2016-05-13T16:07:46-05:00 2015-06-30 420714325 RSM US LLP 80 CITY SQUARE BOSTON MA 021293742 990 2014-07-01 042632219 VINFEN CORPORATION VINF 6174411800 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 BRUCE L BIRD PRESIDENT & CEO 6174411800 2016-05-13 1 LYNNE JOHNSON P00757336 6179129000 2014 2016-08-17 19:52:53Z BRUCE L BIRD 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 128414820 0 X WWW.VINFEN.ORG X 1977 MA VINFEN TRANSFORMS LIVES BY BUILDING THE CAPACITY OF INDIVIDUALS, FAMILIES, ORGANIZATIONS AND PROVIDING COMMUNITIES TO LEARN, THRIVE, AND ACHIEVE THEIR GOALS. OUR SERVICES PROMOTE THE RECOVERY, RESILIENCY, HABILITATION AND SELF-DETERMINATION OF THE PEOPLE WE SERVE. AS A HUMAN SERVICE LEADER, WE STRIVE TO BE THE PROVIDER, EMPLOYER, AND PARTNER OF CHOICE. 7 6 2882 100 0 0 681015 639786 114699072 122367703 14934 817957 1371522 1234345 116766543 125059791 0 0 0 0 82956858 90643532 0 0 131508 30812884 30471719 113769742 121115251 2996801 3944540 78085063 84780598 40881281 43632276 37203782 41148322 X VINFEN TRANSFORMS LIVES BY BUILDING THE CAPACITY OF INDIVIDUALS, FAMILIES, ORGANIZATIONS AND PROVIDING COMMUNITIES TO LEARN, THRIVE, AND ACHIEVE THEIR GOALS. OUR SERVICES PROMOTE THE RECOVERY, RESILIENCY, HABILITATION AND SELF-DETERMINATION OF THE PEOPLE WE SERVE. AS A HUMAN SERVICE LEADER, WE STRIVE TO BE THE PROVIDER, EMPLOYER, AND PARTNER OF CHOICE. 0 0 63434198 66353572 THE PSYCHIATRIC REHABILITATION DIVISION PROVIDES SERVICES FOR PEOPLE WITH SERIOUS AND PERSISTENT PSYCHIATRIC DISABILITIES, SUBSTANCE ABUSE ADDICTION AND/OR HIV/AIDS INCLUDING ASSERTIVE COMMUNITY TREATMENT, EMPLOYMENT SERVICES, RESIDENTIAL SUPPORTS, CLUBHOUSE DAY SERVICES AND HOMELESS OUTREACH SERVICES. 43381691 48817774 DEVELOPMENTAL DISABILITY SERVICES DELIVER AN ARRAY OF SERVICES FOR PERSONS WITH DISABILITIES THROUGH OPERATION OF GROUP HOMES, SUPPORTED HOUSING, OUTREACH, WORK SKILLS AND EMPLOYMENT TRAINING. 106815889 1 1 0 1 0 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 439 0 1 2882 1 0 0 0 0 0 1 1 0 0 0 0 X 7 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X RICHARD SULLIVAN TREASURER & CFO 6174411800 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 PHILIP A MASON CHAIRPERSON & DIRECTOR 1.50 0.60 X X 0 0 0 C ALLEN ASHLEY CLERK & DIRECTOR 1.10 0.30 X X 0 0 0 JAMES E EARLEY DIRECTOR 0.30 0.80 X 0 0 0 JAMES K SCHMIDT DIRECTOR 0.80 0.50 X 0 0 0 REBECCA A SULLIVAN DIRECTOR 0.80 0.30 X 0 0 0 DR HENRY S WHITE DIRECTOR 0.80 0.30 X 0 0 0 BRUCE L BIRD PRESIDENT & CEO 32.00 8.00 X X 357698 0 26535 ELIZABETH K GLASER ASST. CLERK, TREAS.(MAY-JUN.15)& COO 32.00 8.00 X 277617 0 14782 GLEN P MATTERA TREASURER & CFO (UNTIL MAY 2015) 32.00 8.00 X 195060 0 3877 BONNIE T WILKINSON INTERIM CFO (APR. 2015 - JAN. 2016) 32.00 8.00 X 0 0 0 SUSAN C ABBOTT SR. VP, PSYCH REHAB 40.00 0.00 X 183176 0 25473 JOSEPH F GOMES SR. VP, DS SERVICES 40.00 0.00 X 159396 0 12417 DONALD P CONDIE MEDICAL DIRECTOR 40.00 0.00 X 204799 0 22742 ELIZABETH BRODY GLUCK VP & GENERAL COUNSEL 40.00 0.00 X 184660 0 4934 JUAN R CONDEMARIN PSYCHIATRIST 40.00 0.00 X 186458 0 4162 KAMEL M GHERBI PSYCHIATRIST 40.00 0.00 X 177677 0 13064 EILEEN C REILLY PSYCHIATRIST 40.00 0.00 X 177941 0 12950 2104482 0 140936 27 0 1 0 J & F CONSTRUCTION 11 LEYDON AVENUE MEDFORD MA 02155 CONSTRUCTION 934096 RSM US LLP 80 CITY SQUARE BOSTON MA 02129 ACCOUNTING 484546 HEARTH INC 1640 WASHINGTON STREET BOSTON MA 02118 HEALTH SERVICES 