2016-04-11T15:10:54-05:00 2015-06-30 KPMG LLP 1918 Eighth Avenue Suite 2900 Seattle WA 98101 990 2014-07-01 237083114 OREGON HEALTH & SCIENCE UNIVERSITY FOUNDATION % MARY TURINA VP - CFS OREG 5032281730 1121 SW SALMON STREET 100 PORTLAND OR 972052021 MARY TURINA VP & CHIEF FIN STRAT 5032281730 2016-04-06 true SUE W ROBISON P00560072 2069134000 2014 2016-08-17 19:52:53Z L KEITH TODD 1121 SW SALMON STREET 100 PORTLAND OR 972052021 804587031 false X WWW.OHSUFOUNDATION.ORG X 1970 OR OHSUF IS A NONPROFIT ORG. ESTABLISHED IN 1970 DEDICATED TO SECURE PRIVATE PHILANTHROPIC SUPPORT FOR OHSU AND TO INVEST AND MANAGE GIFTS RESPONSIBLY IN ACCORDANCE WITH DONORS' WISHES. 50 42 135 100 0 107243457 186808629 4010738 4818558 22544993 42637229 -253377 -106804 133545811 234157612 94159027 91025963 0 0 11675294 12147948 0 0 10015537 5009342 5744492 110843663 108918403 22702148 125239209 849139993 1012830402 75036952 151032507 774103041 861797895 OREGON HEALTH & SCIENCE UNIVERSITY FOUNDATION IS A NONPROFIT ORGANIZATION ESTABLISHED IN 1970 DEDICATED TO SECURE PRIVATE PHILANTHROPIC SUPPORT FOR OHSU AND TO INVEST AND MANAGE GIFTS RESPONSIBLY IN ACCORDANCE WITH DONORS' WISHES. false false 91425990 90967028 4759623 CONTRIBUTIONS, GRANTS, TRANSFERS TO OREGON HEALTH AND SCIENCE UNIVERSITY FOR RESEARCH LEADING TO THE PREVENTION AND TREATMENT OF DISEASE, TEACHING, AND INSTITUTIONAL SUPPORT AND MAINTENANCE. SEE SCHEDULE O FOR MORE INFORMATION. 58935 58935 58935 GRANTS AND TRANSFERS TO SUPPORT PROGRAMS OF OTHER CHARITABLE, MEDICAL, AND EDUCATIONAL ORGANIZATIONS. 91484925 true true false false true false false false true true true false false true false true true false false false false false false true false false true false true false false false false false true false true true true false false false true true false false false true 203 0 true 135 true true true true UK false false false true true true 2 false false false false false false X 50 42 true false true false false false true true true false false false true true true true true true true false OR WA X MARY TURINA VP - CFS 5032281730 1121 SW SALMON STREET 100 PORTLAND OR 97205 William A Berg Trustee 1.0 0.0 X 0 0 0 Nels L Carlson MD Trustee 1.0 40.0 X 0 220857 57890 Deborah J Carter Trustee 1.0 40.0 X 0 111196 27981 Maureen D Casey Trustee 1.0 0.0 X 0 0 0 Truman W Collins Jr Trustee 1.0 0.0 X 0 0 0 Alice B Davies Trustee 1.0 0.0 X 0 0 0 John W Dixon Trustee 1.0 0.0 X 0 0 0 Ann P Edlen Secretary 1.0 0.0 X X 0 0 0 Ruth J Fisher Trustee 1.0 0.0 X 0 0 0 Mark P Goodman Trustee 1.0 0.0 X 0 0 0 Robert G Gootee Vice-Chair 1.0 0.0 X X 0 0 0 Walt Grebe Trustee 1.0 0.0 X 0 0 0 Patrick J Green JD LLM Trustee 1.0 0.0 X 0 0 0 Robert S Gregg Trustee 1.0 0.0 X 0 0 0 Lillian G Harewood DMD Trustee 1.0 0.0 X 0 0 0 J Clayton Hering Trustee 1.0 0.0 X 0 0 0 George W Hosfield Trustee 1.0 0.0 X 0 0 0 Steve Janik JD Trustee 1.0 0.0 X 0 0 0 Senator Elizabeth K Johnson Trustee 1.0 0.0 X 0 0 0 Don R Kania PhD Trustee 1.0 0.0 X 0 0 0 Sharon A LaCroix Trustee 