2016-05-31T14:04:47-05:00 2015-12-31 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990PF 2015-01-01 911644205 RAYNIER INSTITUTE & FOUNDATION RAYN 8008391754 501 SILVERSIDE ROAD NO 123 WILMINGTON DE 198091377 EDWARD GARDNER PRESIDENT 8008391754 2016-05-13 1 JENNIFER BECKER HARRIS P00183358 4254544919 2016-05-13 2015 2016-09-27 15:27:22Z X 85077216 X X 8082 8082 1752225 1752225 3921773 32236708 4016304 5682080 5776611 27800 1390 26410 2110 106 2005 919 0 919 16700 3340 13360 359228 354048 5180 126391 5891 0 1828 0 1828 138 0 138 70303 4592 65711 605417 369367 115551 4460000 4460000 5065417 369367 4575551 616663 5407244 4255292 7623983 7623983 1361 4829 1361 1361 11901865 7851989 7848945 45428204 47455974 57076306 9778603 9052149 10816487 2000000 2000000 1710134 73368793 73985456 85077216 0 0 X 73368793 73985456 73368793 73985456 73368793 73985456 73368793 616663 0 73985456 0 73985456 PUBLICLY TRADED SECURITIES 30278680 26452096 3826584 3826584 CAPITAL GAIN DISTRIBUTION P 196745 196745 196745 PUBLICLY TRADED SECURITIES 1761283 1768308 -7025 -7025 4016304 0 4447357 90929065 0.048910 3865144 85868578 0.045012 3042295 78721840 0.038646 2864391 77593221 0.036915 2940670 73019759 0.040272 0.209755 0.041951 88234813 3701539 54072 3755611 4575551 X 54072 0 54072 0 54072 136297 136297 X 82225 82225 0 0 0 0 0 0 0 0 0 0 0 1 1 WA CO 1 0 0 0 0 1 WWW.RAYNIER.ORG FOUNDATION SOURCE 8008391754 501 SILVERSIDE ROAD SUITE 123 WILMINGTON DE 19809 1 CJ 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 EDWARD GARDNER 501 SILVERSIDE ROAD SUITE 123 WILMINGTON DE 19809 PRESIDENT/DIRECTOR/SECRETARY 1.00 0 0 0 MICHAEL VALUCCI 501 SILVERSIDE ROAD SUITE 123 WILMINGTON DE 19809 VICE PRESIDENT/DIRECTOR/SECRETARY 1.00 0 0 0 ROBERT WRATH 501 SILVERSIDE ROAD SUITE 123 WILMINGTON DE 19809 TREASURER/DIRECTOR 1.00 0 0 0 JEFF HAUSER 501 SILVERSIDE ROAD SUITE 123 WILMINGTON DE 19809 EXECUTIVE DIRECTOR 1.00 27800 0 0 NONE 0 PNC BANK 1600 MARKET STREET PHILADELPHIA PA 19103 INVESTMENT MANAGEMENT 358215 0 NONE 0 0 81682789 6185567 1710134 89578490 0 0 89578490 1343677 88234813 4411741 4411741 54072 54072 4357669 0 4357669 0 4357669 4575551 0 4575551 54072 4521479 4357669 4094530 0 0 4575551 4094530 0 0 481021 0 0 0 0 0 0 0 0 3876648 0 0 0 X AKTIONSART 3538 BURKE AVE N SEATTLE WA 98103 N/A PC CHARITABLE EVENT 5000 AMERICAN ASSOCIATION OF AVALANCHE PROFESSIONALS PO BOX 248 VICTOR ID 83455 N/A PC GENERAL & UNRESTRICTED 5000 ARC ALLIANCE ADVOCACY SERVICES 3075 RIDGE PIKE EAGLEVILLE PA 19403 N/A PC $35K FOR GENERAL OPERATIONS AND $40K AS AN ONGOING FUND TO BE USED SPECIFICALLY TO PAY FOR EXPENSES (UTILITIES, FOOD, HOUSING REPAIRS, ETC.) OF CLIENTS LIVING INDEPENDENTLY (HOME, APARTMENT, CONDO) IN THE READING, PA GREATER AREA. THIS IS FOR INDIGENT CLIENTS WHO CANNOT PAY THESE EXPENSES AND REMAIN INDEPENDENTLY LIVING. 75000 BAKER INDUSTRIES INC 184 PENNSYLVANIA AVE MALVERN PA 19355 N/A PC GENERAL & UNRESTRICTED 10000 BETHESDA PROJECT 1630 S ST PHILADELPHIA PA 19146 N/A PC GENERAL & UNRESTRICTED 75000 BURKE MUSEUM ASSOCIATION PO BOX 353010 SEATTLE WA 98195 N/A PC CAPITAL CAMPAIGN 250000 CHRIST CHURCH 20 N AMERICAN ST PHILADELPHIA PA 19106 N/A PC GENERAL & UNRESTRICTED 10000 COPWHEELS INC 1818 MARKET ST PHILADELPHIA PA 19103 N/A PC GENERAL & UNRESTRICTED 10000 CYSTIC FIBROSIS FOUNDATION 2004 SPROUL RD STE 208 BROOMALL PA 19008 N/A PC CHARITABLE EVENT 25000 DRUMMING FOR YOUR LIFE INSTITUTE 8141 2ND ST STE 340 DOWNEY CA 90241 N/A PC GENERAL & UNRESTRICTED 10000 EXPERIENCE LEARNING COMMUNITY 120 6TH AVE N STE 100 SEATTLE WA 98109 N/A PC NO WASTED NOTES NAMING AGREEMENT BETWEEN THE FOUNDATION AND OTHER 50000 FACE TO FACE 109 E PRICE ST PHILADELPHIA PA 19144 N/A