471973 MASS PLUMBING & CONTRACTING PO BOX 3597 PEABODY MA 01960 CONTRACTORS 432040 UNIT4 BUSINESS SOFTWARE INC 1000 ELM STREET 801 MANCHESTER NH 03101 CONSULTING 376405 9 79553 560233 40021 639786 CONTRACT REVENUE 624310 115171346 115171346 CLIENT FEES 624310 5498252 5498252 RENTAL SUBSIDIES 624310 1698105 1698105 122367703 5640 5640 102608 102951 -343 -343 -343 4048531 3236214 812317 812317 812317 9150 79553 15864 -6714 -6714 MGMT & ADMIN REIMB 900099 961639 961639 SALES OF ART WORK 900099 115102 115102 CAFETERIA 722210 92491 92491 72170 72170 1241402 125059791 123609105 0 810900 1302647 1302647 73805300 67150742 6574198 80360 2573610 2284034 289576 7424582 6882269 539345 2968 5537393 4985446 545926 6021 260609 5090 255519 195468 195468 2826983 1844171 982693 119 76470 21 76449 1425727 967849 457618 260 1165230 463681 699821 1728 11176148 10839684 336464 40560 18771 21786 3 752989 597949 155040 2672820 2200541 472279 672676 482908 189704 64 FOOD/MEALS 2445012 2441433 3579 TRANSPORTATION 2358650 2253718 104886 46 PROGRAM SUPPLIES 2072717 1812927 252832 6958 MAINTENANCE/REPAIRS 1492231 1363469 128762 837429 221186 583262 32981 121115251 106815889 14167854 131508 8777469 12652270 11000000 11000000 10759554 11085613 376096 1262856 58581275 22261294 36030993 36319981 11140951 12459878 78085063 84780598 13504089 15816479 22855700 25143337 2133503 2110380 2356065 533882 31924 28198 40881281 43632276 X 35868265 39464819 1335517 1683503 37203782 41148322 78085063 84780598 3944540 0 X 0 1 X 1 1 1 X 212940 217474 483172 681015 639786 2234387 98941798 102948914 108595770 116076647 123609105 550172234 99154738 103166388 109078942 116757662 124248891 552406621 5000 10000 15000 0 5000 10000 15000 552391621 213678 187397 169578 178279 108248 857180 213678 187397 169578 178279 108248 857180 30269 33535 11250 9150 84204 99398685 103387320 109248520 116947191 124366289 553348005 0.99830 0.99780 0.00150 0.00210 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 0 0 1 17135 1 1 17135 0 PART II-B, LINE 1: LINE 1G - ALLOCATION OF SALARIES PAID TO EMPLOYEES WHO ENGAGE IN LOBBYING ACTIVITIES. LINE 1I - VINFEN CORPORATION BELONGS TO SEVERAL LOCAL AND NATIONAL TRADE ASSOCIATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES ON BEHALF OF ITS MEMBERS. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES AND AS SUCH NO DETERMINATIVE AMOUNT IS LISTED IN THIS SCHEDULE. 0 1 X 8060789 8060789 37293637 13867146 23426491 4160743 2205663 1955080 7359868 6188485 1171383 1706238 1706238 36319981 ASSETS WHOSE USE IS LIMITED 3815348 DUE FROM AFFILIATES 7712592 DEFERRED FINANCING COSTS 218400 SECURITY DEPOSITS- RENT 713538 12459878 LEASE OBLIGATIONS 28198 28198 X 125178606 0 125178606 -118815 -118815 125059791 121234066 118815 118815 121115251 0 121115251 PART IV, LINE 2B: VINFEN IS THE REPRESENTATIVE PAYEE FOR MANY INDIVIDUALS THAT VINFEN SERVES. VINFEN RECEIVES BENEFITS ON BEHALF OF THESE INDIVIDUALS AND ADMINISTERS THE DISTRIBUTION OF THESE FUNDS ON THE RESPECTIVE INDIVIDUAL'S FOOD, SHELTER, CLOTHING, PERSONAL SUPPLIES, AND HEALTH CARE. PART X, LINE 2: VINFEN CORPORATION IS QUALIFIED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES. VINFEN IS SUBJECT TO FEDERAL AND STATE INCOME TAXES ON UNRELATED BUSINESS INCOME, IF ANY. VINFEN FOLLOWS THE FASB GUIDANCE, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES BY PRESCRIBING THE RECOGNITION THRESHOLD A TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS. IT ALSO PROVIDES GUIDANCE ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, ACCOUNTING IN INTERIM PERIODS, DISCLOSURE, AND TRANSITION. MANAGEMENT BELIEVES THAT VINFEN HAS NO MATERIAL UNCERTAINTIES IN INCOME TAXES. WITH FEW EXCEPTIONS, VINFEN IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S., FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2012. VINFEN WILL ACCOUNT FOR INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, AS PART OF OPERATING EXPENSES. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED IN FORM 990, PART VIII, LINE 6(B) -102,951. SPECIAL EVENT EXPENSES REPORTED IN FORM 990, PART VII, LINE 8(B) -15,864. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED IN FORM 990, PART VIII, LINE 6(B) 102,951. SPECIAL EVENT EXPENSES REPORTED IN FORM 990, PART VII, LINE 8(B) 15,864. LSO EVENT 88703 79553 9150 650 3819 5000 6395 88703 79553 9150 650 3819 5000 6395 15864 -6714 X X X X X 0 0 0 0 0 0 0 0 0 BRUCE L BIRD PRESIDENT & CEO 337580 0 0 0 20118 0 5100 0 21435 0 384233 0 0 0 ELIZABETH K GLASER ASST. CLERK, TREAS.(MAY-JUN.15)& COO 261421 0 0 0 16196 0 4840 0 9942 0 292399 0 0 0 GLEN P MATTERA TREASURER & CFO (UNTIL MAY 2015) 194128 0 0 0 932 0 3877 0 0 0 198937 0 0 0 SUSAN C ABBOTT SR. VP, PSYCH REHAB 168418 0 0 0 14758 0 3469 0 22004 0 208649 0 0 0 JOSEPH F GOMES SR. VP, DS SERVICES 144889 0 0 0 14507 0 2897 0 9520 0 171813 0 0 0 DONALD P CONDIE MEDICAL DIRECTOR 204799 0 0 0 0 0 4182 0 18560 0 227541 0 0 0 ELIZABETH BRODY GLUCK VP & GENERAL COUNSEL 183728 0 0 0 932 0 3653 0 1281 0 189594 0 0 0 JUAN R CONDEMARIN PSYCHIATRIST 184806 0 0 0 1652 0 3700 0 462 0 190620 0 0 0 KAMEL M GHERBI PSYCHIATRIST 176821 0 0 0 856 0 3600 0 9464 0 190741 0 0 0 EILEEN C REILLY PSYCHIATRIST 176341 0 0 0 1600 0 3600 0 9350 0 190891 0 0 0 A MASSACHUSETTS DEVELOPMET FINANCE AGENCY 043431814 999999999 2013-07-26 24000000 TO REFUND PRIOR BOND ISSUANCES AND TO FINANCE NEW CAPITAL PROJECTS 0 0 0 A 2436163 24000000 246336 3820070 18817765 1115829 2013 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 0 0 0 0 0 1 A 1 X 3 40021 FMV 0 0 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS IS BASED ON THE NUMBER OF GIFTS RECIEVED. FORM 990, PART VI, SECTION B, LINE 11 ALL DIRECTORS ARE PROVIDED A COPY AND GIVEN AN OPPORTUNITY OF INPUT PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C VINFEN CORPORATION DISTRIBUTES THE CONFLICT OF INTEREST POLICY AND DISCLOSURE ANNUALLY OR BI-ANNUALLY TO DIRECTORS, OFFICERS, AND KEY EMPLOYEES AND REVIEWS THE RESPONSES FOR POTENTIAL CONFLICTS. THE CONFLICT OF INTEREST POLICY COVERS ALL DIRECTORS OF VINFEN CORPORATION AND ITS AFFIILIATED ENTITIES, AS WELL AS THE SENIOR MANAGEMENT (THE INTERDEPARTMENTAL COUNCIL OR "IDC") AT VINFEN CORPORATION AND AFFILIATES. THE GENERAL COUNSEL REVIEWS THE DISCLOSURE FORMS TO DETERMINE WHICH DIRECTORS OR IDC MEMBERS HAVE DISCLOSED A POTENTIAL CONFLICT. FOR POTENTIAL BOARD CONFLICTS, THE CHAIRPERSON OF THE BOARD OF DIRECTORS APPOINTS A COMMITTEE OF DIRECTORS (WITH NO REPORTABLE CONFLICTS) TO REVIEW THE DETAILS OF ANY REPORTED POTENTIAL CONFLICT AND/OR PROPOSED BUSINESS TRANSACTIONS. THE COMMITTEE THEN MAKES A RECOMMENDATION FOR APPROVAL BY THE FULL BOARD, WHICH IS VOTED ON ONLY BY THOSE DIRECTORS WITH NO REPORTABLE TRANSACTIONS. FOR POTENTIAL CONFLICTS BY IDC MEMBERS, THE CEO APPOINTS A COMMITTEE OF IDC MEMBERS (WITH NO REPORTABLE CONFLICTS) TO REVIEW