2016-05-13T09:02:29-05:00 2015-06-30 KPMG LLP 60 South Street Boston MA 02111 990 2014-07-01 150532081 SYRACUSE UNIVERSITY % JEAN B GALLIPEAU SYRA 3154433765 SKYTOP OFFICE BLDG SKYTOP RD SYRACUSE NY 132445300 JEAN B GALLIPEAU COMPTROLLER 3154433765 2016-05-11 true TARA D'AGOSTINO P01245482 6179881000 2014 2016-08-17 19:52:53Z KENT SYVERUD CROUSE HINDS HALL SYRACUSE NY 13244 1617022203 false X WWW.SYR.EDU X 1870 NY Syracuse University (SU) is a non-profit university devoted to education, teaching, and research. 53 46 17560 1488 15384642 80592540 66210248 1059920012 1113844326 86171260 89068557 -197860 -63394 1226485952 1269059737 290558212 300751913 0 0 521666720 539962207 0 0 15372984 316566149 338074090 1128791081 1178788210 97694871 90271527 2656991491 2668632803 820333805 826429278 1836657686 1842203525 X SYRACUSE UNIVERSITY (SU) IS A NON-PROFIT UNIVERSITY DEVOTED TO EDUCATION, TEACHING, AND RESEARCH. false false 629366652 294278901 795719606 INSTRUCTION AND DEPARTMENTAL RESEARCH: EXPENDITURES IN THIS AREA INCLUDE SALARIES AND BENEFITS FOR FACULTY, SCHOLARSHIPS AND GRANTS TO STUDENTS, AND SUPPORT FOR FACILITIES AND EQUIPMENT, CONDUCTED FOR THE BENEFIT OF APPROXIMATELY 15,200 UNDERGRADUATE AND 6,300 GRADUATE AND LAW STUDENTS ENROLLED AT SYRACUSE UNIVERSITY. 75896667 75896667 SPONSORED RESEARCH AND OTHER RELATED ACTIVITIES: EXPENDITURES IN THIS AREA ARE FOR RESEARCH AND SIMILAR ACTIVITY FUNDED BY GRANTS FROM THE PUBLIC, PRIVATE, AND NON-PROFIT SECTORS. 172094514 6473012 216313691 AUXILIARY SERVICES: EXPENDITURES IN THIS AREA ARE FOR THE INFRASTRUCTURE THAT SUPPORTS SYRACUSE UNIVERSITY'S MISSION INCLUDING HOUSING, DINING, AND BOOKS, INSTRUCTIONAL MATERIALS AND OTHER GOODS AND SERVICES. 247508540 25914362 1124866373 true true false true false false true true true true true false false true true false true true true true false true false true false false true true true true true false false false false false false false true true true true false false true true true 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INCOME TAX 197218 197218 42090167 40933715 1014999 141453 1178788210 1124866373 38548853 15372984 13645117 11831204 127466437 128837059 80784229 79678648 33403976 49278603 0 0 0 0 0 0 11890680 12628932 15978474 17758993 2026776664 954561725 1029522842 1072214939 567294280 602454002 736340188 658686335 34124755 35212426 0 0 6540513 51662 2656991491 2668632803 231922167 242020515 0 0 33835118 39731954 448183831 438225435 1761910 1740435 0 0 11922410 11173222 0 0 92708369 93537717 820333805 826429278 X 1218806743 1227195190 217968080 202586366 399882863 412421969 1836657686 1842203525 2656991491 2668632803 X 90271527 -82911330 -1814358 X false true X true true true X 82099337 68936064 66692292 80592540 66210248 364530481 0 0 82099337 68936064 66692292 80592540 66210248 364530481 3087704 361442777 23339337 14304979 18921104 20244652 21583527 98393599 134264 51068 185332 123428 153234 139004 230254 247572 893492 464002904 5015049941 0.77897 0.77700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true false false false true 6180 true 326264 false true 375 332819 false LOBBYING ACTIVITIES LOBBYING THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS (GCR) IS THE UNIVERSITY'S DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS AND THEIR STAFF. GCR ENSURES ALL CONTACT WITH PUBLIC OFFICIALS IS COMPLIANT WITH LOBBYING RULES AND REGULATIONS AT ALL LEVELS OF FEDERAL, STATE AND LOCAL GOVERNMENT. THEY ARE THE DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS, AND ARE RESPONSIBLE FOR COORDINATING AN EFFECTIVE GOVERNMENT RELATIONS PROGRAM. COMMUNICATION CAN BE IN THE FORM OF PHONE CALLS, IN PERSON MEETINGS OR FORMAL LETTERS. STAFFING WITHIN THE OFFICE OF GCR INCLUDES MANAGEMENT, STAFF AND VOLUNTEERS AS NEEDED. PART II-B, LINE 1I ANNUAL STUDENT LOBBY DAY IN ALBANY, NY $ 375 ------- TOTAL PART II-B LINE 1I $ 375 216407 48560957 X X X X X CLASSROOM TEACHING false false true X 1156034730 14997390 22803786 10778940 40245749 2570938 1140240279 1028501282 25174519 153495023 10311337 38293649 2531108 1156034730 916521664 65361162 96160366 9930877 37285368 2325665 1028501282 890579165 63785156 19037950 9935847 44674815 2269945 916521664 617218033 216483897 119518112 10832174 49554166 2254537 890579165 0.54700 0.32620 0.12680 true false 27575643 27575643 1671383192 696686287 974696905 101611383 80229949 21381434 226206446 177645489 48560957 1072214939 HEDGE FUNDS 226449686 F PRIVATE EQUITY FUNDS 259900111 F COMMINGLED FUNDS 123055195 F INVESTMENT ACCT-FINANCIAL INST 49281343 F 658686335 0 ASSET RETIREMENT OBLIGATIONS 24474405 ACCRUED POSTRETIREMENT BENEFIT 41989184 REFUNDABLE GOVERNMENT LOANS 27074128 93537717 X 880794291 -82911330 -301814552 -384725882 1265520173 2768573 770991 3539564 1269059737 876249740 