1.0 0.0 X 0 0 0 Peter O Kohler MD Trustee 1.0 1.0 X 0 13254 7321 Mary E Lago CTFA Trustee 1.0 0.0 X 0 0 0 Ruth H Layton Trustee 1.0 0.0 X 0 0 0 Dave Luhr Trustee 1.0 0.0 X 0 0 0 Diane M Mackenzie Trustee 1.0 0.0 X 0 0 0 Joseph D Matarazzo PhD Trustee 1.0 40.0 X 0 0 0 Xandra T McKeown Trustee 1.0 0.0 X 0 0 0 J Greg Ness Trustee 1.0 0.0 X 0 0 0 Eric E Parsons Chair 1.0 0.0 X X 0 0 0 Stephen S Pawlowski MS Trustee 1.0 0.0 X 0 0 0 Carmen E Phillips Trustee 1.0 0.0 X 0 0 0 Maria M Pope Trustee 1.0 0.0 X 0 0 0 Vincent P Price Trustee 1.0 0.0 X 0 0 0 Gary W Reynolds Treasurer 1.0 0.0 X X 0 0 0 Joseph E Robertson Jr MD MBA Trustee 1.0 40.0 X 0 1471067 114672 Richard Royse Trustee 1.0 0.0 X 0 0 0 Mina M Schnitzer Trustee 1.0 0.0 X 0 0 0 Rob Shick Trustee 1.0 0.0 X 0 0 0 Barbara G Silver Trustee 1.0 0.0 X 0 0 0 Eugene C Skourtes DMD Trustee 1.0 0.0 X 0 0 0 M Susan Smith PhD Trustee 1.0 40.0 X 0 78584 11784 Patricia L Smith Trustee 1.0 0.0 X 0 0 0 Gordon D Sondland Trustee 1.0 0.0 X 0 0 0 Nicholas J Stanley Trustee 1.0 0.0 X 0 0 0 William R Swindells Trustee 1.0 0.0 X 0 0 0 Keith L Thomson Immediate Past Chair 1.0 0.0 X X 0 0 0 Ronald E Timpe Trustee 1.0 0.0 X 0 0 0 Malia H Wasson Trustee 1.0 0.0 X 0 0 0 Jim Winkler Trustee 1.0 0.0 X 0 0 0 Joy McCammon Vice-President 40.0 0.0 X 139180 0 29638 L Keith Todd President 40.0 0.0 X 469947 0 48543 Mary Turina Vice-President 40.0 0.0 X 199305 0 52591 Rebecca Auman Director 40.0 0.0 X 152752 0 45845 Drew Hunsinger Director 40.0 0.0 X 144426 0 29586 William Sommerfeld Director 40.0 0.0 X 127996 0 26949 Rachel Stroud Director 40.0 0.0 X 127881 0 26961 Constance French Vice-President 40.0 0.0 X 304442 0 58166 Lori Mueller Former Vice-President 40.0 0.0 X 131222 0 0 Jennifer Flores Director 40.0 0.0 X 141043 0 47704 1938194 1894958 585631 24 true true false CAMBRIDGE ASSOCIATES LLC PO BOX 10317 UNIONDALE NY 115550317 INVESTMENT EXP-ENDOW 323729 KPMG LLP PO BOX 120001 DALLAS TX 753120771 ACCOUNTING SERVICES 217025 2 98619 228597 2100000 184381413 23497938 186808629 ALUMNI/OUTREACH ACTIVITY 900099 439191 439191 EDUCATION OF PUBLIC 900099 1529998 1529998 MANAGEMENT SERVICE FEES 900099 2755724 2755724 RESEARCH ACTIVITY AGMTS 900099 93645 93645 4818558 8895999 8895999 0 0 0 0 0 414110371 189863255 391250222 178982174 22860149 10881081 33741230 33741230 90219 228597 197023 -106804 -106804 0 0 0 234157612 4818558 42530425 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INVESTMENTS 964624 F 249524197 0 DUE TO OHSU 50501537 LIABILITY FOR LIFE INCOME AGREEMENT 66365172 DUE TO OTHER INSTITUTIONS 2507242 LEASE INCENTIVES 28405807 147779758 195680991 -33175192 4476337 -28698855 224379846 9777766 9777766 234157612 107986137 107986137 -8845500 9777766 932266 108918403 PART V, LINE 4 AN ENDOWED FUND MAY SUPPORT A SPECIFIC DEPARTMENT, PROGRAM, PEOPLE, OR PURPOSES SUCH AS A FACULTY PROFESSORSHIP OR CHAIR, SCHOLARSHIP OR FELLOWSHIP, RESEARCH ACTIVITY, VISITING LECTURER OR PATIENT CARE. SCHEDULE D, PART XI, LINE 2D CHANGE IN VALUE OF LIFE INCOME AGREEMENTS........