred. Grenzebach Glier and Associates provide consulting services for Vanderbilt University's overall fundraising program. They do not raise funds for Vanderbilt or help raise funds for a specific purpose. 1 1 X 1 X 1 X 1 1 0 1 1 102423571 102423571 0.02440 430290274 326509739 103780535 0.02480 532713845 326509739 206204106 0.04920 5121299 646186 4475113 0.00110 122872479 31553601 91318878 0.02180 483347599 356193044 127154555 0.03030 611341377 388392831 222948546 0.05320 1144055222 714902570 429152652 0.10240 1 18706751 358012 364145399 433527721 -69382322 X 1 1 1 Ambulatory Surgery Center of Cool Springs LLC Ambulatory Surgery Center 0.51020 0.00000 0.13260 2 Vanderbilt Imaging Services LLC Radiology Services 0.66670 0.00000 0.33330 3 New Light Imaging LLC Outpatient Diagnostic Imaging 0.66670 0.00000 0.33330 4 One Hundred Oaks Imaging LLC Outpatient Diagnostic Imaging 0.80000 0.00000 0.20000 5 Williamson Imaging LLC Outpatient Diagnostic Imaging 0.53340 0.00000 0.26660 6 VIP Midsouth LLC Pediatric Clinics 0.45180 0.00000 0.54820 7 Springfield VIP Realty LLC Own Real Estate Used as Medical Facility 0.49000 0.00000 0.51000 2 1 Vanderbilt University Hospitals 1211 22nd Avenue South Nashville TN 37212 www.vanderbilthealth.com 0000000027 X X X X X X 2 Vanderbilt Stallworth Rehab Hospital 2201 Childrens Way Nashville TN 37212 www.vanderbiltstallworthrehab.com 0000000141 X Vanderbilt University Hospitals 1 0 0 1 X X X X X X X X 12 1 1 0 1 X http://www.vanderbilthealth.com/main/38766 X 1 12 1 http://www.vanderbilthealth.com/main/38766 0 0 1 X 200.000000000000 250.000000000000 X X X 1 1 X X X 1 X http://www.vanderbilthealth.com/financialassistance/46618 X http://www.vanderbilthealth.com/financialassistance/46619 X http://www.vanderbilthealth.com/financialassistance/46618 X X X X X X 1 X 0 X X X 1 X 0 0 Vanderbilt Stallworth Rehab Hospital 2 0 0 1 X X X X X X X X 12 1 1 0 1 X See Part V X http://vanderbilthealth.com/main/38766 X 1 12 1 http://www.vanderbilthealth.com/main/38766 0 0 1 X 200.000000000000 400.000000000000 X X 1 1 X X X 0 1 X 0 X X X 1 X 0 0 Vanderbilt University Hospitals Part V, Section B, Line 5: Community Health Needs Assessment: Facility 1:The following describes the methodologies Vanderbilt University Hospitals used to take into account input from persons who represent the community:-Online and paper surveys were used to seek the views of health care consumers and community leaders to identify gaps in services and health priorities in their communities. The survey was completed by 2,303 people. -Fourteen focus groups were conducted across the four counties that primarily represent the community served. In each county there was a focus group of community leaders from various sectors including education, government, healthcare, faith-based organizations, and business. Vanderbilt Stallworth Rehab. Hospital Part V, Section B, Line 5: Community Health Needs Assessment: Facility 2:The following describes the methodologies Vanderbilt Stallworth Rehabilitation Hospital used to take into account input from persons who represent the community:- Online and paper surveys were used to seek the views of health care consumers and community leaders to identify gaps in services and health priorities in their communities. The survey was completed by 2,303 people.- Fourteen focus groups were conducted across the four counties that primarily represent the community served. In each county there was a focus group of community leaders from various sectors including education, government, healthcare, faith-based organizations, and business. Vanderbilt University Hospitals Part V, Section B, Line 6a: Community Health Needs Assessment: Facility 1:Vanderbilt University Hospitals and Clinics conducted a community health needs assessment in partnership with its affiliated hospital Vanderbilt Stallworth Rehabilitation Hospital. Vanderbilt Stallworth Rehab. Hospital Part V, Section B, Line 6a: Community Health Needs Assessment: Facility 2:Vanderbilt Stallworth Rehabilitation Hospital conducted a health needs assessment in partnership with affiliated Vanderbilt University Hospitals. Vanderbilt University Hospitals Part V, Section B, Line 11: Facility 1: Vanderbilt University Medical Center is addressing the significant needs identified in its most recently conducted CHNA through programs listed in the tax year 2012 Implementation Strategy. Examples of programs include complex care management teams for pediatric and adult patients with complex medical, social and economic needs; a street psychiatry program that works with several local non-profits to provide comprehensive psychiatric services and basic medical care to unsheltered individuals experiencing homelessness; and an expanded partial hospitalization program for adolescents 13 to 17 years at Vanderbilt Behavioral Health. Other initiatives include support for school health clinics; a primary care clinic at Monroe Carell Jr. Children's Hospital at Vanderbilt that serves as a medical home for primarily Medicaid but also uninsured patients; and primary, subspecialty and urgent care, including laboratory and pharmacy services, provided free-of-charge to uninsured Spanish and English-speakers through the Shade Tree Clinic. Vanderbilt Stallworth Rehab. Hospital Part V, Section B, Line 11: Facility 2: Vanderbilt Stallworth Rehabilitation Hospital is addressing the significant needs identified in its most recently conducted CHNA through programs listed in the tax year 2012 Implementation Strategy. Examples of ways in which Vanderbilt Stallworth Rehabilitation Hospital is addressing the significant needs include specialized training for case managers and discharge planners from hospitals and other referring facilities; support/advisory groups for many types of patients and caregivers open to communities impacted by brain injury, stroke and trauma; and close collaboration with and support for the Trauma Survivors Network, which provides a host of free resources to help patients and families cope with the challenges of trauma recovery. Through ongoing partnerships and engagement of key stakeholders, Stallworth continues to collaborate with Vanderbilt to meet the needs identified in the most recent CHNA. Vanderbilt University Hospitals Part V, Section B, Line 16i: Facility 1: Patients are notified of potential assistance under Federal, State or local government programs or under the organization's charity care policy via signage posted in the patient care registration points including hospitals, emergency departments, and clinics; brochures available at registration points; and language included on all statements mailed to patients advising them we have a financial assistance program if they need help paying their medical bills. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial counseling personnel to discuss qualifications for free or discounted care. Vanderbilt Stallworth Rehab. Hospital Part V, Section B, Line 16i: Facility 2: Although Vanderbilt Stallworth Rehabilitation Hospital's policies do not contain measures to publicize the policy, Stallworth did make the policy available to its community. A summary of the policy is posted in the main elevator to the patient care units. Pre-Admitting, Registration, Case Managment or Billing personnel may refer uninsured or low income patients to financial personnel to discuss qualifications for free or discounted care. Vanderbilt University Hospitals Part V, Section B, Line 22d: Charges to Individuals Eligible for Assistance Under the FAP: Facility 1:Individuals without insurance are extended a 60% discount off gross charges as required by Tennessee Code Annotated 68-11-262 - Limit of Amount of Charges for Services to an Uninsured Patient. In addition, based on income level, a discount is offered to individuals who meet eligibility criteria for financial assistance. Gross charges are reduced by 100%, 80% or 70% depending on the individual's income level as a percent of the federal poverty guidelines. Vanderbilt Stallworth Rehab. Hospital Part V, Section B, Line 22d: Charges to Individuals Eligible for Assistance Under the FAP: Facility 2:Individuals without insurance are extended a 40% discount off gross charges which extends the discount required by Tennessee Code Annotated 68-11-262 - Limit of Amount of Charges for Services to an Uninsured Patient. In addition, based on income level, a discount is offered to individuals who meet eligibility criteria for financial assistance. Gross charges are reduced by 100%, 75% or 50% depending on the individual's income level. Form 990, Schedule H, Part V, Section B, Line 7(a), Facility 2: Community Health Needs Assessment - Web