3028969 3028969 873220771 2768573 302798866 305567439 1178788210 ORGANIZATION'S COLLECTIONS, PART III, LINE 4 SYRACUSE UNIVERSITY HAS A DIVERSE COLLECTION OF ART, HISTORICAL TREASURES AND OTHER SIMILAR ASSETS, INCLUDING FINE ART AND ETHNOGRAPHIC OBJECTS, LEGAL BOOKS, ARCHIVAL RECORDS, LIBRARY COLLECTIONS AND SPECIAL COLLECTIONS. THE PRIMARY PURPOSE OF THE UNIVERSITY'S COLLECTIONS IS TO COLLECT AND PRESERVE THE CULTURAL AND HISTORICAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SU ART GALLERIES - THE ART COLLECTION IS COMPRISED OF A DIVERSE, ENCYCLOPEDIC GROUP OF FINE ART AND ETHNOGRAPHIC OBJECTS BY INTERNATIONAL MAKERS AND REPRESENTS STYLES AND TIME PERIODS FROM PRE-HISTORY TO THE PRESENT. THE ART COLLECTION PROVIDES A MEANINGFUL EDUCATIONAL EXPERIENCE AND ENCOUNTER WITH THE VISUAL ARTS FOR STUDENTS, FACULTY, STAFF AND THE PUBLIC. LAW LIBRARY - THE LAW BOOK COLLECTION IS COMPRISED OF A DIVERSE AND HISTORIC GROUP OF LAW BOOKS. THE LAW LIBRARY PROVIDES ACCESS TO INFORMATION IN ORDER TO ASSIST IN DISCOVERING, OBTAINING AND UNDERSTANDING THE COMPLEX RESEARCH TOOLS OF THE LEGAL PROFESSION. ARCHIVES - THE SYRACUSE UNIVERSITY ARCHIVES IS AN INFORMATION AND RESEARCH CENTER FOR FACULTY, STAFF, STUDENTS AND OTHERS INTERESTED IN THE HISTORY OF THE UNIVERSITY. IT IS DEDICATED TO PRESERVING RECORDS THAT DOCUMENT THE HISTORY, ORGANIZATION POLICIES, ACTIVITIES, AND PEOPLE OF THE UNIVERSITY, AND MAKING THOSE RECORDS AVAILABLE TO RESEARCHERS AND OTHER INTERESTED PARTIES. THE ARCHIVES ACCEPTS MATERIALS FROM SCHOOLS, COLLEGES AND DEPARTMENTS, ALUMNI, THE GENERAL PUBLIC AND THE UNIVERSITY'S CLUBS AND ORGANIZATIONS. THE ARCHIVES DOES, ON OCCASION, SOLICIT MATERIAL FROM FACULTY AND OTHERS THAT WILL ENHANCE THE OVERALL RESEARCH VALUE OF THE COLLECTION. TO BE ELIGIBLE FOR INCLUSION, THE RECORDS MUST HAVE SOME CONNECTION TO THE UNIVERSITY. ARCHIVAL RECORDS INCLUDE BUT ARE NOT LIMITED TO THE RECORDS OF THE CHANCELLOR AND THE BOARD OF TRUSTEES; MINUTES, CORRESPONDENCE AND REPORTS OF SCHOOLS, COLLEGES AND DEPARTMENTS; PAPERS OF FACULTY, STAFF AND ALUMNI; CURRICULUM INFORMATION INCLUDING ON-LINE CLASSES; PUBLICATIONS; PHOTOGRAPHS, SLIDES, VIDEOTAPES AND MOTION PICTURE FILMS; THESES AND DISSERTATIONS; NEWSPAPER CLIPPINGS; AND MEMORABILIA. LIBRARY - THE IDEA OF THE LIBRARY - A REFUGE FOR HUMAN KNOWLEDGE - IS TIMELESS. SYRACUSE UNIVERSITY LIBRARY'S COLLECTIONS SPAN 4,000 YEARS AND RANGE FROM SUMERIAN CUNEIFORM TABLETS TO 21ST CENTURY DIGITAL DATA SETS. EVEN WHILE THE TYPES AND FORMS OF KNOWLEDGE CHANGE, THE LIBRARY STRIVES TO KEEP PACE, NEVER LOSING SIGHT OF ITS PURPOSE: TO COLLECT AND PRESERVE THE CULTURAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. SPECIAL COLLECTIONS - THE SPECIAL COLLECTIONS RESEARCH CENTER MAINTAINS AND PROVIDES ACCESS TO DISTINGUISHED COLLECTIONS OF RARE BOOKS, MANUSCRIPTS, AND OTHER ARCHIVAL MATERIALS. SYRACUSE UNIVERSITY STUDENTS, FACULTY, STAFF, AND OTHER SCHOLARS HAVE AVAILABLE TO THEM MORE THAN 100,000 PRINTED WORKS AND 2,000 ARCHIVAL COLLECTIONS, INCLUDING IMPORTANT EDITIONS, MANUSCRIPTS, DOCUMENTS, LETTERS, DIARIES, DRAWINGS, PHOTOGRAPHS AND MEMORABILIA. ESCROW ACCOUNT LIABILITY, PART IV, LINE 2B THE UNIVERSITY MAINTAINS A LIMITED NUMBER OF AGENCY FUNDS, WHICH IT HOLDS AS CUSTODIAN OR FISCAL AGENT FOR STUDENT ORGANIZATIONS AND/OR OUTSIDE ORGANIZATIONS AS AN ACCOMMODATION TO THE ORGANIZATION. THE ORGANIZATIONS ARE THEN ALLOWED TO UTILIZE THE UNIVERSITY'S FINANCIAL SYSTEMS AND RESOURCES TO PROCESS TRANSACTIONS AGAINST THESE FUNDS. ENDOWMENT FUNDS CONTRIBUTIONS, PART V, LINE 4 THE UNIVERSITY ENDOWMENT CONSISTS OF APPROXIMATELY 2,000 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES; INCLUDING BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE UNIVERSITY TO FUNCTION AS ENDOWMENTS. SPENDING FROM THE UNIVERSITY'S ENDOWMENTS IS DONOR RESTRICTED TO VARIOUS PURPOSES. A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL ASSISTANCE TO UNDERGRADUATE, GRADUATE AND LAW SCHOOL STUDENTS. SOME OF THE OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF DEPARTMENT CHAIRS AND PROFESSORSHIPS, SUPPORT FOR VARIOUS UNIVERSITY CENTERS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S SPENDING POLICY, WHICH UTILIZES AN ANNUAL DISTRIBUTION PER UNIT MULTIPLIED BY THE PERCENTAGE APPROVED BY THE TRUSTEE AND INVESTMENT AND ENDOWMENT COMMITTEE, IS DESIGNED TO PROVIDE THE UNIVERSITY A STABLE LEVEL OF FINANCIAL SUPPORT AND TO PRESERVE THE ENDOWMENTS REAL VALUE. FIN 48 (ASC 740) FOOTNOTE, PART X, LINE 2 THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. SYRACUSE UNIVERSITY HOTEL AND CONFERENCE CENTER LLC, WHOLLY OWNED BY THE UNIVERSITY, IS REPORTED IN THE UNIVERSITY'S INCOME TAX FILINGS. DRUMLINS, INC. AND BLUE HIGHWAY INC. ARE TAXABLE SUBSIDIARIES OF THE UNIVERSITY, FILING THEIR OWN TAX RETURNS. THE SYRACUSE UNIVERSITY (USA) LONDON PROGRAM, CREATED FOR THE ADVANCEMENT OF EDUCATION, IS A REGISTERED CHARITY UNDER THE LAWS OF ENGLAND. THE SU ISTANBUL PROGRAM (SU ISTANBUL EGITIM DESTEK VE DANISMA HIZMETLERI TICARET LIMITED SIRKETI), CREATED TO PROMOTE THE UNIVERSITY'S EDUCATIONAL ACTIVITIES IN TURKEY, IS A LIMITED LIABILITY COMPANY ESTABLISHED IN ACCORDANCE WITH THE PROVISION OF THE TURKISH COMMERCIAL CODE. ITS OPERATIONS ARE GOVERNED BY THE LAWS OF THE REPUBLIC OF TURKEY. THE INCOME TAX CONSEQUENCES, IF ANY, FROM THESE ENTITIES ARE REFLECTED IN THE FINANCIAL STATEMENTS, AND DO NOT HAVE A MATERIAL EFFECT, INDIVIDUALLY OR IN THE AGGREGATE, ON THE UNIVERSITY'S FINANCIAL STATEMENTS. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. OTHER REVENUE INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XI, LINE 2D REVENUES OF SUBSIDIARIES $ 731,419 POSTRETIREMENT BENEFIT OBLIGATION $ (1,814,358) FINANCIAL AID $(300,731,613) ----------------- TOTAL $(301,814,552) OTHER REVENUE INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XI, LINE 4B INTERCOMPANY REVENUE ELIMINATION $2,067,250 RENTAL/FUNDRAISING EXPENSES $(1,296,259) ------------- TOTAL $ 770,991 OTHER EXPENSES INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XII, LINE 2D EXPENSES OF SUBSIDIARIES $1,732,710 RENTAL/FUNDRAISING EXPENSES $1,296,259 ------------ TOTAL $3,028,969 OTHER EXPENSES INCLUDED ON RETURN BUT NOT IN FINANCIAL STATEMENTS PART XII LINE 4B INTERCOMPANY EXPENSE ELIMINATION $2,067,253 FINANCIAL AID $300,731,613 --------------- TOTAL $302,798,866 true true true true true true true false false false false false false false false true false true NONDISCRIMINATORY POLICY LINE 3 SYRACUSE UNIVERSITY'S RACIAL NONDISCRIMINATION POLICY IS DISCLOSED IN ITS COURSE CATALOG AND TUITION AND FEES BOOKLET. THE UNIVERSITY'S POLICIES CAN ALSO BE FOUND AT: SUPOLICIES.SYR.EDU FINANCIAL AID OR ASSISTANCE LINE 6A THE UNIVERSITY RECEIVES FINANCIAL AID AND/OR ASSISTANCE FROM FEDERAL AGENCIES, SUCH AS THOSE PROVIDING PELL GRANTS ($16,895,105), FEDERAL WORK STUDY PROGRAM ($2,332,512), PERKINS LOAN FUNDS ($5,933,866), FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT ($2,241,734). true Central America and the Caribbean Investments 254687157 Central America and the Caribbean Program Services HIGHER ED 262603 Central America and the Caribbean Grantmaking 14685 Central America and the Caribbean Fundraising 11116 East Asia and the Pacific Investments 663224 East Asia and the Pacific 2 21 Program Services HIGHER ED 2531201 East Asia and the Pacific Grantmaking 1134868 East Asia and the Pacific Fundraising 8561 Europe (Including Iceland and Greenland) Investments 9913863 Europe (Including Iceland and Greenland) 5 175 Program Services HIGHER ED 28214968 Europe (Including Iceland and Greenland) Grantmaking 9930441 Europe (Including Iceland and Greenland) Fundraising 38573 Middle East and North Africa Program Services HIGHER ED 550130 Middle East and North Africa Grantmaking 137420 Middle East and North Africa Fundraising 5383 North America Investments 3357284 North America Program Services HIGHER ED 462563 North America Fundraising 3150 Russia and the Newly Independent States Program Services HIGHER ED 25687 Russia and the Newly Independent States Grantmaking 19600 South America 1 9 Program Services HIGHER ED 873998 South America Grantmaking 429963 South America Fundraising 20649 South Asia Program Services HIGHER ED 186174 South Asia Grantmaking 23750 Sub-Saharan Africa Program Services HIGHER ED 162087 Sub-Saharan Africa Grantmaking 134106 Sub-Saharan Africa Fundraising 1200 7 196 1 9 8 205 311924040 1880364 313804404 SCHOLARSHIPS Central America and the Caribbean 1 14685 TUITION DISC SCHOLARSHIPS East Asia and the Pacific 103 1134868 TUITION DISC SCHOLARSHIPS Europe (Including Iceland and Greenland) 1070 9930441 TUITION DISC SCHOLARSHIPS Middle East and North Africa 18 137420 TUITION DISC SCHOLARSHIPS Russia and the Newly Independent States 1 19600 TUITION DISC SCHOLARSHIPS South America 30 429963 TUITION DISC SCHOLARSHIPS South Asia 12 23750 TUITION DISC SCHOLARSHIPS Sub-Saharan Africa 16 134106 TUITION DISC true false true true true true MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. PART I, LINE 2 SU PROVIDED MORE THAN $11.8 MILLION IN INSTITUTIONAL FINANCIAL AID TO STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2015. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. MOST SCHOLARSHIPS ARE NEED-BASED. STUDENTS MUST APPLY FOR NEED-BASED FINANCIAL AID AWARDS BY COMPLETING THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THIS IS A STANDARD FORM USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. FINANCIAL AID IS GENERALLY LIMITED TO THE AMOUNT OF TUITION, BUT CAN ALSO INCLUDE PARTIAL FUNDING FOR THE PROGRAM FEE (HOUSING AND FIELD TRIPS). BASIS OF ACCOUNTING PART I, LINE 3, COLUMN F THE BASIS OF ACCOUNTING ON THE FINANCIAL STATEMENTS IS ACCRUAL. NUMBER OF RECIPIENTS PART III, COLUMN (C) THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2015. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE. Mirror Awards 422950 367950 55000 295797 TONER PRIZE 185860 144810 41050 109316 4 233414 81892 151522 49359 89210 842224 594652 247572 49359 494323 543682 -296110 true NATIONAL ASSN OF BASKETBALL COACHES 1111 MAIN ST KANSAS CITY MO 6410 KANSAS CITY MO 64105 061569842 501(C)(3) 10300 SUPPORT WESTCOTT COMMUNITY CENTER 826 EUCLID AVENUE SYRACUSE NY 13210 161499834 501(C)(3) 10000 SUPPORT 2 SU STUDENT SCHOLARSHIPS AND FINANCIAL AID 14782 279502176 SEOG 2112 2241734 HEOP 261 689858 ROOM AND BOARD 653 6473012 PROVISION OF BOOKS AND SUPPLIES 411 237877 FMV BOOKS AND SUPPLIES MONITORING THE USE OF GRANTS IN THE U.S. PART I, LINE 2 SU PROVIDED APPROXIMATELY $289 MILLION IN INSTITUTIONAL AID TO UNDERGRADUATE AND GRADUATE STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2015. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID: THE COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE; AND THE FREE APPLICATION FOR FEDERAL STUDENT AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. MERIT SCHOLARSHIPS ARE GENERALLY LIMITED TO THE AMOUNT OF TUITION. STUDENTS REACHING THE TUITION LIMIT ARE INELIGIBLE FOR ADDITIONAL SCHOLARSHIPS FROM THE UNIVERSITY. NEED-BASED AID CAN BE USED FOR ALL EDUCATIONAL RELATED EXPENSES IN ADDITION TO TUITION. GRANTS TO ORGANIZATIONS IN THE U.S. PART II THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO THE NATIONAL ASSOCIATION OF BASKETBALL COACHES, AND RECEIVED ACKNOWLEDGMENT THAT MONIES REPRESENT CHARITABLE CONTRIBUTIONS FOR THE ORGANIZATION'S EXEMPT PURPOSE. THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO THE WESTCOTT COMMUNITY CENTER, AND RECEIVED ACKNOWLEDGMENT THAT MONIES REPRESENT CHARITABLE CONTRIBUTIONS FOR THE ORGANIZATION'S EXEMPT PURPOSE. NUMBER OF RECIPIENTS PART III, COLUMN B THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2015. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE PER FINANCIAL AID TYPE. X X X X X true true X X X X X true true false false false false false true false SHERBURNE ABBOTT VP-SUSTAINABILITY INITIATIVES 259412 0 0 0 161 0 26000 0 7275 0 292848 0 0 0 KAREN L ALSTON SENIOR VP HUMAN CAPITAL DEV. 279783 0 0 0 161 0 26000 0 15093 0 321037 0 0 0 DEBORAH ARMSTRONG VP DEVELOPMENT 216173 0 0 0 5463 0 22014 0 8622 0 252272 0 0 0 NICOLE L BROWN VP COMMUNICATIONS & CMO 202098 0 0 0 32 0 20324 0 1172 0 223626 0 0 0 ANTHONY CALLISTO JR SVP SAFETY AND CLO 149483 0 0 0 224 0 15096 0 80962 0 245765 0 0 0 LISA DOLAK SVP & UNIV SECRETARY/PROFESSOR 187113 0 0 0 0 0 19193 0 33294 0 239600 0 0 0 DANIEL J FRENCH INTERIM SVP & GENERAL COUNSEL 144000 0 0 0 0 0 0 0 0 0 144000 0 0 0 JEAN B GALLIPEAU COMPTROLLER 169027 0 0 0 32 0 15787 0 6612 0 191458 0 0 0 DARYL J GROSS VP AND SPECIAL ASSISTANT 590049 0 218333 0 25238 0 26000 0 34741 0 894361 0 0 0 J MICHAEL HAYNIE VICE CHANCELLOR - IVMF 326263 0 0 0 161 0 26000 0 7964 0 360388 0 0 0 MARILYN R HIGGINS VP COMMUNITY ENGAGE. ECO. DEV. 218007 0 0 0 816 0 22300 0 9651 0 250774 0 0 0 REBECCA REED KANTROWITZ SR VP & DEAN STUDENT AFFAIRS 195467 0 0 0 32 0 20200 0 20831 0 236530 0 0 0 RUTH E KAPLAN VP FOR EXTERNAL AFFAIRS 273314 0 0 0 99 0 26000 0 22 0 299435 0 0 0 GINA LEE-GLAUSER VP FOR RESEARCH 239735 0 0 0 32 0 24644 0 16794 0 281205 0 0 0 ELIZABETH LIDDY INTERIM V. CHANCELLOR PROVOST 341780 0 0 0 805 0 26000 0 8123 0 376708 0 0 0 LOUIS G MARCOCCIA EXECUTIVE VP AND CFO 531998 0 0 0 90463 0 114000 0 17702 0 754163 0 88000 0 LARRY MARTIN VP PROGRAM DEVELOPMENT 158528 0 0 0 0 0 16162 0 7740 0 182430 0 0 0 DICKENS MATHIEU SR VP & GENERAL COUNSEL 237084 0 10048 0 671042 0 24181 0 14260 0 956615 0 0 0 CHARLES P MERRIHEW VP FOR ENGAGEMENT INITIATIVES 311357 0 0 0 52 0 26000 0 16405 0 353814 0 0 0 ELIZABETH O'ROURKE SVP PRINCIPAL GIFTS/INT ADV 277522 0 0 0 32 0 26000 0 15095 0 318649 0 0 0 KEVIN C QUINN SENIOR VP FOR PUBLIC AFFAIRS 275524 0 0 0 32 0 26000 0 21302 0 322858 0 0 0 SAMUEL J SCOZZAFAVA JR INTERIM CIO & VP IT SERVICES 180493 0 0 0 32 0 18487 0 54043 0 253055 0 0 0 CHRISTOPHER M SEDORE SR VP FOR ENROLLMENT MGMT. 325911 0 0 0 32 0 26000 0 40868 0 392811 0 0 0 DAVID J SMITH TREASURER 223816 0 0 0 32 0 23375 0 24231 0 271454 0 0 0 ERIC F SPINA VICE CHANCELLOR AND PROVOST 478879 0 28000 0 70206 0 26000 0 54265 0 657350 0 70000 0 KENT SYVERUD CHANCELLOR AND PRESIDENT 648117 0 50000 0 44884 0 66000 0 105224 0 914225 0 0 0 MARY ANN TYSZKO VP STRATEGIC BUS. DEV. & INNO. 267026 0 0 0 52 0 26000 0 12113 0 305191 0 0 0 JAMIE CYR DIRECTOR - AUXILIARY SERVICES 182949 0 0 0 32 0 18875 0 68938 0 270794 0 0 0 GEORGE M LANGFORD DEAN - ARTS