PC GENERAL & UNRESTRICTED 10000 FARESTART 700 VIRGINIA ST SEATTLE WA 98101 N/A PC GENERAL & UNRESTRICTED 5000 FRIENDS OF THE WISSAHICKON INC 8708 GERMANTOWN AVE PHILADELPHIA PA 19118 N/A PC GENERAL & UNRESTRICTED 10000 FRINGEARTS 140 N COLUMBUS BLVD PHILADELPHIA PA 19106 N/A PC GENERAL & UNRESTRICTED 25000 GOGGLE WORKS 201 WASHINGTON ST READING PA 19601 N/A PC $150,000 AS GENERAL OPERATING SUPPORT; $100,000 FOR FIVE SPECIFIC PROJECTS (PROGRAM SCHOLARSHIPS; LARGE TECHING STUDIO ENHANCEMENTS; WEBSITE UPGRADE; PURCHASE OF CLEARNING EQUIPMENT; AND DISPLAY PANELS FOR THE IX FANTASY CONFERENCE) AS REFERENCED IN THE ATTACHED PROPOSAL FUND. 250000 GOHAWKEYE FOUNDATION 327 ADAMS RANCH RD UNIT 703 TELLURIDE CO 81435 N/A PC GENERAL & UNRESTRICTED 1000 HIMALAYAN CATARACT PROJECT INC PO BOX 55 WATERBURY VT 05676 N/A PC GENERAL & UNRESTRICTED 5000 HISTORIC SEATTLE PRESERVATION FNDN 1117 MINOR AVE SEATTLE WA 98101 N/A PC OPERATIONAL "BACK-STOP" TO SUPPORT THEIR MISSION OF PROVIDING BELOW MARKET COMMERCIAL LEASE RATES TO COMMUNITY-BASED NON-PROFITS IN SEATTLE'S CENTRAL DISTRICT PROGRAM. 250000 HUMANE SOCIETY FOR SEATTLE-KING CO 13212 SE EASTGATE WAY BELLEVUE WA 98005 N/A PC GENERAL & UNRESTRICTED 5000 IL CONVIVIO INC 1617 JFK BLVD 19TH FL PHILADELPHIA PA 19103 N/A PC GENERAL & UNRESTRICTED 15000 J STREET EDUCATION FUND INC PO BOX 66073 WASHINGTON DC 20035 N/A PC GENERAL & UNRESTRICTED 10000 JAZZ EDUCATION NETWORK 350 RANDOLPH AVE MILTON MA 02186 N/A PC TRADITIONAL JAZZ CURRICULUM PROJECT 10000 JEWISH COMMUNITY CENTER OF ATLANTIC COUNTY 501 N JEROME AVE MARGATE NJ 08402 N/A PC CHARITABLE EVENT 10000 JEWISH FAMILY SERVICE OF WESTERN MASSACHUSETTS INC 15 LENOX ST SPRINGFIELD MA 01108 N/A PC GENERAL & UNRESTRICTED 5000 LASALLE COLLEGE HIGH SCHOOL 8605 CHELTENHAM AVE WYNDMOOR PA 19038 N/A PC GENERAL & UNRESTRICTED 25000 LEUKEMIA & LYMPHOMA SOCIETY INC - EASTERN PENNSYLVANIA CHAPTER 100 N 20TH ST STE 405 PHILADELPHIA PA 19103 N/A PC LIGHT THE NIGHT FUNDRAISER CAMPAIGN 10000 LIFETIME ADVOCACY PLUS 444 NE RAVENNA BLVD STE 303 SEATTLE WA 98115 N/A PC GENERAL & UNRESTRICTED 5000 MARYS PLACE SEATTLE 1830 9TH AVE SEATTLE WA 98101 N/A PC GENERAL & UNRESTRICTED 5000 MOUNT SAINT JOSEPH ACADEMY 120 W WISSAHICKON AVE FLOURTOWN PA 19031 N/A PC GENERAL & UNRESTRICTED 5000 MOUNTAINFILM LTD PO BOX 1088 TELLURIDE CO 81435 N/A PC GENERAL & UNRESTRICTED 5000 MUSICOPIA INC 2001 MARKET ST STE 3100 PHILADELPHIA PA 19103 N/A PC CHARITABLE EVENT 10000 NALANDABODHI 3902 WOODLAND PARK AVE N SEATTLE WA 98103 N/A PC BODHI SEEDS PROGRAM 5000 NATIONAL FOUNDATION FOR CELIAC AWARENESS PO BOX 544 AMBLER PA 19002 N/A PC GENERAL & UNRESTRICTED 5000 OLDDOG HAVEN 621 STATE RTE 9 NE PMB A-4 LAKE STEVENS WA 98258 N/A PC GENERAL & UNRESTRICTED 5000 OLIVET BOYS AND GIRLS CLUB OF READING AND BERKS COUNTY INC 1161 PERSHING BLVD READING PA 19611 N/A PC GENERAL & UNRESTRICTED 5000 OPAL HOUSE 18818 NE 140TH PL WOODINVILLE WA 98072 N/A PC GENERAL & UNRESTRICTED 1000 PENNSYLVANIA SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS 350 E ERIE AVE PHILADELPHIA PA 19134 N/A PC GENERAL & UNRESTRICTED 5000 PHFFFT COMPANY INC 5609 34TH AVE SW SEATTLE WA 98126 N/A PC GENERAL & UNRESTRICTED 5000 POST-PRISON EDUCATION PROGRAM 810 3RD AVE STE 180 SEATTLE WA 98104 N/A PC GENERAL & UNRESTRICTED 5000 PROJECT HOME 1515 FAIRMOUNT AVE PHILADELPHIA PA 19130 N/A PC EMPLOYMENT SERVICES AND ADULT LEARNING AND WORKFORCE DEVELOPMENT INITIATIVE 125000 PROJECT HOME 1515 FAIRMOUNT AVE PHILADELPHIA PA 19130 N/A PC 810 ARCH STREET PROGRAM 1200000 SAINT GENEVIEVE SCHOOL 1237 BETHLEHEM PIKE FLOURTOWN PA 19031 N/A PC GENERAL & UNRESTRICTED 10000 SAINT PAULS CHURCH AT CHESTNUT HILL 22 E CHESTNUT HILL AVE PHILADELPHIA