Address:The Vanderbilt Stallworth Rehabilitation Hospital Community Health Needs Assessment is accessible to the public via the following web address: http://www.vanderbiltstallworthrehab.com/en/our-approach/committed-to-quality Part V, Section B, Line 16 Financial Assistance Policy Website Availability Vanderbilt University Hospitals Part V, Section B, line 16a website: http://www.vanderbilthealth.com/financialassistance/46618 Vanderbilt University Hospitals Part V, Section B, line 16b website: http://www.vanderbilthealth.com/financialassistance/46619 Vanderbilt University Hospitals Part V, Section B, line 16c website: http://www.vanderbilthealth.com/financialassistance/46618 14 Ambulatory Surgery Ctr of Cool Springs 2009 Mallory Lane Suite 100 Franklin TN 37067 Ambulatory Surgery Treatment Center SCA Nashville Surgery Center 1161 21st Ave South D-3300 Nashville TN 37232 Ambulatory Surgery Treatment Center Vanderbilt-Maury Radiation Oncology 1003 Reserve Boulevard Spring Hill TN 37174 Ambulatory Surgery Treatment Center Vanderbilt Williamson Cancer Ctr 2107 Edward Curd Lane Franklin TN 37067 Ambulatory Surgery Treatment Center One Hundred Oaks Imaging 719 Thompson Lane Nashville TN 37204 Outpatient Diagnostic Center Vanderbilt Health & Williamson Medical C 134 Pewitt Drive Brentwood TN 37027 Ambulatory Clinic Spring Hill Imaging Center 5421 Main Street Spring Hill TN 37174 Outpatient Diagnostic Center Cool Springs Imaging 2009 Mallory Lane Suite 150 Franklin TN 37067 Outpatient Diagnostic Center Vanderbilt Health & Williamson Medical C 919 Murfreesboro Pike Franklin TN 37064 Ambulatory Clinic Vanderbilt Gateway Cancer Center 375 Alfred Thun Road Clarksville TN 37040 Ambulatory Surgery Treatment Center Belle Meade Imaging 4525 Harding Road Suite 102 Nashville TN 37232 Outpatient Diagnostic Center Hillsboro Imaging 1909 Acklen Avenue Nashville TN 37212 Outpatient Diagnostic Center Vanderbilt Health & Williamson Medical C 1834 West McEwen Dr Suite B Franklin TN 37067 Ambulatory Clinic Vanderbilt Health & Williamson Medical C 3098 Campbell Station Pkwy Spring Hill TN 37174 Ambulatory Clinic Part I, Line 7: Costing Methodology - Charity Care:The costing methodology used to calculate Charity Care and certain other community benefit costs reported was based on an overall cost-to-charge ratio for all patient populations. The cost to charge ratio was calculated using IRS worksheet 2. Form 990, Schedule H, Part I, Line 7(k), Column (f) Community Benefit Expense:The total community benefit expense using Part I, Line 7, Column (c) (before direct offsetting revenue) as a percentage of total expenses is 27.24%. Part III, Line 2: Costing Methodology - Bad Debt Expense: Lines 2 & 3:The costing methodology used to calculate bad debt expense reported in Part III, Lines 2 and 3 was based on an overall cost-to-charge ratio for all patient populations. Discounts and payments on accounts considered as bad debt offset the total bad debt expense recorded. Process to determine amount of bad debt attributable to individuals eligible for financial assistance - The accounts that have not been paid are first reviewed under a presumptive charity policy. For those accounts that do not meet presumptive eligibility criteria, it is estimated that 3% of the balances are attributable to individuals who would qualify for financial assistance. This estimate is based on experience of patient accounting management as well as a methodical review of outstanding patient accounts. Part III, Line 4: Audited Financial Statements:The audited financial statements of Vanderbilt University disclose the consolidated amount of bad debt expense, the preponderant portion of which is attributable to its hospitals and clinics. This information is contained in Footnote 3, Accounts Receivable, on page 22 of the audited financial statements. Part III, Line 8: Costing Methodology - Medicare Allowable Costs:The methodology for determining Medicare allowable costs consisted of applying an overall hospital cost-to-charge ratio to gross Medicare charges from the hospital billing system. The resulting shortfall is entirely deemed as community benefit because the cost of providing related care consistently exceeds reimbursement from Medicare. The hospital accepts all Medicare patients with the knowledge that there may be shortfalls and operates to promote the health of the community. The organization believes the Medicare shortfall should be treated as a community benefit because Medicare does not fully compensate hospitals for the cost of providing hospital care to Medicare beneficiaries.In FY15, such shortfalls amounted to $69,382,322. Part III, Line 9b: Collection Practices:Although Vanderbilt University's policies do not contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance, in practice, if a patient qualifies for a 100% charity care write off, the account is closed and no further collection efforts are made. If a patient qualifies for a partial charity care write off, the account is reduced for the applicable charity discount and normal collection efforts are made. The extraordinary collection actions that may be taken, after reasonable efforts are made to ensure a patient is not eligible for financial assistance on the remaining balance, include: - A Lien - Attachment or seizure of a bank account or other personal property - Commencement of a civil action against an individual - Wage garnishment Form 990, Schedule H, Part VI, Line 2: Needs Assessment:Vanderbilt continually assesses the health care needs of the communities it serves. The Vanderbilt Patient and Family Advisory Council is a committee made up of community volunteers which partners with Vanderbilt's health care team and leadership to assess needs and evaluate services and programs. The Council serves as a vital link between the hospital and the community. Vanderbilt also performed an internal survey of community health related program managers regarding perceptions of community health needs for children and adults. To make use of the data and assessments, Vanderbilt formed an internal committee of program managers and hospital leaders which meets regularly. Vanderbilt and Vanderbilt Stallworth Rehabilitation Hospital have also formed an advisory committee which meets to continually assess the needs of the community and drive improvements in care and processes for the communities they serve. Vanderbilt further assesses the health care needs of the communities it serves by playing an active role in groups such as the Healthy Nashville Leadership Council, Williamson County Health Council, and the Rutherford County Wellness Council. Vanderbilt carefully reviews the many health care needs assessments published by these local groups (Alignment Nashville, Saint Thomas Health, Nashville Area Chamber of Commerce, Metro Social Services, Healthy Nashville, and the TN Department of Health, among others) to help gauge the needs and resources within the community. In addition, Vanderbilt has developed partnerships with the state department of health to stay abreast of important community health care needs. Form 990, Schedule H, Part VI, Line 3, Facility 1: Patient Education of Eligibility for Assistance:Patients are notified of potential assistance under Federal, State or local government programs or under the organization's charity care policy via signage posted in the patient care registration points including hospitals, emergency departments, and clinics; brochures available at registration points; and language included on all statements mailed to patients advising them we have a financial assistance program if they need help paying their medical bills. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial counseling personnel to discuss qualifications for free or discounted care.Form 990, Schedule H, Part VI, Line 3 Facility 2:Patient Education of Eligibility for Assistance:A summary of the Vanderbilt Stallworth Rehabilitation Hospital policy is posted in the main elevator to the patient care units. Form 990, Schedule H, Part VI, Line 4, Facility 1: Community Information:The Vanderbilt University Medical Center (VUMC), located in Nashville, Tennessee, serves Tennessee, northern Alabama and southern Kentucky. Three hospitals comprise the Vanderbilt Hospital System: the Vanderbilt University Hospital (adult care), the Monroe Carell, Jr. Children's Hospital at Vanderbilt and the Vanderbilt Psychiatric Hospital. Annually, the Vanderbilt University Hospitals (excludes Vanderbilt Health Services, LLC and subsidiaries) have approximately 59,026 discharges. Annually, VUMC also provides approximately 1.89 million outpatient visits, including 121,663 to the emergency departments of the three hospitals. Vanderbilt University Hospitals provide critical and often unique health care resources to the community and provide broad access to care. The majority of Vanderbilt's patients live in four Tennessee counties: Davidson, Williamson, Rutherford and Montgomery. Form 990, Schedule H, Part VI, Line 4, Facility 2: Community Information:The Vanderbilt Stallworth Rehabilitation Hospital (Stallworth), is located in Nashville, Tennessee, serves middle Tennessee, southern Kentucky and the northern parts of Mississippi, Alabama and Georgia. This 80-bed hospital is a joint venture between Vanderbilt University Medical Center and HealthSouth and offers comprehensive acute rehabilitation services. Annually, Stallworth has approximately 1,467 discharges. The majority of Stallworth's patients live in four Tennessee counties Davidson, Montgomery, Rutherford and Williamson. Form 990, Schedule H, Part VI, Line 5: Promotion of Community Health:In addition to information provided in Part V, Line 11, Part VI, Line 6 and Vanderbilt University's publicly available CHNA and Implementation Strategy, for more information on how Vanderbilt promotes the health of the community please see:"Vanderbilt University Medical Center Facts 2014-2015" as found at http://www.mc.vanderbilt.edu/documents/main/files/VanderbiltFactBook2014-2015-web.pdf"Vanderbilt in Tennessee: County by County" as found at http://www.vanderbilt.edu/cngr/map/"Vanderbilt University Vital Stats 2015" as found at http://www.vanderbilt.edu/vitalstats/2015/ 1 ABT Associates Inc 4550 Montgomery Avenue Suite 800N Bethesda MD 208145341 042347643 N/A 95039 Not applicable Not applicable Research Acoustic Neuroma Association 600 Peachtree Parkway Cuming GA 30041 232170836 501(c)(3) 10000 Not applicable Not applicable Contribution Adventure Science Center 800 Fort Negley Bld Nashville TN 37203 620479192 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Avenue Room E19-604 Cambridge MA 021394307 042103594 501(c)(3) 385712 Not applicable Not applicable Research Matthew Walker Comprehensive Health 1035 14th Avenue North Nashville TN 37208 621035426 501(c)(3) 14958 Not applicable Not applicable Instruction Mayo Clinic Rochester PO Box 860334 Minneapolis MN 554860334 416011702 501(c)(3) 111500 Not applicable Not applicable Research Mayo Clinic Scottsdale PO Box 860334 Minneapolis MN 554860334 860800150 501(c)(3) 6000 Not applicable Not applicable Research Medical College of Wisconsin Inc 9200 W Wisconsin Ave Milwaukee WI 53226 390806261 501(c)(3) 142393 Not applicable Not applicable Research Medical University of South Carolina 19 Hagood Ave Charleston SC 29425 576000722 GOVT 175821 Not applicable Not applicable Research Meharry Medical College 1005 DB Todd Blvd Nashville TN 37208 620488046 501(c)(3) 1401796 Not applicable Not applicable Research, Contribution Memorial Sloan - Kettering Cancer Center PO Box 27084 New York NY 100878763 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Pennsylvania State University 227 West Beaver Ave State College PA 168014819 246000376 501(c)(3) 668457 Not applicable Not applicable Research Piedmont Respiratory Research Foundation PO Box 10302 Greensboro NC 27404 522379416 501(c)(3) 27766 Not applicable Not applicable Instruction Purdue University 23510 Network Pl Chicago IL 606731235 356002041 501(c)(3) 111383 Not applicable Not applicable Research Rand Corporation 1776 Main Street PO Box 2138 Santa Monica CA 904072138 951958142 501(c)(3) 73932 Not applicable Not applicable Research, Instruction Regents of the University of California Accounting Office Irvine CA 926971050 946036494 501(c)(3) 52705 Not applicable Not applicable Research Regents of the University of California Berkeley 2150 Shattuck Ave Ste 313 Berkeley CA 947045940 946002123 501(c)(3) 180780 Not applicable Not applicable Research Regents of the Univ of Colorado Boulder 3100 Marine Street Boulder CO 80309 846000555 501(c)(3) 46558 Not applicable Not applicable Research Research Foundation for Attn Accounts Receivable Dept Albany NY 12204 141410842 501(c)(3) 36951 Not applicable Not applicable Research Research Foundation for State University PO Box 9 Albany NY 122010009 141368361 501(c)(3) 11434 Not applicable Not applicable Research Research Institute at Nationwide Children's Research 700 Childrens Drive Columbus OH 43205 316056230 N/A 180270 Not applicable Not applicable Research Research Triangle Institute PO Box 900002 Raleigh NC 276759000 560686338 501(c)(3) 30275 Not applicable Not applicable Research Rhode Island Hospital 593 Eddy Street Providence RI 02093 050258954 501(c)(3) 5858 Not applicable Not applicable Research Risk Assessment Corporation 417 Till Road Neeses SC 29107 570701628 501(c)(3) 218003 Not applicable Not applicable Research Ronald McDonald House Charities of Nashville 2144 Fairfax Ave Nashville TN 37212 621310717 501(c)(3) 8200 Not applicable Not applicable Contribution Rush University Medical Center Fund Accounting 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Cell Foundation of Tennessee PO Box 242046 Memphis TN 38124 263954703 501(c)(3) 54052 Not applicable Not applicable Instruction Sloan Kettering Institute for Cancer Research 633 Third Avenue 3rd Floor New York NY 10017 131624182 N/A 66055 Not applicable Not applicable Research Social and Scientific Systems Inc 8757 Georgia Avenue Silver Spring MD 20910 521114970 N/A 249975 Not applicable Not applicable Instruction SRI International 333 Ravenswood Avenue Menlo Park CA 94025 941160950 501(c)(3) 240765 Not applicable Not applicable Research St Judes Childrens Research Hospital PO Box 1000 Memphis TN 381480949 620646012 501(c)(3) 34380 Not applicable Not applicable Instruction St Lukes Roosevelt Hospital 555 West 57th Street New York NY 10019 132997301 501(c)(3) 36446 Not applicable Not applicable Instruction St Thomas Midtown Hospital 2000 Church St Nashville TN 37236 621869474 501(c)(3) 8221 Not applicable Not applicable Instruction Stanford University PO Box 44253 San Francisco CA 941444253 941156365 501(c)(3) 534814 Not applicable Not applicable Research STEM Innovations 6355 Daleview Road Cincinnati OH 45247 405131052 N/A 35379 Not applicable Not applicable Research Susan G Komen West End Ave Nashville TN 37203 841689067 501(c)(3) 6000 Not applicable Not applicable Contribution Syracuse University Bursar Operations Syracuse NY 132441140 150532081 501(c)(3) 144346 Not applicable Not applicable Instruction T J Martell Foundation 15 Music Square West Suite C Nashville TN 37203 510180178 501(c)(3) 75000 Not applicable Not applicable Contribution Temple University 1852 N 10th Street Philadelphia PA 19122 231365971 501(c)(3) 132664 Not applicable Not applicable Research Tennessee Academy of Family Physicians 212 Overlook Circle Brentwood TN 37207 621397653 501(c)(3) 12000 Not applicable Not applicable Contribution Tennessee Disability Coalition 955 Woodland Street Nashville TN 37206 621447320 501(c)(3) 10994 Not applicable Not applicable Instruction TN Emergency Medical Services for Children 2007 Terrace Pl Nashville TN 37203 202802786 501(c)(3) 11500 Not applicable Not applicable Contribution Tennessee Kidney Foundation 95 White Bridge Road Ste 300 Nashville TN 37205 270812507 501(c)(3) 8000 Not applicable Not applicable Contribution Tennessee Medical Foundation 216 Centerview Drive Suite 304 Brentwood TN 37027 620541813 501(c)(3) 7500 Not applicable Not applicable Contribution Tennessee Performing Arts Center PO Box 190660 Nashville TN 37219 581320590 501(c)(3) 15000 Not applicable Not applicable Contribution Tennessee State University 3500 John Merritt Blvd Nashville TN 372091561 620786119 501(c)(3) 123649 Not applicable Not applicable Research, Instruction Tennessee Technological University ORGS Box 5012 Cookeville TN 385050001 620646806 501(c)(3) 21821 Not applicable Not applicable Instruction Texas A&M AgriLife Research 400 Harvey Mitchell Pkwy S College Station TX 77845 746000541 GOVT 51042 Not applicable Not applicable Research Texas A&M University 400 Harvey Mitchell Parkway South College Station TX 77845 746000531 GOVT 21519 Not applicable Not applicable Research The Community Fdn Of Middle TN Inc 3833 Cleghorn Ave Nashville TN 37215 621471789 501(c)(3) 7750 Not applicable Not applicable Contribution The Conservancy For The Parthenon And Centennial Park PO Box 196340 Nashville TN 372196340 581609026 501(c)(3) 10000 Not applicable Not applicable Contribution The Foundation of the National Student Nurses Association 45 Main Street Suite 606 Brooklyn NY 11201 133123125 501(c)(3) 7500 Not applicable Not applicable Contribution The Governor's Foundation for Health 511 