AND SCIENCES 398905 0 0 0 203 0 26000 0 1261 0 426369 0 0 0 KARIN RUHLANDT DEAN - ARTS AND SCIENCES 186136 0 0 0 310 0 19549 0 23779 0 229774 0 0 0 RYAN WILLIAMS ASSOC VP FOR ENROLLMENT MGMT 234664 0 0 0 32 0 23970 0 13905 0 272571 0 0 0 JAMES A BOEHEIM JR BASKETBALL HEAD COACH 1735411 0 80000 0 142038 0 66000 0 20221 0 2043670 0 40000 0 SCOTT SHAFER FOOTBALL HEAD COACH 1391611 0 56000 0 24888 0 26000 0 24447 0 1522946 0 0 0 JAMES B STEINBERG DEAN - MAXWELL SCHOOL 505166 0 0 0 161 0 26000 0 17919 0 549246 0 0 0 MELVIN T STITH PROFESSOR 461282 0 0 0 100 0 26000 0 9449 0 496831 0 0 0 KENNETH KAVAJECZ DEAN - WHITMAN SCHOOL 444305 0 17000 0 161 0 26000 0 8982 0 496448 0 0 0 NANCY CANTOR CHANCELLOR AND PRESIDENT 0 0 600000 0 223959 0 796 0 0 0 824755 0 216000 0 REBECCA L FOOTE COMPTROLLER 65531 0 0 0 128614 0 6708 0 14448 0 215301 0 0 0 DONALD A SALEH VP FOR ENROLLMENT MGMT. 135731 0 0 0 253040 0 13800 0 4598 0 407169 0 0 0 THOMAS J WALSH EXEC VP FOR INST'L ADVANCEMENT 234900 0 50000 0 225056 0 24209 0 21475 0 555640 0 163423 0 SUPPLEMENTAL INFORMATION PART I, LINE 1A FIRST-CLASS TRAVEL UNIVERSITY POLICY ALLOWS, IN CERTAIN SITUATIONS, EMPLOYEES TO TRAVEL VIA FIRST-CLASS AIRFARE WHILE ON UNIVERSITY BUSINESS. THIS POLICY PROVIDES THAT THE CHANCELLOR, VICE CHANCELLOR AND PROVOST, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENTS, CHANCELLOR'S EXECUTIVE TEAM AND DEANS MAY MAKE EXCEPTIONS IN THE CASE OF EXTENUATING CIRCUMSTANCES (E.G. DEMANDING FLIGHT SCHEDULE, EXTENDED FLIGHT TIMES) BY GIVING PRIOR WRITTEN AUTHORIZATION FOR FIRST CLASS OR BUSINESS TRAVEL TO EMPLOYEES THEY OVERSEE. AS A RESULT OF THIS POLICY, CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES INCLUDED IN THIS FILING AT TIMES UTILIZED FIRST-CLASS AIRFARE FOR UNIVERSITY BUSINESS TRAVEL DURING 2014. CHARTER TRAVEL CERTAIN SYRACUSE UNIVERSITY OFFICERS, TRUSTEES, AND HIGHLY COMPENSATED EMPLOYEES UTILIZED CHARTER AIRLINE TRAVEL FOR BUSINESS PURPOSES. CHARTER TRAVEL ELIMINATES THE TIME CONSTRAINTS OF COMMERCIAL AIR TRAVEL, IS COST EFFECTIVE AND PERMITS GREATER SUPERVISION OF STUDENTS. TRAVEL FOR COMPANIONS CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES HAD COMPANION TRAVEL. THIS TRAVEL WAS DETERMINED TO BE BUSINESS OR PERSONAL AND TAXABLE, BASED UPON THE FACTS AND CIRCUMSTANCES OF EACH SPECIFIC INCIDENCE, AND WAS TREATED ACCORDINGLY, FOR REPORTING PURPOSES. GROSS-UP PAYMENTS AN OFFICER RECEIVED A GROSS-UP PAYMENT RELATED TO TAXABLE LODGING WHICH WAS INCLUDED IN THE EMPLOYEE'S COMPENSATION REPORTED ON FORM W-2. A HIGHLY COMPENSATED EMPLOYEE RECEIVED A GROSS UP PAYMENT RELATING TO TAXABLE COMPLIMENTARY TICKETS WHICH WERE INCLUDED IN THE EMPLOYEE'S COMPENSATION REPORTED ON FORM W-2. HOUSING ALLOWANCE THE CHANCELLOR IS PROVIDED WITH LODGING BENEFITS AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER. INCLUDED IN SCHEDULE J, PART II, COLUMN (D) IS THE COMPUTED NON-TAXABLE MARKET VALUE OF THE CHANCELLOR'S OCCUPANCY OF SUCH PREMISES. HEALTH OR SOCIAL CLUB DUES CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES RECEIVED MEMBERSHIPS IN HEALTH OR SOCIAL CLUBS. CLUB DUES ARE DETERMINED TO BE TAXABLE OR NON-TAXABLE BASED UPON THE PERCENTAGE OF BUSINESS AND PERSONAL USE AS REPORTED ON CLUB USE CERTIFICATION STATEMENTS SUBMITTED BY THE INDIVIDUALS WITH THE MEMBERSHIPS. THE TAXABLE PORTION WAS INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. PERSONAL SERVICES AS PART OF THE UNIVERSITY'S EMPLOYMENT ARRANGEMENT FOR THE CHANCELLOR, SU PROVIDES A RESIDENCE MANAGER AT THE UNIVERSITY-OWNED OFFICIAL CHANCELLOR'S RESIDENCE. THE CHANCELLOR REIMBURSES THE UNIVERSITY FOR THE VALUE OF ANY NON-UNIVERSITY RELATED PERSONAL USE THROUGH AN AFTER-TAX DEDUCTION TAKEN FROM HIS SEMI-MONTHLY PAY. SEVERANCE PAYMENTS PART I, LINE 4A THE FOLLOWING INDIVIDUALS RECEIVED SEVERANCE. DICKENS MATHIEU $ 670,688 REBECCA L. FOOTE $ 122,077 DONALD A. SALEH $ 253,000 NONQUALIFIED 457(F) PLAN PART I, LINE 4B CERTAIN OFFICERS, HIGHLY COMPENSATED EMPLOYEES, AND A FORMER OFFICER PARTICIPATE IN NONQUALIFIED 457(F) PLAN: CONTRIBUTIONS MADE: LOUIS G. MARCOCCIA $ 88,000 KENT SYVERUD $ 40,000 JAMES A. BOEHEIM JR. $ 40,000 DISTRIBUTIONS FROM: NANCY CANTOR $ 216,000 LOUIS G. MARCOCCIA $ 88,000 ERIC F. SPINA $ 70,000 JAMES A. BOEHEIM JR. $ 80,000 THOMAS J. WALSH $ 224,957 NON-FIXED PAYMENTS PART I, LINE 7 CERTAIN OFFICERS RECEIVED AN OVERLOAD/EXTRA SERVICE PAYMENT. AN OVERLOAD/EXTRA SERVICE PAYMENT IS FOR RECOGNITION OF SERVICES ABOVE NORMAL JOB RESPONSIBILITIES. THESE PAYMENTS WERE INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. COMPENSATION FOR SERVICES RENDERED TO SU SCHEDULE J, PART II, SUPPLEMENTAL INFORMATION DANIEL J. FRENCH'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $144,000 WAS PAID BY BARCLAY DAMON LLP FOR THE SERVICES RENDERED AS THE UNIVERSITY'S INTERIM SVP & GENERAL COUNSEL. JAMES A. BOEHEIM JR.'