$4,476,337 SCHEDULE D, PART XI, LINE 4B RECLASS SPECIAL EVENT EXPENSE........(197,023) RECLASS DCHF REIMBURSEMENT..........1,129,289 RECLASS INVESTMENT EXPENSE..........8,845,500 ----------- TOTAL REVENUE INCLUDED ON FORM 990 BUT NOT FINANCIAL STATEMENTS........9,777,766 SCHEDULE D, PART XII, LINE 4B RECLASS SPECIAL EVENT EXPENSE........(197,023) RECLASS DCHF REIMBURSEMENT..........1,129,289 RECLASS INVESTMENT EXPENSE..........8,845,500 ----------- TOTAL REVENUE INCLUDED ON FORM 990 BUT NOT FINANCIAL STATEMENTS........9,777,766 SURGERY GOLF 225441 158966 66475 88062 Cantwell Golf 15401 12835 2566 19208 3 77974 56796 21178 89753 318816 228597 90219 197023 197023 -106804 false OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OHSU 48086782 1988848 FMV SUPPLIES RESEARCH OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OHSU 16260586 269404 FMV SUPPLIES ACADEMIC SUPPORT OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OHSU 5622143 28948 FMV SUPPLIES INSTRUCTION OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OHSU 859184 86738 FMV SUPPLIES INSTITUTIONAL SUPPORT OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OHSU 4066993 163551 FMV SUPPLIES PUBLIC SERVICE OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OHSU 2521437 913100 FMV MATERIALS CAPITAL PROJECTS AND PLANNING OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OHSU 2573825 N/A N/A STUDENT AID OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OHSU 7714089 8423 FMV SUPPLIES CLINICAL SUPPORT PROVIDENCE ST VINCENT MED FND 9205 SW BARNES ROAD PORTLAND OR 97225 930575982 501(C)(3) 27632 N/A N/A RESEARCH OREGON STATE UNIVERSITY PO BOX 1086 CORVALLIS OR 973391086 611730890 170(C)(1) 29173 N/A N/A RESEARCH 3 0 PART I, LINE 2 GRANTMAKER'S DESCRIPTION OF HOW GRANTS ARE USED TRANSFERS ARE MADE TO OREGON HEALTH AND SCIENCE UNIVERSITY (OHSU), PROVIDENCE ST. VINCENT MEDICAL FOUNDATION (PROVIDENCE), AND OREGON STATE UNIVERSITY (OSU) BASED ON OHSU, PROVIDENCE AND OSU PROVIDING AUTHORIZED DOCUMENTATION OF SATISFACTION OF DONORS' INTENT. AUTHORIZATION IS CONTROLLED AND LIMITED TO SELECT INDIVIDUALS WITH THE KNOWLEDGE AND RESPONSIBILITY OF ENSURING THE TRANSFERS ARE MADE IN ACCORDANCE WITH DONOR INTENT. DOCUMENTATION CAN INCLUDE PROVIDING LABOR, EQUIPMENT, AND CONSTRUCTION REPORTS PRODUCED THAT SUBSTANTIATE SALARY EXPENSES, EQUIPMENT PURCHASES, AND CONSTRUCTION COSTS INCURRED. X true true X X X X true false false false false false false false false Nels L Carlson MD Trustee 0 220014 0 843 0 0 0 38601 0 19289 0 278747 0 0 Joseph E Robertson Jr MD MB Trustee 0 1190237 0 240893 0 39937 0 97327 0 17345 0 1585739 0 0 Constance French Vice-President 299210 0 0 0 5232 0 26657 0 31509 0 362608 0 0 0 Joy McCammon Vice-President 137779 0 0 0 1401 0 17739 0 11899 0 168818 0 0 0 L Keith Todd President 377543 0 75000 0 17404 0 25663 0 22880 0 518490 0 0 0 Mary Turina Vice-President 194684 0 0 0 4621 0 25140 0 27451 0 251896 0 0 0 Rebecca Auman Director 140711 0 0 0 12041 0 17964 0 27881 0 