Union St 720 Nashville TN 37219 453635908 501(c)(3) 27000 Not applicable Not applicable Contribution Tougaloo College 500 West County Line Road Tougaloo MS 39174 640303093 501(c)(3) 76574 Not applicable Not applicable Research Translational Genomics Research Inst 445 North Fifth Street Phoenix AZ 85004 753065445 501(c)(3) 216887 Not applicable Not applicable Research TSSAA-Tennessee Secondary School Athletic Association 3333 Lebanon Road Hermitage TN 37076 620555481 501(c)(3) 8250 Not applicable Not applicable Contribution US Army Inst of Surgical Res 3400 Rawley E Chamber Ave Ft Sam Houston TX 782346315 300440374 GOVT 132704 Not applicable Not applicable Research United Way of the Mid South 209 Gothic Court Suite 107 Franklin TN 37067 626049469 501(c)(3) 7000 Not applicable Not applicable Contribution University of Alabama 1720 2nd Avenue South Birmingham AL 35294 636001138 501(c)(3) 7235 Not applicable Not applicable Research University of Alabama at Birmingham 1720 7th Avenue South Birmingham AL 352940017 636005396 501(c)(3) 72598 Not applicable Not applicable Research, Instruction University of Arizona PO Box 3308 Tucson AZ 857223308 866004791 501(c)(3) 341794 Not applicable Not applicable Research University of Arkansas 4301 W Markham Street Little Rock AR 72205 710236904 501(c)(3) 23376 Not applicable Not applicable Research University of Arkansas for Medical 4301 West Markham Little Rock AR 72205 716046242 501(c)(3) 9978 Not applicable Not applicable Research University of California - Los Angeles Box 951406 11000 Kinross Bldg Ste 102 Los Angeles CA 90095 956006143 501(c)(3) 427670 Not applicable Not applicable Research Univ of California - Riverside 200 Univ Office Building Riverside CA 92521 956006142 501(c)(3) 19457 Not applicable Not applicable Research Univ of CA Hastings College of Law 200 McAllister Street San Francisco CA 94102 942581680 501(c)(3) 5900 Not applicable Not applicable Research University of California Irvine Biological Sciences 3 Suite 1400 Irvine CA 926971050 952226406 501(c)(3) 242710 Not applicable Not applicable Research University of California San Diego 9500 Gilman Dr MC0009 La Jolla CA 920930009 956006144 501(c)(3) 128727 Not applicable Not applicable Research University of California San Francisco 3333 California St San Francisco CA 941430962 946036493 501(c)(3) 333732 Not applicable Not applicable Research University of Chicago 6054 S Drexel Ave Chicago IL 60637 362177139 501(c)(3) 222471 Not applicable Not applicable Public Service University of Cincinnati PO Box 932641 Cleveland OH 44193 316000989 501(c)(3) 124832 Not applicable Not applicable Research University of Colorado Office of Grants and Contracts Denver CO 802910238 846000555 501(c)(3) 356637 Not applicable Not applicable Research University of Connecticut 438 Whitney Road Extension Storrs Mansfield CT 06269 060772160 501(c)(3) 35106 Not applicable Not applicable Research University of Delaware 209 Hullihen Hall Newark DE 19716 513000297 501(c)(3) 14991 Not applicable Not applicable Research University of Florida 1149 S Newell Dr Gainesville FL 32611 596002052 501(c)(3) 271843 Not applicable Not applicable Research University of Hawaii 2440 Campus Road Box 368 Honolulu HI 96822 996000354 GOVT 28727 Not applicable Not applicable Research University of Illinois Grants and Contracts Springfield IL 627084610 376000511 501(c)(3) 93331 Not applicable Not applicable Research University of Kentucky Research P O Box 931113 Cleveland OH 44193 616033693 501(c)(3) 118212 Not applicable Not applicable Research University of Louisville 300 East Market St Suite 300 Louisville KY 402021959 611014882 501(c)(3) 10982 Not applicable Not applicable Research University of Maryland 4101 Chesapeake Building College Park MD 207423141 526002033 501(c)(3) 749738 Not applicable Not applicable Research University of Massachusetts - Worcester 55 Lake Avenue North Worcester MA 01605 043167352 501(c)(3) 358158 Not applicable Not applicable Research University of Memphis Administration Bldg Room 315 Memphis TN 38152 620648618 501(c)(3) 27306 Not applicable Not applicable Instruction, Research University of Miami P O Box 405803 Atlanta GA 303845803 590624458 501(c)(3) 128080 Not applicable Not applicable Instruction University of Michigan Box 223131 Pittsburgh PA 152512131 386006309 501(c)(3) 185281 Not applicable Not applicable Research University of Minnesota 200 Oak Street SE Suite 450 Minneapolis MN 554552070 416007513 501(c)(3) 593170 Not applicable Not applicable Public Service University of Missouri-Columbia 310 Jesse Hall Columbia MO 65211 436003859 501(c)(3) 118829 Not applicable Not applicable Research University of Norte Dame Office of Research Notre Dame IN 46556 350868188 501(c)(3) 226276 Not applicable Not applicable Research Univ of North Carolina Charlotte 9201 University City Blvd Charlotte NC 28223 560791228 501(c)(3) 85987 Not applicable Not applicable Instruction Univ of North Carolina-Chapel Hill 104 Airport Dr Ste 2200 Chapel Hill NC 275991350 566001393 501(c)(3) 857683 Not applicable Not applicable Research University of North Dakota 264 Centennial Drive Grand Forks ND 582027306 456002491 501(c)(3) 19341 Not applicable Not applicable Research University of North Florida 1 UNF Drive Jacksonville FL 32224 592976169 GOVT 64269 Not applicable Not applicable Research University of Pennsylvania PO Box 785541 Philadelphia PA 191785541 231352685 501(c)(3) 552447 Not applicable Not applicable Research University of Pittsburgh PO Box 371220 Pittsburgh PA 152517220 250965591 501(c)(3) 496824 Not applicable Not applicable Research University of South Carolina 901 Sumter Street Columbia SC 29208 576001153 501(c)(3) 29320 Not applicable Not applicable Research University of South Florida 4202 E Fowler Ave Tampa FL 336209951 590879015 GOVT 107956 Not applicable Not applicable Research University of Southern California File No 52095 Los Angeles CA 900742095 951642394 501(c)(3) 147115 Not applicable Not applicable Research University of Tennessee 201 Andy Holt Tower Knoxville TN 379960100 626001636 501(c)(3) 1201165 Not applicable Not applicable Research, Public Service, Instruction University of Texas at Austin PO Box 7159 Austin TX 787137159 746000203 501(c)(3) 68902 Not applicable Not applicable Public Service University of Texas Dallas 800 W Campbell Road Richardson TX 750803021 751305566 501(c)(3) 55773 Not applicable Not applicable Public Service University of Texas Health Science 7703 Floyd Curl Drive MSC 7828 San Antonio TX 782293900 741586031 501(c)(3) 28953 Not applicable Not applicable Research, Public Service University of Texas Medical Branch PO Box 660120 Dallas TX 75266 746000949 501(c)(3) 433984 Not applicable Not applicable Research University of Texas Southwestern Medical PO Box 841765 Dallas TX 752841765 756002868 501(c)(3) 640691 Not applicable Not applicable Research University of Utah 201 South Presidents Circle Salt Lake City UT 841129020 876000525 501(c)(3) 44343 Not applicable Not applicable Research University of Vermont PO Box 1389 Williston VT 054951389 376047339 501(c)(3) 209301 Not applicable Not applicable Research University of Virginia OSP PO Box 400195 Charlottesville VA 229044195 546001796 501(c)(3) 44245 Not applicable Not applicable Research University of Washington OSP Box 359472 Seattle WA 98195 916001537 501(c)(3) 450360 Not applicable Not applicable Research University of Wisconsin-Madison 21 North Park Street Suite 6401 Madison WI 53715 396006492 501(c)(3) 984605 Not applicable Not applicable Research Urban Housing Solutions Inc 822 Woodland Street Nashville TN 37206 621466422 501(c)(3) 29154 Not applicable Not applicable Research Vaccine and Gene Therapy Institute of 9801 SW Discovery Way Port Saint Lucie FL 34987 364631835 501(c)(3) 112852 Not applicable Not applicable Research Virginia Commonwealth University 730 East Broad Street Richmond VA 23284 546001758 501(c)(3) 36565 Not applicable Not applicable Instruction Virginia Polytechnic Institute 460 Turner Street Suite 360 Blacksburg VA 24060 546001805 501(c)(3) 75066 Not applicable Not applicable Research Wake Forest University Health Sciences Sponsored Programs Winston Salem NC 27157 560532138 501(c)(3) 31440 Not applicable Not applicable Research Washington State University 342 French Administration Building Pullman WA 991641039 916001108 501(c)(3) 75123 Not applicable Not applicable Research Washington University 700 Rosedale Avenue Saint Louis MO 631121408 430653611 501(c)(3) 1070488 Not applicable Not applicable Research, Instruction Weill Medical College 575 Lexington Ave 9th Floor New York NY 10022 131623978 501(c)(3) 1357299 Not applicable Not applicable Instruction