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $1,735,411, INCLUDES $906,066 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $600,000 FROM IMG WORLDWIDE, INC. WHICH WAS REPORTED BY IMG WORLDWIDE, INC. ON FORM 1099. ALSO INCLUDED IS NET INCOME OF $229,345 REALIZED BY BIG ORANGE BASKETBALL CAMP FROM CONDUCTING A SUMMER BASKETBALL CAMP WHICH IS NOT REQUIRED TO BE AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. SCOTT D. SHAFER'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $1,392,550, INCLUDES $827,550 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $565,000 FROM IMG WORLDWIDE, INC. WHICH WAS REPORTED BY IMG WORLDWIDE, INC. ON FORM 1099. SCOTT D. SCHAFER ENTERPRISE LLC REALIZED A NET LOSS OF $939 FROM CONDUCTING A SUMMER FOOTBALL CAMP WHICH HAS NOT BEEN INCLUDED IN PART II, COLUMN(B)(I) AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. DARYL J. GROSS' TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $590,050, INCLUDES $510,050 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2, AND $80,000 FROM IMG WORLDWIDE, INC. WHICH WAS REPORTED BY IMG WORLDWIDE, INC. ON FORM 1099. A CITY OF SYRACUSE IND DEV AGENCY 161231050 8717120BU 2005-12-13 80000000 CAPITAL IMPROVEMENT & ACQUISITION false false false B CITY OF SYRACUSE IND DEV AGYONON CTY IDA 161231050 871720BZO 2008-01-30 105000000 CONSTRUCTION & EQUIPMENT false false false C TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 40896714 MULTI-PURPOSE ISSUE -NON-REFUNDING false false false D TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FAL4 2010-01-14 70440000 MULTI-PURP. ISSUE -REFUNDING BONDS false false false A 0 0 84386885 0 5413741 0 1339056 681104 0 76952984 0 0 2008 false false true true B 6800000 0 106128306 0 1709200 0 631443 42000 0 103745663 0 0 2010 false false true true C 730000 0 40898838 0 0 0 401811 22487 0 40474540 0 0 2014 false false true true D 0 0 70440000 0 0 0 518439 29013 0 0 69892548 0 2010 true false true true A false true false true false 0.00127 0.00127 false false false true B false false false true false 0 false false false true C false false false true false 0 false false false true D 0 A false true true true GOLDMAN SACHS 30. false false false 0 false true B false true true true GOLDMAN SACHS 30. false false false 0 false true C false true true true MORGAN STANLEY 20. false false false 0 true true D false true true true MORGAN STANLEY 20. false false false 0 false true A true B true C true D true SUPPLEMENTAL INFORMATION SCHEDULE K, PART I, LINE B THIS FINANCING CONSISTED OF TWO BOND ISSUES THAT WERE SOLD AND ISSUED ON THE SAME DATE, PURSUANT TO A SINGLE PLAN OF FINANCING, WHICH ARE TREATED AS A SINGLE BOND ISSUE FOR TAX PURPOSES. THE ISSUER NAME, EIN, AND CUSIP NUMBER FOR THE TWO ISSUES ARE AS FOLLOWS: (A) ISSUER NAME (B)ISSUER EIN (C) CUSIP# AMOUNT CITY OF SYRACUSE INDUST. DEV. AGENCY 16-1231050 871720BZO $70M ONONDAGA COUNTY INDUST. DEV. AGENCY 16-0193714 682747HG8 $35M TOTAL PROCEEDS OF BOND ISSUE SCHEDULE K, PART I, COLUMN E AND PART II, LINE 3 DIFFERENCES BETWEEN THE ISSUE PRICE IN PART I AND THE TOTAL PROCEEDS OF ISSUE IN PART II CONSIST SOLELY OF EARNINGS OF CASH WITH TRUSTEE BALANCES. SPECIFIC AMOUNTS OF EARNINGS INCLUDED IN PART II NOT INCLUDED IN PART I ARE AS FOLLOWS: COLUMN A 12/13/2005 ISSUE: 4,386,885 COLUMN B 01/30/2008 ISSUE: 1,128,306 COLUMN C 01/14/2010 ISSUE: 2,124 COLUMN A 07/07/2011 ISSUE: 9,029 COLUMN B 09/12/2013 ISSUE: 28,246 SCHEDULE K, PART III, COLUMN D: N/A-THIS ISSUE REFUNDED PRE-2003 BONDS. SCHEDULE K, PART IV, COLUMN A, B, C AND D, LINE 2C: CALCULATIONS WERE PERFORMED 11/30/2010, 12/31/2012, 12/31/2014 AND 12/31/2014 RESPECTIVELY. SCHEDULE K, PART IV, COLUMN C, LINE 6: ALL PROCEEDS HAVE BEEN EXPENDED. A TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FBJ8 2011-07-07 50693415 MULTI-PURPOSE ISSUE-NON-REFUNDING false false false B TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FCK4 2013-09-12 67827371 MULTI-PURPOSE ISSUE-NON-REFUNDING false false false A 3310000 0 50702444 0 0 0 569737 0 0 50132707 0 0 2015 false false true true B 1385000 0 67855617 0 0 0 572007 0 0 26208561 0 41075049 false false false true A false false false true false 0 false false false true B false false false true false 0.00301 0.00301 false false false true A false true false false 0 false 0 false true B false true false false 0 false 0 false true A true B true 8000 SCHOLARSHIP SCHOLARSHIP HUBERT BROWN SPOUSE- NICOLE BROWN 119451 UNIV. EMPLOYEE - ASSOC DEAN false RUTH CHEN SPOUSE - KENT SYVERUD 96825 UNIV. EMPLOYEE - PROFESSOR false KATHERINE DOPULOS DAUGHTER-CHRISTINE LARSEN 40432 UNIV. EMPLOYEE -ADM. COUNSELOR false STEPHEN DORUS SON IN LAW-MACNAUGHTON 88357 ASSOC PROFESSOR BIOLOGY false SAM EDELSTEIN SON - DAVID