THE DETAILS OF ANY REPORTED POTENTIAL CONFLICTS AND PROPOSED BUSINESS TRANSACTIONS. THE COMMITTEE THEN MAKES A RECOMMENDATION FOR APPROVAL BY THE EXECUTIVE TEAM, WHICH IS VOTED ON ONLY BY THOSE EXECUTIVE TEAM MEMBERS WITH NO REPORTABLE TRANSACTIONS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS PERIODICALLY ENGAGES THE SERVICES OF AN OUTSIDE COMPENSATION AND BENEFITS CONSULTANT TO DETERMINE THE COMPETITIVENESS OF THE TOTAL COMPENSATION PAID TO CORPORATE OFFICERS AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE OF THE BOARD USES COMPARABLE COMPENSATION DATA TO DETERMINE THE COMPENSATION FOR THE OFFICERS AND KEY EMPLOYEES PERIODICALLY. CONTEMPORANEOUS DOCUMENTATION AND RECORD KEEPING OF ALL COMPENSATION DECISIONS EXIST, IN THE FORM OF A PERSONAL ACTION FORM, FOR EVERY COMPENSATION ACTION AFFECTING THE POSITIONS LISTED ABOVE, AS IS THE CASE FOR EVERY POSITION AT VINFEN CORPORATION. FORM 990, PART VI, SECTION C, LINE 19 VINFEN CORPORATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 990, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST BY PAPER OR E-MAIL FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). THE FORM 990 WITHOUT SCHEDULE B IS AVAILABLE VIA GUIDESTAR AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE. VINFEN COMMUNITY DEVELOPMENT LLC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 261905029 HOUSING - INACTIVE MA VINFEN CORPORATION BAYSTATE PERFORMANCE SOLUTIONS LLC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 043562998 EE ASST. PLAN - INACTIVE MA VINFEN CORPORATION TRAVIS CORPORATION 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 043002220 OUTPATIENT MENTAL HEALTH MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN CORPORATION OF CONNECTICUT INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 061569439 HUMAN SERVICES CT 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN CORPORATION OF LARCHMONT INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 043546321 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN CORPORATION OF PLAIN INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 300162655 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 VINFEN CORPORATION OF FOREST INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 300162656 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 WESTLAND COMMUNITY HOUSING CORPORATION 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 311758843 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 MERRIMACK HOUSING CORPORATION 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 223215740 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 9 VINFEN CORPORATION 1 GARDEN STREET APARTMENTS INC 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 043233283 LOW INCOME HOUSING FOR DISABLED PERSONS MA 501(C)(3) LINE 7 VINFEN CORPORATION 1 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 1 1 TRAVIS CORPORATION D 3964180 FAIR MARKET VALUATION TRAVIS CORPORATION R 49769 FAIR MARKET VALUATION TRAVIS CORPORATION S 236829 FAIR MARKET VALUATION VINFEN CORPORATION OF CONNECTICUT D 4987790 FAIR MARKET VALUATION VINFEN CORPORATION OF CONNECTICUT N 394520 ALLOCATION OF EXPENSES VINFEN CORPORATION OF CONNECTICUT Q 2000000 FAIR MARKET VALUATION VINFEN CORPORATION OF CONNECTICUT R 1589448 FAIR MARKET VALUATION VINFEN CORPORATION OF CONNECTICUT O 596607 ALLOCATION OF EXPENSES VINFEN CORPORATION OF CONNECTICUT L 3983 ALLOCATION OF EXPENSES