198597 0 0 0 Drew Hunsinger Director 143649 0 0 0 777 0 18240 0 11346 0 174012 0 0 0 Jennifer Flores Director 133110 0 6500 0 1433 0 17948 0 29756 0 188747 0 0 0 William Sommerfeld Director 122062 0 4000 0 1934 0 16031 0 10918 0 154945 0 0 0 Rachel Stroud Director 127170 0 0 0 711 0 15979 0 10982 0 154842 0 0 0 Lori Mueller Former Vice-President 0 0 0 0 131222 0 0 0 0 0 131222 0 0 0 PART 1, LINE 1A RELEVANT INFORMATION REGARDING COMPENSATION BENEFITS THE ORGANIZATION PAID A LOCAL SOCIAL CLUB FEE FOR ITS PRESIDENT AND TWO OTHER OFFICERS. THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION. PART 1, LINE 4A SEVERANCE PAYMENTS JANET FRATELLA, FORMER OHSUF OFFICER, RECEIVED SEVERANCE PAYMENTS TOTALLING $21,780 AND LORI MUELLER, FORMER OHSUF VICE PRESIDENT, RECEIVED SEVERANCE PAYMENTS TOTALLING $131,222. J GREG NESS OHSUF TRUSTEE 1124675 FINANCIAL PRODUCTS false ERIC E PARSONS OHSUF TRUSTEE 1124675 FINANCIAL PRODUCTS false ROBERT G GOOTEE OHSUF TRUSTEE 1293085 FINANCIAL PRODUCTS false X 3 28600 COMPARABLE SALES X 1 8000 COMPARABLE SALES X 190 15328946 AVERAGE MARKET X 28 7940447 COMPARABLE SALES X 1 2500 COMPARABLE SALES X Auction Items 190 153797 FMV - SALES PRICE X VARIOUS 5 35648 COMPARABLE SALES 2 false true true PART I, LINE 32 HIRE AND USE OF THIRD PARTIES THE ORGANIZATION PARTNERS WITH VOLUNTEERS OF AMERICA FOR THE COLLECTION AND SALE OF GIFTS OF AUTOMOBILES. THE ORGANIZATION ALSO ENGAGES THE SERVICES OF REAL ESTATE AGENTS WHEN SELLING GIFTS OF REAL PROPERTY. THE ORGANIZATION USES STOCK BROKERS TO PROCESS AND SELL SECURITIES. THE SERVICES OF MARKETING FIRMS IN THE SOLICITATION OF PLANNED GIFTS IS ALSO USED. PART I, COLUMN B NUMBER OF CONTRIBUTIONS: THE ORGANIZATION IS REPORTING A COMBINATION OF METHODS - THE NUMBER OF CONTRIBUTIONS AND THE NUMBER OF ITEMS RECEIVED. FORM 990, PART III, LINE 4A - PROGRAM SERVICES Oregon Health & Science University Foundation Statement of Program Service Accomplishments Oregon Health & Science University Foundation is a nonprofit organization established in 1970 to secure private philanthropic support to advance OHSU's vital missions, and to invest and manage gifts responsibly to honor donors' wishes. In FY14-15, private giving to OHSU topped $300 million, in great part thanks to the Knight Cancer Challenge. In September 2013, Nike co-founder Phil Knight and his wife, Penny, issued a historic challenge for cancer research at OHSU: if OHSU could raise $500 million by February 2016, the Knights would donate an additional $500 million. On June 25, 2015, the OHSU Foundation announced that it had met the challenge, reaching the fundraising goal that triggered the Knights' gift pledge and setting a new philanthropic record for challenge giving. Gifts, including a $100 million commitment from Gert Boyle, Chairman of Columbia Sportswear, came from more than 10,000 donors from across the country and beyond. The Knight Cancer Institute was just one of many areas of OHSU to receive donor support this year. In FY14-15 the OHSU Foundation