PA 19118 N/A PC GENERAL & UNRESTRICTED 10000 SEATTLE ARCHITECTURAL FOUNDATION 1333 5TH AVE SEATTLE WA 98101 N/A PC GENERAL & UNRESTRICTED 5000 SEATTLE MENNONITE CHURCH 3120 NE 125TH ST SEATTLE WA 98125 N/A PC GOD'S LI'L ACRE PROGRAM 10000 SEATTLE MENNONITE CHURCH 3120 NE 125TH ST SEATTLE WA 98125 N/A PC JUSTHEALTH RECUPERATIVE CARE PROGRAM 5000 SEATTLE MUSIC PARTNERS 4533 SUNNYSIDE AVE N SEATTLE WA 98103 N/A PC GENERAL & UNRESTRICTED 5000 SEATTLE WHEELCHAIR RUGBY 3760 SW LAKE HELENA RD PORT ORCHARD WA 98367 N/A PC GENERAL & UNRESTRICTED 5000 SEATTLE YOUTH SYMPHONY ORCHESTRA 11065 5TH AVE NE STE A SEATTLE WA 98125 N/A PC TO STABILIZE THE INSTRUMENTAL MUSIC CONTINUUM BETWEEN MIDDLE AND HIGH SCHOOLS IN SW SEATTLE; TO EXPAND A PROVEN MODEL FOR ACCESS TO QUALITY INSTRUMENTAL MUSIC INSTRUCTION FOR UNDERSERVED STUDENTS IN SW SEATTLE; AND TO PARTNER WITH SEATTLE REPERTORY JAZZ ORCHESTRA TO OFFER INSTRUCTION ON THE FULL RANGE OF ORCHESTRA AND BAND INSTRUMENTS FUND 250000 SHALOM ZONE NONPROFIT ASSOCIATION 1415 NE 43RD ST SEATTLE WA 98105 N/A PC ROOTS GENERAL OPERATING FUND 100000 SHALOM ZONE NONPROFIT ASSOCIATION 1415 NE 43RD ST SEATTLE WA 98105 N/A PC GENERAL OPERATING FUND 150000 SHUNPIKE ARTS COLLECTIVE DBA SHUNPIKE 3518 FREMONT AVE N BOX 118 SEATTLE WA 98103 N/A PC CORIOLIS DANCE PROGRAM 10000 SHUNPIKE ARTS COLLECTIVE DBA SHUNPIKE 3518 FREMONT AVE N BOX 118 SEATTLE WA 98103 N/A PC VERSION EXCURSION PROGRAM 5000 TELLURIDE ADAPTIVE SKI PROGRAM PO BOX 2254 TELLURIDE CO 81435 N/A PC GENERAL & UNRESTRICTED 6000 TELLURIDE SKI AND SNOWBOARD CLUB INC PO BOX 2824 TELLURIDE CO 81435 N/A PC SCHOLARSHIP PROGRAM 2000 TELLURIDE SOCIETY FOR JAZZ PO BOX 2132 TELLURIDE CO 81435 N/A PC GENERAL & UNRESTRICTED 5000 THE EXUMA FOUNDATION 5885 LANDERBROOK DR STE 300 MAYFIELD HEIGHTS OH 44124 N/A PC GENERAL & UNRESTRICTED 5000 TIETON ARTS AND HUMANITIES PO BOX 171 TIETON WA 98947 N/A PC GENERAL & UNRESTRICTED 5000 TRUSTEES OF THE LAWRENCEVILLE SCHOOL PO BOX 6125 LAWRENCEVILLE NJ 08648 N/A PC THE LAWRENCEVILLE FUND 10000 TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT ST 433 FRANKLIN BU PHILADELPHIA PA 19104 N/A PC MORRIS ARBORETUM FUND 10000 TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT ST 433 FRANKLIN BU PHILADELPHIA PA 19104 N/A PC THE PENN FUND 10000 UNION FOR REFORM JUDAISM 633 3RD AVE FL 7 NEW YORK NY 10017 N/A PC CAMP KALSMAN PROGRAM 5000 UNITED STATES SQUASH RACQUETS ASSOCIATION INC 555 8TH AVE RM 1102 NEW YORK NY 10018 N/A PC GENERAL & UNRESTRICTED 5000 VETERHANDS 11816 INWOOD RD UNIT 123 DALLAS TX 75244 N/A PC EAGLE RAY RESEARCH PROJECT 5000 VISITING NURSE ASSOCIATION OF SOMERSET HILLS 200 MOUNT AIRY RD BASKING RIDGE NJ 07920 N/A PC GENERAL & UNRESTRICTED 10000 WOMEN GOLFERS GIVEBACK 409 MERION HILL LN CONSHOHOCKEN PA 19428 N/A PC GENERAL & UNRESTRICTED 5000 WOODMERE ART MUSEUM INC 9201 GERMANTOWN AVE PHILADELPHIA PA 19118 N/A PC STORM WATER MANAGEMENT PROGRAM 500000 YOUNG WOMENS CHRISTIAN ASSOCIATION OF SEATTLE-KING COUNTY-SNOHOMISH CO 1118 5TH AVE SEATTLE WA 98101 N/A PC YWCA SUSTAINABILITY PROJECT WHICH WILL PROVIDE THE SUPPORT AND RESOURCE NECESSARY TO DEVELOP A NEW STRATEGIC BUSINESS MODEL 500000 YOUTHCARE 2500 NE 54TH ST SEATTLE WA 98105 N/A PC GENERAL OPERATING SUPPORT FUND 100000 YOUTHCARE 2500 NE 54TH ST SEATTLE WA 98105 N/A PC GENERAL OPERATING FUND 150000 4460000 0 14 8082 14 1752225 18 3921773 0 5682080 0 5682080 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 16700 3340 13360 FORM 990-PF, PART VII-B, LINE 1A(3) & (4) RAYNIER INSTITUTE AND FOUNDATION PAID JEFF HAUSER, A FOUNDATION MANAGER, REASONABLE COMPENSATION AND BENEFITS FOR GRANT-MAKING AND ADMINISTRATIVE SERVICES PROVIDED TO THE FOUNDATION. THESE