Williamson County Fair Association Inc 1007 Mooreland Blvd Brentwood TN 37027 810644815 501(c)(3) 10000 Not applicable Not applicable Contribution Williamson Medical Center Fdn 4321 Carothers Pkwy Franklin TN 37067 621501534 501(c)(3) 267633 Not applicable Not applicable Research, Contribution Williamson Inc 5005 Meridian Boulevard Franklin TN 37067 202574549 501(c)(3) 26000 Not applicable Not applicable Contribution Womens Center PC PO Box 110075 Nashville TN 372220075 621484565 N/A 31638 Not applicable Not applicable Research Women's Survivors Alliance PO Box 222 Brentwood TN 37204 454592126 501(c)(3) 5700 Not applicable Not applicable Contribution Y M C A Of Middle Tennessee 1021 Russell Street Nashville TN 37206 620476243 501(c)(3) 42500 Not applicable Not applicable Research Y W C A of Nashville & Middle Tennessee 1608 Woodmont Blvd Nashville TN 37215 620475702 501(c)(3) 13750 Not applicable Not applicable Research, Contribution Yale University 47 College Street Suite 203 New Haven CT 065208047 060646973 501(c)(3) 289874 Not applicable Not applicable Research York County Community College 112 College Drive Wells ME 04073 223451600 501(c)(3) 15689 Not applicable Not applicable Instruction 238 25 Patient Assistance 145 197792 N/A N/A Patient Assistance 268 46940 FMV Healthcare, Medical Supplies, Medicine Patient Assistance 475 95130 FMV Outreach Programs Patient Assistance 150 6200 FMV Car Seats, Home Safety Kits, Pack and Plays Patient Assistance 15000 1500000 FMV Pharmaceuticals Reading Program 94 22217 FMV Books Research 1 7975 N/A N/A Student Financial Assistance 6746 295693429 N/A N/A Part I, Line 2: Subrecipient grants - Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient policy is available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient /SubrecipientMonitoringGuidelinesfinal.pdf Other Assistance - Assistance offered from institutional funds by Vanderbilt to our students is awarded on the basis of merit and/or financial need. Such assistance helps students and their families support the cost of attendance which includes tuition, mandatory fees, room & board, books, other course materials/supplies, and allowances for personal/miscellaneous and travel expenses. Merit-based awards are competitively awarded in recognition of academic achievement, leadership, commitment to community service, contributions to society, and other forms of accomplishment. Need-based assistance is awarded on the basis of documented financial need, resulting from a need analysis evaluation accomplished in accordance with relevant and applicable federal, state, and/or institutional programs, policies, and eligibility requirements. Financial Aid - The units responsible for administering student financial aid at Vanderbilt regularly initiate system-generated reviews, as well as other cross-checks on an ad hoc basis. Results from these reviews, along with recurring management reports, are regularly evaluated. Subsequently, follow-up corrective actions are taken when appropriate and potentially include award revisions or cancellations. These provisions are designed to help ensure that student assistance funds are awarded to eligible recipients, in accordance with applicable federal, state, institutional, and other program legislation, as well as relevant internal University policies and operational guidelines/criteria. X X X X X 1 1 X X X X X 0 1 0 0 0 0 0 1 1 1 Nicholas S Zeppos JD See Schedule O 947489 0 374000 0 30668 0 195867 0 25767 0 1573791 0 0 0 Audrey Jane Anderson See Schedule O 580058 0 149292 0 11742 0 64943 0 22610 0 828645 0 0 0 Jeffrey R Balser MD PHD See Schedule O 1259090 0 0 0 1314568 0 555818 0 53152 0 3182628 0 1300000 0 Beth A Fortune MA See Schedule O 362044 0 24148 0 11528 0 29344 0 9565 0 436629 0 0 0 Anders W Hall See Schedule O 703902 0 1066667 0 12540 0 708951 0 12332 0 2504392 0 0 0 Eric C Kopstain See Schedule O 362165 0 128080 0 11078 0 12844 0 18542 0 532709 0 0 0 John M Lutz See Schedule O 696829 0 140000 0 11742 0 109618 0 25353 0 983542 0 0 0 Susie S Stalcup BA See Schedule O 544087 0 46686 0 14064 0 12844 0 7061 0 624742 0 0 0 Brett C Sweet MBA See Schedule O 780928 0 211808 0 11219 0 138955 0 51814 0 1194724 0 0 0 Susan Wente PhD See Schedule O 549874 0 112630 0 11742 0 30344 0 68413 0 773003 0 0 0 David Williams II MA MBA JD LLM See Schedule O 828467 0 160392 0 19656 0 28390 0 24938 0 1061843 0 0 0 Charles L Gregory MA MBA MHA See Schedule O 498390 0 33080 0 13290 0 30344 0 20418 0 595522 0 0 0 John F Manning Jr PHD MBA See Schedule O 593846 0 67129 0 512822 0 12597 0 22556 0 1208950 0 450000 0 Charles W Pinson MD MBA See Schedule O 1138265 0 69949 0 914544 0 30164 0 12543 0 2165465 0 810000 0 David R Posch See Schedule O 591615 0 38917 0 14544 0 12844 0 13976 0 671896 0 0 0 Derek Mason See Schedule O 2381056 0 0 0 18520 0 130344 0 26957 0 2556877 0 0 0 Michael J McNamara MD See Schedule O 918169 0 401567 0 22501 0 12664 0 35692 0 1390593 0 0 0 Kevin E Stallings MS See Schedule O 2002562 0 1396515 0 1084594 0 33779 0 31690 0 4549140 0 677767 0 William W Stead MD See Schedule O 665817 0 1074897 0 15323 0 12664 0 12918 0 1781619 0 0 0 Paul A Thomas MD See Schedule O 1562910 0 272837 0 14064 0 12664 0 23223 0 1885698 0 0 0 Jerry G Fife BS See Schedule O 216648 0 236981 0 12204 0 20471 0 655 0 486959 0 0 0 Richard C McCarty MS PHD See Schedule O 575630 0 126359 0 20019 0 30344 0 17148 0 769500 0 0 0 Martin P Sandler MD See Schedule O 600226 0 23481 0 16729 0 24664 0 10293 0 675393 0 0 0 Part I, Line 1a Vanderbilt excludes the benefits from taxable income when a documented business purpose is served. First-class or charter travel - Travelers should fly via commercial airline and work to obtain the lowest fare possible. If an airline provides business class or first class seating and the length of an individual flight segment is more than four hours, the traveler may petition his/her vice Chancellor and with this written approval purchase a business or first class ticket. In cases where it is not possible to fly commercial due to scheduling commitments, and the travel is of the highest importance, travelers may request that the Chancellor approve a charter flight, after weighing the benefits of the trip against the cost of the charter. The Board of trust has approved the first class travel or charter for the Chancellor when necessitated by his schedule. Per Vanderbilt's athletics travel policy, the Vice Chancellor for University Affairs and Athletics can approve non-student travel on team charter flights, when there are extra seats, without requiring reimbursement to the university since the charter fee is not determined by the number of actual passengers. Five officers, two highest compensated employees and one trustee received first-class or charter travel benefits that were not included in taxable compensation. Travel for companion - One officer and one highest compensated employee received travel for companion benefits that were not included in taxable compensation. One officer received travel for companion benefits that were included in taxable compensation. Tax indemnification and gross-up payments - Two former officers and one highest compensated employee received tax indemnification and/or gross-up payment benefits that were included in taxable income. Housing allowance or residence for personal use - One highest compensated employee received a housing allowance or a residence for personal use that was included in taxable compensation. Health or social club dues or initiaion fees - One highest compensated employee, one key employee and two officers received health or social club dues or initiation fees benefits that were included in taxable compensation. One officer and one key employee received health or social club dues or initiation fees benefits that were not included in taxable compensation. Part I, Line 4b Certain individuals listed in Form 990, Schedule J, Part II, participate in nonqualified deferred compensation plans. Amounts contributed to the plans include fixed %s of annual bonus payments, and fixed dollar amounts. Contributions to the plan vest when individuals complete their contract term or continue employment to a designated date. Current year accruals of compensation associated with these plans are included in the amounts reported for such individuals in Schedule J, Part II, Column (C). The payout of these amounts in future years will be included in the amounts reported in Schedule J, Part II, Column (B)(iii) for such individuals. Amounts accrued in prior years and previously reported in Schedule J, Part II, Column (C) will be reported in Schedule J, Part II, Column (F). Four payouts were made