transferred more than $91 million in program support to OHSU's healing, discovery, teaching and outreach missions. Philanthropy has driven OHSU's achievement in research, patient care, health care education and community outreach during FY14-15 by: . Developing a promising HIV vaccine candidate in the lab of Louis Picker with more than $25 million in grants. This support is helping bring Dr. Picker's vaccine candidate to clinical trials. . Ensuring excellent eye care for children with a gift of $2.3 million to the Elks Children's Eye Clinic at OHSU Casey Eye Institute. . Providing the best pediatric care in the region with an unrestricted gift of $2.1 million to OHSU Doernbecher Children's Hospital. . Stopping heart disease and fighting Alzheimer's with commitments of $1.5 million to the OHSU Knight Cardiovascular Institute and $1 million to OHSU's Layton Center for Alzheimer's and Aging. . Investigating innovative therapies for multiple sclerosis with $1.5 million in support of a research innovation fund. . Investing in faculty recruitment and retention at the Harold Schnitzer Diabetes Health Center with a gift of $1.25 million. FORM 990, PART VI, LINE 2 BUSINESS OR FAMILY RELATIONSHIPS DREW HUNSINGER HAS A FAMILY RELATIONSHIP WITH RACHEL STROUD HUNSINGER. FORM 990, PART VI, LINE 4 - GOVERNING DOCUMENTS IN JUNE 2015, OHSU FOUNDATION ADOPTED AMENDMENTS TO THE RESTATED BYLAWS. THESE AMENDMENTS INCLUDED THE FOLLOWING CHANGES: . EMERITUS MEMBERS ARE PERMITTED TO SIT ON THE EXECUTIVE COMMITTEE . THE COMPENSATION COMMITTEE WILL NO LONGER APPROVE THE BUDGET FOR SALARY ADJUSTMENTS . THE NOMINATING & ENGAGEMENT COMMITTEE REPLACES THE NOMINATING COMMITTEE FORM 990, PART VI, LINE 7B OHSU'S PRESIDENT HAS THE POWER TO APPROVE DIRECTORS. FORM 990, PART VI, LINE 11B - FORM 990 REVIEW PROCESS THE VP - CHIEF FINANCIAL STRATEGIST AND THE CONTROLLER REVIEW THE DRAFT FORM 990, WHICH IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM FROM WORKPAPERS PREPARED BY FOUNDATION STAFF. THE FORM 990 IS THEN PROVIDED TO THE FOUNDATION FINANCE AND AUDIT COMMITTEE. THE FINANCE AND AUDIT COMMITTEE REVIEWS AND APPROVES THE DRAFT FORM. THE FORM 990 IS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES. THE VP - CHIEF FINANCIAL STRATEGIST REVIEWS AND SIGNS THE RETURN BEFORE IT IS FILED. TO PROTECT THE PRIVACY OF OUR DONORS, SCHEDULE B IS REDACTED FROM THE DRAFT 990 THAT WAS REVIEWED BY THE FINANCE AND AUDIT COMMITTEE AND PROVIDED TO THE BOARD OF TRUSTEES. FORM 990, PART VI, LINE 12C - MONITORING AND ENFORCEMENT OF CONFLICTS AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE AND STATEMENT ARE PROVIDED TO EACH COVERED PERSON TO DISCLOSE ANY INTEREST THAT COULD GIVE RISE TO CONFLICTS OF INTEREST. COVERED PERSONS INCLUDE ANY CURRENT AND FORMER OFFICER, TRUSTEE, DIRECTOR, MEMBER OF A COMMITTEE WITH BOARD DELEGATED POWERS, HIGHEST COMPENSATED EMPLOYEES, OR KEY EMPLOYEE, ANY OF WHOM HELD THE NAMED POSITION WITHIN FIVE YEARS FROM THE DATE THE POSITION TERMINATED. EACH RESPONDENT IS