SERVICES ARE NECESSARY IN CARRYING OUT THE EXEMPT PURPOSE OF THE FOUNDATION, AND COMPENSATION IS REASONABLE BASED ON COMPARATIVE SALARIES. AS SUCH, THE COMPENSATION IS NOT CONSIDERED AN ACT OF SELF-DEALING UNDER IRC SECTION 4941(D)(2)(E).RAYNIER INSTITUTE AND FOUNDATION REIMBURSED MEETING EXPENSES OF JEFF HAUSER, A FOUNDATION MANAGER, ROBERT WARTH, TREASURER, EDWARD GARDNER, PRESIDENT/SECRETARY, AND MICHAEL VALUCCI, VICE PRESIDENT/SECRETARY. THE AMOUNTS REIMBURSED WERE SUBSTANTIATED AND REASONABLE. AS SUCH, THE REIMBURSEMENTS ARE NOT CONSIDERED ACTS OF SELF-DEALING UNDER IRC SECTION 4941(D)(2)(E). ABBEY NATL TREAS SVCS PLC - 2.350% - 09/10/2019 (002799AQ7) 0 0 35000 ACTAVIS FUNDING BD - 3.450% - 03/15/2022 (00507UAR2) 34950 35038 35000 AETNA INC NOTE - 1.500% - 11/15/2017 (00817YAL2) 34876 34868 25000 AMERICAN CAMPUS - 4.125% - 07/01/2024 (024836AB4) 24965 24824 45000 AMERICAN CAMPUS CMNTYS OPER - 3.750% - 04/15/2023 (024836AA6) 44654 44262 65000 AMERICAN EXPRESS - 0.737% - 07/29/2016 (0258M0DH9) 65159 65011 30000 AMERICAN EXPRESS - 3.625% - 12/05/2024 (025816BK4) 30148 29360 100000 AMERICAN EXPRESS SER 2014-3 CL A - 1.490% - 04/15/2020 (02582JGU8) 99996 100035 30000 AMERICAN HONDA FIN CORP MTN - 2.250% - 08/15/2019 (02665WAH4) 29945 30074 AON CORP - 3.500% - 09/30/2015 (037389AV5) 0 0 40000 ANHEUSER-BUSCH - 3.700% - 02/01/2024 (03524BAE6) 42055 40808 45000 APPLE INC NOTE - 2.400% - 05/03/2023 (037833AK6) 42424 43843 AT&T INC BD - 5.500% - 02/01/2018 (00206RAJ1) 0 0 BANK AMER CORP FR - 3.300% - 01/11/2023 (06051GEU9) 0 0 45000 BANK AMER CORP FR - 4.200% - 08/26/2024 (06051GFH7) 46091 44648 BANK AMER FDG CORP SRNT-L - 5.625% - 07/01/2020 (06051GEC9) 0 0 45000 BANK OF AMERICA - 4.000% - 04/01/2024 (06051GFF1) 46433 46022 BANK OF MONTREAL - 0.000% - 09/11/2015 (06366RHB4) 0 0 135000 BMO BANK OF MONTREAL VR - 0.502% - 07/14/2017 (06366RVE2) 134847 134561 35000 BNP PARIBAS - 1.250% - 12/12/2016 (05574LTW8) 34964 34948 95000 BOA CREDIT CARD CL A - 1.360% - 09/15/2020 (05522RCU0) 94989 94356 15000 BOARDWALK PIPELINES - 3.375% - 02/01/2023 (096630AC2) 14996 12061 BORGWARNER INC - 4.625% - 09/15/2020 (099724AG1) 0 0 BOSTON PROPERTIES - 5.625% - 11/15/2020 (10112RAR5) 0 0 BP CAPITAL MARKETS PLC - 3.245% - 05/06/2022 (05565QBZ0) 0 0 95000 CAPITAL ONE - 1.480% - 07/15/2020 (14041NET4) 94975 95017 50000 CAPITAL ONE - 2.450% - 04/24/2019 (14040HBE4) 49457 50092 30000 CAPITAL ONE FINL CORP - 6.150% - 09/01/2016 (14040HAN5) 32225 30929 65000 CAPITAL ONE MULTI-ASSET - 1.390% - 01/15/2021 (14041NEU1) 64991 64632 40000 CATERPILLAR INC - 3.400% - 05/15/2024 (149123CC3) 39993 40520 165000 CHASE BOND - 1.590% - 02/18/2020 (161571GT5) 166044 164977 CITIBANK CCIT SER A3 2013 00.910-% - ? - 07/23/2018 (17305EFC4) 0 0 20000 CITIGROUP BOND - 4.450% - 09/29/2027 (172967KA8) 20060 19868 15000 CITIGROUP INC BND - 2.150% - 07/30/2018 (172967JW2) 14996 14989 60000 CITIGROUP INC NOTE - 0.021% - 12/07/2018 (172967KE0) 59855 59683 CITIGROUP INC - 4.875% - 05/07/2015 (172967BW0) 0 0 CITIGROUP INC SR NT - 6.125% - 11/21/2017 (172967EM9) 0 0 60000 COCA COLA CO - 0.342% - 11/01/2016 (191216BC3) 60076 59995 40000 CONOCOPHILLIPS BOND - 2.875% - 11/15/2021 (20826FAE6) 40210 38843 65000 CONTINENTAL RES - 5.000% - 09/15/2022 (212015AH4) 66898 47938 CRH AMERICA INCM - 4.125% - 01/15/2016 (12626PAK9) 0 0 55000 DEERE JOHN - 0.000% - 02/25/2016 (24422ESJ9) 55000 54971 35000 DEUTSCHE BANK AG BOND - 2.950% - 08/20/2020 (25152R2U6) 34940 35052 30000 DEUTSCHE BK - 1.400% - 02/13/2017 (25152RVR1) 30062 29831 DEVON ENERGY CORP - 0.000% - 12/15/2015 (25179MAQ6) 0 0 60000 DIGITAL RLTY TR LP - 5.250% - 03/15/2021 (25389JAJ5) 65379 64788 DIGITAL RLTY TR LP GTD - 