2016-05-16T10:37:42-05:00 2015-06-30 731413977 HOGANTAYLOR LLP 11600 BROADWAY EXTENSION SUITE 300 OKLAHOMA CITY OK 73114 990 2014-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 TRENT WELLS VICE-PRESIDENT AND TREASURER 4053211174 2016-05-13 1 W LYNDEL LACKEY P00234298 4058482020 2016-05-13 2014 2016-08-17 19:52:53Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 305961820 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 24 24 45 24 308427 129774 121404535 149748208 0 0 26075457 21880541 10430486 7393852 157910478 179022601 108043759 84286485 0 0 3407251 3838894 0 0 3656168 9336026 9425850 120787036 97551229 37123442 81471372 1238053467 1550934820 83294189 268933194 1154759278 1282001626 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFITCORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 21392290 21392290 297799 GENERAL UNIVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 18605521 18605521 259004 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 24874598 24874598 346275 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 19788048 19414076 242720 STUDENT AND FACULTY AWARDS AND SCHOLARSHIPS 19788048 19414076 242720 84660457 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 1046 0 1 45 1 1 1 1 IT 0 0 0 1 1 0 0 0 0 X 24 24 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ CA CT DC FL GA IL IN MD MA MN NY OK OR VA WI X X X TRENT R WELLS 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 BILL G LANCE JR TRUSTEE 1.00 X 0 0 0 BONNIE KENNEDY TRUSTEE 1.00 X 0 0 0 CARLISLE MABREY TRUSTEE 1.00 X 0 0 0 CHARLES STEPHENSON TRUSTEE 1.00 X 0 0 0 CLIFF HUDSON TRUSTEE 1.00 X 0 0 0 DAVID RAINBOLT TRUSTEE 1.00 X 0 0 0 ELBY J BEAL TRUSTEE 1.00 X 0 0 0 J HARVIE ROE TRUSTEE 1.00 X 0 0 0 JAMES H EVEREST TRUSTEE 1.00 X 0 0 0 L DON SMITHERMAN TRUSTEE 1.00 X 0 0 0 LAURA RATLIFF TRUSTEE 1.00 X 0 0 0 PATTYE L MOORE TRUSTEE 1.00 X 0 0 0 ROBERT J ROSS TRUSTEE 1.00 X 0 0 0 RONALD E BRADSHAW TRUSTEE 1.00 X 0 0 0 SANDY KINNEY TRUSTEE 1.00 X 0 0 0 SCOTT MEACHAM TRUSTEE 1.00 X 0 0 0 TOMMY H MCCASLAND III TRUSTEE 1.00 X 0 0 0 WILLIAM L FORD TRUSTEE 1.00 X 0 0 0 MICHAEL SAMIS VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 SUZANNE M SYMCOX VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 ANN COSGROVE MD TRUSTEE 1.00 X 0 0 0 DAVID M MOFFETT TRUSTEE 1.00 X 0 0 0 FLOYD SIMON JR DDS TRUSTEE 1.00 X 0 0 0 TERRY L CARTER CHAIR 1.00 X 0 0 0 GUY L PATTON PRESIDENT & CEO 39.00 1.00 X 458540 0 63560 RON C WINKLER VICE PRESIDENT & TREASURER 39.00 1.00 X 213608 0 41457 GARY BEADLES VP AND GENERAL COUNSEL 40.00 X 125158 0 22234 MICHAEL L MARCOTTE VP FOR INFORMATION TECHNOLOGY 40.00 X 158007 0 24789 KATHY HARLIN CORPORATE SECRETARY 40.00 X 115283 0 19459 BEN STEWART DIRECTOR OF INVESTMENTS 40.00 X 217917 0 42154 TRENT WELLS CONTROLLER 40.00 X 175898 0 36450 LAWRENCE MANTIN DIRECTOR OF APPLICATION DEVELOPMENT & INFRASTRUCTU 40.00 X 122369 0 21656 JANA MORING DIRECTOR, DONOR RELATIONS 40.00 X 105207 0 25159 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 40.00 X 107664 0 30347 1799651 0 327265 10 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 83232 CHICAGO IL 606910232 INVESTMENT CONSULTANT 1663957 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 068804704 INVESTMENT MANAGER 484400 GARDNER RUSSO & GARDNER 223 EAST CHESTNUT STREET LANCASTER PA 17602 INVESTMENT MANAGER 407935 DSM CAPITAL PARTNERS LLC 320 EAST MAIN STREET MT KISCO NY 10549 INVESTMENT MANAGER 301389 EATON VANCE MANAGEMENT 2 INTERNATIONAL PLACE BOSTON MA 02110 INVESTMENT MANAGER 123735 6 149748208 998611 149748208 8945190 8945190 5901159 5901159 51815 13347 38468 38468 38468 139861223 126925872 12935351 12935351 12935351 OTHER INCOME 900099 1479693 1145798 333895 PARTNERSHIP INCOME (LOSS) 900099 -25468 -25468 1454225 179022601 1145798 308427 27820168 64872409 64872409 19414076 19414076 2146270 2146270 1237673 1237673 156965 156965 153291 153291 144695 144695 323304 323304 81316 81316 96575 96575 3548654 3548654 80130 80130 1660 1660 53491 53491 212413 212413 127326 127326 9842 9842 147445 147445 131512 131512 TAXES - UBI 2102 2102 EXPENSES REIMBURSED TO 3656168 3656168 STUDENT AND FACULTY AWA 373972 373972 PRINTING 232153 232153 347787 347787 97551229 84660457 9234604 3656168 4374839 14625222 31955113 72328695 54393956 70928776 4755846 4549783 118395 104172 17240147 1706375 15254383 15533772 1082735952 1327274139 43369739 44611690 1095244 978571 1238053467 1550934820 8515498 