ASKED TO SIGN A DISCLOSURE STATEMENT WHICH AFFIRMS THAT THEY RECEIVED A COPY OF THE POLICY, HAVE READ AND UNDERSTAND THE POLICY, HAVE AGREED TO COMPLY WITH THE POLICY, AND HAVE RESPONDED TO THE QUESTIONNAIRE TO THE BEST OF THEIR ABILITY. THE COMPLETED QUESTIONNAIRE WILL BE PROVIDED TO THE EXECUTIVE COMMITTEE PRIOR TO JUNE 30 OF EACH YEAR. AFTER REVIEWING THE DISCLOSURE STATEMENTS AS WELL AS ANY OTHER POTENTIAL OR REAL CONFLICTS OF INTEREST THAT ARE IDENTIFIED, THE EXECUTIVE COMMITTEE SHALL NOTIFY THE OHSU FOUNDATION VICE-PRESIDENT-CHIEF FINANCIAL STRATEGIST OF ANY POSITIVE RESPONSES TO ANY QUESTIONS ON THE DISCLOSURE STATEMENT; AND WILL FOLLOW UP WITH RESPECT TO ANY OTHER DISCLOSURES THAT INDICATE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST. THIS MAY INCLUDE, BUT NOT LIMITED TO, ASKING THE PERSON NOT TO PARTICIPATE IN RELATED DECISIONS OR RECOMMENDING APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION TO THE FOUNDATION PRESIDENT AND/OR CHAIRMAN OF THE BOARD OF TRUSTEES FOR THE OHSU FOUNDATION. AS POTENTIAL CONFLICTS OF INTEREST ARE IDENTIFIED THROUGHOUT THE COURSE OF A YEAR, EACH RESPONDENT HAS AN OBLIGATION TO ADVISE THE EXECUTIVE COMMITTEE IN WRITING OF THE EXISTANCE OF ANY SUCH REAL OR POTENTIAL CONFLICT OF INTEREST. A RESPONDENT MAY MAKE A PRESENTATION AT THE EXECUTIVE COMMITTEE MEETING, BUT AFTER SUCH PRESENTATION, HE OR SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT CREATES THE ACTUAL OR POTENTIAL CONFLICT OF INTEREST. THE EXECUTIVE COMMITTEE SHALL DETERMINE TO ITS SATISFACTION WHETHER THE FOUNDATION CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT WITH REASONABLE EFFORTS FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY ATTAINABLE UNDER CIRCUMSTANCES THAT WOULD NOT GIVE RISE TO AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST, THE EXECUTIVE COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED COMMITTEE MEMBERS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE FOUNDATION'S BEST INTEREST AND WHETHER THE TRANSACTION IS FAIR TO THE FOUNDATION, AND SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. THE EXECUTIVE COMMITTEE WILL INFORM THE RESPONDENT, IN WRITING, OF ITS DECISION. IF THE EXECUTIVE COMMITTEE HAS REASONABLE CAUSE TO BELIEVE THAT A RESPONDENT HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL INFORM THE RESPONDENT OF THE BASIS FOR SUCH BELIEF AND AFFORD THE RESPONDENT AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF, AFTER HEARING THE RESPONSE OF THE RESPONDENT AND MAKING FURTHER INVESTIGATION AS MAY BE WARRANTED IN THE CIRCUMSTANCES, THE EXECUTIVE COMMITTEE DETERMINES THAT THE RESPONDENT HAS IN FACT FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL RECOMMEND APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION TO THE FOUNDATION PRESIDENT AND/OR THE CHAIRMAN OF THE BOARD OF TRUSTEES FOR THE OHSU FOUNDATION. FORM 990, PART VI, LINE 15B - COMPENSATION REVIEW & APPROVAL PROCESS PROCESS OF DETERMINING THE COMPENSATION: 1. REVIEW AND APPROVAL BY A GOVERNING BODY: A