5.875% - 02/01/2020 (25389JAH9) 0 0 90000 DIRECTV HLDGS FING - 4.600% - 02/15/2021 (25459HAW5) 93573 95325 50000 DISCOVERY COMMUNICATIONS BOND - 3.450% - 03/15/2025 (25470DAK5) 49958 45264 65000 ENERGY TRANSFER PARTNERD DTD - 4.050% - 03/15/2025 (29273RBD0) 61635 53382 55000 EQT CORP - 4.875% - 11/15/2021 (26884LAB5) 59884 52364 75000 EXELON GENERATION COLLC - 4.000% - 10/01/2020 (30161MAH6) 69695 77296 75000 EXXON MOBIL CORP BOND - 0.000% - 03/15/2017 (30231GAB8) 75000 74879 120000 FIFTH THIRD AUTO BOND - 1.420% - 03/16/2020 (31680GAD8) 119980 119078 55000 FORD CREDIT - 1.280% - 09/15/2019 (34530QAD2) 54996 54911 70000 FREEPORT-MCMORAN NT - 3.550% - 03/01/2022 (35671DAU9) 68776 40600 105000 GE CAP CCMT SER 2012-2 CL A - 2.220% - 01/15/2022 (36159JCV1) 104962 105280 30000 GENERAL ELEC CAP CORP MTN BEFR - 3.150% - 09/07/2022 (36962G6F6) 30144 30707 45000 GILEAD SCIENCES INC - 3.700% - 04/01/2024 (375558AW3) 45165 46094 GOLDMAN SACHS - 3.850% - 07/08/2024 (38141EC23) 0 0 GOLDMAN SACHS GROUP INC - 5.375% - 03/15/2020 (38141EA58) 0 0 2000000 GOLDMAN SACHS GROUP INC INDEX LINKED - 0.000% - 01/19/2016 (38143U4B 2000000 3106600 30000 GOLDMAN SACHS GROUP INC NOTE - 5.750% - 01/24/2022 (38141GGS7) 34724 34117 29562.66 GS MTG SECS CL A-2 - 2.999% - 08/12/2044 (36191YAZ1) 30047 29711 60000 HASBRO INC - 6.300% - 09/15/2017 (418056AP2) 65793 64231 35000 HEWLETT PACKARD CO NOTE - 4.375% - 09/15/2021 (428236BQ5) 35545 34438 45000 HONDA - 1.230% - 09/23/2019 (43814LAC3) 44994 44631 35000 HONDA AUTO - 0.880% - 07/15/2017 (43814HAC2) 34993 34913 40000 HONDA AUTO - 1.050% - 10/15/2018 (43814KAC5) 39997 39862 10656.2 HONDA AUTO SER 2013-3 CL A3 - 0.770% - 05/15/2017 (43812XAC9) 10654 10652 55000 HOST HOTELS & RESORTS LP - 4.000% - 06/15/2025 (44107TAV8) 54911 52724 HSBC HLDGS PLC NOTE - 5.100% - 04/05/2021 (404280AK5) 0 0 2000000 HSBC USA INC - 0.000% - 08/21/2018 (40432XK26) 2000000 2774000 29954.82 HYUNDAI AUTO TR SER 2013-B CL A-3 - 0.710% - 09/15/2017 (44890LAC8) 29949 29943 70000 INTEL CORP - 2.700% - 12/15/2022 (458140AM2) 67593 69253 55000 JOHN DEERE OWNER TR SER 2014-B CL A-3 - 1.070% - 11/15/2018 (477877AD6 54988 54744 35000 JP MORGAN CHASE - 6.125% - 06/27/2017 (46625HGN4) 38473 37064 30000 JPMORGAN CHASE & CO - 3.375% - 05/01/2023 (46625HJJ0) 28574 29485 20000 JPMORGAN CHASE & CO NT - 4.625% - 05/10/2021 (46625HHZ6) 22524 21603 35000 KINDER MORGAN ENER PART NOTE - 5.800% - 03/01/2021 (494550BC9) 38945 34840 60000 KINDER MORGAN ENERGY - 4.150% - 03/01/2022 (494550BJ4) 61007 53315 65000 KLA-TENCOR CORP SR GLBL NT - 4.125% - 11/01/2021 (482480AD2) 65573 65094 35000 KROGER - 6.150% - 01/15/2020 (501044CH2) 40693 39612 30000 LOCKHEED MARTIN BOND - 3.550% - 01/15/2026 (539830BH1) 29768 30106 35000 LOWES COS INC - 0.685% - 09/10/2019 (548661DB0) 34819 34788 60000 MERC-BENZ AUTO RECV - 0.820% - 06/15/2018 (58772PAB4) 59999 59862 MCKESSON CORP - 0.732% - 09/10/2015 (581557BA2) 0 0 35000 METLIFE INC - 4.368% - 09/15/2023 (59156RBB3) 37604 37580 15000 METLIFE INC NOTE - 3.600% - 11/13/2025 (59156RBQ0) 14999 15105 25000 MORGAN STANLEY - 2.650% - 01/27/2020 (61747YDW2) 24978 24932 40000 MORGAN STANLEY FR - 4.875% - 11/01/2022 (6174824M3) 41141 42450 MORGAN STANLEY SR NT-F - 4.750% - 03/22/2017 (61747YDT9) 0 0 60000 NEXEN INC - 6.200% - 07/30/2019 (65334HAK8) 69369 66334 NISSAN AUTO LEASE 2013-A CL A-3 2013-A A - 0.610% - 04/15/2016 (65476VAC3) 0 0 60000 NISSAN AUTO SER 2014-B CL A3 - 1.110% - 05/15/2019 (65477WAC0) 59998 59816 20000 NORTHEAST UTILITIES - 1.450% - 05/01/2018 (664397AJ5) 19987 19674 65000 ORACLE CORP SR GLBL NT - 2.500% - 05/15/2022 (68389XBB0) 64162 63798 30000 PACCAR FINL CORP - 0.000% - 12/06/2018 (69371RL79) 30000 30059 