under these plans to participating individuals in 2014. - Jeff Balser - $1,300,000 - John Manning - $ 500,000 - Charles W. Pinson - $ 900,000 - Kevin Stallings - $1,073,245 Part I, Line 7 Chancellor Nicholas S. Zeppos achieved various incentive goals where judgment was determined by the Board of Trust. Total incentive compensation earned from these measures was $70,125 and is included in his 2014 W-2. The following individuals achieved various incentive goals where judgment was determined by the Chancellor or the Board of Trust. Total incentive compensation earned from these measures during 2014 for each individual follows, and is included in their respective 2014 W-2s. Former Vice-Chancellor for Administration - Jerry Fife - $2,604; Provost and Vice Chancellor for Academic Affairs, and Current Professor of Psychology - Richard C. McCarty - $14,591; Vice Chancellor for Finance and Chief Financial Officer - Brett C. Sweet - $56,808; Vice Chancellor for Athletics and University Affairs and Athletics Director - David Williams, II - $20,744; Part I, Line 8 Explanation: Certain individuals are, from time to time, serving under the provisions of their initial contract to serve as officers of the university, which principally establishes their compensation, responsibilities and duties. A HEFB Vanderbilt Univ Series 2012D&E 626139016 VariousNu 2012-11-29 169603023 See Part VI 0 0 0 B HEFB Vanderbilt Univ Series 2012AB&C 626139016 VariousNu 2012-03-29 180230953 See Part VI 0 0 0 C HEFB Vanderbilt Univ Series 2009A&B 626139016 VariousNu 2009-04-01 328850840 See Part VI 0 0 0 D HEFB Vanderbilt Univ Series 2008A&B 626139016 VariousNu 2008-04-23 274405009 See Part VI 0 0 0 A 11675000 169603023 169603023 1 0 1 1 B 91360000 180231110 180231110 1 0 1 1 C 328896899 2245733 100365419 226285747 2011 1 0 1 1 D 101900000 275052312 1774403 273277909 1 0 1 1 A 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 1 0.00040 0 1 B 0 1 1 1 1 1 0.00070 0.00000 0.00070 0 1 0.00020 0 1 C 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 1 0.00180 0 1 D 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 1 1 0 0 0 0 0 1 B 0 1 1 0 1 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 D 1 Form 990, Schedule K, Part I, Column (a), All Rows Full Issuer Name: The Health and Educational Facilities Board of Metropolitan Government of Nashville and Davidson County, TN (HEFB). Form 990, Schedule K, Part I, Column (f) Description of Purpose: 1st group (Series 2012D&E, 2012A,B&C, 2009A&B & 2008A&B) Row A - To refund a portion of series 2000A bonds (issued on January 20, 2005); a portion of the series 2005A bonds (issued on January 20, 2005); and a portion of tax-exempt commercial paper. Row B - To refund series 2000B bonds (issued on May 16, 2000); series 2003A bonds (issued on May 29, 2003); a portion of the series 2005A bonds (issued on January 20, 2005); and the series 2001A&B bonds (both issued January 1, 2001). Row C - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance various capital projects; refund series 2005 B-1 & B-2 bonds (both issued on January 20, 2005); finance various capital improvements; to pay for costs associated with issuance of bonds. Row D - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance capital projects of the University and Hospitals; to pay for costs associated with issuance of bonds. 2nd group (CP Program 5) Row A - To refund series 2005B bonds (issued on January 20, 2005 and June 28, 2007); to finance various capital projects and improvements. Form 990, Schedule K, Part II, Line 3, Proceeds: Differences between Part I, Column (e) and Part II, Line 3 is investment earnings. Form 990, Schedule K, Part III, Lines 4, 5, & 6 Private Business Use: Vanderbilt University is reporting private business use percentages on a net basis. Reporting on a net basis means that private business use has been allocated to the equity portion of any debt-financed buildings and equipment where private business use has occurred. In Vanderbilt's case, equity has substantially exceeded relatively minor private business use, resulting in zero reported amounts on a net basis. Form 990, Schedule K, Part III, Line 8a - 8c Sale or Disposition of Bond-Financed Property: Vanderbilt University calculates the percentage of sale or disposition of bond-financed property by using all disposed property in the numerator without considering if the property was sold to a private organization or disposed of in the regular course of business. This provides for a more conservative calculation. The assets that have been disposed of consist of small equipment. No bond-financed buildings or large equipment have been sold. It is not Vanderbilt's policy to sell any bond-financed assets to a nongovernmental person other than a 501(c)(3) organization. Form 990, Schedule K, Part III, Line 8b Percentage of Bond-Financed Property: 1st group (Series 2012D&E, 2012A,B&C, 2009A&B) Column A - Since a portion of series 2012D&E bonds refinanced series 2005A&B bonds, the portion of series 2005A&B bonds that have been disposed of is allocated to series 2012D&E bonds. Column B - Since a portion of series 2012A,B&C bonds refinanced series 2005A&B bonds, the portion of series 2005A&B bonds that have been disposed of is allocated to series 2012A,B&C bonds. Column C - Since a portion of series 2009A&B bonds refinanced series 2005A&B bonds, the portion of series 2005A&B bonds that have been disposed of is allocated to series 2009A&B bonds. 2nd group (CP Program 5) Column A - Since a portion of the CP Program 5 bonds refinanced the series 2005A&B bonds, the portion of series 2005A&B bonds that have been disposed of is allocated to the CP Program 5 bonds. A HEFB Vanderbilt Univ CP Program 5 626139016 VariousNu 2010-03-29 177740000 See Part VI 0 0 0 A 87740000 177740000 177740000 1 0 1 1 A 0 1 1 1 0 0.00000 0.00000 0.00000 0 1 0.00090 0 1 A 0 0 1 0 1 0 0 0 1 A 1 See Part V See Part V 0 Schedule L, Part III (a) Name of interested person:Education assistance provided to nine interested persons(b) Relationship between interested person and the organization:Employees, dependents, family members(c) Amount of assistance:$353,864(d) Type of assistance:Merit-based and need-based scholarships and awards(e) Purpose of assistance:Scholarships and awards to assist individuals fund education costs(a) Name interested person:Tuition assistance provided to One interested persons(b) Relationship between interested person and the organization:Employees and qualifying dependents of eligible employees(c) Amount of assistance:$29,938(d)Type of assistance:Tuition assistance(e) Purpose of assistance:Tuition to assist individuals fund education costs Schedule L, Part IV (a) Name of Person: Stacey McCarty(b) Relationship between interested person and Organization: Family member of former officer Richard McCarty(c) Amount of transaction: $57,497(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Barbara E. Wilson-Engelhardt, MD(b) Relationship between interested person and Organization: Family member of trustee William M. Wilson(c) Amount of transaction: $131,884(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Hava Fife, APRN-BC(b) Relationship between interested person and Organization: Family member of former officer Jerry Fife(c) Amount of transaction: $105,866(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Gail P. Carr-Williams, JD(b) Relationship between interested person and Organization: Family member of current officer David Williams, II(c) Amount of transaction: $134,008(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Glynis Sacks-Sandler, M.D.