COMPENSATION COMMITTEE IS COMPOSED OF REPRESENTATIVES OF THE OHSU FOUNDATION BOARD OF TRUSTEES WITH MEMBERS TO INCLUDE BUT NOT LIMITED TO THE BOARD CHAIR, IMMEDIATE PAST CHAIR, AND FINANCE CHAIR. THE COMPENSATION COMMITTEE REVIEWS THE DOCUMENTATION FOR APPROVAL PRIOR TO THE PRESENTATION OF THE BUDGET AT THE JUNE BOARD MEETING, IF THERE ARE CHANGES TO MERIT BUDGET FROM THE PREVIOUS YEAR. THE COMPENSATION COMMITTEE ONLY APPROVES THE COMPENSATION OF SENIOR LEADERSHIP. 2. USE OF DATA AS TO COMPARABLE COMPENSATION: FOR EACH POSITION SUBJECT TO REVIEW, COMPARABILITY DATA IS GATHERED FROM ANY OF THE FOLLOWING SOURCES: INDUSTRY SURVEYS, DOCUMENTED COMPENSATION OF PERSONS HOLDING SIMILAR POSITIONS IN SIMILAR ORGANIZATIONS, EXPERT COMPENSATION STUDIES, OR OTHER COMPARABLE DATA. FOR EACH TIME THERE IS A MATERIAL CHANGE TO THE SALARY RANGE OR COMPENSATION PACKAGE OF THE AFFECTED POSITION AND/OR PERSON IN THAT POSITION, NEW DATA IS GATHERED AND NEW DOCUMENTATION IS CREATED. 3. CONTEMPORANEOUS DOCUMENTATION REGARDING DECISIONS: ALL DOCUMENTATION ON FINAL DECISIONS, INCLUDING DELIBERATIONS, MADE BY THE COMPENSATION COMMITTEE IS KEPT ON RECORD IN THE OHSU FOUNDATION HUMAN RESOURCES DEPARTMENT. IN CASES WHERE THERE IS A HIRING DECISION OF THE PRESIDENT, THE EXECUTIVE COMMITTEE IS CONVENED WHICH INCLUDES ALL MEMBERS OF THE COMP. COMMITTEE. THIS PROCESS WAS LAST UNDERTAKEN FOR THE HIRING OF THE NEW PRESIDENT IN APRIL 2013. FORM 990, PART VI, LINE 19 - OTHER ORG. DOCUMENTS PUBLICLY AVAILABLE WHILE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTERST POLICY AND FINANCIAL STATEMENTS BE MADE AVAILABLE FOR PUBLIC INSPECTION, LIMITED INFORMATION ON THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE AT THE FOUNDATION'S WEBSITE INCLUDING THE AUDITED FINANCIAL STATEMENTS. THIS INFORMATION IS NOT READILY AVAILABLE FOR THE GENERAL PUBLIC AND REQUESTS FOR THIS INFORMATION ARE ASSESSED ON A CASE BY CASE BASIS BY THE RELEVANT FOUNDATION EMPLOYEE BEFORE DISCLOSURE. FORM 990, PART XI, LINE 5 - OTHER CHANGES IN NET ASSETS CHANGE IN VALUE OF LIFE INCOME AGREEMENTS........4,476,337 ----------- TOTAL 4,476,337 OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 HOSPITAL/UNIV OR NA false DOERNECHER CHILDREN'S HOSPITAL FDN 1121 SW SALMON STREET 100 PORTLAND OR 97205 930579589 FUNDRAISING OR 501(C)(3) 5 NA false CHARITABLE REMAINDER TRUST (50) CRT OR OHSUF false CHARITABLE REMAINDER TRUST (2) CRT OR UBS false CHARITABLE REMAINDER TRUST (2) CRT OR US BANK false CHARITABLE REMAINDER TRUST (3) CRT OR CALDWELL TRUST false CHARITABLE REMAINDER TRUST (1) CRT OR OCF false CHARITABLE LEAD TRUST (1) CLT OR OHSUF false false true false false false false false false false false true false false true true true true true true OREGON HEALTH & SCIENCE UNIVERSITY b 81872203 CASH PAID OREGON HEALTH & SCIENCE UNIVERSITY o 99577 WRITTEN AGREE OREGON HEALTH & SCIENCE UNIVERSITY q 64433 CASH PAID OREGON HEALTH & SCIENCE UNIVERSITY r 2518459 WRITTEN AGREE OREGON HEALTH & SCIENCE UNIVERSITY s 1404622 WRITTEN AGREE