PETROBRAS INTL FIN - 5.375% - 01/27/2021 (71645WAR2) 0 0 30000 PETROLEOS MEXICANOS GTD - 6.000% - 03/05/2020 (71654QAW2) 33225 31170 35000 PPL CAP FDG INC - 3.500% - 12/01/2022 (69352PAE3) 35743 35260 35000 PRICELINE GRP NT - 3.650% - 03/15/2025 (741503AW6) 34985 34064 65000 QUALCOMM INC BOND - 3.000% - 05/20/2022 (747525AE3) 65238 64349 45000 REALTY INCOME CORP NOTE - 3.250% - 10/15/2022 (756109AN4) 43870 43427 REINSURANCE GRP AMER INC - 6.450% - 11/15/2019 (759351AG4) 0 0 35000 REPUBLIC SERVICES INC - 3.800% - 05/15/2018 (760759AL4) 34989 36255 50000 ROWAN COMPANIES INC - 4.875% - 06/01/2022 (779382AP5) 52674 36771 50000 ROYAL BANK OF CANADA - 1.200% - 09/19/2017 (78011DAC8) 49995 49764 100000 ROYAL BANK OF CANADANOTE - 1.875% - 02/05/2020 (780082AA1) 99986 98177 ROYAL BK OF CANADA MTN - 1.150% - 03/13/2015 (78008T2C7) 0 0 RYDER SYS MTN BE NT - 3.150% - 03/02/2015 (78355HJQ3) 0 0 40000 SANTANDER UK NT - 2.875% - 10/16/2020 (80281LAC9) 39991 39728 TELEFONICA EMISIONES S A U - 5.134% - 04/27/2020 (87938WAM5) 0 0 40000 TEVA PHARMACEUTICAL NOTE - 0.030% - 12/18/2022 (88165FAG7) 37651 38294 45000 THOMSON REUTERS - 3.850% - 09/29/2024 (884903BT1) 46464 44100 35000 TIME WARNER - 3.600% - 07/15/2025 (887317AW5) 34916 34072 25000 TIME WARNER INC - 3.400% - 06/15/2022 (887317AQ8) 25276 24887 45000 TORONTO-DOMINION BANK - 2.125% - 07/02/2019 (89114QAS7) 44945 44940 TYSON FOODS INC SR NT - 3.950% - 08/15/2024 (902494AX1) 0 0 50000 UNIONBANCAL CORP - 3.500% - 06/18/2022 (908906AC4) 51011 50706 40000 US BANCORP - 2.950% - 07/15/2022 (91159JAA4) 37464 39770 40000 VENTAS REALTY - 3.500% - 02/01/2025 (92277GAE7) 40107 38301 90000 VERIZON COMMUNICATIONS INC - 5.150% - 09/15/2023 (92343VBR4) 100133 98940 35000 VIACOM INC BOND - 3.250% - 03/15/2023 (92553PAR3) 32420 31957 VIACOM INC NOTE - 4.250% - 09/01/2023 (92553PAT9) 0 0 40000 VISA INC NOTE - 0.028% - 12/14/2022 (92826CAC6) 39998 40165 VOLKSWAGEN AUTO SER 2013-A CL A3 - 0.840% - 07/20/2016 (92867NAD0) 0 0 60000 VOLKSWAGEN AUTO LSE SER CL A3 - 1.250% - 12/20/2017 (92867VAD2) 59997 59404 WACHOVIA BANK 2007 C31 A2 - 5.421% - 04/15/2047 (92978TAB7) 0 0 50000 WALGREENS BOOTS ALLIANCE - 3.800% - 11/18/2024 (931427AH1) 48607 48509 25000 WELLS FARGO - 4.125% - 08/15/2023 (94974BFN5) 25574 25964 20000 WELLS FARGO CO - 4.100% - 06/03/2026 (94974BFY1) 19979 20188 30000 WELLS FARGO CO MTN BE - 3.300% - 09/09/2024 (94974BGA2) 29919 29845 20000 WELLS FARGO CO MTN BE - 3.450% - 02/13/2023 (94974BFJ4) 19988 20047 WILLIAMS PARTNERS L P - 5.250% - 03/15/2020 (96950FAD6) 0 0 30000 XILINX INC CORP - 3.000% - 03/15/2021 (983919AH4) 29782 30073 900 3M CO (MMM) 81659 135576 ABBOTT LABS (ABT) 0 0 5618 ACCOR SA (ACCYY) 50325 48877 4560 ADECCO S.A. UNSP/ADR (AHEXY) 150333 155815 1522 ADIDAS AG (OLD) (ADDYY) 75446 73832 8278 AEGON N V ORD AMER REG (AEG) 49834 46936 7500 AIA GROUP LTD ADR (AAGIY) 180599 180788 2475 ALIBABA GROUP HOLDING LIMITED (BABA) 192833 201143 200 ALPHABET INC CL A (GOOGL) 58091 155602 515 ALPHABET INC CL C (GOOG) 226081 390823 ALTERA CORPORATION (ALTR) 0 0 510 AMAZON COM (AMZN) 150822 344704 1200 AMERICAN EXPRESS CO (AXP) 69457 83460 800 ANADARKO PETROLEUM CORP (APC) 63325 38864 4000 AON PLC (AON) 208931 368840 1764 ASML HOLDING NV NY REG SHS (ASML) 107582 156590 3800 ASSOCIATED BANC-CORP (ASB) 51651 71250 2195 ASTRAZENECA (AZN) 74884 74520 2982 ATOS (AEXAY) 50347 50396 1600 BADGER METER, INC (BMI) 69271 93744 570 BAIDU.COM - ADR (BIDU) 131755 107753 6203 BANCO BILBAO ARG SA (BBVA) 50182 45468 9100 BANK OF AMERICA CORP (BAC) 158135 153153 3602 BARCLAYS PLC ADR (BCS) 50428 46682 800 BAXALTA INCORPORATED (BXLT) 24029 31224 800 BAXTER INTERNATIONAL INC (BAX) 27679 30520 1340 BAYER A G