EDELSTEIN 45968 ASSOC. DIR - REG. PGMS & ENG. false ULRICH B ENGLICH SPOUSE-KARIN RUHLANDT 74100 UNIV. EMP-RESEARCH SCIENCE false MARK N GLAUSER SPOUSE- GINA LEE-GLAUSER 185648 UNIV. EMPLOYEE - ASSOC DEAN false LAEL GROSS SPOUSE-DARYL GROSS 79494 UNIV. EMPLOYEE-ASST. ATH. DIR. false SYLVIA T LANGFORD SPOUSE- GEORGE LANGFORD 129046 UNIV. EMPLOYEE - ASSOC. VP false JOHN LIDDY SON- ELIZABETH LIDDY 50070 UNIV. EMPLOYEE - PROG. MGR. false CHRISTOPHER C MERRIHEW SON - CHARLES MERRIHEW 37761 UNIV. EMPLOYEE - SUPERVISOR false ERIC S SEDORE BROTHER- CHRIS SEDORE 143529 UNIV. EMPLOYEE - DIRECTOR ITS false JAMES STEINBERG SPOUSE- SHERBURNE ABBOTT 519180 UNIV. EMPLOYEE DEAN/PROFESSOR false MARGARET WALSH DAUGHTER-THOMAS WALSH 18603 UNIV. EMPLOYEE - TEMP LIBRARY false WAYNE WESTERVELT BROTHER IN LAW - J. CYR 23583 UNIV. EMPLOYEE-DIR. COMM/SVCS false DRUMLINS INC BOARD MEMBERS 953342 DINING AND RECREATION SERVICES false ALLIANCE ENERGY TRANSMISSION SYRACU TRUSTEE- SAMUEL G NAPPI 1120434 DESIGN & ENGINEERING SERVICES false DANIEL J FRENCH ASSOCIATES LLC OFFICER - DANIEL FRENCH 187000 LEGAL SERVICES false FRENCH ALCOTT PLLC OFFICER - DANIEL FRENCH 117900 LEGAL SERVICES false HUEBER- BREUER CONSTRUCTION COINC TRUSTEE- JAMES BREUER 77379996 CONSTRUCTION SERVICES false LOON CREEK PROPERTIESPECK HALL TRUSTEE- JOSHUA H HEINTZ 477000 LEASE PMT/LEASEHOLD IMPROV. false BUSINESS TRANSACTIONS WITH INTERESTED PERSONS PART IV DRUMLINS, INC.'S BOARD MEMBERS INCLUDE LOUIS G. MARCOCCIA, DAVID J. SMITH, JAMIE CYR AND JEAN B. GALLIPEAU WHO DO NOT HAVE A PERSONAL INTEREST IN DRUMLINS BUT ARE OFFICERS OF SYRACUSE UNIVERSITY AND DRUMLINS INC. THE ABOVE TRANSACTIONS WITH ALLIANCE ENERGY TRANSMISSION SYRACUSE, DANIEL J. FRENCH & ASSOCIATES, LLC, FRENCH ALCOTT PLLC, HUEBER-BREUER CONSTRUCTION CO. INC. AND LOON CREEK PROPERTIES HAVE BEEN MANAGED IN ACCORDANCE WITH UNIVERSITY POLICIES AND FULLY COMPLIED WITH THE UNIVERSITY'S EXISTING CONFLICT OF INTEREST POLICY. ALL TRANSACTIONS WERE ENTERED INTO AT ARM'S LENGTH AND PAYMENTS FOR SERVICES WERE AT FAIR MARKET VALUE. X 1 200000 APPRAISED VALUE X 16407 APPRAISED VALUE X 193 6865920 MARKET VALUE X SPONSORED EQUIP 38 1039676 MARKET VALUE X SPONSORED BLDGS 10 5137326 MARKET VALUE 1 false true false NUMBER OF CONTRIBUTIONS PART I, COLUMN B SYRACUSE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN B. VOLUNTEERS FORM 990, PART I, LINE 6 VOLUNTEERS ARE INDISPENSABLE TO THE UNIVERSITY IN THE ACCOMPLISHMENT OF THE UNIVERSITY'S EDUCATIONAL MISSION. THE BOARD OF TRUSTEES IS COMPRISED OF INDIVIDUALS WHO GIVE OF THEIR TIME, ENERGY AND TALENTS TO PROVIDE GUIDANCE FOR THE EFFICIENT AND EFFECTIVE GOVERNANCE OF THE UNIVERSITY. STUDENTS AND STAFF VOLUNTEER THEIR TIME AND EFFORT IN ACTIVITIES SUCH AS HELPING FRESHMEN STUDENTS MOVE INTO DORMITORIES AND ACQUAINTING THEM WITH THE CAMPUS. STUDENTS ALSO ASSIST IN DEVELOPMENT ACTIVITIES, SUCH AS THE ANNUAL "TELEFUND", TO RAISE FUNDS NEEDED TO SUPPORT THE UNIVERSITY'S EDUCATIONAL MISSION. OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICE EXPENDITURES SUPPORT THE UNIVERSITY'S ACADEMIC AND RESEARCH INITIATIVES THROUGH PROVISION OF ACADEMIC SUPPORT, STUDENT SERVICES AND GENERAL INSTITUTIONAL SUPPORT, THE CRITICAL COMPONENTS TO SEAMLESS DELIVERY AND TO MEETING THE NEEDS AND EXPECTATIONS OF SYRACUSE UNIVERSITY'S STUDENTS AND FACULTY. BUSINESS RELATIONSHIPS FORM 990, PART VI, SECTION A, LINE 2 LOUIS G. MARCOCCIA, DAVID J. SMITH, JAMIE CYR AND JEAN B. GALLIPEAU HAVE A BUSINESS RELATIONSHIP AS THEY ARE OFFICERS OF SYRACUSE UNIVERSITY AND DRUMLINS, INC. TRUSTEES LAURIE B. TAISHOFF AND ROBERT P. TAISHOFF HAVE A FAMILY RELATIONSHIP. REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B THE UNIVERSITY PROVIDED ITS SUBSTANTIALLY COMPLETE FORM 990 TO MEMBERS OF THE TRUSTEES AUDIT COMMITTEE AND COMPENSATION COMMITTEE. ACCOMPANYING THE 990 WAS A REPORT HIGHLIGHTING IMPORTANT SECTIONS, DATA AND POINTS, AND CHANGES FROM THE PREVIOUS FORM 990. A CONFERENCE CALL WITH THESE COMMITTEE MEMBERS WAS HELD WITH THE UNIVERSITY'S CHANCELLOR AND PRESIDENT AND EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER TO REVIEW THE FORM AND SUMMARY REPORT. THIS REVIEW INCLUDED A WALKTHROUGH OF THE FORM AND SCHEDULES WITH DIALOGUE ON SIGNIFICANT ITEMS AND POINTS AND A FURTHER EXPANSION OF INFORMATION PROVIDED IN THE SUMMARY REPORT. QUESTIONS WERE ADDRESSED AS RAISED BY COMMITTEE MEMBERS. ONCE FINALIZED, THE COMPLETE COPY OF THE UNIVERSITY'S FINAL FORM 990 (INCLUDING ALL REQUIRED SCHEDULES, AS ULTIMATELY FILED WITH THE IRS) IS PROVIDED TO EACH VOTING MEMBER OF THE BOARD THROUGH A SECURED SYRACUSE UNIVERSITY BOARD OF TRUSTEES WEB PORTAL BEFORE ITS FILING WITH THE IRS. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY'S REGULAR AND CONSISTENT MONITORING AND ENFORCEMENT COMPLIANCE OF THE CONFLICT OF INTEREST POLICY: ARTICLE XI OF THE UNIVERSITY'S BYLAWS REQUIRE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE BE COMPLETED BY EACH TRUSTEE AND OFFICER. ADDITIONALLY, THE UNIVERSITY REQUIRES KEY EMPLOYEES, HIGHEST COMPENSATED EMPLOYEES AND OTHER IDENTIFIED EMPLOYEES AND GROUPS OF EMPLOYEES TO COMPLETE THE CONFLICT OF INTEREST QUESTIONNAIRE. ALL COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE DIRECTOR OF AUDIT AND MANAGEMENT ADVISORY SERVICES; THE COMPTROLLER ALSO REVIEWS THOSE OF TRUSTEES, OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES. CONFLICTS ARE AGGREGATED INTO A REPORT WHICH IS PROVIDED TO THE EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND THE AUDIT COMMITTEE. COMPENSATION POLICY FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE CHANCELLOR AND PRESIDENT, OFFICERS, KEY EMPLOYEES AND CERTAIN OTHER COVERED INDIVIDUALS IS ESTABLISHED ACCORDING TO UNIVERSITY POLICIES THAT MEET THE THREE REQUIREMENTS OF THE REBUTTABLE PRESUMPTIONS PROVISIONS UNDER TREAS. REG. 53.4958-6. THE COMPENSATION ARRANGEMENT IS APPROVED IN ADVANCE BY THE UNIVERSITY'S COMPENSATION COMMITTEE WHO ARE INDEPENDENT AND FREE OF ANY CONFLICTS OF INTEREST THAT WOULD INTERFERE WITH THEIR EXERCISE OF INDEPENDENT JUDGMENT. THE UNIVERSITY'S COMPENSATION COMMITTEE REVIEWS COMPARABILITY DATA PROVIDED BY AN INDEPENDENT EXTERNAL CONSULTANT THAT INCORPORATES BOTH UNIVERSITY DATA AND THAT OF COMPARABLE INSTITUTIONS. THE COMPENSATION COMMITTEE, WHICH TYPICALLY SEEKS TO ESTABLISH COMPENSATION WITHIN THE MIDDLE OF THE RANGE OF COMPARABILITY DATA, MAKES A RECOMMENDATION TO THE UNIVERSITY'S EXECUTIVE COMMITTEE WHO THEN MAKES A DETERMINATION WHETHER THE PROPOSED COMPENSATION IS REASONABLE. IF A PROPOSAL IS DEEMED TO BE REASONABLE, THE EXECUTIVE COMMITTEE ADEQUATELY DOCUMENTS THE BASIS FOR ITS DETERMINATION WITHIN 60 DAYS AFTER THE DATE THE DETERMINATION WAS MADE AND SUCH DOCUMENTATION IS KEPT IN THE WRITTEN OR ELECTRONIC RECORDS OF THE EXECUTIVE COMMITTEE. JOINT VENTURE FORM 990, PART VI, SECTION B, LINE 16A JPMORGAN CHASE & CO. AND SYRACUSE UNIVERSITY ESTABLISHED A UNIQUE CORPORATE-UNIVERSITY COLLABORATION. THE PURPOSE OF THE COLLABORATION IS TO DEVELOP EDUCATION AND WORK EXPERIENCE INNOVATIONS IN THE AREA OF FINANCIAL SERVICES INFORMATION TECHNOLOGY, LEVERAGING EACH OTHER'S KNOWLEDGE AND EXPERTISE IN THE BUILDING OF A BEST IN CLASS CURRICULUM FOR ENTRY LEVEL TECHNOLOGISTS AND TO COLLABORATE ON PROJECTS OF JOINT INTEREST THAT PROVIDE VALUE TO BOTH ORGANIZATIONS AND TO SOCIETY. EMPLOYEES OF JPMORGAN CHASE & CO. ARE JOINING WITH SYRACUSE UNIVERSITY FACULTY AND STUDENTS TO CREATE A COMPREHENSIVE, INTERDISCIPLINARY CURRICULUM FOCUSED ON THE FIELDS OF GLOBAL ENTERPRISE TECHNOLOGY SYSTEMS. SYRACUSE UNIVERSITY JOINED THE CENTER FOR APPLIED IDENTITY MANAGEMENT RESEARCH (CAIMR). CAIMR IS DEDICATED TO SOLVING SOCIETY'S MOST CRITICAL IDENTITY MANAGEMENT CHALLENGES THROUGH APPLIED RESEARCH. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. OTHER CHANGES IN NET ASSETS FORM 990, PART XI, LINE 9 POSTRETIREMENT BENEFIT OBLIGATION ($1,814,358) SU SHERATON HOTEL & CONFERENCE CENTER 801 UNIVERSITY AVE SYRACUSE NY 13210 161586346 ACCOMODATION NY 13395098 15198001 SU ORANGE INSURANCE COMPANY LLC 100 BANK ST STE 610 BURLINGTON VT 05401 473844706 INSURANCE VT 0 0 SU CONSURTIO INC 721 UNIVERSITY AVE SYRACUSE NY 13244 472527854 EDUCATION DE 501(C)(3) 9 SU true SU ALUMNI ASSOCIATION INC 401 UNIVERSITY PLACE SYRACUSE NY 13244 161431749 ALUMNI ACTVTY NY 501(C)(3) 11A SU true SYRACUSE UNIVERSITY (USA LONDON) 48 OLD GLOUCESTER ST LONDON UK WC1N 38E EDUCATION UK N/A N/A SU true DRUMLINS INC 800 NOTTINGHAM RD SYRACUSE NY 13224 150516881 DINING/REC NY SYRACUSE UNIV C Corp 1477911 5432778 1.00000 true BLUE HIGHWAY INC 2-212 CST SYRACUSE NY 13244 452400613 PROFESSIONAL NY SYRACUSE UNIV C Corp 1018 0 1.00000 true SYRACUSE IDEAS INC 254 HINDS HALL SYRACUSE UNIVERSITY SYRACUSE NY 13244 462339155 EDUCATIONAL NY SYRACUSE UNIV C Corp 2000 1.00000 true SU ISTANBUL EGITIM DESTEK VE DANISMA HIZMETLERI TICARET LTD SIRK TU EDUCATIONAL TU SYRACUSE UNIV C Corp 1507040 1250521 0.99500 true CHARITABLE REMAINDER ANNUITY TRUST (4) CRAT NY SYRACUSE UNIV Trust true CHARITABLE REMAINDER TRUST (2) CRT NY SYRACUSE UNIV Trust true CHARITABLE REMAINDER UNITRUST (5) CRUT NY SYRACUSE UNIV Trust true CHARITABLE REMAINDER UNITRUST (1) CRUT FL SYRACUSE UNIV Trust true NET INCOME CHAR REM UNITRUST (1) NICRUT PA SYRACUSE UNIV Trust true true false true false false false false false false true true false true false true true true true false DRUMLINS INC p 361765 COST DRUMLINS INC r 234350 COST DRUMLINS INC k 100443 COST DRUMLINS INC m 328867 COST DRUMLINS INC q 75001 COST DRUMLINS INC a(i) 4721 COST SU ISTANBUL EGITIM DESTEK VE DANISMA R 180390 COST SU LONDON USA R 5489384 COST