18161253 74778691 250771941 83294189 268933194 X -7453523 -5307819 252064683 299136814 910148118 988172631 1154759278 1282001626 1238053467 1550934820 81471372 45770976 0 X 0 1 X 1 0 X 145119973 85876056 89123241 121404535 149715452 591239257 145119973 85876056 89123241 121404535 149715452 591239257 16197115 575042142 17004692 13986643 12346606 13606055 14898164 71842160 300585 548789 407158 129774 1386306 751474 3969953 4765012 1178554 10664993 675132716 0.85170 0.85210 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 40365160 X X X 0 928126985 57299568 55134497 17450843 7745457 9174601 1006190149 798894217 31684603 137382245 20020838 11288494 8524748 928126985 724575787 18279417 103992439 25008574 15327835 7617017 798894217 755124850 22216777 -9712807 21619085 14412723 7021225 724575787 573841912 80925138 133961724 33603924 755124850 0.01790 0.98210 0 0 13699287 13699287 2022662 974741 1047921 1518198 731634 786564 15533772 CONTINGENT LIABILITIES UNDER STATE REGENTS MATCHING FUND PROGRAM 1580334 ASSETS HELD IN CUSTODY FOR OTHERS 248017633 CHARITABLE REMAINDER TRUST OBLIGATIONS 1173974 250771941 220764047 45770976 660012 46430988 174333059 4689542 4689542 179022601 93872849 16162 16162 93856687 3694542 3694542 97551229 PART III, LINE 4: THE UNIVERSITY OF OKLAHOMA FOUNDATION, INC. MAINTAINS ART COLLECTIONS THAT WERE DONATED FOR PUBLIC EXHIBITION AND TO ATTRACT/RETAIN FACULTY AND STUDENTS OF THE HIGHEST CALIBER TO THE UNIVERSITY OF OKLAHOMA. PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 646,665. RENTAL EXPENSES RECLASSIFIED FROM PART IX 13,347. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 995,000. INVESTMENT EXPENSES INCLUDED IN REVENUE PORTION OF AUDIT REPORT 3,548,654. INCOME TAX REFUND NETTED AGAINST INCOME TAX EXPENSE ON THE AUDIT REPORT 145,888. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES RECLASSIFIED TO PART VIII 13,347. EXPENSES REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 2,815. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT EXPENSES INCLUDED IN REVENUE PORTION OF AUDIT REPORT 3,548,654. INCOME TAX REFUND NETTED AGAINST INCOME TAX EXPENSE ON THE AUDIT REPORT 145,888. EUROPE (INCLUDING ICELAND & GREENLAND) - 1 1 PROGRAM SERVICES EXPENSES ASSOCIATED WITH REAL ESTATE HELD FOR THE BENEFIT OF THE UNIVERSITY 13347 EUROPE (INCLUDING ICELAND & GREENLAND) - 1 1 PROGRAM SERVICES INVESTMENT ASSOCIATED WITH REAL ESTATE HELD FOR THE BENEFIT OF THE UNIVERSITY 2706350 2 2 0 0 2 2 2719697 0 2719697 1 0 0 0 1 0 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 24874598 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 21392290 GENERAL EDUCATION ASSISTANCE UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 18605521 FACILITIES AND EQUIPMENT 1 0 SCHOLARSHIPS 8090 19414076 PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 0 0 0 0 0 0 GUY L PATTON PRESIDENT & CEO 368012 0 78528 0 12000 0 47500 0 16060 0 522100 0 0 0 RON C WINKLER VICE PRESIDENT & TREASURER 178430 0 26640 0 8538 0 24375 0 17082 0 255065 0 0 0 MICHAEL L MARCOTTE VP FOR INFORMATION TECHNOLOGY 132907 0 19008 0 6092 0 17420 0 7369 0 182796 0 0 0 BEN STEWART DIRECTOR OF INVESTMENTS 187868 0 21280 0 8769 0 25950 0 16204 0 260071 0 0 0 TRENT WELLS CONTROLLER 151147 0 17528 0 7223 0 17050 0 19400 0 212348 0 0 0 X 1 1 NOMINAL VALUE X 1 528608 STOCK QUOTE X 1 1 NOMINAL VALUE X 2 470000 APPRAISAL X 1 1 NOMINAL VALUE 0 1 1 PART I, LINE 32B: THE FOUNDATION USES THIRD PARTIES TO SELL REAL ESTATE. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL SAMIS AND JAMES EVEREST HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO PREPARE AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 1609 12928405 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 0 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIVERSITY AMPHORA LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 19576 2875114 UNIVERSITY OF OKLAHOMA FOUNDATION INC AVILLA PRINCIPIS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 270600 1372150 UNIVERSITY OF OKLAHOMA FOUNDATION INC HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 613123 27259057 UNIVERSITY OF OKLAHOMA FOUNDATION INC LW CARY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 41962 67016 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVERSITY OF OKLAHOMA FOUNDATION 1 CHARITABLE REMAINDER TRUSTS (40) INVESTMENT OK UNIVERSITY OF OKLAHOMA FOUNDATION INC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 995000 CASH