SPONSORED ADR (BAYRY) 156080 167286 3200 BEMIS INC (BMS) 123126 143008 2250 BERKLEY W R CP (WRB) 90790 123188 3350 BERKSHIRE HATHAWAY INC. CLASS B (BRK-B) 320223 442334 800 BIO TECHNE CORPORATION (TECH) 56789 72000 56610.547 BLACKROCK GLOBAL ALLOC I (MALOX) 1052300 1015027 301507.538 BLACKROCK STRAT INC OPP - INS (BSIIX) 3000000 2945729 BRIDGESTONE CORP UNSP ADR (BRDCY) 0 0 1103 BRITISH SKY ADS (SKYAY) 74607 72666 1400 C H ROBINSON WORLDWIDE INC (CHRW) 81992 86828 2000 CHARLES SCHWAB CORP (SCHW) 41900 65860 750 CHEVRON CORP (CVX) 83690 67470 864 CHINA MOBILE HGK LTD (CHL) 50094 48669 7250 CITIGROUP INC (C) 339733 375188 COMCAST CORP CLASS A (CMCSK) 0 0 575 CONSTELLATION BRANDS INC (STZ) 29674 81903 2580 CONTL AG SPONS ADR (CTTAY) 123723 124124 2500 CRAY INC (CRAY) 34029 81125 CREDIT SUISSE GROUP ADR (CS) 0 0 DAIWA SECURITIES GROUP (DSEEY) 0 0 125000 DB X TRACKERS MSCI EUROPE HEDGED EQUITY FUND (DBEU) 3795000 3231250 25000 DB X TRACKERS MSCI JAPAN HEDGED EQUITY FUND (DBJP) 1031735 952250 900 DELUXE CORPORATION (DLX) 28699 49086 2068 DENSO CORP ADR (DNZOY) 50004 49446 1790 DEUTSCHE POST AG (DPSGY) 50317 49726 DIAGEO PLC ADS (DEO) 0 0 128331.119 DIAMOND HILL LONG SHORT FD CL Y (DIAYX) 2000000 3058131 2250 DISCOVERY COMMUNICATIONS CL A (DISCA) 76137 60030 3900 DISH NETWORK CORPORATION (DISH) 215062 223002 30896.117 DODGE & COX FUNDS INTERNATIONAL STOCK FUND (DODFX) 1377640 1127090 3700 DONALDSON CO. INC (DCI) 129237 106042 213742.544 DRIEHAUS ACTIVE INCOME FUND MUTUAL FUND (LCMAX) 2250000 2126738 EATON CORP PLC (ETN) 0 0 196270.854 EATON VANCE GLOBAL MACRO FD CL I (EIGMX) 2000000 1776251 3800 ECOLAB INC (ECL) 305406 434644 1553 EMBRAER EMPRESA BR (ERJ) 49979 45876 2100 EMERSON ELECTRIC CO (EMR) 108705 100443 5128 ERICSSON L M TEL CO (ERIC) 49947 49280 1200 EXXON MOBIL CORP (XOM) 110973 93540 3720 FANUC LIMITED UNSPONSORED (FANUY) 138535 107173 1800 FASTENAL COMPANY (FAST) 82981 73476 800 FISERV INC (FISV) 40578 73168 2700 FULLER H B CO (FUL) 103330 98469 1565 GEMALTO N.V. ADR (GTOMY) 49720 47279 700 GENERAC HOLDING INC (GNRC) 30798 20839 2600 GENERAL ELECTRIC CO (GE) 56922 80990 1800 GENERAL MILLS INC (GIS) 85912 103788 3401 GLOBAL LOGISTIC PROP (GBTZY) 50063 51389 750 GOLDMAN SACHS GROUP (GS) 84600 135173 GOOGLE CL A (GOOGL-OLD) 0 0 GOOGLE INC CL C (GOOG-OLD) 0 0 1200 GRACO INC (GGG) 86042 86484 5550 GROUPE DANONE ADS (DANOY) 83270 75536 1590 HDFC BANK LTD ADR (HDB) 94589 97944 5000 HEALTHEQUITY INC (HQY) 70000 125350 1500 HONEYWELL INTL (HON) 112721 155355 1246 HSBC HOLDINGS PLC (HSBC) 49753 49180 ICICI BK LTD ADS (IBN) 0 0 13549 INFINEON TECH ADS (IFNNY) 180726 198493 2400 INTEL CORP (INTC) 50912 82680 450 INTERNATIONAL BUSINESS MACHINES (IBM) 80106 61929 ISHARES S&P NORTH AMERCIA NATURAL RESOURCE (IGE) 0 0 30000 ISHARES TRUST RUSSELL 1000 GROWTH INDEX FD (IWF) 1761135 2984400 4860 JAMES HARDIE IND ADR (JHX) 63668 61576 1400 JOHNSON & JOHNSON (JNJ) 104044 143808 4500 JP MORGAN CHASE (JPM) 265022 297135 5071 JULIUS BAER GROUP LTD (JBAXY) 50355 49189 3620 KAO CORP ADR (KCRPY) 183069 186140 4058 KONINKLIJKE DSM NV ADR (RDSMY) 50035 51192 1880 KONINKLIJKE PHILIPS ELECTRONICS (PHG) 50361 47846 872 KRAFT HEINZ CO (KHC) 63342 63447 81366.965 LAZARD GLOBAL LISTED INFRASTRUCTURE INSTL (GLIFX) 1000000 1091945 420 LIBERTY GLOBAL LILAC - CLASS K (LILAK) 11186 18060 8400 LIBERTY GLOBAL PLC - SERIES C (LBTYK) 213304 342468 1083 LIXIL GROUP CORPORATION (JSGRY) 49905 48378 700 MAIRS & POWER GROWTH FUND, INC (MPGFX) 51373 73115 1712 MARKIT LTD (MRKT) 49848 51651 1300 MDU RESOURCES GROUP (MDU) 37937 23816 2100 MEDTRONIC PLC (MDT) 161581 161532 MEDTRONIC PLC (OLD) (MDT-INC) 0 0 8300 MICROSOFT CORP (MSFT) 249821 460484 2351 MITSUBISHI ESTATE