(b) Relationship between interested person and Organization: Family member of former key employee Martin Sandler(c) Amount of transaction: $466,290(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Kim Sandler(b) Relationship between interested person and Organization: Family member of former key employee Martin Sandler(c) Amount of transaction: $117,170(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Carla Sandler-Wilson(b)Relationship between interested person and Organization: Family member of former key employee Martin Sandler(c) Amount of transaction: $69,243(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Andrea Birch(b)Relationship between interested person and Organization: Family member of trustee Adolpho A. Birch, III(c) Amount of transaction: $451,835(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Gary Robert Kimball III(b)Relationship between interested person and Organization: Family member of trustee Carroll E. Kimball(c) Amount of transaction: $149,551(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No X 26 268795 FMV X 122079 Various X 40615 Selling Price X 339 14576931 Market Quote X 86 15929 Various X 117 16292 Cost X 40 43437 Cost X Software 1 2930813 FMV X Other & Auction 55 31163 Cost 8 0 1 0 Part I, Column (b): Explanation: - Number of contributions or items contributed: Vanderbilt University reports the number of contributions received throughout the year for each type of property listed. Schedule M, Part I, Line 26: - Types of property, other: This line includes donor out-of-pocket expenses for hosting Vanderbilt events. Form 990, Part VI, Section A, line 1 -Number of Voting Members of the Governing Body: John D. Arnold resigned from the Vanderbilt University Board of Trust in November 2014. As such, a discrepancy exists between the number of voting members listed on Part VI, Line 1a, 33, from the number of trustees listed on Part VII, Column A, 34. Form 990, Part VI, Section A, line 4 - Modified the composition of the Audit Committee and language relating to Audit Committee procedures; - Modified language relating to Compensation Committee procedures and modified responsibilities; - Modified the composition of the Executive Committee; and - Modified the composition and responsibilities of the Governance and Board Affairs Committee. Form 990, Part VI, Section B, line 11 - Complete Copy of Form 990 to Governing Body: The Form 990 is prepared by Vanderbilt University and provided to PricewaterhouseCoopers, Vanderbilt University's independent accounting firm for review. After review by PricewaterhouseCoopers, Vanderbilt University provides a draft copy of the Form 990 and all required schedules for review to all General Officers, which includes the Chancellor and Chief Financial Officer. Once this review process is complete, all trustees are provided electronic access to the draft Form 990 and all required schedules for review. The final Form 990 and all required schedules are made available to the full Board of Trust for review via Boardbooks prior to the filing of the return. Form 990, Part VI, Section B, line 12c - Conflict of Interest: Vanderbilt University requires that for any faculty or staff member disclosing a potential conflict of interest, the conflict be reviewed by the individual's manager, as well as by the conflict of interest and commitment management office or Vanderbilt University Medical Center faculty affairs office, and the reported conflict be managed, reduced, or eliminated. The manager is required to respond that any recommended management plan has been implemented or that the reported conflict no longer exists. For those conflicts in which Vanderbilt may have an institutional interest, those in which human subject research is performed, or those deemed unmanageable, the University Conflicts Committee reviews and determines appropriate actions. The University Conflicts Committee members are appointed by the chancellor and are made up of a faculty member representing each of the university schools, the vice chancellor for administration, the director of technology transfer, the director of the institutional review board, the assistant vice chancellor of internal audit, and the heads of research for both the university and medical center. The University Conflicts Committee is chaired by the vice chancellor for university affairs and athletics, general counsel, and secretary of the university. The University Conflicts Committee reports bi-annually to the Audit Committee of the Board of Trust the matters brought before the committee and the resulting actions. Board of Trust members and senior executive management of the university also must complete annual conflict of interest disclosures and management plans are developed to manage, reduce, or eliminate any potential conflicts of interest. Trustees are notified of their plans and the plans are thoroughly discussed with them to ensure compliance. Those with disclosed potential conflict of interest are presented to the Audit Committee of the board of trust, along with their respective management action plans, where applicable. Management plans may include restrictions on members such as recusing themselves during deliberations and decisions in which a potential conflict may exist, with the minutes of the meeting reflecting their recusal. Additionally, all members of the Vanderbilt community are required to disclose potential conflicts as they arise throughout the year. The same process noted above occurs for these disclosures. Form 990, Part VI, Section B, line 15 - Determining Compensation: To ensure that Vanderbilt is paying reasonable total compensation, is not violating the private inurement prohibition, which requires that none of the organization's income or assets unreasonably benefit any of its trustees, officers, or key employees, and is in compliance with the intermediate sanctions provisions with respect to the general officers, Vanderbilt's Board of Trust has designated a Compensation Committee made up of outside, independent, board members to review and recommend to the Executive Committee of the Board of Trust the total compensation annually for the general officers. The committee utilizes an outside consulting firm to provide expert information regarding industry-wide compensation norms and compliance with all Internal Revenue Service rules concerning executive compensation, including the Internal Revenue Code provision related to intermediate sanctions, deferred compensation, and private inurement. The Compensation Committee reviews the executive compensation philosophy and affirms that it is in line with the Board's expectation. The compensation of the general officers is disclosed in the annual Form 990, which is available to the public in accordance with regulations sections 301.6104(d)-1 through 3. Each year the total compensation review and recommendations are recorded in the minutes of the Compensation Committee meetings. The approval of the recommendations is recorded in the Executive Committee meetings. The full Board is informed annually of the total compensation of the general officers during private session. Form 990, Part VI, Section C, line 19 - Policies Available to Public: - Vanderbilt University makes its governing documents available to the public through its Board of Trust website located at: http://www.vanderbilt.edu/boardoftrust. - Vanderbilt University makes its conflict of interest policy available to the public through its Compliance Program website located at: http://www.vanderbilt.edu/compliance and Vanderbilt University Medical Center's Office of Compliance and Corporate Integrity website located at: http://www.mc.vanderbilt.edu/compliance. - Vanderbilt University makes its financial statements available to the public through its website located at: http://finance.vanderbilt.edu/report/. Form 990, Part VII, Section A, Column (A) Continuation of Titles - Nicholas S. Zeppos, JD - Chancellor - Audrey Jane Anderson - Vice Chancellor, General Counsel and University Secretary - Jeffrey R. Balser, MD, PHD - Vice Chancellor for Health Affairs; Dean, School of Medicine - Beth A. Fortune, MA - Vice Chancellor for Public Affairs - Anders W. Hall - Vice Chancellor for Investments and Chief Investment Officer - Eric C. Kopstain - Vice Chancellor for Administration (effective July 1, 2014) - John M. Lutz - Vice Chancellor for Information Technology - Susie S. Stalcup, BA - Vice Chancellor for Development and Alumni Relations - Brett C. Sweet, MBA - Vice Chancellor for Finance and Chief Financial Officer - Susan Wente, PHD - Provost and Vice Chancellor for Academic Affairs (effective July 1, 2014), Professor of Cell and Development Biology - David Williams, II, MA, MBA, JD, LLM - Vice Chancellor for Athletics and University Affairs and Athletics Director - Charles L. Gregory, MA, MBA, MHA - Assistant Vice Chancellor and CEO, Monroe Carell, Jr. Children's Hospital at Vanderbilt; Chief Business Development Officer - John F. Manning, Jr., PHD, MBA - Associate Vice Chancellor for Health Affairs and Chief Administrative Officer, Vanderbilt University Medical Center; Senior Associate Dean for Operations and Administration, School of Medicine - Charles W. Pinson, MD, MBA - Deputy Vice Chancellor for Health Affairs; Senior Associate Dean for Clinical Affairs - David Posch - CEO, Vanderbilt University Hospital - Derek Mason - Head Football Coach - Michael J. McNamara, MD - Associate Professor of Clinical Orthopaedic Surgery and Rehabilitation - Kevin E. Stallings, MS - Head Men's Basketball Coach - William W. Stead, MD - Associate Vice-Chancellor for Health Affairs and Chief Strategy Officer, Vanderbilt University Medical Center; McKesson Foundation Professor of Biomedical