CO ADR (MITEY) 49888 48807 6000 MONDELEZ INTERNATIONAL INC (MDLZ) 162952 269040 2100 MORGAN STANLEY (MS) 42203 66801 725 NATIONAL GRID TRANSCO PLC (NGG) 49863 50417 NESTLE S.A (NSRGY) 0 0 4740 NIDEC CORPORATION ADR (NJ) 94856 86458 4900 NOBLE ENERGY INC (NBL) 229093 161357 7920 NOMURA HOLDINGS ADR (NMR) 48985 43956 585 NOVARTIS AG ADR (NVS) 50075 50333 700 NVE CORPORATION (NVEC) 37950 39326 1952 NXP SEMICONDUCTORS (NXPI) 142531 164456 13200 ORACLE CORP (ORCL) 407008 482196 2380 ORIX CORP ADS (IX) 174832 167171 2918 OTSUKA HOLDINGS CO (OTSKY) 50219 51940 1000 PATTERSON COMPANIES INC COM (PDCO) 37159 45210 1700 PENTAIR INC. COM (PNR) 99015 84201 2200 PEPSICO INC (PEP) 160231 219824 700 PFIZER INC (PFE) 22196 22596 70729 POWERSHARES FTSE RAFI US 1K (PRF) 4368459 6141399 PRAXAIR INC (PX) 0 0 2300 PRINCIPAL FINANCIAL GROUP (PFG) 65821 103454 1000 PROCTER GAMBLE CO (PG) 74899 79410 100 PROTO LABS INC (PRLB) 6492 6369 6510 QIAGEN NV (QGEN) 145210 180002 1000 QUALCOMM INC (QCOM) 63801 49985 10776 ROCHE HOLDING LTD ADR (RHHBY) 308015 371449 1509 ROYAL DUTCH SHELL CL A (RDS-A) 75133 69097 13158 ROYAL KPN N.V (KKPNY) 50395 50395 2680 SABMILLER PLC S/ADR (SBMRY) 107614 160612 2320 SANDS CHINA LTD UNSP ADR (SCHYY) 131967 78787 1600 SCHLUMBERGER LTD (SLB) 116811 111600 2907 SECOM CO LTD ADR OTC (SOMLY) 50088 49157 6289 SEIKO EPSON CORP ADR (SEKEY) 50186 48551 12500 SELECT SECTOR SPDR ENERGY FUND (XLE) 930329 754000 2232 SEVEN & I HOLDINGS C (SVNDY) 50108 51001 790 SHIRE PLC (SHPG) 114896 161950 1474 SMITH & NEPHEW PLC ADR (SNN) 49857 52474 500 SNAP ON INC (SNA) 44634 85715 25978 SOCIETE GENERLE FRNCE ADR (SCGLY) 280005 239517 12750 SPDR S&P 500 ETF TRUST (SPY) 925905 2599343 22500 SPDR S&P MIDCAP 400 EFT TRUST (MDY) 2367693 5715900 1800 ST. JUDE MED INC (STJ) 79866 111186 1200 STARWOOD HOTELS & RESORTS (HOT) 83292 83136 9690 SUMITOMO MITSUI FINCL GRP (SMFG) 75190 73547 2498 SUNTORY BEVERAGE & FOOD LTD ADS (STBFY) 50060 55031 1015 SYNGENTA AG ADS (SYT) 74877 79911 1600 TARGET CORPORATION (TGT) 98095 116176 2540 TDK CORP (TTDKY) 196297 162839 10140 TENCENT HOLDINGS LIMITED (TCEHY) 98202 198947 THE COCA-COLA CO (KO) 0 0 1400 THERMO FISHER SCIENTIFIC INC (TMO) 78177 198590 2764 TORAY INDUSTRIES INC (TRYIY) 50111 51521 1000 TORO CO (TTC) 63614 73070 1029 TOTAL FINA ELF S.A (TOT) 50243 46254 740 TOYOTA MTR CORP (TM) 93744 91050 13600 TWENTY-FIRST CENTURY CL B (FOX) 426450 370328 65000 UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN (MLPI) 2244064 1700400 1957 UNIBAIL RODAMCO SE (UNRDY) 50140 49796 1100 UNITED PARCEL SERVICE (UPS) 85458 105853 2225 UNITEDHEALTH GROUP INC (UNH) 133543 261749 3900 US BANCORP (USB) 134053 166413 2075 VALEANT PHARMACEUTICALS INTL (VRX) 270488 210924 1100 VALSPAR CORP (VAL) 75435 91245 24428 VANGUARD SM-CAP ETF (VB) 2745769 2702714 2343 VIVENDI SA (VIVHY) 50475 50023 2280 VODAFONE GROUP PLC (VOD) 75263 73553 WAL-MART STORES INC (WMT) 0 0 1000 WALT DISNEY HOLDINGS CO (DIS) 54115 105080 1100 WELLS FARGO & CO (WFC) 36263 59796 2000 WESTERN UNION CO (WU) 35427 35820 2284 WILLIAM HILL PLC ADR (WIMHY) 49901 53777 437 WPP GROUP PLC (WPPGY) 50115 50141 WISDOMTREE LC DVDND (DLN) 0 0 200 ZIMMER BIOMET HOLDINGS (ZBH) 21059 20513 7851989 7848945 0 0 YORK CREDIT OPPORTUNITIES UNIT TRUST (YORKCREDIT) AT COST 2000000 1710134 LEGAL 919 0 919 ADMINISTRATIVE FEES 40300 0 40300 FOUNDATION DUES & MEMBERSHIPS 19260 0 19260 POSTAGE 1757 425 1333 INSURANCE 3727 0 3727 WEBSITE COSTS 719 0 719 FILING FEES 35 0 35 BANK CHARGES 4167 4167 0 SUPPLIES 338 0 337 INVESTMENT MANAGEMENT SERVICES 354048 354048 0 WEBSITE DEVELOPMENT 2180 0 2180 OTHER PROFESSIONAL SERVICES 3000 0 3000 FOREIGN TAXES 5891 5891 0 EXCISE TAXES 120500 0 0