Information Professor of Medicine - Paul A. Thomas, MD - Associate Professor of Clinical Orthopaedic Surgery - Jerry G. Fife, BS - Former Officer (Vice Chancellor for Administration); Terminated status as an officer effective July 1, 2014. - Richard C. McCarty, MS, PHD - Former Officer (Provost and Vice Chancellor for Academic Affairs); Terminated status as an officer effective July 1, 2014; Current Professor of Psychology - Martin P. Sandler, MD - Former Key Employee (Associate Vice Chancellor for Hospital Affairs); Terminated status as a key employee in June 2009; Professor of Radiology and Radiological Sciences Form 990, Part IX, Line 24e, All Other Functional Expenses: Bad Debts: Program service expenses 90,251 Management and general expenses 0 Fundraising expenses 0 Total expenses 90,251 Total Other Expenses of Form 990, Part IX, Line 24e Col A 90,251 Form 990, Part XI, line 9: Change in net assets related to noncontrolling interests -39,113,105. Dore Capital LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264337602 Investment DE 0 0 VU Dore Capital Real Estate LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264581498 Investment DE 0 0 VU Vanderbilt Global Holdings LLC 2100 West End Ave Suite 750 Nashville TN 37203 463504785 Holding Company TN 243 243358 VU Vanderbilt Health Services LLC 2100 West End Ave Suite 750 Nashville TN 37203 621176354 Holding Company TN 771120 3563981 VU Friends in Global Health LLC 2100 West End Ave Suite 750 Nashville TN 37203 260170070 Public Health TN 11953876 0 VHS Vanderbilt-Wilson Radiation Oncology LLC 2100 West End Ave Suite 750 Nashville TN 37203 261241612 Inactive TN 0 0 VHS Vanderbilt Health Affiliated Network LLC 2100 West End Ave Suite 750 Nashville TN 37203 461571024 Clinical Network TN 11709018 8734997 VHS Star V Partners LLC 2100 West End Ave Suite 1000 Nashville TN 37203 Investment TN 3463142 386871741 VU VU Real Estate Holdings Inc 2100 West End Ste 750 Nashville TN 37203 582018307 Title Holding TN 501(C)(2) N/A VU 1 Vanderbilt Student Communications Inc 2301 Vanderbilt Place Nashville TN 37235 237030713 Support Org TN 501(c)(3) 11-A-I VU 1 Ingram Charitable Fund Inc 4400 Harding Road 9th Floor Nashville TN 37203 581916504 Support Org TN 501(c)(3) 11D-III-O N/A 0 Vanderbilt Home Care Services Inc 2120 Belcourt Avenue Nashville TN 37212 621404948 Home Health TN 501(c)(3) 9 VHS 1 Vanderbilt Global Inc 2100 West End Ste 750 Nashville TN 37203 460888454 Support Org DE 501(c)(3) 11-A-I VGH 1 Dore Capital LP 2100 West End Ste 1000 Nashville TN 37203 264337679 Investments DE VU Excluded 6202339 147944742 1 1 0.60000 Dore Capital Real Estate LP 2100 West End Ste 1000 Nashville TN 37203 264581574 Investments DE VU Unrelated 355354 69523172 1 1 0.69460 Ambulatory Surgery Center of Cool Springs LLC 40 Burton Hills Blvd Ste 500 Nashville TN 37215 621809227 Ambulatory Surgery TN VHS Related 2267873 2749283 0 0 0.51020 New Light Imaging LLC 4525 Harding Road Suite 102 Nashville TN 37205 141895171 Management Services TN VHS Related 619218 196595 0 0 0.66670 One Hundred Oaks Imaging LLC 4525 Harding Road Suite 102 Nashville TN 37205 263762022 Diagnostic Imaging TN VIS Related 1797826 1546654 0 0 0.80000 Springfield VIP Realty LLC 3319 West End Ave Ste 700 Nashville TN 37203 261237360 Real Estate TN VU Excluded 10914 436640 0 1 0.49000 Vanderbilt Gateway Cancer Center GP 3319 West End Ave Ste 700 Nashville TN 37203 203844791 Oncology Services DE VHS Related 647202 1739808 0 1 0.50000 Vanderbilt Imaging Services LLC (VIS) 1909 Acklen Avenue Nashville TN 37212 621787098 Radiology Services TN VHS Related 5531281 2106542 0 0 0.66670 Vanderbilt Stallworth Rehabilitation Hospital LP 3660 Grandview Parkway Ste 200 Birmingham AL 35243 631077470 Rehab Services TN VHS Related 864251 6936359 0 0 0.50000 Williamson Imaging LLC 2009 Mallory Lane Suite 150 Franklin TN 37067 621855535 Diag. Imaging TN VIS Related 2102350 1133020 0 0 0.53340 Investec Institutional Pan African Fund LLC 666 5th Avenue 15th Floor New York NY 10103 262188279 Investments DE VU Excluded -192161 0 0 Vanderbilt - Maury Radiation Oncology LLC 1031 22nd Ave South Suite B-1034 Nashville TN 37232 460757412 Oncology Services TN VHS Related -288270 1952125 0 1 0.40000 Vanderbilt Health and Williamson Medical Center Clinics and Services 3319 West End Ave Ste 700 Nashville TN 37203 621864145 Walk-in Clinics TN VHS Related 694012 2087585 0 0 0.51000 Vanderbilt Legends Club Inc 1500 Legends Club Lane Franklin TN 37069 621429615 Golf Club TN VU C 6984037 13201457 1.00000 1 Commodore Scottish Patron II LP 50 Lothian Road Festival Square Edinburgh Scotland UK Investments UK VU C -159326 8265634 1.00000 1 Callao Partners LTD Appleby Trust (Cayman) LTD Clifton House 75 Fort Street PO George Town CJ KY1-1108 Investments CJ VU C 2500000 0.64900 1 Emergent Pro Alia Fund Sub Fund Emergent African Land Fund 20 Boulevard Emmanuel Servais LU L-2535 980600835 Investments LU VU C 0.79600 1 Vanderbilt Integrated Providers (VIP) 3319 West End Ave Suite 700 Nashville TN 37203 621650124 Practices TN VHS C 2208409 2611966 1.00000 1 Pacific Harbor Special Holdings Ltd PO Box 957 Offshore Incorporations Tortola British Virgin Is VI Investments VI VU C -6784625 70460981 1.00000 1 Vision Borda Da Serra Fund Intertrust Corporate Svcs Cayman George Town CJ KY1-9005 Investments CJ VU C 0.65250 1 Vision Sao Domingos Fund Intertrust Corporate Svcs Cayman George Town CJ KY1-9005 Investments CJ VU C 0.52230 1 0 Charitable Remainder Trust (70) Charitable Trust TN VU T 1 Perpetual Trusts (6) Charitable Trust TN VU T 1 Charitable Lead Trusts (1) Charitable Trust TN VU T 1 1 1 1 1 0 0 0 0 0 1 1 1 1 0 1 1 1 1 1 One Hundred Oaks Imaging LLC A 176334 Fair Market Value VU Real Estate Holdings Inc A 381153 Fair Market Value Vanderbilt Health and Williamson Medical Center Clinics and Services LLC A 338905 Fair Market Value Vanderbilt Home Care Services Inc A 224966 Fair Market Value Vanderbilt Legends Club Inc A 523187 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP A 135000 Fair Market Value Vanderbilt Student Communications Inc A 56355 Fair Market Value Vanderbilt Maury Radiation Oncology LLC B 200000 Fair Market Value Lead Trust (1) C 90295 Fair Market Value Vanderbilt Legends Club Inc C 125058 Fair Market Value VU Real Estate Holdings Inc D 5297016 Fair Market Value Vanderbilt Legends Club Inc D 7845370 Fair Market Value Vanderbilt Home Care Services Inc J 105245 Fair Market Value VU Real Estate Holdings Inc K 507296 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP J 386313 Fair Market Value Vanderbilt Gateway Cancer Center GP L 1011574 Fair Market Value Vanderbilt Global Inc L 140000 Fair Market Value Vanderbilt Home Care Services Inc L 396357 Fair Market Value Vanderbilt Maury Radiation Oncology LLC L 477480 Fair Market Value Vanderbilt Home Care Services Inc M 1945217 Fair Market Value New Light Imaging LLC O 384497 Fair Market Value Vanderbilt Gateway Cancer Center GP O 79309 Fair Market Value Vanderbilt Health and Williamson Medical Center Clinics and Services LLC O 7003999 Fair Market Value Vanderbilt Imaging Services LLC O 387803 Fair Market Value Vanderbilt Integrated Providers O 153226 Fair Market Value Vanderbilt Maury Radiation Oncology LLC O 86648 Fair Market Value Vanderbilt Integrated Providers P 79391 Fair Market Value Vanderbilt Legends Club Inc P 141422 Fair Market Value New Light Imaging LLC Q 310254 Fair Market Value One Hundred Oaks Imaging LLC Q 222374 Fair Market Value VU Real Estate Holdings Inc Q 386288 Fair Market Value Vanderbilt Gateway Cancer Center GP Q 96571 Fair Market Value Vanderbilt Health and Williamson Medical Center Clinics and Services LLC Q 2655945 Fair Market Value Vanderbilt Imaging Services LLC Q 124577 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP Q 2121286 Fair Market Value Charitable Remainder Trust (6) S 4176848 Fair Market Value Perpetual Trusts (6) S 656825 Fair Market Value New Light Imaging LLC S 532941 Fair Market Value One Hundred Oaks Imaging LLC S 796891 Fair Market Value VU Real Estate Holdings Inc S 109533 Fair Market Value Vanderbilt Home Care Services Inc S 2511119 Fair Market Value Vanderbilt Imaging Services LLC S 4782163 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP S 1311517 Fair Market Value Form 990, Schedule R, Part V, Column C The amounts reported are derived from the books and records of Vanderbilt University, which are maintained on an accrual basis in accordance with U.S. Generally Accepted Accounting Principles. Valuation of the amounts reported in Schedule R, Part V, Column C is consistent with the valuation reflected in the University's consolidated audited financial statements.